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More information: What is our evaluation process?
Published: November 2017
We spoke with Arjun Pant and Grace Morgan about updates on Dispensers for Safe Water on June 20, 2018.
What do they do? The Dispensers for Safe Water program (https://www.evidenceaction.org/dispensers/) provides chlorine dispensers for decontamination of drinking water to prevent diarrhea and associated deaths of young children. (More)
Does it work? We believe that there is strong evidence that chlorination is biochemically effective at inactivating most diarrhea-causing microorganisms, but weaker evidence on the causal relationship between water chlorination programs and reductions in under-5 diarrhea and death. The program carries out surveys to gather data on the implementation and impact of the program, including whether dispensers are correctly installed, what the quality of the water is at baseline, and whether chlorine is present in water at the household level. We have not thoroughly evaluated Dispensers for Safe Water's monitoring. (More)
What do you get for your dollar? Our rough cost-effectiveness analysis of Dispensers for Safe Water suggests that the program is in a similar range of cost-effectiveness as unconditional cash transfer programs. (More)
Is there room for more funding? We have not thoroughly evaluated Dispensers for Safe Water's room for more funding. Evidence Action told us that it could use up to $4.7 million per year to maintain current operations and $7.2 million to expand the program in 2018-2020. (More)
In 2012, we conducted a site visit of Dispensers for Safe Water, then operated by Innovations for Poverty Action (IPA).1 In the years since, we have had ongoing conversations with Dispensers for Safe Water.2 In 2013, we completed an intervention report on water quality interventions. We have also written a blog post on water quality interventions. In 2016-2017, we evaluated Dispensers for Safe Water's cost-effectiveness relative to our top charities (more). The review of the evidence of effectiveness, together with our cost-effectiveness estimates, resulted in the decision to recommend Dispensers for Safe Water as a standout charity.
We believe that Evidence Action as a whole is an organization with a strong track record of self-evaluation, communication, and transparency. Evidence Action's Deworm the World Initiative has been a GiveWell top charity since 2013, and we recommended Evidence Action's No Lean Season program as a top charity in 2017. We removed No Lean Season from our list of top charities in 2018; see this blog post for more detail.
Evidence Action was formed in 2013 and at that time managed two programs: the Deworm the World Initiative (formerly Deworm the World) and Dispensers for Safe Water, both previously managed by Innovations for Poverty Action (IPA).3
Dispensers for Safe Water provides chlorine dispensers at wells and other water sources in rural and remote communities of Kenya, Uganda, and Malawi.4 Community members can dispense a pre-measured amount of diluted chlorine into their water container prior to collecting water from the source.5 Chlorine disinfects water by chemically reacting with microorganisms over a period of time, such as during the walk home from the water source (more). Dispensers for Safe Water believes that water treated in this way remains disinfected for 2-3 days.6 We have not evaluated water storage techniques or storage duration in communities served by Dispensers for Safe Water.
Dispensers for Safe Water states that it installs and repairs dispensers, provides refills of chlorine, engages with the community, and conducts monitoring and evaluation of the program.7
We summarize Dispensers for Safe Water's 2016 spending in this spreadsheet.
In short:
Dispensers for Safe Water expects its spending in 2017 to be about the same as in 2016.10
We have focused our evaluation on evidence of whether programs like Dispensers for Safe Water reduce diarrhea and death in children under five. There is strong evidence that chlorination is biochemically effective at inactivating most diarrhea-causing microorganisms, but weaker evidence on the causal relationship between water chlorination programs and reductions in under-5 diarrhea and death.
Chlorination is a well-established means of disinfecting drinking water. When dilute sodium hypochlorite or calcium hypochlorite is added to water, it reacts with organic matter,11 destroying the membranes of microorganisms.12 The rate and efficacy of inactivation of microorganisms varies, and depends on pH, chlorine concentration, and chlorine demand.13 Additionally, microorganisms may be protected from inactivation by chlorine if they are attached to or within particulate matter in the water; therefore chlorination is less effective in turbid water.14 Some microorganisms are resistant to chlorine, including the cysts and eggs of protozoa and helminths.15 After disinfection, excess chlorine in the water may remain available to prevent re-contamination, depending on storage conditions.16
We discuss what we know about how Dispensers for Safe Water monitors dispenser use below. In brief, it tests for both total chlorine residual and free chlorine residual in the water of randomly sampled households during unannounced visits.17 The results of these visits are presented on the Dispensers for Safe Water webpage: Dispenser Data as Total Dispenser Adoption Rates, showing around 50% adoption. Total chlorine residual is the sum of free chlorine, chlorine which remains available for disinfection, and combined chlorine, a product of chlorine's chemical reactions.18 Therefore, measuring total chlorine residual measures whether the water was ever chlorinated (adoption rate) but does not necessarily indicate whether the water is disinfected. Our understanding is that levels of free chlorine residual (chlorine which remains available for disinfection) were, at least in 2015, slightly lower than levels of total chlorine residual.19 However, due to the interim status of our investigation into Dispensers for Safe Water, we have not closely analyzed the methodology or results of monitoring of dispenser use.
Our best guess is that water chlorination interventions prevent diarrhea in children under five years of age. However, a number of factors complicate the interpretation of this body of evidence: self-report of diarrhea, risk of bias from lack of blinding, and variable adherence to treatment.20 There are also plausible mechanisms by which diarrheal rates may not be closely dependent on household water quality.21 We have very recently been made aware of a recent unpublished meta-analysis of the effect of water treatment on all-cause child mortality, including three studies of the effect of water chlorination on all-cause child mortality. We have not incorporated this information into our view of water chlorination interventions, but will do so in our next update on this work.
One recent randomized controlled trial, WASH Benefits, investigated the effect of chlorine dispensers on self-reported diarrhea in Kenya and Bangladesh.22 Results from this trial are forthcoming. This is the only study we know of that assesses the relationship between chlorine dispensers and diarrheal outcomes, or on water chlorination at the water source ("point of collection") rather than in the household ("point of use").
The most recent (2015) Cochrane review of interventions to improve water quality identified 15 randomized controlled trials (RCTs) of the effect of point-of-use water chlorination on diarrhea in children under five.23 We summarize these studies in GiveWell's summary of studies of point-of-use chlorination on under-5 diarrhea. Two of the fifteen studies take place in east Africa, the same region where Dispensers for Safe Water operates. Four of the fifteen studies were published since 2007 (within the last 10 years). The Cochrane meta-analysis of these fifteen studies finds that water chlorination reduces the risk of under-5 diarrhea by 23% (statistically significant) among populations offered the intervention.24 This estimated effect size includes both households that adopted and households that did not adopt the offered treatment25 and therefore likely underestimates the impact in adopting households. The effects found in individual studies are heterogeneous, and hence may reflect sensitivity to local conditions.26 Of 15 studies, the Cochrane review classified five as having low risk of bias due to blinding, and 10 as having high risk of bias due to blinding.27 Considering all studies and subgroups of water chlorination studies (not just outcomes on children under five), the Cochrane meta-analysis finds no effect in the studies at low risk of bias by blinding of participants, but finds a statistically significant effect in the studies at high risk of bias by blinding of participants.28 We have not reviewed whether this pattern holds for studies of subgroups of children under five, the methodology for assigning risk of bias, or the methodology of blinding in individual studies. We note that there were substantial methodological limitations for several of the blinded studies, such as small sample sizes and, in one case, a placebo that was partially effective at improving water quality.29 The Cochrane review also notes that the primary outcome in most studies is self-reported diarrhea.30 Self-reported outcomes may be particularly prone to bias (e.g. participants reporting what they believe researchers want to hear) when participants are not blinded to the intervention. We are uncertain of the likely magnitude of this potential bias.31
As might be expected, adherence to the treatment appears to affect the effect of the treatment on diarrhea. Considering all studies and subgroups of water chlorination studies (not just outcomes on children under five) which report on adherence, the Cochrane meta-analysis finds statistically significant effects of water chlorination on diarrhea in studies with over 50% adherence, but not in studies with under 50% adherence or in studies which do not report adherence.32 This pattern is supportive of the theory that water chlorination is effective at reducing diarrhea rates. We have not reviewed whether this pattern holds for studies of subgroups of children under five, nor have we reviewed the methodology of adherence measurement in individual studies.
We are aware of one RCT of water chlorination published since the most recent Cochrane review. A three-armed study in Bangladesh comparing home water chlorination and safe storage, safe storage alone, and control found a significant reduction in under-5 diarrhea in both treatment arms (36% in the chlorine plus safe storage arm, 31% in the safe storage arm). However, there was no statistical difference between the two treatment arms, suggesting that the benefits were predominantly due to the safe storage intervention rather than the chlorination intervention.33
Dispensers for Safe Water recently conducted its own updated review of the evidence for the effect of water quality interventions, available at Dispensers for Safe Water's 2017 updated review of the evidence, concluding that "we continue to have confidence that Dispensers for Safe Water is backed by strong evidence and is highly cost-effective."
For this standout charity review, we asked Dispensers for Safe Water to share high-level information about the types of monitoring it conducts to ensure its program is working as intended. We have not attempted to analyze how compelling this monitoring is at this interim stage of our investigation; rather, we present a descriptive account of Dispensers for Safe Water's monitoring processes and the data they generate.
Dispensers for Safe Water provided an overview of the types of monitoring information it collects.34 We focused on three types of monitoring that seemed most likely to be useful to us in understanding program performance:
When aggregating the results of these surveys, Dispensers for Safe Water assumes that households that test positive for chlorine residuals in their drinking water treated their water with chlorine from the Dispensers for Safe Water dispenser.46 Dispensers for Safe Water notes that it only tests water in households where (a) the dispenser promoter, an individual tasked with championing the dispenser to the community, claims that the household has been using the chlorine dispenser and (b) when asked by the surveyor, the household member indicates that they use the chlorine dispenser.47 As with installation surveys, 5-10% of household/community surveys are re-done by monitoring and evaluation field associates to verify results.48
Dispensers for Safe Water collects other monitoring data, including data about attendance at community education meetings, chlorine deliveries, hardware spot checks, and surveys with promoters.49 More information about these data is available in Dispensers for Safe Water, Monitoring and Evaluation Primer. We also note that Dispensers for Safe Water publishes a dashboard with real-time data on number of people with access to dispensers, adoption rate, and dispenser outages.
Based on GiveWell's CEA of Dispensers for Safe Water, 2017, our best estimate is that Dispensers for Safe water is in a similar range of cost-effectiveness as unconditional cash transfer programs. As with all of our cost-effectiveness models, there are several parameters about which we are significantly uncertain. We are especially uncertain about the expected impact of the program on under-5 diarrhea: although we use a summary effect based on existing research, we are concerned about the heterogeneity of results in existing studies. Our cost-effectiveness analysis also makes a significant judgment about how to treat carbon credit revenues earned by the program: we treat part of the revenue generated by carbon credit sales (the market value on the compliance market) as value generated by the program, offsetting costs of the program. We treat the remainder of the revenue generated by carbon credit sales (in excess of compliance market value) as an additional source of voluntary funding for the program, which does not factor into the cost-effectiveness of the program.
Due to a number of complicating factors in the evidence base for the effect of home water chlorination on under-5 diarrhea, and the lack of evidence about the effect of chlorine dispensers specifically, we are very uncertain about our best-guess estimate of the effect of Dispensers for Safe Water on under-5 diarrhea.
The studies of the effect of point-of-use chlorination on under-5 diarrhea identified in Clasen et al. 2015 measure the intervention's effect on the population targeted. Because we wish to include the proportion of the population's water that is in fact chlorinated ("adherence", or "adoption", or "uptake") as an input in our model of Dispensers for Safe Water, we attempt to estimate the effect of water chlorination on those who use water chlorination (a "treatment on the treated" effect). To do this, we adjust the effect sizes of the studies included in the Cochrane review by reported rate of chlorine use and weight them by study size to get an average effect. Then, we use the adoption rate measured by Dispensers for Safe Water to arrive at an estimate of the program's effect on the Dispensers for Safe Water population.50
Of 15 studies of water chlorination on under-5 diarrhea, the Cochrane review identified a reported adherence rate in 10.51 We excluded two of these studies because we were unable to identify the level of adherence in these studies.52 Additionally, we believe it may be appropriate to exclude Jain et al. 2010 from this analysis due to particularly low diarrheal rates reported in both the treatment and control group, and due to some methodological concerns; this does not have a large effect on our conclusions.53 Additionally, we are aware of two forthcoming studies relevant to the effect of chlorination on under-5 diarrhea: a working paper by Null et al., and the WASH Benefits54 study. WASH Benefits is a large study, and one of its trials takes place in Kenya, a context highly relevant to the Dispensers for Safe Water program. 5,000 newborns per country) and will measure primary outcomes after two years of intervention." WASH Benefits website, Overview " href="#footnote55_54ejjrl">55 We believe these studies are highly relevant to this investigation, and we have some limited information from these studies which contributes to our view of the effect of water chlorination on under-5 diarrhea. However, we are not at liberty to discuss the findings from these studies.
The summary effect of water chlorination on under-5 diarrhea in a population which adopts the intervention is sensitive to which studies we include or exclude in our analysis. Our best guess is based on results from the studies identified in the Cochrane review, and adjusts for our expectation of results from the Null et al. working paper. Due to our limited information about results from WASH Benefits, and the sensitivity of discussing such results prior to publication, we are not formally incorporating expectations about results from that study into this analysis.
Details of our calculations and results are in GiveWell's CEA of Dispensers for Safe Water, 2017.56 Note that we have not closely reviewed the methodologies of the studies included in the Cochrane review, and we are particularly concerned about the heterogeneity of the evidence and differences between study contexts and the Dispensers for Safe Water context.
Dispensers for Safe Water is partially funded by revenue the program earns by being awarded, and selling, carbon credits.57 Dispensers for Safe Water is accredited to generate such carbon credits because the promotion of water chlorination is expected to avert greenhouse gas emissions compared to a counterfactual program that would promote water purification via boiling.58 Our understanding is that water boiling is not highly prevalent in areas where Dispensers for Safe Water works, and so the carbon credit accreditation is based on displacing possible counterfactual water boiling promotion rather than on converting current water treatment from boiling to chlorination. We have not reviewed the details of Dispensers for Safe Water's carbon credit accreditation.
Our understanding of carbon credit markets is based on a small number of conversations with Dispensers for Safe Water. Carbon credits are bought on carbon markets by companies with greenhouse gas reduction targets in order to offset their emissions. Carbon credits were sold on a compliance market for roughly $0.34 in the year that Dispensers for Safe Water negotiated the sale price of their carbon credits.59 There is also a voluntary market, where buyers may seek to voluntarily offset their carbon emissions at a higher price, and often also seek to buy carbon credits from organizations that generate additional environmental or humanitarian benefits.60 Our understanding is that Dispensers for Safe Water sells carbon credits at a price higher than market value because (a) it sells on the voluntary market rather than the compliance market, and (b) it receives a higher than usual price on the voluntary market, possibly due to the perceived additional environmental, humanitarian, and development value of the Dispensers for Safe Water program.
GiveWell generally seeks to include funding provided by other funders in our cost-effectiveness analyses.61 We consider Dispensers for Safe Water's accreditation to sell carbon credits to represent a commodity produced as a benefit of the program. We believe it is appropriate to treat revenue generated by the market sale of a commodity produced by a program as offsetting the costs of that program. However, to the extent that buyers are paying above-market price for carbon credits, we consider the difference between market price and sale price to be in effect a philanthropic contribution of funding to the Dispensers for Safe Water program. We believe it is important to count the contributions of other funders such as buyers of Dispensers for Safe Water's carbon credits both because GiveWell seeks the most cost-effective giving opportunities when all costs are considered, and because we value the counterfactual use of those funds which are directed towards programs with humanitarian and development effects.
GiveWell's CEA of Dispensers for Safe Water, 2017 includes the options to subtract all, none, or a specific amount of the carbon credit revenue from the program's costs. Fully subtracting carbon credit revenue from costs rather than partially subtracting this revenue (keeping all else fixed) moves the median estimate of the cost-effectiveness of the Dispensers for Safe Water program from 1.2 times as cost-effective as GiveDirectly to 3.2 times as cost-effective as GiveDirectly.62 Dispensers for Safe Water notes that it updates its carbon revenue projections to incorporate changes in the carbon market and carbon verification methods as new information becomes available, and it expects to share revisions to its carbon projections in the future.63
The way we account for carbon credit revenue has a significant effect on the cost-effectiveness analysis. However, we feel confident that our decision in this case is consistent with our general approach to alternative funding sources.
We asked Dispensers for Safe Water to give a brief, high-level overview of its priorities for additional funding. It told us that its highest priority for additional funding is to maintain existing operations across its 28,000 dispensers in Kenya, Uganda, and Malawi, at a total cost of $4.65 million per year. Given other sources of revenue, Dispensers for Safe Water expects to have a funding gap for this work of $7.2 million in 2018-2020.64
GiveWell's notes from a site visit of Dispensers for Safe Water, 2012
We have not produced notes from all conversations. Our page of research conversation notes includes GiveWell's non-verbatim summary of a conversation with Dispensers for Safe Water, July 24, 2014.
"Two IPA initiatives that touch millions of people in Africa and Asia - Dispensers for Safe Water and the Deworm the World Initiative - will spin off from IPA to be managed by Evidence Action." IPA press release: Evidence Action launch, published in August 2013.
"Community members go to their water source to fetch water, place their bucket or jerrican under the dispenser, turn the valve to dispense a correctly measured amount of diluted chlorine, and then fill the bucket with water." Dispensers for Safe Water webpage, section "What is Dispensers for Safe Water?"
"The chlorine disinfects the water as a community member is walking home, and by the time he or she arrives, much of the chlorine smell has dissipated and they are left with clean, safe water that stays safe for 2-3 days." Dispensers for Safe Water webpage, section "What is Dispensers for Safe Water?"
This category is named "Program management and material." The notes for this category describe various supplies used for the program: "Includes chlorine procurement, dispenser parts, fuel and vehicle costs for delivery, community and promoter engagement materials, etc."
Further detail provided by Dispensers for Safe Water in response to a draft of this page in November 2017.
"The difference between the 2016 total budget amount you will see in the attached ($4.73M) vs. the $4.65M we project for 2017 and beyond (referenced in the paragraph above) is due to cost saving measures we undertook at the end of 2016." Arjun Pant, Evidence Action Chief of Staff, email to GiveWell, November 7, 2017.
First, substances such as manganese, iron, and hydrogen sulphide dissolved in the water will react irreversibly with chlorine. This reaction removes these substances, thereby improving water quality and taste. Chlorine, which reacts in this way is, however, lost and does not contribute to disinfection.
Secondly, chlorine may react reversibly with organic matter and ammonia in water. The compounds formed are weak disinfectants. The products are referred to as combined chlorine or residual combined chlorine.
Thirdly, the chlorine may react with and dissociate in water. The products are efficient disinfectants unless the water is alkaline and are referred to as free chlorine or free residual chlorine.
The total amount of chlorine which will react both with compounds like iron and manganese and with organics and ammonia is referred to as the chlorine demand. The chlorine demand of different waters can vary widely.
Chlorine demand is therefore the difference between the amount of chlorine added to the water (the chlorine dose) and the free chlorine detectable in the water.
The chlorine demand for some waters, for instance some river waters, can increase dramatically, particularly after heavy rain. Measurement of chlorine demand is important for control of water treatment processes and is detailed in Fact Sheet 2.31."
WHO fact sheet: Inactivation of microbes by chlorine, pp. 117-118.
"When chlorine is added to water, it destroys the membrane of microorganisms and kills them." WHO Measuring chlorine levels in water supplies, p. 1.
"Nevertheless, microbes may be protected from chlorine if they are attached to or within particles in the water. For this reason, water to be chlorinated must be clear. It should always have a turbidity of less than five turbidity units and ideally less than one turbidity unit." WHO fact sheet: Inactivation of microbes by chlorine, p. 117.
"For practical purposes, cysts and eggs of protozoa and helminths my be considered resistant to disinfection with chlorine. They are killed at high doses or after prolonged contact times, but these are often impractical. Cysts and eggs of protozoa and helminths should be removed by filtration prior to disinfection or, in the case of groundwaters (springs and wells), excluded by source protection." WHO fact sheet: Inactivation of microbes by chlorine, p. 117.
"Chlorine persists in water as residual chlorine after dosing and this helps to minimize the effects of re-contamination by killing or inactivating microbes which may enter the water supply after chlorination. It is important to take this into account when estimating requirements for chlorination in order to ensure that residual chlorine is always present.
The level of chlorine residual required varies with the type of water supply and local conditions. In water supplies which are chlorinated there should always be a minimum of 0.5 mg/l residual chlorine after 30 minutes contact time in water.
... Chlorine residual is readily and rapidly lost, particularly in open or regularly opened storage containers. Good household storage and handling practice are therefore vital to ensure good quality water in the home, and reliance should not be placed on residual disinfectant effect." WHO fact sheet: Inactivation of microbes by chlorine, pp. 120, 122.
"Three types of chlorine residual can be measured:
WHO fact sheet: Chlorine testing, p. 181.
"Additionally, the program did indeed collect both free and total chlorine residuals for 2015. Average TCR was 55 percent program-wide, and average FCR was 47 percent." Dispensers for Safe Water, email to GiveWell, May 15, 2017.
For more information, see our intervention report on water quality interventions.
Clasen et al. 2015, p. 116, Analysis 3.2. Comparison 3 POU: water chlorination versus control, Outcome 2 Diarrhoea: cluster-RCTs: subgrouped by age. Subgroup 2 ("<5 years") contains 15 RCTs.
Clasen et al. 2015, p. 116, Analysis 3.2. Comparison 3 POU: water chlorination versus control, Outcome 2 Diarrhoea: cluster-RCTs: subgrouped by age. The meta-analysis result for subgroup 2 ("<5 years") is presented at the bottom of p. 116 as 0.77 with a 95% confidence interval of 0.64 - 0.92.
Our understanding is that this analysis was done on an intent to treat basis, comparing households which were randomly assigned to a water chlorination intervention to households which were randomly assigned to be part of studies' control groups. "Analysis 3.2 Comparison 3 POU: water chlorination versus control, Outcome 2 Diarrhoea: cluster-RCTs: subgrouped by age" compares "intervention" to "control" and does not note any adjustments based on adherence (Clasen et al. 2015, p. 116). As the review authors note, it can be challenging to determine the degree to which households adopt or adhere to water chlorination in these studies:
"Some studies of POU water treatment undertook indirect assessments of adherence by measuring residual chlorine levels in stored water, comparing microbiological water quality of intervention and control groups, conducting periodic or post-study surveys, or counting the amount of intervention product used. Most other studies measured adherence only by occasional observation, while eight cluster-RCTs did not report on adherence.
"The studies of chlorine residuals reported adherence ranging from a high of 95% (Doocy 2006 LBR) to a low of 11% (Opryszko 2010a AFG). Even among these studies, however, investigators acknowledged that it was not possible to know to what extent intervention group participants actually consumed treated water or avoided consuming untreated water. For those studies that reported on adherence, three took the additional step of investigating and reporting on continued consumption of untreated water (Boisson 2010 DRC; Peletz 2012 ZMB; Boisson 2013 IND) a source of exposure that could be masked by less direct metrics of adherence." Clasen et al. 2015, p. 12.
For each study of under-5 diarrhea listed in Clasen et al. 2015, p. 116, Analysis 3.2. Comparison 3 POU: water chlorination versus control, Outcome 2 Diarrhoea: cluster-RCTs: subgrouped by age, subgroup 2 ("<5 years"), we recorded the study's risk of bias by blinding of participants according to p. 119, Analysis 3.4. Comparison 3 POU: water chlorination versus control, Outcome 4 Diarrhoea: cluster-RCTs by risk of bias by blinding of participants. We recorded the risk of bias in GiveWell's summary of studies of point-of-use chlorination on under-5 diarrhea.
Clasen et al. 2015, p. 119, Analysis 3.4. Comparison 3 POU: water chlorination versus control, Outcome 4 Diarrhoea: cluster-RCTs by risk of bias by blinding of participants. Risk ratio for diarrhea in 5 studies judged at low risk of bias by blinding of participants is 1.07 [0.97, 1.17]. Risk ratio for diarrhea in 11 studies judged at high risk of bias by blinding of participants is 0.68 [0.56, 0.83].
For more information, see the methodological limitations noted in the relevant section of our water quality intervention report.
"The primary outcome in most studies was self-reported diarrhoea, which is at high risk of bias due to the lack of blinding in over 80% of the included studies." Clasen et al. 2015, p. 2, referring to all studies included in the review.
Clasen et al. 2015, pp. 117-118, Analysis 3.3. Comparison 3 POU: water chlorination versus control, Outcome 3 Diarrhoea: cluster-RCTs; subgrouped by adherence. Four subgroups are considered:
Dispensers for Safe Water, Monitoring and Evaluation Primer.
"Additionally we strive to conduct back-check surveys on 5-10% of key surveys such as installation, spot check, and community surveys. These back-checks are done by monitoring and evaluation field associates and provide a clear check on the performance and results recorded in the initial data collection activity." Dispensers for Safe Water, Monitoring and Evaluation Primer, Pg. 3.
"Between installation of the dispenser and the community sensitization meeting (that is, before the delivery of the first batch of chlorine to the community), a random sample of waterpoints are chosen and a sub-sample of households selected, for a microbiological assessment of the safety of their drinking water to serve as a baseline." Dispensers for Safe Water, Monitoring and Evaluation Primer, Pg. 2.
"Between installation of the dispenser and the community sensitization meeting (that is, before the delivery of the first batch of chlorine to the community), a random sample of waterpoints are chosen and a sub-sample of households selected, for a microbiological assessment of the safety of their drinking water to serve as a baseline." Dispensers for Safe Water, Monitoring and Evaluation Primer, Pg. 2.
"Water samples are collected from drinking water at the different households that meet any of the following criteria:
Dispensers for Safe Water, Water Quality Baseline Sampling Methodology, Pg. 3.
"Household/Community Surveys: For the first three months of evaluation in a new region, households in 2% of all dispenser areas are monitored. Following that, 1.5% of installed dispensers are sampled and monitored over every 2 month period. For community surveys, we employ 2-stage cluster sampling. 1.5% of the dispensers are selected at field office cluster level. At each randomized waterpoint, 8 households are randomly selected for the surveys and chlorine residual testing." Dispensers for Safe Water, Monitoring and Evaluation Primer, Pg. 3.
"Community_Survey", "c305b_hhold_child How many children under 5 live in this HOUSEHOLD?" and "c311a_chld1_drhea_past2wks Has this child had diarrhea in the past 2 weeks (past 14 days) including and up to today?" Dispensers for Safe Water, Community Survey
See, for example, the following questions:
Dispensers for Safe Water, Community Survey
"Water samples from each of these households are then tested for the presence chlorine residuals using the color wheel test kit. Those households testing positive are assumed to have treated their water with chlorine from the Dispenser." Dispensers for Safe Water, Monitoring and Evaluation Primer, Pg. 3.
Comment provided by Dispensers for Safe Water in response to a draft of this page in November 2017.
"Additionally we strive to conduct back-check surveys on 5-10% of key surveys such as installation, spot check, and community surveys. These back-checks are done by monitoring and evaluation field associates and provide a clear check on the performance and results recorded in the initial data collection activity." Dispensers for Safe Water, Monitoring and Evaluation Primer, Pg. 3.
For details, see GiveWell's CEA of Dispensers for Safe Water, 2017, tab "Diarrhea reduction by adherence".
Compare the studies reporting on under-5 diarrhea listed in Analysis 3.2. Comparison 3 POU: water chlorination versus control, Outcome 2 Diarrhoea: cluster-RCTs: subgrouped by age, Clasen et al. 2015, pp. 115-116 with the studies grouped by adherence in Analysis 3.3. Comparison 3 POU: water chlorination versus control, Outcome 3 Diarrhoea: cluster-RCTs; subgrouped by adherence. Clasen et al. 2015, pp. 117-118. Of the 15 studies reporting on under-5 diarrhea, 5 of them appear in the adherence subgroup "Residual chlorine not reported", while the other 10 appear in some other adherence subgroup.
Clasen et al. 2015, p. 117 subgroup analysis by adherence categorizes "Austin 1993a" as finding residual chlorine in ≤ 50% of samples and "Austin 1993b" as finding residual chlorine in 51 to 85% of samples. We were not able to identify more precise adherence levels in these study, as the data is unpublished (c.f. the references in Clasen et al. 2015, p. 21, are to "Austin 1993a GMB {unpublished data only}" and "Austin 1993b GMB {unpublished data only}").
"The WASH Benefits Study provides rigorous evidence on the health and developmental benefits of water quality, sanitation, handwashing, and nutritional interventions during the first years of life. The study includes two, cluster-randomized controlled trials to measure the impact of intervention among newborn infants in rural Bangladesh and Kenya. The studies are large in scope (> 5,000 newborns per country) and will measure primary outcomes after two years of intervention." WASH Benefits website, Overview
See GiveWell's CEA of Dispensers for Safe Water, 2017, tab "Diarrhea reduction by adherence", for illustration of our methodology. We have excluded Jain et al. 2010 (as discussed above) and adjusted for our expectation of results from the Null et al. unpublished working paper. Due to our limited information about results from WASH Benefits (discussed above), and the sensitivity of discussing such results prior to publication, we are not formally incorporating expectations about results from that study into this analysis.
"We sell carbon credits on carbon markets to generate revenue and offset our costs of running Dispensers for Safe Water.
"A carbon credit represents one ton of carbon dioxide or equivalent of greenhouse gases removed or not emitted into the atmosphere." Dispensers for Safe Water webpage: Dispenser Data
"Dispenser for Safe Water is certified by 3rd party auditors to generate such carbon credits by averting the greenhouse gas emissions from a carbon-intensive activity like boiling water in favor of a cleaner safe water technology like chlorine dispensers." Dispensers for Safe Water webpage: Dispenser Data
Dispensers for Safe Water negotiated the sale price of their carbon credits in 2013. (GiveWell conversation with Dispensers for Safe Water, unpublished.) We use data from Quandl ICE CER Emission Futures to calculate an average price of carbon credits on the compliance market in 2013, in GiveWell's calculations of 2013 carbon credit price. See cell L1121 for our calculation of an average price of €0.44 in 2013. We convert this to US dollars using the United States Internal Revenue Service's yearly average currency exchange rate of 0.783 US dollars per euro in 2013 for a result of $0.34 per carbon credit.
We wrote a blog post in 2011 about leverage in philanthropy, including "When we do cost-effectiveness estimates (e.g., “cost per life saved”) we consider all expenses from all sources, not just funding provided by GiveWell donors." Some of our current views may differ from those expressed in that blog post.
GiveWell's CEA of Dispensers for Safe Water, 2017, "Parameters" tab, row 40: "Subtract carbon revenues from costs?"
Comment provided in response to a draft of this page in November 2017
"Dispensers for Safe Water’s highest priority for additional funding is to maintain existing operations across our 28,000 dispensers in Kenya, Uganda, and Malawi. It costs $4.65 million to operate our network, translating to $0.99 per person served per year. This includes the costs of chlorine procurement, delivery of refills and maintenance of dispensers, monitoring & evaluation of the program, continuous engagement of communities to sustain adoption, and all other operating costs. Based on projections as of November 2017, the program could absorb $7.2 million in additional funding for 2018-2020." Arjun Pant, Evidence Action Chief of Staff, email to GiveWell, November 7, 2017.
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As an organization focused on evidence-based, cost-effective programs, Evidence Action appreciates GiveWell’s continued re-analysis of the evidence base for various programs. We generally agree with how GiveWell has interpreted the existing evidence of the impact of chlorine on diarrhea, although we would like to respond primarily to what we view as an overweighting of blinded over unblinded evidence.
Our response is based on our own reassessment of the evidence base for Dispensers for Safe Water in early 2017, which included a review of the literature and input from experts in diarrheal disease, water quality, and cost-effectiveness. Based on our review, we believe that the causal relationship between chlorine treatment and child health is stronger than indicated by GiveWell. In particular, the evidence shows that water chlorination significantly reduces under-5 diarrhea prevalence as reported by the caregiver.
We agree with GiveWell, as discussed in their review of Dispensers for Safe Water, that there is weaker evidence on the causal relationship between water chlorination and mortality. However, with the existing data available, we believe that the preponderance of evidence indicates a direct effect of our program on child mortality. Based on epidemiological evidence, the World Health Organization believes diarrheal disease to be a major cause of death among children under 5.1 In 2015, over 2 billion people consumed drinking water contaminated with feces, and contaminated drinking water is estimated to cause over half a million diarrheal deaths each year23. Evidence Action operates in contexts where water contamination by feces is pervasive and where water chlorination has a high potential to reduce diarrheal morbidity and mortality. We plan to continue assessing new evidence as it becomes available on these linkages.
As discussed in the most recent >2015 Cochrane review, there are potential concerns in the evidence about risk of bias from lack of blinding and self-reported diarrhea. The Cochrane review finds no effect of chlorination on diarrhea in five of the studies that were considered to have a low risk of bias by blinding of participants, but finds significant effects in 11 studies that were considered to have a high risk of bias due to non-blinding. Although self-reported outcomes and lack of blinding add greater uncertainty to the evidence, we do not think that these concerns should be overemphasized within the context of the larger evidence base for various reasons: a) we cannot ignore the established link between decreased microbial contamination and disease, b) it remains unknown how much reporting bias has actually affected study results, and c) we do not think undue weight should be given to a few blinded studies (some of which have serious study design issues) while discounting a larger number of non-blinded studies, which, for the most part, are conducted using standard public health research methods.
To disentangle potential concerns of bias in the literature on the effect of chlorination on diarrhea, we a) turn to the evidence available from higher income countries that show the significant effects of water quality on child mortality and b) consider the results from the Cochrane review that are adjusted for reporting bias. Regarding the first point, historical evidence from Cutler & Miller (2005) finds that in the United States, for example, improved water quality accounted for ¾ of the infant mortality reduction and nearly ⅔ of the child mortality reduction during the late 19th and 20th centuries.4 This study, among others,567 is important in that it uses historical data to circumvent the issue of self-reported diarrhea by examining an objective outcome and uses rigorous statistical methods to identify causal linkages between improved water treatment systems and reductions in child mortality. Regarding the second point, the Cochrane review finds that, after adjusting in reasonable ways for the risk of bias, chlorine still reduces diarrhea by 20 percent across those offered treatment. Taking these points into account, it is reasonable to conclude that the risk of bias is not fully driving the significant effects that are found in other studies that assess the linkages between water quality and/or water chlorination and diarrheal outcomes.
Furthermore, we know that the adherence to (or adoption of) water treatment is essential to achieve sustained and significant reductions in diarrheal rates. The Cochrane meta-analysis, as mentioned by GiveWell, reports separate treatment effects for studies that had higher adherence (above 50%) and studies that had lower adherence (below 50%). The statistically significant findings for studies that had higher adherence suggest that factors other than reporting bias are driving impact, unless we believe that reporting bias increases as adoption (verified by chlorine tests) increases.
Finally, we would like to provide further clarification around Dispensers for Safe Water’s monitoring and evaluation activities. We conduct rigorous monitoring of chlorine adoption by testing household water samples for total chlorine residual and free chlorine residual. Total chlorine residual measures whether the water was ever treated with chlorine, whereas free chlorine residual measures the amount of remaining chlorine available for disinfection. As GiveWell states, we use total chlorine residual to measure adoption. However, this measure of total chlorine residual does, in fact, indicate that the water is disinfected and meets the UNFCCC8 standard for safe drinking water quality.9 We know this because in separate testing that we conduct for carbon monitoring purposes, we find that 93-100% of the samples with total chlorine residual meet this UNFCCC standard for safe drinking water. For this reason, we believe using total chlorine residual as an indicator of chlorine adoption (and safe drinking water) is a high quality indicator of program performance and impact. Our water quality testing therefore indicates that the program is improving water quality--not just testing if chlorine is present.
The program model is based on rigorous randomized controlled trials that found that the Dispensers for Safe Water model of providing free, convenient, public access to chlorine is the most cost-effective intervention at maintaining high, sustained adoption of water treatment.10 We continue to have confidence that the Dispensers for Safe Water model is the most cost-effective intervention at achieving high, sustained adoption rates of water chlorination in the areas where we work, preventing diarrhea morbidity and mortality for children under 5.
World Health Organization. Diarrhoeal Disease. Fact Sheet No 330. http://www.who.int/mediacentre/factsheets/fs330/en/. Online: World Health Organization, 2017a.
World Health Organization. Drinking Water. Fact Sheet No 391. http://www.who.int/mediacentre/factsheets/fs391/en/. Online: World Health Organization, 2017b.
World Health Organization. Methods and Assumptions for Diarrheoa Mortality Estimates. http://www.who.int/maternal_child_adolescent/documents/pdfs/cherg_diarrhoea_mortality.pdf?ua=1. Online: World Health Organization, 2004.
Cutler, D. & Miller, G. (2005) The role of public health improvements in health advances: the 20th century United States. Demography. 42,1:1-22.
Galiani, S. Gertler, P., & Schargrodsky, E. (2005). Water for life: the impact of the privatization of water services on child mortality. Journal of political economy. 113.1:83-120.
Bhalotra, S.R. Diaz-Cayeros, A., Miller, G., Miranda, A., & Venkataramani, A. (2017). Urban Water Disinfection and Mortality Decline in Developing Countries. Institute of Labor Economics.
Note that these studies show the relationship between improved water quality and mortality, but are not focused on chlorine treatment, per se.
UNFCCC is the United Nations Framework Convention on Climate Change
Clean Development Mechanism (2015). POA Design Document. International Water Purification Programme: Programme design document form for small-scale CDM programmes of activities, pg. 33. https://cdm.unfccc.int/ProgrammeOfActivities/poa_db/RG9OBX48DCT65YUZV03A7KELJ2SMFW/view.
Kremer, M., Miguel, E., Mullainathan, S., Null, C., & Zwane, A.P. Working Paper. Social Engineering: Evidence from a Suite of Take-up Experiments in Kenya. https://www.poverty-action.org/sites/default/files/publications/chlorinedispensers.pdf.