My view of Univ

Appearing in The Martlet, Issue 11, Spring 2020, University College, Oxford.

My view of Univ

“I came to Oxford last year, leaving an established career in New York, and found a welcoming new home, an ideal environment for research and intellectual stimulation. Through the big wooden door to the Main Quad, I enter the College each day to find fascinating new conversations with historians, classicists, geologists, political scientists, medical scientists, mathematicians, philosophers, artists and even Egyptologists. What a life! I take on Oxford like a fine wool coat, enveloping me, suiting me perfectly.”


Professor Joel David Hamkins, Sir Peter Strawson Fellow in Philosophy at Univ and Professor of Logic at Oxford

The theory of infinite games, including infinite chess, Talk Math With Your Friends, June 2020

This will be accessible online talk about infinite chess and other infinite games for the Talk Math With Your Friends seminar, June 18, 2020 4 pm EST (9 pm UK).  Zoom access information.  Please come talk math with me!

Abstract. I will give an introduction to the theory of infinite games, with examples drawn from infinite chess in order to illustrate various concepts, such as the transfinite game value of a position.

See more of my posts on infinite chess.

Proof and the Art of Mathematics

  • J. D. Hamkins, Proof and the Art of Mathematics, MIT Press, 2020.  
    @BOOK{Hamkins2020:Proof-and-the-art-of-mathematics,
    author = {Joel David Hamkins},
    title = {Proof and the {Art} of {Mathematics}},
    publisher = {MIT Press},
    year = {2020},
    isbn = {978-0-262-53979-1},
    keywords = {book},
    url = {https://mitpress.mit.edu/books/proof-and-art-mathematics},
    }

Now available for preorder at MIT Press. Or go directly to the book at Amazon.com, Amazon.co.uk, or order through your local bookstore. #ProofandtheArt

From the Preface:

This is a mathematical coming-of-age book, for students on the cusp, who are maturing into mathematicians, aspiring to communicate mathematical truths to other mathematicians in the currency of mathematics, which is: proof. This is a book for students who are learning—perhaps for the first time in a serious way—how to write a mathematical proof. I hope to show how a mathematician makes an argument establishing a mathematical truth.

Proofs tell us not only that a mathematical statement is true, but also why it is true, and they communicate this truth. The best proofs give us insight into the nature of mathematical reality. They lead us to those sublime yet elusive Aha! moments, a joyous experience for any mathematician, occurring when a previously opaque, confounding issue becomes transparent and our mathematical gaze suddenly penetrates completely through it, grasping it all in one take. So let us learn together how to write proofs well, producing clear and correct mathematical arguments that logically establish their conclusions, with whatever insight and elegance we can muster. We shall do so in the context of the diverse mathematical topics that I have gathered together here in this book for the purpose.

Bi-interpretation of weak set theories, Oxford Set Theory Seminar, May 2020

This will be a talk for the newly founded Oxford Set Theory Seminar, May 20, 2020. Contact Sam Adam-Day (me@samadamday.com) for the Zoom access codes. 

Abstract: Set theory exhibits a truly robust mutual interpretability phenomenon: in any model of one set theory we can define models of diverse other set theories and vice versa. In any model of ZFC, we can define models of ZFC + GCH and also of ZFC + ¬CH and so on in hundreds of cases. And yet, it turns out, in no instance do these mutual interpretations rise to the level of bi-interpretation. Ali Enayat proved that distinct theories extending ZF are never bi-interpretable, and models of ZF are bi-interpretable only when they are isomorphic. So there is no nontrivial bi-interpretation phenomenon in set theory at the level of ZF or above.  Nevertheless, for natural weaker set theories, we prove, including ZFC- without power set and Zermelo set theory Z, there are nontrivial instances of bi-interpretation. Specifically, there are well-founded models of ZFC- that are bi-interpretable, but not isomorphic—even $\langle H_{\omega_1},\in\rangle$ and $\langle H_{\omega_2},\in\rangle$ can be bi-interpretable—and there are distinct bi-interpretable theories extending ZFC-. Similarly, using a construction of Mathias, we prove that every model of ZF is bi-interpretable with a model of Zermelo set theory in which the replacement axiom fails. This is joint work with Alfredo Roque Freire.

This is a version of the talk that I had planned to give at the 2020 Set Theory meeting Oberwolfach, before that meeting was canceled on account of the Covid-19 situation.

Bi-interpretation in weak set theories

Oxford Set Theory Seminar

I am pleased to announce the founding of the Oxford Set Theory Seminar.

We shall focus on all aspects of set theory and the philosophy of set theory.

Topics will include forcing, large cardinals, models of set theory, set theory as a foundation, set-theoretic potentialism, cardinal characteristics of the continuum, second-order set theory and class theory, and much more.

Technical topics are completely fine. Speakers are encouraged to pick set-theoretic topics having some philosophical angle or aspect, although it is expected that this might sometimes be a background consideration, while at other times it will be a primary focus.

The seminar will last 60-90 minutes. Speakers are requested to prepare a one hour talk, and we expect a lively discussion with questions.

Trinity Term 2020

In Trinity term 2020, the seminar is organized by myself and Samuel Adam-Day. In light of the corona virus situation, we will be meeting online via Zoom for the foreseeable future.

For the Zoom access code, contact Samuel Adam-Day me@samadamday.com.

6 May 2020, 4 pm UK

Victoria Gitman, City University of New York

Elementary embeddings and smaller large cardinals

Abstract  A common theme in the definitions of larger large cardinals is the existence of elementary embeddings from the universe into an inner model. In contrast, smaller large cardinals, such as weakly compact and Ramsey cardinals, are usually characterized by their combinatorial properties such as existence of large homogeneous sets for colorings. It turns out that many familiar smaller large cardinals have elegant elementary embedding characterizations. The embeddings here are correspondingly ‘small’; they are between transitive set models of set theory, usually the size of the large cardinal in question. The study of these elementary embeddings has led us to isolate certain important properties via which we have defined robust hierarchies of large cardinals below a measurable cardinal. In this talk, I will introduce these types of elementary embeddings and discuss the large cardinal hierarchies that have come out of the analysis of their properties. The more recent results in this area are a joint work with Philipp Schlicht.

20 May 2020, 4 pm

Joel David Hamkins, Oxford

Bi-interpretation of weak set theories

Abstract. Set theory exhibits a truly robust mutual interpretability phenomenon: in any model of one set theory we can define models of diverse other set theories and vice versa. In any model of ZFC, we can define models of ZFC + GCH and also of ZFC + ¬CH and so on in hundreds of cases. And yet, it turns out, in no instance do these mutual interpretations rise to the level of bi-interpretation. Ali Enayat proved that distinct theories extending ZF are never bi-interpretable, and models of ZF are bi-interpretable only when they are isomorphic. So there is no nontrivial bi-interpretation phenomenon in set theory at the level of ZF or above.  Nevertheless, for natural weaker set theories, we prove, including ZFC- without power set and Zermelo set theory Z, there are nontrivial instances of bi-interpretation. Specifically, there are well-founded models of ZFC- that are bi-interpretable, but not isomorphic—even $\langle H_{\omega_1},\in\rangle$ and $\langle H_{\omega_2},\in\rangle$ can be bi-interpretable—and there are distinct bi-interpretable theories extending ZFC-. Similarly, using a construction of Mathias, we prove that every model of ZF is bi-interpretable with a model of Zermelo set theory in which the replacement axiom fails. This is joint work with Alfredo Roque Freire.

27 May 2020, 4 pm

Ali Enayat, Gothenberg

Leibnizian and anti-Leibnizian motifs in set theory


Abstract. Leibniz’s principle of identity of indiscernibles at first sight appears completely unrelated to set theory, but Mycielski (1995) formulated a set-theoretic axiom nowadays referred to as LM (for Leibniz-Mycielski) which captures the spirit of Leibniz’s dictum in the following sense:  LM holds in a model M of ZF iff M is elementarily equivalent to a model M* in which there is no pair of indiscernibles.  LM was further investigated in a 2004  paper of mine, which includes a proof that LM is equivalent to the global form of the Kinna-Wagner selection principle in set theory.  On the other hand, one can formulate a strong negation of Leibniz’s principle by first adding a unary predicate I(x) to the usual language of set theory, and then augmenting ZF with a scheme that ensures that I(x) describes a proper class of indiscernibles, thus giving rise to an extension ZFI of ZF that I showed (2005) to be intimately related to Mahlo cardinals of finite order. In this talk I will give an expository account of the above and related results that attest to a lively interaction between set theory and Leibniz’s principle of identity of indiscernibles.

17 June 2020, 4 pm

Philipp Schlicht, Bristol

Forcing axioms via names

Abstract. Forcing axioms state that the universe inherits certain properties of generic extensions for a given class of forcings. They are usually formulated via the existence of filters, but several alternative characterisations are known. For instance, Bagaria (2000) characterised some forcing axioms via generic absoluteness for objects of size omega_1. In a related new approach, we consider principles stating the existence of filters that induce correct evaluations of sufficiently simple names in prescribed ways. For example, for the properties ‘nonempty’ or ‘unbounded in omega_1’, consider the principle: whenever this property is forced for a given sufficiently simple name, then there exists a filter inducing an evaluation with the same property. This class of principles turns out to be surprisingly general: we will see how to characterise most known forcing axioms, but also some combinatorial principles that are not known to be equivalent to forcing axioms. This is recent joint work in progress with Christopher Turner.

The seminar talks appear in the compilation of math seminars at https://mathseminars.org/seminar/oxford-set-theory.

Philosophy of Mathematics, graduate lecture seminar, Oxford, Trinity term 2020

This will be a graduate-level lecture seminar on the Philosophy of Mathematics held during Trinity term 2020 here at the University of Oxford, co-taught by Dr. Wesley Wrigley and myself.

The broad theme for the seminar will be incompleteness, referring both to the incompleteness of our mathematical theories, as exhibited in Gödel’s incompleteness theorems, and also to the incompleteness of our mathematical domains, as exhibited in mathematical potentialism. 

All sessions will be held online using the Zoom meeting platform. Please contact Professor Wrigley for access to the seminar (wesley.wrigley@philosophy.ox.ac.uk). The Zoom meetings will not be recorded or posted online.

The basic plan will be that the first four sessions, in weeks 1-4, will be led by Dr. Wrigley and concentrate on his current research on the incompleteness of mathematics and the philosophy of Kurt Gödel, while weeks 5-8 will be led by Professor Hamkins, who will concentrate on topics in potentialism. 

Readings as detailed below:

Weeks 1 & 2  (28 April, 5 May)
Kurt Gödel “Some basic theorems on the foundations of mathematics and their implications (*1951)”,  in: Feferman, S. et al.  (eds) Kurt Gödel: Collected Works Volume III, pp.304-323. OUP (1995). And Wrigley “Gödel’s Disjunctive Argument”. (Also available on Canvas).

Week 3 (12th May)
Donald Martin, “Gödel’s Conceptual Realism”, Bulletin of Symbolic Logic 11:2 (2005), 207- 224 https://www.jstor.org/stable/1556750. And Wrigley “Conceptual Platonism.”

Week 4 (19th May)
Bertrand Russell “The Regressive Method of Discovering the Premises of Mathematics (1907)”, in: Moore , G. (ed) The Collected Papers of Bertrand Russell, Volume 5, pp.571-580. Routledge (2014). And Wrigley “Quasi-Scientific Methods of Justification in Set Theory.”

Week 5 (26th May)
Øystein Linnebo & Stewart Shapiro, “Actual and potential infinity”, Noûs 53:1 (2019), 160-191, https://doi.org/10.1111/nous.12208. And Øystein Linnebo. “Putnam on Mathematics as Modal Logic,” In: Hellman G., Cook R. (eds) Hilary Putnam on Logic and Mathematics. Outstanding Contributions to Logic, vol 9. Springer, Cham (2018). https://doi.org/10.1007/978-3-319-96274-0_14 

Week 6 (2nd June)
The topic this week is: tools for analyzing the modal logic of a potentialist system. This seminar will be based around the slides for my talk “Potentialism and implicit actualism in the foundations of mathematics,” given for the Jowett Society in Oxford last year. The slides are available at: http://jdh.hamkins.org/potentialism-and-implicit-actualism-in-the-foundations-of-mathematics-jowett-society-oxford-february-2019.  Interested readers may also wish to consult the more extensive slides for the three-lecture workshop I gave on potentialism at the Hejnice Winter School in 2018; the slides are available at http://jdh.hamkins.org/set-theoretic-potentialism-ws2018. My intent is to concentrate on the nature and significance of control statements, such as buttons, switches, ratchets and railyards, for determining the modal logic of a potentialist system.

Week 7 (9th June)
Joel David Hamkins and Øystein Linnebo. “The modal logic of set-theoretic potentialism and the potentialist maximality principles”. Review of Symbolic Logic (2019). https://doi.org/10.1017/S1755020318000242. arXiv:1708.01644. http://wp.me/p5M0LV-1zC. This week, we shall see how the control statements allow us to analyze precisely the modal logic of various conceptions of set-theoretic potentialism.

Week 8 (16th June)
Joel David Hamkins, “Arithmetic potentialism and the universal algorithm,” arxiv: 1801.04599, available at http://jdh.hamkins.org/arithmetic-potentialism-and-the-universal-algorithm. Please feel free to skip over the more technical parts of this paper. In the seminar discussion, we shall concentrate on the basic idea of arithmetic potentialism, including a full account of the universal algorithm and the significance of it for potentialism, as well as remarks of the final section of the paper.

Philosophical Trials interview: Joel David Hamkins on Infinity, Gödel’s Theorems and Set Theory

I was interviewed by Theodor Nenu as the first installment of his Philosophical Trials interview series with philosophers, mathematicians and physicists.

 
Theodor provided the following outline of the conversation:
 
  • 00:00 Podcast Introduction
  • 00:50 MathOverflow and books in progress
  • 04:08 Mathphobia
  • 05:58 What is mathematics and what sets it apart?
  • 08:06 Is mathematics invented or discovered (more at 54:28)
  • 09:24 How is it the case that Mathematics can be applied so successfully to the physical world?
  • 12:37 Infinity in Mathematics
  • 16:58 Cantor’s Theorem: the real numbers cannot be enumerated
  • 24:22 Russell’s Paradox and the Cumulative Hierarchy of Sets
  • 29:20 Hilbert’s Program and Godel’s Results
  • 35:05 The First Incompleteness Theorem, formal and informal proofs and the connection between mathematical truths and mathematical proofs
  • 40:50 Computer Assisted Proofs and mathematical insight
  • 44:11 Do automated proofs kill the artistic side of Mathematics?
  • 48:50 Infinite Time Turing Machines can settle Goldbach’s Conjecture or the Riemann Hypothesis
  • 54:28 Nonstandard models of arithmetic: different conceptions of the natural numbers
  • 1:00:02 The Continuum Hypothesis and related undecidable questions, the Set-Theoretic Multiverse and the quest for new axioms
  • 1:10:31 Minds and computers: Sir Roger Penrose’s argument concerning consciousness

The real numbers are not interpretable in the complex field

Consider the real numbers $\newcommand\R{\mathbb{R}}\R$ and the complex numbers $\newcommand\C{\mathbb{C}}\C$ and the question of whether these structures are interpretable in one another as fields.

What does it mean to interpret one mathematical structure in another? It means to provide a definable copy of the first structure in the second, by providing a definable domain of $k$-tuples (not necessarily just a domain of points) and definable interpretations of the atomic operations and relations, as well as a definable equivalence relation, a congruence with respect to the operations and relations, such that the first structure is isomorphic to the quotient of this definable structure by that equivalent relation. All these definitions should be expressible in the language of the host structure.

One may proceed recursively to translate any assertion in the language of the interpreted structure into the language of the host structure, thereby enabling a complete discussion of the first structure purely in the language of the second.

For an example, we can define a copy of the integer ring $\langle\mathbb{Z},+,\cdot\rangle$ inside the semi-ring of natural numbers $\langle\mathbb{N},+,\cdot\rangle$ by considering every integer as the equivalence class of a pair of natural numbers $(n,m)$ under the same-difference relation, by which $$(n,m)\equiv(u,v)\iff n-m=u-v\iff n+v=u+m.$$ Integer addition and multiplication can be defined on these pairs, well-defined with respect to same difference, and so we have interpreted the integers in the natural numbers.

Similarly, the rational field $\newcommand\Q{\mathbb{Q}}\Q$ can be interpreted in the integers as the quotient field, whose elements can be thought of as integer pairs $(p,q)$ written more conveniently as fractions $\frac pq$, where $q\neq 0$, considered under the same-ratio relation
$$\frac pq\equiv\frac rs\qquad\iff\qquad ps=rq.$$
The field structure is now easy to define on these pairs by the familiar fractional arithmetic, which is well-defined with respect to that equivalence. Thus, we have provided a definable copy of the rational numbers inside the integers, an interpretation of $\Q$ in $\newcommand\Z{\mathbb{Z}}\Z$.

The complex field $\C$ is of course interpretable in the real field $\R$ by considering the complex number $a+bi$ as represented by the real number pair $(a,b)$, and defining the operations on these pairs in a way that obeys the expected complex arithmetic. $$(a,b)+(c,d) =(a+c,b+d)$$ $$(a,b)\cdot(c,d)=(ac-bd,ad+bc)$$ Thus, we interpret the complex number field $\C$ inside the real field $\R$.

Question. What about an interpretation in the converse direction? Can we interpret $\R$ in $\C$?

Although of course the real numbers can be viewed as a subfield of the complex numbers $$\R\subset\C,$$this by itself doesn’t constitute an interpretation, unless the submodel is definable. And in fact, $\R$ is not a definable subset of $\C$. There is no purely field-theoretic property $\varphi(x)$, expressible in the language of fields, that holds in $\C$ of all and only the real numbers $x$. But more: not only is $\R$ not definable in $\C$ as a subfield, we cannot even define a copy of $\R$ in $\C$ in the language of fields. We cannot interpret $\R$ in $\C$ in the language of fields.

Theorem. As fields, the real numbers $\R$ are not interpretable in the complex numbers $\C$.

We can of course interpret the real numbers $\R$ in a structure slightly expanding $\C$ beyond its field structure. For example, if we consider not merely $\langle\C,+,\cdot\rangle$ but add the conjugation operation $\langle\C,+,\cdot,z\mapsto\bar z\rangle$, then we can identify the reals as the fixed-points of conjugation $z=\bar z$. Or if we add the real-part or imaginary-part operators, making the coordinate structure of the complex plane available, then we can of course define the real numbers in $\C$ as those complex numbers with no imaginary part. The point of the theorem is that in the pure language of fields, we cannot define the real subfield nor can we even define a copy of the real numbers in $\C$ as any kind of definable quotient structure.

The theorem is well-known to model theorists, a standard observation, and model theorists often like to prove it using some sophisticated methods, such as stability theory. The main issue from that point of view is that the order in the real numbers is definable from the real field structure, but the theory of algebraically closed fields is too stable to allow it to define an order like that.

But I would like to give a comparatively elementary proof of the theorem, which doesn’t require knowledge of stability theory. After a conversation this past weekend with Jonathan Pila, Boris Zilber and Alex Wilkie over lunch and coffee breaks at the Robin Gandy conference, here is such an elementary proof, based only on knowledge concerning the enormous number of automorphisms of $\C$, a consequence of the categoricity of the complex field, which itself follows from the fact that algebraically closed fields of a given characteristic are determined by their transcedence degree over their prime subfield. It follows that any two transcendental elements of $\C$ are automorphic images of one another, and indeed, for any element $z\in\C$ any two complex numbers transcendental over $\Q(z)$ are automorphic in $\C$ by an automorphism fixing $z$.

Proof of the theorem. Suppose that we could interpret the real field $\R$ inside the complex field $\C$. So we would define a domain of $k$-tuples $R\subseteq\C^k$ with an equivalence relation $\simeq$ on it, and operations of addition and multiplication on the equivalence classes, such that the real field was isomorphic to the resulting quotient structure $R/\simeq$. There is absolutely no requirement that this structure is a submodel of $\C$ in any sense, although that would of course be allowed if possible. The $+$ and $\times$ of the definable copy of $\R$ in $\C$ might be totally strange new operations defined on those equivalence classes. The definitions altogether may involve finitely many parameters $\vec p=(p_1,\ldots,p_n)$, which we now fix.

As we mentioned, the complex number field $\C$ has an enormous number of automorphisms, and indeed, any two $k$-tuples $\vec x$ and $\vec y$ that exhibit the same algebraic equations over $\Q(\vec p)$ will be automorphic by an automorphism fixing $\vec p$. In particular, this means that there are only countably many isomorphism orbits of the $k$-tuples of $\C$. Since there are uncountably many real numbers, this means that there must be two $\simeq$-inequivalent $k$-tuples in the domain $R$ that are automorphic images in $\C$, by an automorphism $\pi:\C\to\C$ fixing the parameters $\vec p$. Since $\pi$ fixes the parameters of the definition, it will take $R$ to $R$ and it will respect the equivalence relation and the definition of the addition and multiplication on $R/\simeq$. Therefore, $\pi$ will induce an automorphism of the real field $\R$, which will be nontrivial precisely because $\pi$ took an element of one $\simeq$-equivalence class to another.

The proof is now completed by the observation that the real field $\langle\R,+,\cdot\rangle$ is rigid; it has no nontrivial automorphisms. This is because the order is definable (the positive numbers are precisely the nonzero squares) and the individual rational numbers must be fixed by any automorphism and then every real number is determined by its cut in the rationals. So there can be no nontrivial automorphism of $\R$, and we have a contradiction. So $\R$ is not interpretable in $\C$. $\Box$

Bi-interpretation of weak set theories, Oberwolfach, April 2020

This will be a talk for the workshop in Set Theory at the Mathematisches Forschungsinstitute Oberwolfach, April 5-11, 2020. 

Note: the conference has been cancelled due to concerns over the Coronavirus-19.

Abstract: Set theory exhibits a truly robust mutual interpretability phenomenon: in any model of one set theory we can define models of diverse other set theories and vice versa. In any model of ZFC, we can define models of ZFC + GCH and also of ZFC + ¬CH and so on in hundreds of cases. And yet, it turns out, in no instance do these mutual interpretations rise to the level of bi-interpretation. Ali Enayat proved that distinct theories extending ZF are never bi-interpretable, and models of ZF are bi-interpretable only when they are isomorphic. So there is no nontrivial bi-interpretation phenomenon in set theory at the level of ZF or above.  Nevertheless, for natural weaker set theories, we prove, including ZFC- without power set and Zermelo set theory Z, there are nontrivial instances of bi-interpretation. Specifically, there are well-founded models of ZFC- that are bi-interpretable, but not isomorphic—even $\langle H_{\omega_1},\in\rangle$ and $\langle H_{\omega_2},\in\rangle$ can be bi-interpretable—and there are distinct bi-interpretable theories extending ZFC-. Similarly, using a construction of Mathias, we prove that every model of ZF is bi-interpretable with a model of Zermelo set theory in which the replacement axiom fails. This is joint work with Alfredo Roque Freire.

Bi-interpretation in weak set theories

Bi-interpretation in set theory, Bristol, February 2020

This will be a talk for the Logic and Set Theory seminar at the University of Bristol, on 25 February, 2020.

Abstract: In contrast to the robust mutual interpretability phenomenon in set theory, Ali Enayat proved that bi-interpretation is absent: distinct theories extending ZF are never bi-interpretable and models of ZF are bi-interpretable only when they are isomorphic. Nevertheless, for natural weaker set theories, we prove, including Zermelo-Fraenkel set theory ZFC- without power set and Zermelo set theory Z, there are nontrivial instances of bi-interpretation. Specifically, there are well-founded models of ZFC- that are bi-interpretable, but not isomorphic—even $\langle H_{\omega_1},\in\rangle$ and $\langle H_{\omega_2},\in\rangle$ can be bi-interpretable—and there are distinct bi-interpretable theories extending ZFC-. Similarly, using a construction of Mathias, we prove that every model of ZF is bi-interpretable with a model of Zermelo set theory in which the replacement axiom fails. This is joint work with Alfredo Roque Freire.

Bi-interpretation in weak set theories

Bi-interpretation in weak set theories

  • A. R. Freire and J. D. Hamkins, “Bi-interpretation in weak set theories,” Mathematics arXiv, 2020. (Under review)  
    @ARTICLE{FreireHamkins:Bi-interpretation-in-weak-set-theories,
    author = {Alfredo Roque Freire and Joel David Hamkins},
    title = {Bi-interpretation in weak set theories},
    journal = {Mathematics arXiv},
    year = {2020},
    volume = {},
    number = {},
    pages = {},
    month = {},
    note = {Under review},
    abstract = {},
    keywords = {under-review},
    source = {},
    doi = {},
    url = {http://jdh.hamkins.org/bi-interpretation-in-weak-set-theories},
    eprint = {2001.05262},
    archivePrefix = {arXiv},
    primaryClass = {math.LO},
    }

Abstract. In contrast to the robust mutual interpretability phenomenon in set theory, Ali Enayat proved that bi-interpretation is absent: distinct theories extending ZF are never bi-interpretable and models of ZF are bi-interpretable only when they are isomorphic. Nevertheless, for natural weaker set theories, we prove, including Zermelo-Fraenkel set theory $\newcommand\ZFCm{\text{ZFC}^-}\ZFCm$ without power set and Zermelo set theory Z, there are nontrivial instances of bi-interpretation. Specifically, there are well-founded models of ZFC- that are bi-interpretable, but not isomorphic — even $\langle H_{\omega_1},\in\rangle$ and $\langle H_{\omega_2},\in\rangle$ can be bi-interpretable — and there are distinct bi-interpretable theories extending ZFC-. Similarly, using a construction of Mathias, we prove that every model of ZF is bi-interpretable with a model of Zermelo set theory in which the replacement axiom fails.

Set theory exhibits a robust mutual interpretability phenomenon: in a given model of set theory, we can define diverse other interpreted models of set theory. In any model of Zermelo-Fraenkel ZF set theory, for example, we can define an interpreted model of ZFC + GCH, via the constructible universe, as well as definable interpreted models of ZF + ¬AC, of ZFC + MA + ¬CH, of ZFC + $\mathfrak{b}<\mathfrak{d}$, and so on for hundreds of other theories. For these latter theories, set theorists often use forcing to construct outer models of the given model; but nevertheless the Boolean ultrapower method provides definable interpreted models of these theories inside the original model (explained in theorem 7). Similarly, in models of ZFC with large cardinals, one can define fine-structural canonical inner models with large cardinals and models of ZF satisfying various determinacy principles, and vice versa. In this way, set theory exhibits an abundance of natural mutually interpretable theories.

Do these instances of mutual interpretation fulfill the more vigourous conception of bi-interpretation? Two models or theories are mutually interpretable, when merely each is interpreted in the other, whereas bi-interpretation requires that the interpretations are invertible in a sense after iteration, so that if one should interpret one model or theory in the other and then re-interpret the first theory inside that, then the resulting model should be definably isomorphic to the original universe (precise definitions in sections 2 and 3). The interpretations mentioned above are not bi-interpretations, for if we start in a model of ZFC+¬CH and then go to L in order to interpret a model of ZFC+GCH, then we’ve already discarded too much set-theoretic information to expect that we could get a copy of our original model back by interpreting inside L. This problem is inherent, in light of the following theorem of Ali Enayat, showing that indeed there is no nontrivial bi-interpretation phenomenon to be found amongst the set-theoretic models and theories satisfying ZF. In interpretation, one must inevitably discard set-theoretic information.

Theorem. (Enayat 2016)

  1. ZF is solid: no two models of ZF are bi-interpretable.
  2. ZF is tight: no two distinct theories extending ZF are bi-interpretable.

The proofs of these theorems, provided in section 6, seem to use the full strength of ZF, and Enayat had consequently inquired whether the solidity/tightness phenomenon somehow required the strength of ZF set theory. In this paper, we shall find support for that conjecture by establishing nontrivial instances of bi-interpretation in various natural weak set theories, including Zermelo-Fraenkel theory $\ZFCm$, without the power set axiom, and Zermelo set theory Z, without the replacement axiom.

Main Theorems

  1. $\ZFCm$ is not solid: there are well-founded models of $\ZFCm$ that are bi-interpretable, but not isomorphic.
  2. Indeed, it is relatively consistent with ZFC that $\langle H_{\omega_1},\in\rangle$ and $\langle H_{\omega_2},\in\rangle$ are bi-interpretable.
  3. $\ZFCm$ is not tight: there are distinct bi-interpretable extensions of $\ZFCm$.
  4. Z is not solid: there are well-founded models of Z that are bi-interpretable, but not isomorphic.
  5. Indeed, every model of ZF is bi-interpretable with a transitive inner model of Z in which the replacement axiom fails.
  6. Z is not tight: there are distinct bi-interpretable extensions of Z.

    These claims are made and proved in theorems 20, 17, 21 and 22. We shall in addition prove the following theorems on this theme:

  7. Well-founded models of ZF set theory are never mutually interpretable.
  8. The Väänänen internal categoricity theorem does not hold for $\ZFCm$, not even for well-founded models.

These are theorems 14 and 16. Statement (8) concerns the existence of a model $\langle M,\in,\bar\in\rangle$ satisfying $\ZFCm(\in,\bar\in)$, meaning $\ZFCm$ in the common language with both predicates, using either $\in$ or $\bar\in$ as the membership relation, such that $\langle M,\in\rangle$ and $\langle M,\bar\in\rangle$ are not isomorphic.

Read more in the full article:

Philosophy meets maths, Oxford, January 2020

This will be a fun talk for the Philosophy Plus Science Taster Day, a fun day of events for prospective students in the joint philosophy degrees, whether Mathematics & Philosophy, Physics & Philosophy or Computer Science & Philosophy. The talk will be Friday 10th January in the Andrew Wiles building.

Abstract. In this talk, we shall pose and solve various fun puzzles in epistemic logic, which is to say, puzzles involving reasoning about knowledge, including one’s own knowledge or the knowledge of other people, including especially knowledge of knowledge or knowledge of the lack of knowledge. We’ll discuss several classic puzzles of common knowledge, such as the two-generals problem, Cheryl’s birthday problem, and the blue-eyed islanders, as well as several new puzzles. Please come and enjoy!

Modal model theory, STUK 4, Oxford, December 2019

This will be my talk for the Set Theory in the United Kingdom 4, a conference to be held in Oxford on 14 December 2019. I am organizing the conference with Sam Adam-Day. 

Modal model theory

Abstract. I shall introduce the subject of modal model theory, a research effort bringing modal concepts and vocabulary into model theory. For any first-order theory T, we may naturally consider the models of T as a Kripke model under the submodel relation, and thereby naturally expand the language of T to include the modal operators. In the class of all graphs, for example, a statement is possible in a graph, if it is true in some larger graph, having that graph as an induced subgraph, and a statement is necessary when it is true in all such larger graphs. The modal expansion of the language is quite powerful: in graphs it can express k-colorability and even finiteness and countability. The main idea applies to any collection of models with an extension concept. The principal questions are: what are the modal validities exhibited by the class of models or by individual models? For example, a countable graph validates S5 for graph theoretic assertions with parameters, for example, just in case it is the countable random graph; and without parameters, just in case it is universal for all finite graphs. Similar results apply with digraphs, groups, fields and orders. This is joint work with Wojciech Wołoszyn.

Hand-written lecture notes

The $\Sigma_1$-definable universal finite sequence

  • J. D. Hamkins and K. J. Williams, “The $\Sigma_1$-definable universal finite sequence,” ArXiv e-prints, 2019. (Under review)  
    @ARTICLE{HamkinsWilliams:The-universal-finite-sequence,
    author = {Joel David Hamkins and Kameryn J. Williams},
    title = {The $\Sigma_1$-definable universal finite sequence},
    journal = {ArXiv e-prints},
    year = {2019},
    volume = {},
    number = {},
    pages = {},
    month = {},
    note = {Under review},
    abstract = {},
    keywords = {under-review},
    eprint = {1909.09100},
    archivePrefix = {arXiv},
    primaryClass = {math.LO},
    source = {},
    doi = {},
    }

Abstract. We introduce the $\Sigma_1$-definable universal finite sequence and prove that it exhibits the universal extension property amongst the countable models of set theory under end-extension. That is, (i) the sequence is $\Sigma_1$-definable and provably finite; (ii) the sequence is empty in transitive models; and (iii) if $M$ is a countable model of set theory in which the sequence is $s$ and $t$ is any finite extension of $s$ in this model, then there is an end extension of $M$ to a model in which the sequence is $t$. Our proof method grows out of a new infinitary-logic-free proof of the Barwise extension theorem, by which any countable model of set theory is end-extended to a model of $V=L$ or indeed any theory true in a suitable submodel of the original model. The main theorem settles the modal logic of end-extensional potentialism, showing that the potentialist validities of the models of set theory under end-extensions are exactly the assertions of S4. Finally, we introduce the end-extensional maximality principle, which asserts that every possibly necessary sentence is already true, and show that every countable model extends to a model satisfying it.

  • The universal algorithm,
    • J. D. Hamkins and H. W. Woodin, “The universal finite set,” ArXiv e-prints, pp. 1-16, 2017. (Manuscript under review)  
      @ARTICLE{HamkinsWoodin:The-universal-finite-set,
      author = {Joel David Hamkins and W. Hugh Woodin},
      title = {The universal finite set},
      journal = {ArXiv e-prints},
      year = {2017},
      volume = {},
      number = {},
      pages = {1--16},
      month = {},
      note = {Manuscript under review},
      abstract = {},
      keywords = {under-review},
      source = {},
      doi = {},
      eprint = {1711.07952},
      archivePrefix = {arXiv},
      primaryClass = {math.LO},
      url = {http://jdh.hamkins.org/the-universal-finite-set},
      }
  • The modal logic of arithmetic potentialism,
    • J. D. Hamkins, “The modal logic of arithmetic potentialism and the universal algorithm,” ArXiv e-prints, pp. 1-35, 2018. (Under review)  
      @ARTICLE{Hamkins:The-modal-logic-of-arithmetic-potentialism,
      author = {Joel David Hamkins},
      title = {The modal logic of arithmetic potentialism and the universal algorithm},
      journal = {ArXiv e-prints},
      year = {2018},
      volume = {},
      number = {},
      pages = {1--35},
      month = {},
      eprint = {1801.04599},
      archivePrefix = {arXiv},
      primaryClass = {math.LO},
      note = {Under review},
      url = {http://wp.me/p5M0LV-1Dh},
      abstract = {},
      keywords = {under-review},
      source = {},
      doi = {},
      }
  • A new proof of the Barwise extension theorem
  • Kameryn’s blog post about the paper


I know that you know that I know that you know…. Oxford, October 2019

This will be a fun start-of-term Philosophy Undergraduate Welcome Lecture for philosophy students at Oxford in the Mathematics & Philosophy, Physics & Philosophy, Computer Science & Philosophy, and Philosophy & Linguistics degrees. New students are especially encouraged, but everyone is welcome! The talk is open to all. The talk will be Wednesday 16th October, 5-6 pm in the Mathematical Institute, with wine and nibbles afterwards.

Abstract. In this talk, we shall pose and solve various fun puzzles in epistemic logic, which is to say, puzzles involving reasoning about knowledge, including one’s own knowledge or the knowledge of other people, including especially knowledge of knowledge or knowledge of the lack of knowledge. We’ll discuss several classic puzzles of common knowledge, such as the two-generals problem, Cheryl’s birthday problem, and the blue-eyed islanders, as well as several new puzzles. Please come and enjoy!

Philosophy Faculty announcement of talk