Latest News for: bcsc

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BCSC panel orders West Vancouver man to resign from company he founded

Canada Newswire 18 May 2023
Securities Commission (BCSC) and for failing to disclose his enforcement history while raising money from investors ... In , Dunn signed a settlement agreement with the BCSC for unregistered trading and illegal distribution of securities in connection with investments he raised for a seniors housing complex in Creston.
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BCSC panel orders West Vancouver man to resign from company he founded (British Columbia Securities Commission)

Public Technologies 18 May 2023
Securities Commission (BCSC) and for failing to disclose his enforcement history while raising money from investors ... In March 2016, Dunn signed a settlement agreement with the BCSC for unregistered trading and illegal distribution of securities in connection with investments he raised for a seniors housing complex in Creston ... inquiries@bcsc.bc.ca.
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BCSC imposes temporary order on For The People FX Inc. and three individuals

Canada Newswire 12 May 2023
Securities Commission (BCSC) has imposed a temporary order on a self-described investment firm and three individuals associated with it. The BCSC has obtained evidence that For The People FX Inc ... from the BCSC regarding this conduct in 2022 ... Securities Commission (www.bcsc.bc.ca).
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BCSC imposes temporary order on For The People FX Inc. and three individuals (British Columbia Securities Commission)

Public Technologies 12 May 2023
Securities Commission (BCSC) has imposed a temporary order on a self-described investment firm and three individuals associated with it. The BCSC has obtained evidence that For The People FX Inc ... Securities Commission (www.bcsc.bc.ca) ... inquiries@bcsc.bc.ca.
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BCSC Grants Canasil Management Cease Trade Order (Canasil Resources Inc)

Public Technologies 05 May 2023
3CC, "Canasil" or the "Company") announced on April 27, 2023, that the Company had applied to the British Columbia Securities Commission (the "BCSC") for a temporary management cease trade order (the "MCTO") under National Policy 12-203 Management Cease Trade Orders ("NP 12-203").
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NuRAN Announces Issuance of Management Cease Trade Order by the BCSC

Eagle-Tribune 03 May 2023
An MCTO has been granted by the Company's principal regulator, the British Columbia Securities Commission (the "BCSC") ... revoked by the BCSC ... View source version on accesswire.com.https.//www.accesswire.com/752597/NuRAN-Announces-Issuance-of-Management-Cease-Trade-Order-by-the-BCSC.
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Crypto trading platform lied to customers and diverted their assets to gambling, BCSC alleges

Canada Newswire 02 May 2023
Securities Commission (BCSC) alleges ... Smillie, a B.C ... The BCSC alleges that ezBtc and Smillie committed securities fraud. The BCSC's allegations have not been proven. The Commission requires the parties involved to appear at the BCSC's offices on if they wish to be heard before a hearing is scheduled ... Securities Commission (www.bcsc.bc.ca). The B.C ... .
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Crypto trading platform lied to customers and diverted their assets to gambling, BCSC alleges (British Columbia Securities Commission)

Public Technologies 02 May 2023
Securities Commission (BCSC) alleges ... The BCSC alleges that ezBtc and Smillie committed securities fraud. The BCSC's allegations have not been proven. The Commission requires the parties involved to appear at the BCSC's offices on June 27, 2023 if they wish to be heard before a hearing is scheduled ... Securities Commission (www.bcsc.bc.ca).
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BCSC launches a new streamlined enforcement tool

Canada Newswire 27 Apr 2023
Securities Commission (BCSC) will begin imposing administrative penalties for less serious violations of investment market rules without holding a hearing before a panel of commissioners ... The power to impose administrative penalties without a panel hearing is one of several new powers given to the BCSC in 2020 through amendments to the Act.
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BCSC launches a new streamlined enforcement tool (British Columbia Securities Commission)

Public Technologies 27 Apr 2023
Securities Commission (BCSC) will begin imposing administrative penalties for less serious violations of investment market rules without holding a hearing before a panel of commissioners ... The power to impose administrative penalties without a panel hearing is one of several new powers given to the BCSC in 2020 through amendments to the Act.
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BCSC alleges B.C. man traded for and advised clients without registering

Canada Newswire 20 Apr 2023
Securities Commission (BCSC) alleges. David Andrew Schramm was not registered under the Securities Act when he engaged in those activities from 2017 to 2019, the BCSC says ... During that period, the clients paid Schramm about $231,000 for trading and advising services, the BCSC alleges ... The BCSC's allegations have not been proven.
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BCSC alleges B.C. man traded for and advised clients without registering (British Columbia Securities Commission)

Public Technologies 20 Apr 2023
Securities Commission (BCSC) alleges. David Andrew Schramm was not registered under the Securities Act when he engaged in those activities from 2017 to 2019, the BCSC says ... During that period, the clients paid Schramm about $231,000 for trading and advising services, the BCSC alleges ... The BCSC's allegations have not been proven ... inquiries@bcsc.bc.ca.
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Vancouver resident pays $40,000 to BCSC for failing to file insider reports, early warning reports

Canada Newswire 20 Apr 2023
VANCOUVER, BC, /CNW/ - A Vancouver resident has settled with the B.C. Securities Commission (BCSC) for failing to file insider reports and early warning reports disclosing his stake in a company. Under the settlement, Erwin Liem paid the Commission $40,000 and is barred from the investment market for 20 years ... Securities Commission (www.bcsc.bc.ca) ... .
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Vancouver resident pays $40,000 to BCSC for failing to file insider reports, early warning reports (British Columbia Securities Commission)

Public Technologies 20 Apr 2023
). Vancouver - A Vancouver resident has settled with the B.C. Securities Commission (BCSC) for failing to file insider reports and early warning reports disclosing his stake in a company ... At the peak of his shareholding, Liem had direction over 24.3 per cent of New Age's shares ... About the B.C. Securities Commission (www.bcsc.bc.ca) ... inquiries@bcsc.bc.ca.
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BCSC collects US$350,000 from fraudster after winning lengthy legal battle in U.S.

Canada Newswire 17 Apr 2023
Securities Commission (BCSC) as partial payment for the millions of dollars in financial sanctions it imposed on him in 2014. The payment is part of a settlement between the BCSC and Lathigee that also requires him to comply with several conditions, including submitting quarterly notarized financial disclosure forms.

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