An interdisciplinary team, with members from DERA, IM, & OCDO, created a centralized space on sec.gov for the public to interact with & gain insights into SEC’s publicly available data. Check out the latest Money Market Fund Statistics: https://lnkd.in/dtBq2DMz
U.S. Securities and Exchange Commission
Financial Services
Washington, DC 139,180 followers
This account expresses the author's views only and not necessarily those of the Commission or other staff.
About us
The mission of the U.S. Securities and Exchange Commission (SEC) is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The SEC holds primary responsibility for enforcing the federal securities laws and regulating the securities industry, the nation's stock and options exchanges, and other electronic securities markets in the United States. In addition to the Securities Exchange Act of 1934 that created it, the SEC enforces the Securities Act of 1933, the Trust Indenture Act of 1939, the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Sarbanes-Oxley Act of 2002 and other statutes. The SEC's five main divisions are: • Corporation Finance • Trading and Markets • Investment Management • Enforcement • Risk and Economic Analysis The SEC is looking for the brightest minds to solve difficult problems and help strengthen our team in order to better serve as the investor's advocate. We are currently seeking qualified applicants for numerous positions. Opportunities are located in the SEC's Washington, D.C. headquarters and in 11 regional offices in the United States. Disclaimer: http://ow.ly/5hB230oHjhr
- Website
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http://www.sec.gov
External link for U.S. Securities and Exchange Commission
- Industry
- Financial Services
- Company size
- 1,001-5,000 employees
- Headquarters
- Washington, DC
- Type
- Government Agency
- Specialties
- Financial Services, Federal Government, and Compliance
Locations
Employees at U.S. Securities and Exchange Commission
Updates
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🗓️ Mark your calendars 🗓️ Our Division of Investment Management will host the annual Conference on Emerging Trends in Asset Management. On the agenda: 1️⃣ Trends in Asset Management Products & Strategies 2️⃣ Asset Management Trends: Past, Present and Future 3️⃣ Tech-Driven Trends 4️⃣ Regulatory Perspectives https://lnkd.in/gxNMkB33
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To encourage compliance with the Marketing Rule and other related rules, the Division of Examinations published a Risk Alert providing initial observations from exams. The Division will continue to examine advisers’ compliance with the Marketing Rule. https://t.co/NiGyo8TeBw
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UPDATE: The SEC Scholars Program announcements were extended and now close on Tuesday, April 23, 2024 at 11:59 PM ET! Apply now: https://bit.ly/43vKXmY
The U.S. Securities and Exchange Commission is seeking the next generation of leaders to join our team! The SEC will host the SEC Scholars Program during Fall 2024. The program targets currently enrolled college students to participate in a 10-week internship. Internship Opportunities: The SEC is offering business and legal internship opportunities. Apply today at https://bit.ly/43vKXmY. The announcements close on Wednesday, April 17, 2024 at 11:59 pm (ET). Locations: Atlanta, GA; Boston, MA; Chicago, IL; Denver, CO; Fort Worth, TX; Los Angeles, CA; Miami, FL; New York, NY; Philadelphia, PA; Salt Lake City, UT; San Francisco, CA; Washington, DC The next Information Sessions is today: Tuesday, April 9, 2024; 12 – 1 pm (ET) - https://lnkd.in/gfCGjm64
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Reminder! Next week is the #SECSmallBizForum. Join us for this unique event where members of the public and private sectors gather to provide feedback to improve capital-raising policy. Today is the last day to submit your policy recommendations for participants to consider during the Forum. Don’t forget to submit your ideas. Learn more about the Forum, register, and submit your policy recommendations 👉 www.sec.gov/oasb/sbforum
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We can’t wait to engage with you during the 43rd annual #SECSmallBizForum next week, April 16-18, 2024. We have an exciting line-up of speakers who will share fresh perspectives on capital formation each day. Join us for sessions on early-stage capital-raising successes and challenges, investing in and building ecosystems to support small businesses, and experiences of small cap companies going and staying public. At the end of each session, registered participants will have the opportunity to prioritize recommendations to be submitted to the SEC and to Congress. We invite you to submit policy recommendations in advance of the event via our submission portal by close of business on April 12th. Learn more about the Forum and register here 👉 www.sec.gov/oasb/sbforum
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The U.S. Securities and Exchange Commission is seeking the next generation of leaders to join our team! The SEC will host the SEC Scholars Program during Fall 2024. The program targets currently enrolled college students to participate in a 10-week internship. Internship Opportunities: The SEC is offering business and legal internship opportunities. Apply today at https://bit.ly/43vKXmY. The announcements close on Wednesday, April 17, 2024 at 11:59 pm (ET). Locations: Atlanta, GA; Boston, MA; Chicago, IL; Denver, CO; Fort Worth, TX; Los Angeles, CA; Miami, FL; New York, NY; Philadelphia, PA; Salt Lake City, UT; San Francisco, CA; Washington, DC The next Information Sessions is today: Tuesday, April 9, 2024; 12 – 1 pm (ET) - https://lnkd.in/gfCGjm64
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Registration is open for the 43rd annual #SECSmallBizForum taking place on April 16-18 from 1:00-2:30pm ET. The Forum features an exciting line-up of speakers with fresh perspectives on #capitalraising. Each day’s session will cover a different topic including early-stage capital-raising successes and challenges, investing in and building ecosystems to support small businesses, and experiences of small cap companies going and staying public. By registering, you will have the opportunity to prioritize policy recommendations and ask questions live during the event. At the end of each day’s session, registered participants will have the opportunity to prioritize capital-raising policy recommendations. We invite you to submit your policy recommendations in advance using our submission portal by close of business April 12th. www.sec.gov/oasb/sbforum