Financial, Securities & Commodity Law | The National Law Review

The Financial institutions and banking sectors are highly regulated in the US and throughout the world with stiff penalties for failure to comply with regulations. The National Law Review addresses legal issues, compliance concerns, financial regulatory schemes, broker-deals, insolvency and restructuring, and structured transaction negotiations.

Regulatory Agencies with Financial Services

Readers can learn about new loan transactions, international trade agreements, mortgage loans and bank financing legislation, and other news as it unfolds in the US and around the world. Details that are covered by governmental and regulatory agencies including the Commodity Futures Trading Commission (CFTC), the Consumer Financial Protection Bureau (CFPB), and the Financial Industry Regulatory Authority (FINRA), are routinely updated on the site. With ongoing agency news dealing with the CFPB, agency directors, and nominations to financial and banking agencies, the National Law Review constantly adds new cases and newsreaders want to remain informed about.

Global Financial Services

International banking and financial institutions news is also covered on the National Law Review. UK regulatory framework covered, including the Australian crowd-sourced funding regime, and EU’s Markets in Financial Instruments Directive (MiFID), along with international insolvency, news, and legislation from around the world, which are linked to non-US foreign banks and institutions, are regularly published online. Additionally, the legal experts at the National Law Review consistently offer updates on the United Kingdom Financial Conduct Authority and the effects of Brexit.

Financial Services and Innovation

The National Law Review also covers hot topics such as financial services law and FinTech (financial technology). Additionally, we cover topics like bitcoin, cryptocurrency transactions, SEC regulations, blockchain technologies, and compliance under finance laws like the Dodd-Frank Wall Street Reform and Consumer Protection Act. Additionally, cases and news which is governed under the Federal Reserve Act, the Fair Credit and Reporting Act, Gramm-Leach-Bliley Act, and Equal Credit Opportunity Act, are also analyzed in articles on the site.

Securities & the SEC

The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The National Law Review covers news and updates coming out of the SEC, including information about updates on the US SEC EDGAR system and related requirements, rules designed to limit and enforce rules against Insider Trading and Anti-Money Laundering settlements. Additionally, analysis of the SEC Division of Investment Management leadership and proposed rulemakings.

For hourly updates on the latest news about Wall Street, banking, financial, securities/SEC regulations, laws, and legislation be sure to follow our Financial, Banking, and Securities Law Twitter feed, and sign up for complimentary e-news bulletins.

Date	Title	Organization
5 Nov	Apple Backs Down: Commits to Take Global FRAND License to Avoid Exile from UK Market	Mintz
5 Nov	Do LLC Members Owe Fiduciary Duties? Yes And No	Allen Matkins Leck Gamble Mallory & Natsis LLP
5 Nov	Beltway Buzz, November 5, 2021	Ogletree, Deakins, Nash, Smoak & Stewart, P.C.
5 Nov	CMS Requires COVID-19 Vaccine for Health Care Workers at all Facilities Participating in Medicare and Medicaid	Dinsmore & Shohl LLP
5 Nov	Plant-Based Food Labeling Legislative Update	Norris McLaughlin P.A.
5 Nov	SEC Determines That Shareholder Climate Change Proposals Should Not Be Excluded	Mintz
5 Nov	OSHA COVID–19 Emergency Temporary Standard: Employer Action Required	Vedder Price
5 Nov	CMS Mandates Vaccines for Staff of Medicare and Medicaid Providers and Suppliers	Polsinelli PC
5 Nov	OFAC Reaffirms Focus on Virtual Currency With Updated Sanctions Law Guidance	McDermott Will & Emery
5 Nov	Talking Shop: State of the Construction Industry [VIDEO]	Ward and Smith, P.A.
5 Nov	The Patentability of Blockchain and Cryptocurrency [VIDEO]	Mintz
5 Nov	OSHA Issues Emergency Temporary Standard Vaccination/Testing Rules	Giordano, Halleran & Ciesla, P.C.
5 Nov	President’s Working Group on Financial Markets Releases Report on Stablecoins	Sheppard, Mullin, Richter & Hampton LLP
5 Nov	Supply Chain Disruption: Protecting Your Position in The Face of Global Challenges	K&L Gates
5 Nov	Vaccine Mandate UPDATE	Strassburger McKenna Gutnick & Gefsky
5 Nov	OSHA Announces COVID-19 ETS Mandating Employee Vaccinations or Weekly Testing	Pierce Atwood LLP
5 Nov	The Impact of The Law Decree "Decreto Sostegni Bis" (DL N. 73/2021) On Raw Materials Price Contracts and Public Tenders	K&L Gates
5 Nov	Will There Be a New Wave of Federal White Collar Crime Enforcement? DOJ Announces Its New Priorities to Focus on Combatting Corporate Wrongdoing	Epstein Becker & Green, P.C.
5 Nov	The Energizer – Volume 99	K&L Gates
5 Nov	Court Splits McDonald’s AI Drive-Thru Litigation, Some Claims Kicked Back to State Court	Squire Patton Boggs (US) LLP