The Long View: Freedom & Necessity

Georg Wilhelm Friedrich Hegel By Jakob Schlesinger (1792-1855) - Unknown, Public Domain, https://commons.wikimedia.org/w/index.php?curid=615903

Georg Wilhelm Friedrich Hegel

By Jakob Schlesinger (1792-1855) - Unknown, Public Domain, https://commons.wikimedia.org/w/index.php?curid=615903

A failure of my philosophical education up to this point is that I never quite got to modern philosophy in my graduate studies. I've got Hegel sitting on a shelf 5 feet from where I sit, but I haven't been in any kind of hurry to rectify that.


Freedom & Necessity
Steven Brust and Emma Bull
TOR Fantasy (Tom Doherty Associates), 1997
$6.99 (paper), 589 Pages
ISBN 0-812-56261-5

 

A Hegelian Allegory

 

You don't find many 600 page epistolary novels in the science fiction racks. You also don't find many current novels anywhere at all that seek to illustrate the operation of the Hegelian dialectic in life and history. "Freedom and Necessity" is all those things, with the added distinction of being the only book in my experience whose characters' principal recreation is reading Hegel's "Science of Logic." We are not dealing here with existentialist fiction, but with a Hegelian allegory.

"Freedom & Necessity" is apparently a minor publishing phenomenon. Steven Brust ("The Phoenix Guards") and Emma Bull ("War for the Oaks") are both noted fantasy writers. The tale they tell, however, is a fairly straightforward historical melodrama. It is set in England in 1849, and is chiefly concerned with the conflicts among the younger cousins of the intricately interrelated Cobham, Voight and Callendar families. Some of these people want red revolution, some are part of a murderous occult group straight out of "The Golden Bough," and some just want the family inheritance. All of this intrigue is intended to illustrate concretely a set of philosophical propositions that otherwise would be too stupefying for words.

Most of the story treats of the history and adventures of James Cobham, the Byronic eldest son. In fact, the bare bones of the book is that James moves from Non-Being (he is mistakenly thought dead as the story opens) through Becoming (as he learns the dark secrets of his family history) to completed Being (which takes the form of his reunion with the love of his life and their son in, for some reason, Baltimore, Maryland). James's problems are not entirely family-generated. For his whole adult life, he has been a confederate at the street-fighting level of the radical Chartist movement, whose members spooked the establishment of the Industrial Revolution with their demands for universal male suffrage, labor legislation and, at the extreme end, the abolition of the monarchy. In the aftermath of the failed pan-European Revolutions of 1848 (which also included a minor uprising in Ireland), people like James are in more than usual danger of being imprisoned or transported. In addition to threats from the British government, certain agents provocateurs in the pay of Prussia are trying to foment labor unrest in Britain in order to induce the forced repatriation of political fugitives from the recent rebellions. Chief among the fugitives is Friedrich Engels, an important minor character who loses no opportunity to press his acquaintances to read "The Science of Logic."

Despite these early modern trappings, the thesis to which James's life is the antithesis is thoroughly archaic. For several generations, his family has been involved with a dark cult, rather misleadingly known as "the Trotters' Club." Although some of his allies among the younger cousins are opium-using mystics who have a generic idea of what the Trotters' Club might be up to, James himself had always been singularly incurious about why his side of the family is so oddly lacking in adult males. The real conflict in the story, we learn by the end, has always been between James and his father. Under the rules of the cult, one must kill the other. The authors appear to be trying to suggest that Hegel's ideas chime well with the great themes of mythology. That, at any rate, would seem to be the logical inference to be drawn from the fact James ultimately becomes the wounded Fisher King and is transported like a Celtic hero to the uttermost West.

If nothing else, this book is a useful reminder that there was always a great deal more to Hegelianism than dialectical materialism. Despite the fact most of the characters chatter about "class consciousness" like assistant professors, "Freedom & Necessity" is hardly a Marxist tract. James and his allies do go to meet "the workers," but he meets them on midnight rendezvous as if they were leprechauns, shy of the company of ordinary mortals. The workers impart a kind of primordial wisdom that he and Engels puzzle over like messages from Delphi. James is startled when Engels remarks offhandedly that, of course, one can choose one's own class. That was how James the squire's son and Engels the successful industrialist could both really be proletarians. So much for the principle that class is a function of the relationship to the means of production.

"Freedom & Necessity" really is about what its title suggests. The problem of freedom, from a Hegelian perspective, is how we can be free in a world in which the outcome of any choice we might make is predetermined by physics and history. The answer is that, as our knowledge increases with experience, so the measure of our freedom does, too. This happens because real choice is possible only when we know the actual context in which we choose. The discovery of the "actual context" is the "Becoming" of history. It is also the "Becoming" of the story. We go through 500 pages worth of soap-opera revelations about family scandals, political assassination, bastardy and infanticide before we find out the only real issue, the only point on which choice is relevant, is whether James will kill his father or his father will kill James. There are, I suppose, briefer ways to make this point, but in the Hegelian universe prolixity is often the functional equivalent of concreteness.

Is the exercise worth the effort? Most of the book consists of long letters between the principal characters, supplemented by excerpts from their journals and actual news articles from the Times of London in 1849. The authors do succeed in making all the characters sound different, which is no small accomplishment. However, this does not necessarily make them sound interesting, particularly one long-winded opium-using cousin. Quite aside from the viscous effect that often attends a narrative composed of personal letters, this is one of those novels whose action tends to occur in situations where there is lots of mud and not enough light. The snappiest parts to the story are the ones where everyone just talks about Hegel. I can easily see how "Freedom & Necessity" might become an undergraduate favorite. Persons who are simply interested in its philosophical message, on the other hand, might do better just to read "The Science of Logic."

Copyright © 1998 by John J. Reilly

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Freedom & Necessity
By Steven Brust, Emma Bull

The Song of Roland Book Review

Pater Europae

Pater Europae

Translation by W. S. Merwin, Notes, Glossary, and Select Bibliography by M. A. Clermont-Ferrand
The Modern Library, 2001
137 pages
ISBN 978-0375757112

The Song of Roland is a classic of Western literature, part of the mythology surrounding Charlemagne and the Holy Roman Empire. Probably composed in this form sometime in the 11th century, the Song of Roland was hugely popular for a very long time, and it informed what it meant to be a Christian knight during the High Middle Ages.

While the Song of Roland contains the fanciful embellishments common to all epic poetry [the superhero movie of medieval Europeans], the core of the story seems to have been transmitted substantially intact: the rearguard of Charlemagne's army, led by Hruodland, captain of the Breton Marches, was ambushed and killed to a man in Roncesvalles Pass in 778. The only things resembling a historical record of this come from a brief passage in a revised edition of the Life of Charles the Great, and a coin bearing the names "Carlus" and "Rodlan".

However, something noteworthy seems to have happened in that mountain pass, given that the story appears to have been already popular by the time it was written down. With the evidence thin on the ground, barring the discovery of any heretofore unknown manuscripts, a heroic folk memory is likely to be all we have.

My own interest in the Song of Roland has been developing slowly for fifteen years. I had heard of the book before then, but it was the game Halo that really sparked my interest. There is a tradition in science fiction and videogames of drawing upon the deep wells of classical literature and mythology. Probably because both are popular art forms that speak to our souls, and anything old enough to truly be classical usually has to also be popular, or to have been popular for a long enough time to survive accidents of history.

Cortana

Cortana

Roland and the other paladins of Charlemagne carried named swords, weapons of unusual power granted as boons to worthy warriors. These swords, among them DurendalJoyeuse, and Curtana, all featured in the epics that grew up around the character of Roland. Real swords that still exist are known by these names, usually used as part of the mythology of legitimacy that surrounds kings of ancient lineage. It is at least possible that some of these objects might actually date to the periods in question, although many of them lack the supernatural qualities the epics describe.

Ogier the Dane

Ogier the Dane

The statue that appears in the sidebar of my own website, Ogier the Dane, or Holger Danske, came out this same milieu. It is conceivable that Ogier actually lived in the eighth century, and that he was a servant or vassal of Charlemagne, although it is also possible that he is simply a figment of our collective imagination. In the epics, Ogier carried Curtana, a sword with the tip broken off, to symbolize mercy. Since it is the tip of a European style sword that is truly dangerous, this random bit of chivalric legend has appealed to me for a long time.

The more I learn about the myths and legends like the Song of Roland, the better I like them. Random bits of history, technology, and theology I learn tend to accrete to them in ways that make them more plausible as bits and pieces of real events passed down over many generations. Stories are never just stories.

My other book reviews

The Song of Roland
Modern Library

The Art of Aardman: The Makers of Wallace & Gromit, Chicken Run, and More Book Review

by Ruth Hobday (Editor), Peter Lord (Foreword), Geoff Blackwell (Editor), Sharon Gelman (Goodreads Author) (Editor), David Sproxton (Foreword), Marianne Lassandro (Editor)
Chronicle Books, 2017
204 pages
ISBN 978-1452166513

I received this book for free as part of the LibraryThing Early Reviewers Program.

I enjoy reading things written by people who are passionate about their work. The forewords by Peter Lord and David Sproxton make me want to be a character designer, artist, and lighting director, even though I have no real interest or talent in those fields. Their love of their craft comes through in these brief passages, and it is infectious.

The remainder of the book is sketches, character studies, and production stills of Aardman's many popular characters. I sat down with my five-year-old, a Shaun the Sheep fan, and flipped through the images here. He was curious about the characters he had not yet seen, such as from Aardman's pirate movie. He enjoyed looking at the book, but it also whetted his interest in other series and movies, which I suppose is the point of a book like this.

A fine coffee table book for fans of Aardman.

My other book reviews

The Long View 2005-12-14: Frauds & Provocations

John did guess right here that Australia would see less interethnic violence than France in the coming years.


Frauds & Provocations

 

The recent riots in France probably were an episode in the clash of civilizations. The even more recent Australian riots, however, look more like West Side Story, but without the annoying music. I gather from the links at The Null Device that there is a Middle Eastern youth gang problem that be could discussed only obliquely for multiculti reasons, and which provoked a reaction that was fanned into a riot by talkshow hosts. The original beach riot seems to have begun as a protest by Anglo Australians that got out of hand.

On the other hand, if you believe reports today, the situation could be taking a nastier turn:

A suspicious fire at a Sydney church hall early Wednesday and shots fired during a Christmas carol service heightened tensions as Australians braced for more racial violence between whites and ethnic Arabs...Four men were seen near the Uniting Church hall, which is next to an Islamic centre in the multicultural suburb of Auburn, before the fire broke out in the early hours of the morning...

I am not much impressed with suspicious fires, particularly fires that are suspicious because they are "near" something else, but the harassment of churchgoers does sound like an attempt to put the dhimmis in their place.

* * *

A federal judge has outlawed Christmas, if you believe The Onion, which of course you shouldn't:

"In accordance with my activist agenda to secularize the nation, this court finds Christmas to be unlawful," Judge Rinehart said. "The celebration of the birth of the philosopher Jesus -- be it in the form of gift-giving, the singing of carols, fanciful decorations, or general good cheer and warm feelings amongst families -- is in violation of the First Amendment principles upon which this great nation was founded."..."Getting rid of every wreath or nativity scene is not enough," [Senator] Kennedy said. "In order to ensure that Americans of every belief feel comfortable in any home or business, we must eliminate all traces of this offensive holiday. My yellow belly quakes with fear at the thought of offending any foreigners, atheists, or child molesters."

This would be over the top, if the judge were not supposed to be in the 9th Circuit.

Please note that the description of the outlawing of Christmas that appears in that piece is exactly what millenarian novels describe as happening during the Tribulation.

* * *

But some people can't take a joke, at least in Scotland:

Satan's Grotto, a tinsel-free "fun" alternative to Santa's Grotto, has opened its doors to the public at Edinburgh Dungeon....where the Prince of Darkness interrogates young and old to try to track down Santa Claus who has escaped his clutches....The Rev William Armitage, minister of [a] church, said they had objected to the "satanic Christmas". He added: "We got loads of e-mails from groups in the United States supporting us, and other churches in Edinburgh said if they had known about it they would have formed a campaign."

Nothing in that grotto could be as scary as Tim Burton's 1993 film, The Nightmare Before Christmas. That's the stop-action masterpiece in which Halloween tries to take over the management of Christmas. We tend to forget that Christmas is, generically, much the same sort of season as Halloween: a year-end celebration in which the boundaries between this world and the other grow thin. The tradition of telling ghost stories over Yuletide seems to survive chiefly in grotesque recastings of A Christmas Carol, and of course in the release of all those end-of-the-year horror flicks.

There was a brief period after The Nightmare Before Christmas appeared when it seemed like prophecy. Christmas displays took on a gothic cast. At least one of the major department-store window displays in Manhattan featured spider webs and gremlins in red caps. The danger passed, however.

* * *

Here's how one grinch got his comeuppance, according to the physicist Stephen Barr:

The philosopher Daniel Dennett visited us at the University of Delaware a few weeks ago and gave a public lecture entitled “Darwin, Meaning, Truth, and Morality.” I missed the talk—I was visiting my sons at Notre Dame and taking in the Notre Dame-Navy football game. Friends told me what I missed, however. Dennett claimed that Darwin had shredded the credibility of religion and was, indeed, the very “destroyer” of God. In the question session, philosophy professor Jeff Jordan made the following observation to Dennett, “If Darwinism is inherently atheistic, as you say, then obviously it can’t be taught in public schools.” “And why is that?” inquired Dennett, incredulous. “Because,” said Jordan, “the Supreme Court has held that the Constitution guarantees government neutrality between religion and irreligion.” Dennett, looking as if he’d been sucker-punched, leaned back against the wall, and said, after a few moments of silence, “clever.” After another silence, he came up with a reply: He had not meant to say that evolution logically entails atheism, merely that it undercuts religion.

Note that the cleverness is not on the Supreme Court's part.

* * *

Speaking of comeuppance, the recent massacre of protesting farmers at Dongzhou could turn out to be very important, precisely because of the efforts of the government to suppress information about the incident. As the New York Times reported today behind its own self-destruct shield:

Beijing casts net of silence over protest: One week after the police to violently suppressed a demonstration against the construction of a power plant in China, leaving as many as twenty people dead, an overwhelming majority of the Chinese public still knows nothing of the event.

That was a bad incident, and reporting it would certainly embarrass the provincial and possibly the national government. However, the government was by no means able to suppress all information. All it succeeded in doing was to ensure that the reports were fragmentary and unofficial. Moreover, quite a lot of people in newsrooms and in ISPs had to be told what to delete. The government has, in effect, ordered the national communications system not to think about white bears. We can imagine what lurid horrors are being added to the reports about the event that must be circulating surreptitiously.

Copyright © 2005 by John J. Reilly

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Engineering Design

The way in which you design is probably driven by personality and circumstance. Personality shapes what you like, and circumstance shapes who your teachers and mentors are. With those limitations in mind, I like to explore what is possible in engineering design, what works and what doesn't.

I tend to like to get something approximately right, and then iterate to something almost completely correct as fast as I can using that first one as a learning experience. Today I learned that this approach was once described as the "New Jersey" approach in programming. Its contrary was called the MIT approach, since that institution emphasized these elements at the time this term was coined.

 

The New Jersey Approach

  • Simplicity-the design must be simple, both in implementation and interface. It is more important for the implementation to be simple than the interface. Simplicity is the most important consideration in a design.
     
  • Correctness-the design must be correct in all observable aspects. It is slightly better to be simple than correct.
     
  • Consistency-the design must not be overly inconsistent. Consistency can be sacrificed for simplicity in some cases, but it is better to drop those parts of the design that deal with less common circumstances than to introduce either implementational complexity or inconsistency.
     
  • Completeness-the design must cover as many important situations as is practical. All reasonably expected cases should be covered. Completeness can be sacrificed in favor of any other quality. In fact, completeness must sacrificed whenever implementation simplicity is jeopardized. Consistency can be sacrificed to achieve completeness if simplicity is retained; especially worthless is consistency of interface.

The MIT Approach

  • Simplicity-the design must be simple, both in implementation and interface. It is more important for the interface to be simple than the implementation.

     
  • Correctness-the design must be correct in all observable aspects. Incorrectness is simply not allowed.
     
  • Consistency-the design must not be inconsistent. A design is allowed to be slightly less simple and less complete to avoid inconsistency. Consistency is as important as correctness.


     
  • Completeness-the design must cover as many important situations as is practical. All reasonably expected cases must be covered. Simplicity is not allowed to overly reduce completeness.

 

 

Lots of engineers like the MIT approach, and the author of the piece argues that despite this attractiveness, the New Jersey approach is superior, hence the catchphrase "worse is better." The way I've usually phrased it is "the perfect is the enemy of the good." I think this is a rule of thumb, and more useful in engineering than metaphysics.

Even though the context is programming, I think this can be applied to other fields of engineering as well. A really good appreciation of both risk and tradeoffs is key to making the New Jersey approach work. Since you can't actually create a perfectly simple, correct, and consistent design, something will always be inadequate. Knowing what really matters, and what can be given up without really harming your business or the customer allows for more rapid development and release, and better responsiveness to the market. However, part of the the appeal of the MIT approach is that when the New Jersey approach really screws up, it can be catastrophic. Regulatory controls tend to push engineering in the direction of the MIT approach, in order to prevent and eliminate foreseeable disasters.

h/t Ken Shirriff

The Long View 2005-12-12: Peace on Earth. Or Else.

The Boeing YAL-1 Airborne Laser John Reilly mentions here is another zombie boondoggle that survived the end of the Cold War, probably by being relatively cheap. According to Aviation Week, the final cost was around $5B USD. Good work if you can get it. The similar General Atomics HELLADS is still in development, probably because it has a more modest goal of shooting down surface to air and air to air missiles instead of TBMs and ICBMs.


Peace on Earth. Or Else.

 

Despite the remarks about "Paris Down Under" that I see on the Web with regard to the ongoing riots in and about Sydney, the only parallel that really strikes me is the flashmobs:

Police are braced for further violence after new text messages, including one declaring war between Sydney's Middle Eastern youths and Australians, began circulating.

The new messages follow a round of similar ones sent last week, calling for retaliation after an attack on surf lifesavers at Cronulla on December 3.

One of the new messages congratulates Australians for the fight they put up against the Lebanese at Cronulla during Sunday's riots, and called for more attacks.

"We'll show them! It's on again Sunday," The Australian newspaper reported the message said.

Another warned of retaliation from the Middle Eastern groups.

"The Aussies will feel the full force of the Arabs as one - 'brothers in arms' unite now..." it read.

Another called for "straight up WAR. The leb's/wogs won't stand for this".

Not to sound old fashioned, but might it quieten things down to turn off the damn network for a couple of days?

* * *

Meanwhile, That Spengler is offering film commentary over at Asia Times:

Steven Spielberg's next movie tells the touching story of two male Palestinian suicide bombers who fall in love and engage in graphic on-screen sex before detonating themselves at a Natany shopping mall. Tentative title: Blowback Mountain. I made that up, of course, but more than happenstance links Ang Lee's gay cowboy film Brokeback Mountain with Spielberg's Munich, the subject of the cover story in this week's Time magazine.

It's complicated, but his argument is that, if the people who make films like this are President Bush's opponents, then the Administration has nothing to worry about.

* * *

Speaking of movies, I deplore the making, if not the success, of Peter Jackson's King Kong. The film was done right the first time. Plus the new monkey is much too frisky for its size.

* * *

The tragic decision by the New York Times to put its content behind a registration barrier has deprived the Web of heart-warming holiday stories like this one, which appeared yesterday:

Scuba Santa five times a day into a 385,000-gallon shark tank at the Newport Aquarium here [in Kentucky]. This tradition started three years ago, when the Aquarium was searching for ways to increase attendance during the normally slow holiday season...To avoid being eaten, Santa takes several precautions. He checks his arms and legs before each show to be sure he has no open, bleeding cuts. Once in the water he keeps his hands close to his body and makes no sudden moves; if Santa were to waive quickly, a passing shark could mistake is flopping, white-gloved hand for a wounded fish...The subsequent interaction would no doubt prove emotionally scoring for the dozens of children in the audience.

Or maybe not. They could take a lesson.

* * *

And if the flashmobs get really uppity, soon they may regret it:

Airborne Laser Completes Laser Ground Tests The Boeing-led [NYSE: BA] Airborne Laser team announced today the successful completion of a series of tests involving its high energy laser at the Systems Integration Lab at Edwards Air Force Base, Calif. During this test series, lasing duration and power were demonstrated at levels suitable for the destruction of multiple classes of ballistic missiles. This is the second of two program significant knowledge points planned for 2005.

Of course, the real use of this class of weapon is not the incineration of the canaille, however well-wired, but to nullify the strategic arsenals of North Korea and, soon, Iran. To repeat myself: missile defense does not prevent the use of terrorist nukes, but it does mean that regimes with modest arsenals could still be safely removed at modest cost.

* * *

Regarding peace on Earth, I was asked to do another poster to advertise the Latin Mass my church will celebrate this Christmas Eve. There is an embarrassment of graphics on the Web, but I had two basic options.

On one hand there was Snob Appeal:

xmas2005.jpg

 

 

The other possibility was Sentiment:

xmas2005two.jpg

Given these two possibilities, we chose both.

Copyright © 2005 by John J. Reilly

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The Long View 2005-12-08: Coulter, Warren, Rice, Brooks, Noonan & That Spengler

Monty Python's The Life of Brian came up in response to John Reilly's review of Anne Rice's Out of Egypt. It never gets old.


Coulter, Warren, Rice, Brooks, Noonan & That Spengler

 

Students Against Hate seem to have not so much shouted down Ann Coulter during her recent attempt to give an address at the University of Connecticut as to have out-amplified her:

STORRS -- Music that seemed to come from somewhere in the raucous audience that packed the Jorgensen Center at the University of Connecticut Wednesday night brought Ann Coulter's speech to an abrupt end about 15 minutes after she started.

On the other hand, she was able to conduct a question-and-answer session:

"I love to engage in repartee with people that are a lot stupider than I am," she said.

Now there's invective for you.

Granted, we'd be living in a cartoon if that was the only public discourse we had, but some recent remarks by David Warren should give us pause about the kind of world we'd be living in if we actually succeeded in shutting people like Ann Coulter up:

Christ also taught "forgiveness". But forgiveness, and toleration, are hardly interchangeable ideas. They are, rather, directly in conflict: and the latter leaves no room for the former. We cannot forgive what we don't think wrong. Yet if it is indeed wrong, it requires forgiveness.

I challenge my reader to think this through over the next week, in this Advent season, while I'll be away. To think about how cold and mean a society becomes, when toleration is raised to its only moral standard, and the whole possibility of forgiveness is consequently withdrawn.

The smartest thing ever said by a fictional Antichrist was said by the one in Monsignor Hugh Benson's variously appalling novel, Lord of the World:

One does not forgive; one simply understands.

Smart, but lethal.

* * *

Speaking of eschatology, I just finished reading Anne Rice's novel about Jesus as a child, Christ the Lord: Out of Egypt. My review is here. I very much liked the book. Yes, it is possible to describe daily life in first-century Palestine without the story becoming a Monty Python routine (what have the Romans ever done for us?) or turning into the Longest Story Ever Told.

A word about that review, though. At the end of the book, Anne Rice discusses her research, some of which touches on slightly obscure areas of theology I know a little about. Not as much as I thought, however. I uploaded the review last night, but, partly in response to a reader's question (thanks, Tom!) I had to add a sentence of correction this morning.

I had forgotten the distinction between preterism and hyper-preterism.

I'm such a scatter brain.

* * *

Moving on to the New Dispensation, David Books in today's New York Times has a column, "Running Out of Steam," about the implosion of the Republican Party. Here's a line worthy of Ann Coulter:

When conservatism was a movement of ideas, it attracted oddballs; now that it’s the movement with power, it attracts sleazeballs.

More substantively, he notes the perverse genius of a political leadership whose primary support comes from the most financially risk-adverse segment of the population (people with incomes between $30K and $50K) but who nonetheless propose to reform Social Security by making the participants bear more of the risk. In any case, Brooks sees hope:

The good news is that we are about to enter a political season with no obvious conservative standard bearer, leaving plenty of room for innovation. Also, the current conservative crisis has produced some new thinking. A few weeks ago, two young writers, Ross Douthat and Reihan Salam (my former assistant), unveiled a fresh conservative agenda in a Weekly Standard essay called “The Party of Sam’s Club.” These writers, 26 and 25 years old, are closer to the future than the party leaders.

Does that last sentence mean, "They are closer to the future than they are to the party leaders?" or "They are closer to the future than the party leaders are?" In either case, I have discussed that article previously. Now we know who is in cahoots with whom.

* * *

More harsh words for the Republican leadership, though not so harsh as what Ann Coulter could come up with if she had a mind to, come from Peggy Noonan:

Again: What does it mean when your first act is to break the laws of your new country? What does it mean when you know you are implicitly supported in lawbreaking by that nation's ruling elite? What does it mean when you know your new country doesn't even enforce its own laws? What does it mean when you don't even have to become an American once you join America?

Actually, my own experience of people who were once illegals but who have regularized their immigration status is that they are pretty patriotic. The disturbing thing is that they usually come from countries where the law is a joke or an obstacle course for honest folk. The immigration system suggests to newcomers that the US is no different.

* * *

If you need another precursor of Antichrist, That Spengler at Asia Times has a candidate for you:

Until Mahmud Ahmedinejad's ascent...no Islamist leader had emerged with the cunning and capacity to exploit the West's confusion. Iran seemed the least likely venue for Islamist leadership. With 15% inflation and 11% unemployment, Iran seemed vulnerable in early 2005 - almost as vulnerable, one might add, as Germany was in early 1933 when Adolf Hitler was appointed chancellor. [Western analysts were surprised by Ahmedinejad's rise to power because they] ignored the groundswell of support from the rural poor and the Tehran slums that gave Ahmedinejad an overwhelming margin of victory in the June presidential elections. It took the new president just a few months to put paid to dissidents and moderates, placing hundreds of his Revolutionary Guard comrades in the key positions of Iran's bureaucracy, and purging 40 ambassadors from the diplomatic corps. Hitler was no more ruthless in consolidating power during the weeks following his ascension to the Kanzleramt in March 1933.

That Spengler (what is the fellow's name?) has joined the ranks of those who think that Iran is the chief winner of the Iraq War, because of the close ties between Shia southern Iraq and Shia Iran. I think this is unlikely to be the case: Qom and Najaf are not quite Geneva and Rome, but the relationship is not such that the Iraqi dog would consent to be wagged by the Iranian tail; rather the opposite, if anything.

Then there is the fact that Iranian techs are probably assembling a nuke even as I write this. The existence of a nuclear Iran would force a post-occupation Iraq, and indeed the rest of the region, to maintain fairly close ties with the United States. Had a Baathist regime remained in Baghdad, the situation really would be hopeless.

Copyright © 2005 by John J. Reilly

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Who was John J. Reilly?

All of John's posts here

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The Long View: Christ the Lord: Out of Egypt

By Anne Rice - http://www.annerice.com/images/AnnesChamber/072706-ar.jpg, Public Domain, https://commons.wikimedia.org/w/index.php?curid=997592

By Anne Rice - http://www.annerice.com/images/AnnesChamber/072706-ar.jpg, Public Domain, https://commons.wikimedia.org/w/index.php?curid=997592

Five years after this review was written, Anne Rice found herself unable to really embrace the doctrines of Catholicism, or at least the way she felt they were being applied. Which makes John Reilly's comment apposite:

It is quite possible to accept an early date and high historical reliability for the Gospels and still believe that the people who wrote them were deluded or disingenuous. On the other hand, it is also possible to accept the message of the Gospels and still maintain unorthodox notions about their history and provenance.
That is what happened to Ms Rice.

Christ the Lord: Out of Egypt
By Anne Rice
Alfred A. Knopf, 2005
322 Pages, US$25.95
ISBN 0-375-41201-8

 

Anne Rice is best known for her vampire novels, books that combined a diligent study of social history with a non-theistic model of the supernatural. Then we learned that she had embarked on a series of biographical novels about Jesus Christ. We were assured that she had diligently studied the finest modern biblical scholarship. Moreover, the story was to be told from the point of view of the subject, in the first person. Perhaps she planned a fictionalized version of Morton Smith’s Jesus the magician. Maybe a Jesus modeled on the Vampire Lestat would paraphrase Josephus in a tale laced with atrocity and dark witticisms. And that might be if we were lucky: the first novel was to deal with the childhood of Jesus, and some accounts of those “lost years” have him visiting the Ascended Masters in Tibet.

The actual book is a complete surprise.

This story, told through the mouth of seven-year-old Jesus, is thoroughly engaging. Yes, there is quite a lot of Josephus and other standard authorities, but the book never falls to the level of a Pageant of History (or worse, of source notes). The backbone of the story elaborates a quite conventional reading of the flight of the Holy Family to Egypt, an account we find in Matthew’s Gospel. (Rather cleverly, Ms. Rice has Joseph the foster-father of Jesus doing carpentry for Philo of Alexandria, the philosopher who attempted a Platonic interpretation of Judaism and who clearly influenced St. Paul.) In the biblical account, Jesus implicitly becomes the new Moses. Ms. Rice sets the return of Jesus’s family to Nazareth during the revolts against Herod Archelaus, so that their experiences in riot-torn Jerusalem and Judea also become a recapitulation of the history of the Jewish people on the return from Exodus.

For better or worse, Ms. Rice has also chosen to revive some noncanonical tales about Jesus from the apocrypha, but orthodox readers will find little to object to in Christ the Lord. The Author’s Note at the end of the book does suggest there may be a little packet of dynamite in the series, but we will get to that in a moment. Let us consider now how the book works as a novel.

It is presumptuous to speak in the person of the Lord, but that has never stopped people from doing so. In this book, Ms. Rice does succeed in creating a believable voice for Jesus, down to a touch of sibling rivalry, as we see from Jesus’s first sight of the Temple:

As for Big James, my brother James who knew so much, James had seen it before, when he was very small, and had come here with Joseph before I was ever born, even he seemed amazed by it, and Joseph was quiet as if he had forgotten us and everyone around us.

The problem, of course, is that the voice of an actual seven-year-old would soon grow tiresome. At one point, we get a hint that maybe this is not the seven-year-old Jesus who is speaking:

But as I am trying to tell you this story from the point of view of the child that I was, I will leave it at that.

In any case, most of the speaking is not done by Jesus, but the members of his enormous extended family, of whom the most talkative member is his know-it-all maternal uncle, Cleopas:

Cleopas took me by the shoulder. “You’re the only one who ever listens to me," he said, looking into my eyes. “Let me tell you: no one ever listens to a prophet in his own land!” “I didn’t listen to you in Egypt,” said his wife.

Ms. Rice makes her characters bilingual in Greek and Aramaic; Uncle Cleopas even knows enough Latin that once he buys a small book in that language. The story, like the Gospels, is history “from below,” but Ms. Rice knows that the people below often have articulate and well-informed views about politics and current event. For instance, the people of Nazareth have mixed feelings about the Romans, but they despise the loathsome Herodian dynasty. As for social status, Joseph was essentially the head of a fair-sized construction firm composed of brothers and brothers-in-law. Though not well-to-do, they were not poor people, and they did not live in a backwater.

In addition to her trademark social history, Ms. Rice’s supernatural does maintain some continuity with her earlier books. A character strongly reminiscent of Lestat appears in the person of Satan, whom one suspects will get many of the best lines in later books. Jesus himself is often frightened, but he always has access to perfect peace. And of course, sometimes he sees angels:

They came again, so many of them but this time I only smiled and I didn’t open my eyes. You can come, you aren’t going to make me jump and wake up. No, you can come, even if there are so many of you there are no numbers for you. You come from the place where there are no numbers. You come from where there are no robbers, no fires, no man dying on a spear, but you don’t know what I know, do you? No, you don’t know.

And how do I know that?

For many readers, the most interesting part of the book will be the Author’s Note, in which Ms. Rice describes her research and relates something of her spiritual history. She had fallen away from the Catholic Church in college. She returned in 1998, but did not attempt a systematic study of the origins of Christianity until 2002, when she began the background research for this book. By her account, she would have been prepared to accept a distinction between the Jesus of faith and the Jesus of history. The results of her researches were not what she expected, however:

In sum, the whole case for the nondivine Jesus who had stumbled into Jerusalem and somehow got crucified by nobody and had nothing to do with the founding of Christianity and would be horrified if he knew about it – that whole picture which had floated into liberal circles I frequented as an atheist for 30 years – that case was not made. Not only was it not made, I discovered in this field some of the worst and most biased scholarship I’d ever read.

This is not an unusual assessment. There is good higher criticism and bad higher criticism, but even the good higher criticism is no better than plausible. Classicists, notoriously, often think that the whole of New Testament criticism is stuff and nonsense. That is far from saying that scholars of Greek who are prepared to treat the New Testament like an ordinary text are necessarily persuaded by what it says. It is quite possible to accept an early date and high historical reliability for the Gospels and still believe that the people who wrote them were deluded or disingenuous. On the other hand, it is also possible to accept the message of the Gospels and still maintain unorthodox notions about their history and provenance.

That is what happened to Ms Rice. In the Author’s note, we also find this:

Before I leave this question of the Jewish War and the Fall of the Temple, let me make this suggestion. When Jewish and Christian scholars begin to take this war seriously, when they begin to really study what happened during the terrible years of the siege of Jerusalem, the destruction of the Temple, and the revolts that continued in Palestine right up through Bar Kokhba, when they focus upon the persecution of the Christians in Palestine by the Jews; upon the civil war in Rome in the 60s which Kenneth L. Gentry so well describes in his work Before Jerusalem Fell; as well as the persecutions of the Jews in the [Diaspora] during this period -- in sum, when all of this dark era is brought into the light of examination -- Bible studies will change. Right now, scholars neglect or ignore the realities of this period. To some it seems a two-thousand-year-old embarrassment and I'm not sure I understand why.

But I am convinced that the key to understanding the Gospels is that they were written before all this ever happened.

Kenneth L. Gentry (and another major authority for her, N.T. Wright), are preterists, people who believe that the whole of Biblical prophecy was completely or almost completely fulfilled in the 1st century. The apocalyptic prophecies in the New Testament (and in the Old Testament too, for that matter) were fulfilled by the New Covenant established by Jesus and by destruction of Jerusalem by the Romans in AD 70. In order to maintain this position, they must show that the canon of scripture was complete by AD 70. This includes John’s Gospel and the Book of Revelation. Traditional scholarship was content to assign a date of composition for those books to end of the first century. After a long period when scholars speculated about fantastically later dates for those books, modern Biblical criticism has returned to that view. With a few dissenters, however, modern criticism resists the notion that any of the Gospels could have been written before Jerusalem fell.

This has become an issue because of the growing interest in recent decades in endtime prophecy. Preterism is not a new idea; in some ways, it is just a form of postmillennialism, which holds that Christ will come again after the church has reformed the world. In any case, within the last 30 years, ideas along these lines have seemed increasingly attractive to certain churchmen and theologians who were embarrassed by the theology of the Rapture that we find in the books of Hal Lindsey and in the Left Behind series. Preterists argue, in effect, that the Tribulation has already occurred. The most rigorous preterists, sometimes called "hyper-preterists," would add the Second Coming and Resurrection to the list of fulfilled prophecy. (Readers may be interested in a review of John Noë’s Beyond the End Times.) Christians thus need not fear the end of the world.

Preterists had had high hopes for the year 2000. Endtime hysteria, they believed, would expand in a great bubble, and then burst in disappointment at the failure of the Rapture to occur. Christian millenarians would thereafter cast about for a new model of salvation history; the preterists thought they had the most coherent one on offer.

Maybe they did, but they suffered a form of millennial disappointment themselves. The only people who were really preaching doomsday for the year 2000 were doing so in connection with the Y2K computer bug. So, pretribulation dispensationalism (the technical term for the Rapture model) survived the year 2000, and preterism was without any obvious prospect of linking to popular culture. Now, five years later, comes Anne Rice and what promises to be a successful series of popular novels, endorsing preterist views and texts.

Although the preterists have embraced Ms. Rice as one of their own, this does not necessarily mean that she shares their views about eschatology. Her interest in the area seems confined to the dating and credibility of the Gospels. Still, her work may succeed in doing what I would not have thought possible: providing preterism with a mass audience.

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The Long View 2005-12-02: Tradition, Optimism & Cartography

It is rather sad that John didn't live to see the rise of the tradinistas. He would have enjoyed pointing out they make the same arguments as Tradition.


Tradition, Optimism & Cartography

 

Over at First Things, Fr. Neuhaus has noted that there may be a contradiction between the goals of the magazine and the argument against capital punishment that Joseph Bottum made in his famous article published over the summer. I have already remarked on the piece here. What drew Neuhaus's attention, however, was a comment by Caleb Stegall in the remarkable quarterly, New Pantagruel. In "Natural Law, the Death Penalty, and Political Theology," Stegall observes:

Bottum’s point about liberal forms forsaking history in favor of the dead letters of the social contract is quite good and right. What is startling is his blithe acceptance of this as the necessary result of Christianity... When, in the wake of religious wars, old Christendom attempted to do away with political theology altogether by demythologizing history (and the state along with it) and by rationalizing all order as nothing more than a social contract, it made the conscious decision to rely on positive law...

The problem, of course, is that First Things is dedicated to the reintroduction of a natural law perspective into American political life. Bottum's analysis rubbed me the wrong way because it too closely resembles the critique of the liberal state put forward by Tradition. Note that Stegall ends his piece by suggesting that the project of the liberal state should be abandoned In favor of an explicitly Christian political culture. Bottum, in contrast, says that it was one of the great victories of Christianity to whittle the state down to liberal dimensions. Go figure.

* * *

Speaking of Tradition, I recently came across this site, created in admiring memory of the British fascist leader, Oswald Mosley.

The site is managed by neo-fascists, so it tilts toward the Continental Conservative Revolution. There is a long quotation from Julius Evola, for instance, on the prerequisites for the creation of a European nation . (Mosley did have thoughts along these lines in the 1930s, but he focused on them only after the Second World War, when he was little more than a national amusement.) The startling thing is the encomiums on the introductory page from people like AJP Taylor and Michael Foote. The site's editors have expanded their possible audience by using the word "Jew" very sparingly. The material is useful for anyone studying the interwar years, but it could mislead uninformed Youth.

Mosley and his ideas, as they appear here, remind me of HG Wells more than of anyone else. Wells, in his later years, had much the same notions. I don't mean just the obvious stuff, like the disgust with parliamentary democracy. Mosley and Wells both advocated turning the judiciary into a cadre of sociological experts with the power to make law, without reference to the constitution, and over the objection of the government. Today, this has a familiar ring, in both the US and the EU. It is startling to see it in a British context, since the notion of judicial review is quite limited in British jurisprudence. An idea that has gone down the memory hole entirely in recent years, however, is Mosley's proposal that the franchise should rest on the basis of occupation rather than geography. In the US, that was quite a Lefty notion in the 1930s.

Roger Eatwell once remarked that Mosley had the best-worked-out programme of all the fascists in Europe. No doubt Mosley suffered from the "if we build it, they will come" syndrome. In reality, if you build it, people will be able to see it from a distance, and they may have the sense to run away.

* * *

Am I too optimistic about Iraq?. Maybe, but then I see items like this one by Victor Davis Hanson, which recently appeared in National Review, and my assessments are reconfirmed:

Almost everything that is now written about Iraq rings not quite right: It was a “blunder”; there should have been far more troops there; the country must be trisected; we must abide by a timetable and leave regardless of events on the ground; Iraq will soon devolve into either an Islamic republic or another dictatorship; the U.S. military is enervated and nearly ruined; and so on.

In fact, precisely because we have killed thousands of terrorists, trained an army, and ensured a political process, it is possible to do what was intended from the very beginning: lessen the footprint of American troops in the heart of the ancient caliphate.

When Hanson speaks here of lessening the footprint, he seems to be referring to drawing down the number of troops present in Iraq now. However, we should not forget that reducing the military face of American influence in that region was one of the reasons for the Iraq War in the first place. As Walter Russell Mead has noted, there was no peace in and around Iraq even before 2003. The United States and Great Britain were involved in a low-level air-war with Iraq that began the last time the Baathist government kicked the UN weapons inspectors out. The Iraqi government was being forcefully restrained from entering its own Kurdish region, lest it murder the inhabitants. It was prohibited by force from flying its aircraft in the south of the country under the ceasefire agreement that ended the war of 1990-1991. Sanctions were kept in place that impoverished the population, enriched government officials and their agents of influence in the West, and created a propaganda theme that could be used against United States.

People sometimes object to the statement that the Iraq War was a reaction to 911. The objection is inapposite, whatever role the Baathist government might have had in the destruction of the World Trade Center. (There are actually pretty good reasons for believing that Iraq was directly involved with the first attack on the World Trade Center in 1993, but that's another story.) After 911, the situation in Iraq had to be settled. Every day the regime survived was more evidence that even losing a war to the United States had a limited price that other regimes might be willing to pay.

* * *

If you are looking for the official manufacture of disinformation, Washington is probably not the place you should start. In yesterday's New York Times, there is a piece in the Business Section that records the continuation of an old Soviet tradition:

From the maps the Russians gave Mr. Monroe, he could never really know where he was, a mystery for him as an oil engineer at a joint venture between BP and Russian investors. The latitude and longitude had been blotted out from his maps and the grid diverged from true north....Even now, Mr. Murrow and his colleagues can use only Russian digital map files that encrypt and hide the coordinates of his location. Officially, only Russians with security clearances are permitted to see well field maps with a scale [finer than] 1:2500.

During the Cold War, it made a certain amount of sense for the Soviets to give false coordinates for the locations of their cities. Most of the information was available from pre-Revolutionary maps, of course. The locations of newer industrial facilities probably were not such great secrets, either. Still, the practice added another layer of complexity to nuclear targeting. In any case, the Times piece suggests that the continuation of this practice may be due to more than simple bureaucratic inertia. It's a jobs program, for one thing: the Russian Federal Security Bureau keeps a large cadre of cartographers harmlessly employed removing and falsifying the coordinates of important industrial facilities. Then there is the security-clearance angle. If only Russians are allowed to know where they are, then, all things being equal, it is better to hire Russian engineers.

And yes, they do have Google Earth in Russia. That is beside the point.

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The Long View 2005-11-30: Won Wars; Lost Films & Doctrines

Here is a prediction that did not pan out:

There is also this: Post-911 veterans are not Vietnam veterans. Their numbers are smaller, of course, but they are already an admired and self-confident minority. They will transform the military and, one suspects, domestic politics.

At this point, it seems that veterans of America's imperial wars in Iraq, Afghanistan, and other shitholes are mostly ignored, both by politicians and the wider public, unless some issue forces them into the public eye. 


Won Wars; Lost Films & Doctrines

 

It was as if someone threw a switch. Two weeks ago, if you were following the media, it seemed as if the only remaining question about the Iraq War was whether the US had the lift capacity to evacuate the bleeding remnants of its army from Iraq before they were all massacred. Then (I think it was last Friday) I heard Mark Shields on the PBS New Hour remark soberly that of course there are serious people on both sides of the withdrawal question. Today, I see this from Glenn Reynolds:

Funny, but not long after Rep. Murtha's outburst on the war, we're seeing a bipartisan consensus that a cut-and-run approach would be disastrous.

Murtha's six-month withdrawal resolution jumped the shark. If the Democratic leadership used him as a stalking horse on the matter, then they did the old man a grave disservice.

From what I can tell, it really does seem to be the case that opinion on the ground in Iraq has it that the war is going well both militarily and politically. The question has become how the war will be perceived in retrospect. Security Watchtower recently quoted itself from July:

"It will be interesting to analyze the media's reaction to any U.S. troop withdrawals that might occur in Iraq over the next 12 to 18 months. With the Iraqi Constitution being finalized and another election in December, the subject of bringing American soldiers home will remain a prominent topic of conversation for some time. There is a segment of the media that will attempt to portray any troops withdrawals as a desperate, defeated and humbled superpower that blundered through one mistake after another and managed to eject when they realized the effort could not be won. Get use to seeing alot more of this 'history' over the next year or two."

There was quite a lot of this revisionism in the immediate aftermath of the Cold War. It became a matter of dogma that the Reagan Administration had either had no effect of the liquidation of the Soviet Block or had actually retarded the process. The arms-control industry continued to insist that Reagan's Star Wars proposal was a blunder, no matter how many former Soviet officials attended post-Cold War conferences in the West and said that of course Star Wars was a major factor in their decision to end the arms race.

Something similar happened after the First Gulf War, largely for the purpose of diminishing the senior George Bush's reelection campaign in 1992. That conflict really was one of the great conventional victories of modern times, but by the beginning of 1992 there was a flood of articles explaining why it wasn't.

After the Vietnam War, there turned out to be little political advantage in denigrating the military. On the other hand, some people tried to argue that the US had really won, but had been stabbed in the back: that did not fly either. After the US largely disengages from Iraq, politicians will find that attempts to disparage the outcome or the rationale for the war will be ill-received. With whatever justice, Iraq is going to get the credit for defeating the Jihad.

There is also this: Post-911 veterans are not Vietnam veterans. Their numbers are smaller, of course, but they are already an admired and self-confident minority. They will transform the military and, one suspects, domestic politics.

* * *

George Bush is not a stupid man, but there is reason to believe he may be ineducable. You would think that the rout of his Social Security proposals would teach him to forget about his libertarian schemes. But no: Look:

President Bush vowed today [Nov. 28] to step up enforcement of U.S. immigration laws on America's borders and inside the country, but he said this could not be done without also creating a new "temporary worker program" that would allow illegal immigrants to live and work in the United States for a defined period.

Sometimes commenting on the Bush Administration is like repeating the Dead Parrot Sketch. The Guest Worker Program is not pining for the fjords. It's dead. Deceased. Statements to the effect that this idea has any chance at all are inoperative.

I object to more than the waste of time. Like the Harriet Myers nomination, this proposal alienates the president's base. He needs the base in order to work with Congress. He needs to work with Congress in order to win the Terror War. That's what he was reelected to do.

* * *

My local video store recently closed, so I dropped by during the going-out-of-business sale to see if there were any DVDs I might want at a low price. And indeed I found one of the most famous obscure movies of all time: Incubus

It's a low-budget horror film, made in 1965. You can find details here, but there are three reasons it attracts attention:

(1) Stars the young William Shatner, as a veteran from an unnamed war who is tempted by diabolical forces.

(2) It is the only major film ever made in Esperanto. (The DVD has French and English subtitles.) Esperanto sounds like Italian. In this film, it sometimes sounds like Italian spoken by American tourists. Not Shatner, though: he clearly worked hard.

(3) There is a Curse of Incubus.

Most horror movies are provided with suitable "curses" by their publicity departments. Incubus's misfortune was genuine, however. All copies of the film and all materials relating to it were lost soon after the film went into release. It was only in the 1990s that a single print was discovered, in France, where a movie house showed it weekly like the Rocky Horror Picture Show. The SciFi channel subsidized cleaning up the print and producing the DVD.

By the way: watching the film is like seeing a slightly extended episode of the old Outer Limits series because much the same people (Anthony Taylor, Leslie Stevens, and Conrad Hall) were involved with both the film and the series.

By another way: Esperanto is not an "artificial language." It is a "planned language."

* * *

Speaking of films, it has become headline news that C.S. Lewis did not want his Narnia stories turned into live films:

I am absolutely opposed – adamant isn’t in it! – to a TV version. Anthropomorphic animals, when taken out of narrative into actual visibility, always turn into buffoonery or nightmare. At least, with photography. Cartoons (if only Disney did not combine so much vulgarity with his genius!) wld. be another matter. A human, pantomime, Aslan wld. be to me blasphemy.

I see the point, but the worry seems to have been misplaced. There is already a good BBC version.

* * *

Limbo also seems about to become inoperative:

THE Catholic Church is preparing to abandon the idea of limbo, the theological belief that children who die before being baptised are suspended in a space between heaven and hell.

The concept, which was devised in the 13th century and was depicted in numerous works of art during the Renaissance, such as Descent into Limbo by the painter Giotto, and in Dante's masterpiece, the Divine Comedy, is of a metaphysical space where infants are blissfully happy but are not actually in the presence of God...[A]n international commission of Catholic theologians, meeting in the Vatican this week, has been pondering the issue and is expected to advise Pope Benedict XVI to announce officially that the theological concept of limbo is incorrect.

The Catholic Church actually has little dogmatic to say about the afterlife. Limbo was the sort of speculation that occurs when people insist on asking questions on subjects about which there is little information.

Here is a point I have never seen addressed: was Limbo related to the notion of the Neutral Angels? We see them in Grail lore from roughly the same period.

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The Long View 2005-11-25: Defeatism, Exopolitics, Multicult, Gaudete

Douglas MacArthur was a war-monger. Admittedly, a fairly skilled one.


Defeatism, Exopolitics, Multicult, Gaudete

 

Anyone who is getting spooked by the defeatist talk about Iraq can take comfort, after a fashion, from the views that General MacArthur held in 1944 about the progress of the Second World War. Thanks to Medienkritik for these carping remarks:

“[MacArthur] said that every mistake that supposedly intelligent men could make has been made in this war. The North African operation was absolutely useless, yet all the available strength of Great Britain and the United States was thrown into the task.

The general, as he is depicted in the report, was full of two ideas: that the Pacific war had been “starved” in the interests of Europe, and that whereas the MacArthur-Nimitz strategy in the Pacific was skillfully to hit the enemy “where he ain’t,” the European strategy was to hammer stupidly against the enemy’s strongest points. “Patton’s army, which is trying to batter its way through the Vosges in the Luneville-Baccarat sector, can’t do it. He repeated---they can’t do it. No army could do it. … The Chinese situation is disastrous. It is the bitter fruit of our decision to concentrate our full strength against Germany. …He said that if he had been given just a portion of the force which invaded North Africa he could have retaken the Philippines in three months because at that time the Japanese were not ready.

The report goes on to expand on MacArthur's views: "He lashed out in a general indictment of Washington, asserting that ‘they’ are fighting this war as they fought the last war. He said that most of them have never been in the front lines and that they aren't rotating field officers back into Washington.”

The above is a direct quote from pages 17 and 18 of “The Forrestal Diaries” edited by Walter Millis and published by the Viking Press in 1951. James Forrestal was US Secretary of the Navy during the final year of World War II and learned of General Douglas MacArthur’s views through a report provided to him by Bert Andrews, the Washington correspondent for the New York Herald Tribune, who had just returned from a trip to the Philippines. The quotes appear in an entry dated 22 November 1944 (sixty-one years ago today).

For an intractable situation, the war in Iraq has actually gone rather better than we might reasonably have hoped. At the end of the invasion in 2003, Iraq was fish soup. Now it's an aquarium, though the fish are still sick. Today's public controversy is about ensuring that the Bush Administration does not get a nickel's worth of credit.

* * *

Meanwhile, in those parts of the planet that have so far escaped the grasp of the neocons, we see that progressive transnational opinion is dealing with the real issues that face the world today:

(PRWEB) - OTTAWA, CANADA (PRWEB) November 24, 2005 -- [Paul Hellyer, Canada’s Defence Minister from 1963-67] has joined forces with three Non-governmental organizations to ask the Parliament of Canada to hold public hearings on Exopolitics -- relations with “ETs....”

The proposed Decade of Contact is “a 10-year process of formal, funded public education, scientific research, educational curricula development and implementation, strategic planning, community activity, and public outreach concerning our terrestrial society’s full cultural, political, social, legal, and governmental communication and public interest diplomacy with advanced, ethical Off-Planet cultures now visiting Earth.”

Don't make fun. I'd lay any amount of money that UFO sightings are not caused by visiting extraterrestrials, ethical or otherwise, but it does give one pause to see how perfectly these stories match old mythological motifs. Most interesting of all is the counter-mythology that has appeared in opposition to the Hon. Hellyer's "Exopolitics." (For an intelligent exposition of this opposition, see the work of Charles Upton.)

By the way, note that expolitics is bound up with opposition to strategic missile defense:

Paul Hellyer, who now seeks Canadian Parliament hearings on relations with ETs, on May 15, 2003, stated in Toronto’s Globe & Mail newspaper, “Canada should accept the long-standing invitation of U.S. Congressman Dennis Kucinich of Ohio to launch a conference to seek approval of an international treaty to ban weapons in space. That would be a positive Canadian contribution toward a more peaceful world.”

It has always been my experience that stranger notions are to be found among progressive than among reactionaries. The difference is that, with the progressives, you have to ask.

* * *

The eccentricity of the progressive West is not lost on Joseph Thompson of the University of Alaska at Fairbanks, as we learn from his article in the Fall 2005 issue of Comparative Civilizations Review: Cultural relativism or Covert Universalism? The Metaethics of multiculturalism. (This is the journal of the International Society for the Comparative Study of Civilizations: I'm on the membership committee, so you please consider joining.)

The article admits what everybody knows: cultural relativism is incompatible with multiculturalism. The multiculturalism that we find in the academy has quite a lot of content, and that content is the worldview of the progressive West. The principle of cultural relativism is invoked to claim that this content is neutral. This pretence is unsustainable. This is the honest thing to do:

Against cultural relativism, but on behalf of genuine multiculturalism, I offer considerations for an explicitly affirmed universalist and (albeit one considerably reduced from traditional moral metaphysics). No longer “granted” transcendentally, not dependent upon theology or other high–level metaphysical propositions, the universality which can realistically sustain the globalization of human rights is derived from the declared international consensus of human beings. For my purposes it is less a matter of the specific rights in question, and more about the foundation upon which these rights may be said to derive their legitimacy. If this turns out to be nothing more than convention, well, it is also nothing less – a coming together. This is, in all likelihood, as much as we are going to get. And yet it’s appliances – provided that our effort is as inclusive, as widespread, and as truly multicultural as possible.

Quite so, but I must remark that pretty much all human societies claim some transcendent basis for their ethical principles. An honest universalism could not rest on an immanent metaphysics.

* * *

My knowledge of the transcendent has limits. I don't recall whether I had ever heard of Gaudete Sunday until about ten days ago. That's when some of the local Latin Mass crowd asked me to do a poster for a vespers service on Gaudete Sunday, which falls on December 11 this year.

I'd never been to a vespers service, so I was at a loss about graphics. I asked whether the service had anything to do with the sacrifice of small animals. I was ignored. Finally, I came up with this:

gaudetesunday.jpg

 

The scary thing was how much material about vespers, graphical and textual, that I found online. And why does Wikipedia know as much about it as the Catholic Encyclopedia?

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The Long View 2005-11-21: The Rally for Marshal Pétain

By Marcel Baschet (1862-1941) - L'illustration, n° 5074 du 1er juin 1940, Public Domain, https://commons.wikimedia.org/w/index.php?curid=25577429

By Marcel Baschet (1862-1941) - L'illustration, n° 5074 du 1er juin 1940, Public Domain, https://commons.wikimedia.org/w/index.php?curid=25577429

It was unfair of John to associate Lt. General William Odom with Marshal Pétain, although John did at least go out of his way to give Pétain some credit. In retrospect, Odom sounds like he was right.


The Rally for Marshal Pétain

 

As I have elsewhere had occasion to remark, 50 USC Section 407 forbids the expenditure of federal money to devise contingency plans under which the United States would surrender to an enemy. That provision, of course, applies only to the Executive Branch, so it would not apply to the sort of legislative debate that Democratic Pennsylvania Congressman John Murtha began when he proposed a resolution in favor of a rapid US withdrawal from Iraq. (The Republican leadership immediately emended the resolution to "immediate withdrawal," which was soundly defeated: a stunt, of course, but then it also forced Congress to acknowledge what it was actually taking about.) In any case, the fact that the heretofore obscure Congressman Murtha took the lead on this matter has some interesting historical resonance.

Murtha, as the world beyond Pennsylvania was immediately informed, is a Marine Corps veteran. This personal history is supposed to give his views greater credibility, or even immunity from criticism:

Referring to Vice President Dick Cheney, Murtha used the "chicken hawk" attack so far uttered in public only by out-of-office liberals.

"I like guys who got five deferments and have never been there and send people to war, and then don't like to hear suggestions about what ought to be done," Murtha said.

It is an old principle of politics that opposition to a distasteful policy will be minimized if the step is taken by a leader of the party that finds it distasteful. As the saying goes, "Only Nixon could go to China." By this logic, then, the best person to conclude a surrender would be a leader with a respected military career. This was exactly the logic that made Henri-Philippe Pétain the French premier in 1940.

Marshal Pétain was a genuine hero of the First World War. In that war of attrition, he had a reputation for not wasting the lives of his men. His gift was the defense of territory while minimizing French losses. After the war, he became a gray eminence: a man of the Right, but generally respected by all parties. He was more than willing to help when the Third Republic was overrun:

On 14th June 1940, the German Army occupied Paris. Paul Reynaud, the French prime minister, now realized that the German Western Offensive could not be halted and suggested that the government should move to territories it owned in North Africa. This was opposed by his vice-premier, Henri-Philippe Pétain, and the supreme commander of the armed forces, General Maxime Weygand. They insisted that the government should remain in France and seek an armistice.

Outvoted, Reynaud resigned and President Albert Lebrun, appointed Petain as France's new premier. He immediately began negotiations with Adolf Hitler and on 22nd June signed an armistice with Germany. The terms of the agreement divided France into occupied and unoccupied zones, with a rigid demarcation line between the two. The Germans would directly control three-fifths of the country, an area that included northern and western France and the entire Atlantic coast. The remaining section of the country would be administered by the French government at Vichy under Marshal Henri-Philippe Pétain.

The interesting thing about the Vichy Armistice is that it was actually a very good result, considering the French negotiating position. It kept the French state and administrative structure intact. France continued to function as an independent diplomatic actor. It even preserved the French empire, at least as far as the Germans were concerned. The US law against government funding of surrender studies was passed when someone on the federal payroll was tactless enough to suggest that, should the US lose a nuclear war, we would be lucky to get an agreement for the US as good as the one Henri-Philippe Pétain obtained for France.

* * *

Surrender may be a misnomer in this context of the Terror War, however, because it implies an enemy that would be willing and able to accept one. For that reason, arguments by people in the US for withdrawal from Iraq tend to be a bit self-referential, as we see in the list of reasons for withdrawal recently published by yet another retired military figure, William E. Odom, a former Air Force general. He has actually been saying these things for quite some time, without reference to the state of things on the ground in Iraq, but his latest pronouncements got media coverage because of the Murtha incident. Some points from the latest restatement of his argument run like this.(He has always liked numbered lists, apparently):

1) On civil war. Iraqis are already fighting Iraqis. Insurgents have killed far more Iraqis than Americans. That’s civil war. We created the civil war when we invaded; we can’t prevent a civil war by staying...

Certainly it is a goal of the terror campaign to start a civil war; it is also clear that the goal has not yet been reached. Should open war break out, of course, it can hardly be a matter of indifference to the US who wins it. But moving along...

3) On the insurgency and democracy. There is no question the insurgents and other anti-American parties will take over the government once we leave. But that will happen no matter how long we stay. Any government capable of holding power in Iraq will be anti-American, because the Iraqi people are increasingly becoming anti-American.

The logic behind this is obscure. The base of the insurgency is the Arab Sunnis, a fifth of the population. The tactic of terror attacks on the Shia and Kurds has not endeared the insurgency to the rest of Iraq. The insurgents, in fact, are the only people we know for sure that most Iraqis do not want to run the government. Of course, Iraq was governed by a minority before the invasion, so unpopularity would not exclude such a government arising again. "National unity" would have nothing to do with it, however.

In any case, next we see where Odom's policy is flawed in a way that Pétain's was not:

4) On terrorists. Iraq is already a training ground for terrorists. In fact, the CIA has pointed out to the administration and congress that Iraq is spawning so many terrorists that they are returning home to many other countries to further practice their skills there. The quicker a new dictator wins the political power in Iraq and imposes order, the sooner the country will stop producing well-experienced terrorists.

And why should the new dictator stop producing terrorists? I suppose it is possible that Odom thinks that the Baathist Party might return to power. It's hard to see why: the Baathists were blown of of power pretty decisively, and they seem to have less and less to do with the violent opposition to the new government.

Mark Steyn remarked about jihadi suicide tactics that the Islamists like them for the same reason the British in the 19th century liked the Gattling gun: it brings them victory. An American withdrawal from Iraq at this point would, correctly, be seen as a victory for that tactic: when you talk about the insurgency in Iraq these days, that's mostly what you mean.

If Odom's insurgents ran the country, there would be an Islamist state that believes it could discount retaliation from abroad incurred by any mischief it works in the world. What's the worst that can happen: an invasion? The withdrawal would not solve the problem.

* * *

Odom's analysis is much more than the Democratic Party in the US needs. It's not just that it is divorced from the course of Iraqi politics; it's that the party is not actually trying to lose the war. In point of fact, the notion of beginning a withdrawal in 2006 is close to being a consensus. What the Democrats are trying to ensure is that the outcome of the war, any outcome, is seen as a failure of the policies of the Bush Administration.

The withdrawal must be perceived to be a change in course, made under pressure from the Democrats in Congress. After that, if the new government collapses and Osama bin Ladin is is acclaimed the new caliph at Baghdad, that would provide a campaign issue for many years to come. On the other hand, if the new government is a success, then the Democrats can claim credit for having forced the withdrawal that allowed the Iraqi political factions to find a way to accommodate each other.

Copyright © 2005 by John J. Reilly

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The Long View 2005-11-18: Luminous Surrealism; National Insurance Schemes

I've never gotten into any of Ballard's writings, but I probably ought to give him a try someday.

This is the "Cadillac of the Skies" scene from Spielberg's film adaptation of Empire of the Sun. It is an amazing scene, classic Spielberg, and sufficiently iconic that you usually find it on the cover of the movie.

John mentions Michael Fumento in passing here. I used to follow Fumento, he was an interesting contrarian in the early 2000s. But it turned out that he didn't so much write what he thinks [consequences be damned], like Greg Cochran, but rather he wrote what he was paid to write. Eventually, his gig and his marriage fell apart. I feel kind of bad for the guy, but you could probably see this as a kind of rough justice. However, he wasn't always wrong. It really isn't likely that you can get an Ebola epidemic in the US or another country with decent medicine.


Luminous Surrealism; National Insurance Schemes

 

J. G. Ballard is best known for his memoir, Empire of the Sun, but he is usually classed as a science-fiction writer with a surrealist twist:

Though still essentially grounded in science fiction (his future technologies and ecological disasters are unsurpassed in the genre), reading one of his books is like falling into the interior world of a Surrealist painting.

When a story about the food supply conjures memories of J. G. Ballard stories, maybe you've got a problem:

Australians have been told there is no need to panic after a recent "glow-in-the-dark pork chop" scare. ...The New South Wales Food Authority said the glow was caused by the harmless pseudomonas fluorescens bacteria.

Food authority head George Davey said he understood people would be "shocked" to see their meat glowing in the fridge but said the bacteria were safe...[however]...The bacteria are naturally present in meat and fish but they multiply quickly if food is not stored at the correct temperature.

So the glowing can be a sign that the food is starting to go off and Mr Davey recommends consumers throw any luminous pork chops - or other cuts of meat - straight into the dustbin.

In a typical Ballard story, some minor anomaly will intrude into everyday life: a prolonged drought, say, or a new kind of crystal will be noticed spreading in wilderness areas like creeper vine. At first the anomaly will be a minor annoyance in the everyday world; then it will be a major public issue; then it will overwhelm ordinary life, both physically and metaphysically.

But nothing like that is happening now. That is just ordinary bacteria. Ordinary, glow-in-the-dark bacteria.

* * *

Speaking of surrealism, this may be the first perfectly tautological pitch in the history of fundraising:

Abraham Foxman, national director of the Anti-Defamation League, speaking to the group’s national leadership here last week, signaled a sharp shift in ADL policy by directly attacking several prominent religious right groups and challenging their motives, which he said include nothing less than “Christianizing America.” But even more threatening, Foxman said, is how the views of many of the most strident Evangelical leaders have started to pervade American society, which he said will be revealed in a forthcoming ADL poll...Although only portions of the survey were available this week, Foxman said some of the results are alarming...According to the survey, 70 percent of weekly churchgoers and 76 percent of self-described Evangelicals agreed that “Christianity is under attack”...


Probably those numbers are even higher among churchgoers who have read the ADL's direct mail solicitations.

* * *

Who is this Marshall Law anyway? I went to a perfectly good law school and, frankly, the subject of "martial law" never came up. In any case, those of my readers who plan to stage military coups might be interested in this brief explanation of the by Rohn K. Robbins:

Exactly what is martial law and why might the spread of a killer strain of flu - H2N1 or some other - one day invoke it?... Martial law is, strictly speaking, the suspension of civil law and, in its place, the imposition of military authority. While not explicitly provided for in the Constitution, suspension of habeas corpus is mentioned in Article 1, Section 9, and the activation of the militia in time of rebellion or invasion is mentioned in Article 1, Section 8.

Speaking of avian flu, Michael Fumento has a critique in The Weekly Standard of the interminable hype we have been hearing on the subject:

High on the list of scaremongers is Laurie Garrett, former Newsday reporter and now a senior fellow at the Council on Foreign Relations. Garrett is to pandemics what Paul Ehrlich is to population growth, having amassed fame and fortune by being consistently and spectacularly wrong. Just as he became famous predicting a Population Bomb that fizzled, she came to prominence through a 1995 book, The Coming Plague. No, it hasn't come yet, but--trust her--it will. Garrett's rise began with her prediction of an Ebola virus pandemic. This was notwithstanding the fact that Ebola is just about last on any realistic list of possible pandemic pathogens, since it's terribly difficult to transmit. But guess who won the 1996 Pulitzer Prize for Ebola coverage? Lessons like this aren't lost on other journalists.

Sometimes, as we saw with the Katrina disaster in New Orleans, long-anticipated catastrophes do finally arrive. On the other hand, disasters that once seemed certain are often postponed indefinitely. And some developments are complete surprises, like the one that began with the odd glow from the meat section of your refrigerator.

* * *

Meanwhile, on the healthcare front, Bruce the Psychic Guy has favored us with the outline of a universal medical-insurance system for the United States. (Thanks, Jay!) A complete system would need more moving parts, but the Psychic Guy's proposal is correct in emphasizing the need to increase the supply of doctors and nurses.

The most common criticism of national health schemes is the libertarian argument that government cannot be expected to do anything more efficiently than the private sector, and that the bigger the government program, the more inefficient it will be. There is a historical analogy that suggests otherwise, however.

Deposit insurance for bank accounts had been tried on the state level several times before the New Deal finally created a national deposit-insurance system. The early experiments had not worked. The insurers, either private entities or state agencies, just were not big enough or credible enough. Neither were their client banks diversified enough; all the banks in an agricultural state, for instance, would be stressed in a year with bad weather.

The problem with deposit insurance is "moral hazard." Depositors will have no incentive to seek out banks that have prudent lending policies if the depositors know that their deposits will be protected even if the bank fails because its creditors default. The only way around moral hazard is a fairly intrusive system of supervision by the deposit insurer. The supervision is not rocket-science, but the states usually lacked the personnel or the political will to do it effectively.

The banking system was flat on its back when FDR became president in 1933. The Roosevelt Administration was actually not very keen on deposit insurance. The key feature of the finance-industry reform that the Administration presented to Congress was a centralization of the Federal Reserve System: deposit insurance was an afterthought.

To everybody's surprise, deposit insurance was what made people trust banks again. It continued to work without a glitch thereafter, except for the S&L episode in the 1980s, when political influence turned off part of the supervision system for a few years.

I suspect we might see a similar pattern with health insurance. Some states, such as Tennessee, have tried to run their own health-insurance schemes, with mixed success. Everywhere, the system is a patchwork of state regulators and private insurers that has none of the merits of a free-market system and all of the defects of a social-welfare bureaucracy. With a national system, economies of scale will solve more than half the problem.

Copyright © 2005 by John J. Reilly

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The Long View 2005-11-13: The Shape of Things to Come

This post from 2005 was the first time I became aware of Ross Douthat. Ross has done well for himself as a pundit in the last twelve years, and now works for the New York Times. I've enjoyed his work immensely over the years.


The Shape of Things to Come

 

Who are Ross Douthat and Reihan Salam? They seem to be ubiquitous these days. They have their own bloglike entity at The American Scene, where you can find out more about them. I mention them here because of their remarkable article in The Weekly Standard of November 14 entitled "The Party of Sam's club." If the Republican Party really needs a new domestic agenda, it need look no further:

Many of the issues that the Republican Party wrote to power remain salient today, of course. The capital GOP doesn't need to rethink its support for a strong national defense, for instance, or its commitment to social conservatism. But having risen to power at a time when most Americans were worried about their economic freedom, the Party needs to adapt to a new reality -- namely, that today, Americans are increasingly worried about their economic security -- and reorient its agenda to address those concerns.

This is the first article I have seen in a conservative journal that admits just how anachronistic the traditional Republican platform has become. Thanks to past tax decreases, the federal income tax burden on the middle class is now low enough that few people find it onerous. At least on the federal level, Republicans can no longer run successfully on tax cuts, though there is room for political gains on the questions of simplification and fairness. The piece makes the interesting proposal that, instead of reforming the income tax so we can abolish the alternative minimum tax, we should abolish the income tax and retain the alternative minimum tax. That would in effect return us to what the income tax was supposed to be originally: a progressive tax on relatively high incomes. The shortfall caused by the abolition of the income tax might be made up by a modest consumption tax.

The authors broach the subject that the political system has heretofore avoided entirely: the need for mildly pro-natalist labor policies. This does not mean that Republicans should pursue the Democratic preference for professionalizing child-rearing through daycare, or by redefining the family out of existence. It does mean that pension systems and education subsidies should be structured so that young women have a realistic option to stay home and be mothers without jeopardizing their career opportunities in later life.

Immigration is the issue on which Republican voters are diametrically at odds with the Republican leadership. The voters do not dislike immigrants; they do perceive, correctly, that immigration suppresses wages at the lower end of the income scale. The most popular, indeed populist, policy at this point would be one that regularized the status of illegals who are settled in the United States while ensuring that the borders are secured.

Perhaps the most interesting part of the article is devoted to the need for a national health-care system. The Republican Party came to power in the 1990s partly as a result of the implosion of the unworkable health-care proposal that the Democrats made early in the Clinton Administration. Since then, the Republicans have evaded or derided the issue. This is a grave error. Guaranteed health insurance is not a question of help for the underprivileged. Almost all ordinary people at some point in their lives will have trouble providing health care for themselves and their families, or will find that the insurance they do have is inadequate. Furthermore, the overpriced and over-bureaucratized system in the United States has become deadly to the competitiveness of American manufacturers. The important criteria are: insurance must be portable, mandatory, and cheap. If I understand their argument, they say that the country needs is a national catastrophic insurance system, with a competitive insurance industry to manage the deductible.

Some combination like this, of cultural conservatism and social security in the broad sense, is probably the future. The question is whether the Republican Party can provide the vehicle. The Democrats could do it too, if they jettison some of their own pathologies.

* * *

Several people have written to me over the past three years to ask when I am going to read Kim Stanley Robinson's The Years of Rice and Salt. Well, I have; the review is here. It's the best AH novel ever written. Okay?

* * *

Reports from New Orleans has taken a surreal turn. The following information all appeared the New York Times this week (I would link to the articles, but the Times has that idiotic registration wall).

Murder rate in New Orleans falls to zero. This is because five sixths of the population is still missing. A criminologist described the disappearance of violent crime as "a great experiment," apparently without irony. The Times did not quote Tacitus: "They have made a desert, and call it peace." That would be too much to expect from the paper nowadays, I suppose.

New Orleans real estate market set to rise. Well, yes, I suppose it would.

On death certificates of the victims of the flood, "decomposition" is sometimes cited as a cause of death. After a major disaster, there is a delay before people can grasp causal relationships again.

Copyright © 2005 by John J. Reilly

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The Long View: The Years of Rice and Salt

N = 1

N = 1

This book review is the source of one of my favorite cocktail party theories: a number of seemingly well-established sciences are built upon an n of 1. In a grand sense, geology and biology fall into this category, since the big theories like plate tectonics and evolution depend on one big sequence of inter-related events. In a micro-sense, you can see if similar things happen in different times and places, but the overall development of life on earth, or the development of the earth itself, only happened once, and we lack the capacity to conduct meaningful experiments about such things. Of course, the universe itself, the subject of the grandest of all theories in science, also falls in this category. Perhaps that explains the need to invoke the multiverse.

I don't have any complaints about the way these sciences have been pursuing, it just strikes me as funny that some really big scientific ideas aren't actually amenable to experiment. We can conduct experimental programs that build up the foundations of such ideas, but we can't wind the universe back up and set it down and see what happens the second time, which is the foundation of all experimental philosophies of science. Maybe that is why I like alternative history and science fiction: this is how we try to acknowledge our weaknesses here.


The Years of Rice and Salt
By Kim Stanley Robinson
Bantam Paperback 2003
(Hardcover 2002)
763 Pages, US$7.99

 

This review appeared in the
Spring 2006 issue of
Comparative Civilizations Review

 

Once upon a time, a course in science-fiction writing was offered at Rutgers University. The grade was based on stories written by the students, but the instructor offered an exam option as a joke. It included this memorable question: “Describe the influence of the papacy on medieval Europe.” The question posed by this novel is actually more ambitious: what was the effect of post-medieval Europe on world history; or more precisely, what would the world be like if there had never been a European modernity? In the course of answering this question, Kim Stanley Robinson has written what may be the finest example thus far of Alternative History: historiographically sophisticated, with plausible characters, the book is essentially world history made readable as a series of biographies. Best of all, at least from the prospective of an admiring reviewer, the book presents a model of history that is both demonstrably and instructively false.

The premise of the story is that the outbreaks of plague in 14th century Europe were far more deadly than they historically were. The whole continent, from Britain to Constantinople, and from Gibraltar to Moscovy, is wholly depopulated. The action starts around 1400, when a deserter from the horde of Timur the Lame gets an inkling of the disaster as he wanders through the deserted landscapes of Hungary and the Balkans. He is enslaved by Turks; he is sold to the treasure fleet of Zheng He, who happened to be in East Africa on one of his famous oceanic expeditions. Eventually, the deserter dies as an innocent bystander at a court intrigue of the early Ming Dynasty.

In the course of this man’s adventures we meet pretty much all the people we will be meeting for the next 700 years. The conceit that holds the book together is that people are reincarnated, in much the way contemplated by Tibetan Buddhism, and that they normally progress through time with the same companions. In “The Years of Rice and Salt,” the principal companions are the Revolutionary, the Pious Man, and the Scientist; the Idiot Sultan puts in several appearances, too. Some of the most interesting passages in the book are set in the bardo state, between incarnations. Depending on the period in which they most recently lived, the companions take these interludes more or less seriously. During one such incident, the Revolutionary becomes exasperated with the Pious Man’s spiritual and historical optimism: “We may be in a hallucination here, but that is no excuse for being delusional.”

Macrohistory in this scenario differs from that of the real world more in detail than in broad outline. The 15th century discovery of the Americas is cancelled, for obvious reasons. Less than a century later, however, a Chinese fleet sent out to establish a base in Japan discovers the Inca Empire. Not long thereafter, the oceanic explorers from Firanja, a Europe resettled from North Africa, discover the east coast of the western continents. These penetrations from Eurasia are slow enough, however, to allow the politically ingenious people around the northern continent’s great freshwater lakes to adapt to the new diseases and to organize defenses. In later years, their model of democratically representative federal government would become the best hope of mankind.

The parallels continue. In Samarqand, in what would have been the late 17th century if anyone were using that reckoning, an alchemist notes that different weights of the same material fall at the same speed; soon there is a mathematics to express acceleration. Move forward another century, and we see scholars in the fracture area between China and Islam trying to reconcile the intellectual traditions of the two. The result is the beginning of a secular, enlightened science of humanity. A noble passage from their work runs thus:

“History can be seen as a series of collisions of civilizations, and it is these collisions that create progress and new things. It may not happen at the actual point of contact, which is often wracked by disruption and war, but behind the lines of conflict, where the two cultures are most trying to define themselves and prevail, great progress is often made very swiftly, with works of permanent distinction in arts and technique. Ideas flourish as people try to cope, and over time the competition yields to the stronger ideas, the more flexible, more generous ideas. Thus Fulan, India, and Yinzhou are prospering in their disarray, while China grows weak from its monolithic nature, despite the enormous infusion of gold from across the Dahai. No single civilization could ever progress; it is always a matter of two or more colliding. Thus the waves on the shore never rise higher than when the backwash of some earlier wave falls back into the next one incoming, and a white line of water jets to a startling height. History may not resemble so much the seasons of the year, as waves in the sea, running this way and that, crossing, making patterns, sometimes to a triple peak, a very Diamond Mountain of cultural energy, for a time.”

The hopes of this period for universal reconciliation are shattered by power politics; the power in this case coming from the steam engines of the trains and warships of southern India, whose Hindu regions were the first to master mechanical industrialization. These techniques soon spread universally, however. In the earlier parts of the book, it sometimes seemed to the characters that China would take over the world. This fear performed the minor miracle of uniting the huge and fractious Islamic world, which in turn posed a threat to China and India. Thus, in the closing decades of the decrepit Qing Dynasty, the Long War began, which essentially pitted eastern and southern Asia against the Middle East, Firanja, and northern Africa. It went on for 67 years, killing perhaps a billion people all told. Even in the middle of what would have been the 21st century, the world had still not recovered from it psychologically, however much social and technological progress had occurred.

In some ways, the postwar parts of the book are the most fun. In western Firanja, disgruntled intellectuals chatter in cafes about the history of everyday life and the perennial oppression of women. A musician takes the name “Tristan” and becomes a sort of one-man Solesmes, resurrecting the plainchant of the vanished Franks. There is a subplot about how physicists collude to avoid building an atomic bomb. There are conferences of historians in which the author gets to critique his own devices. A panel on the nature of the plague that destroyed Europe comes no closer to explaining what happened, perhaps for the excellent reason that the real Black Death was probably the worst that could have happened. We get a discussion of reincarnation as a narrative device and, better still, of narrative structures in historical writing, particularly in narratives of historical progress.

The book ends peacefully, with an elderly historian, the Pious Man, settling into semi-retirement at a small college in a region that is not called California. In a way, he had achieved the era of perpetual Light that people like him had always hoped for, but the eschaton is more like that of Francis Fukuyama than of any of the great religions. There was really only one way that history could go, we are led to believe. In the closing sections, children in his campus village hunt for Easter eggs in springtime, but of course they don’t call them Easter eggs.

The speculation in "The Years of Rice and Salt” presents the same sort of issue that Stephen Jay Gould addressed in “It’s a Wonderful Life.” In the latter work, Gould considered what would happen if biological history were begun again. Would it follow the course of the history we know, and arrive at something like our world? Gould answered “no.” His principal evidence, an interpretation of the Burgess Shales, collapsed a few years later when better preserved fossils from the same period were discovered. His larger contention is still open to debate; the matter can be decided only when we can compare the evolutionary history of Earth to that of another earth-like planet. At this point, it seems to me that Gould was probably wrong: evolution does tend toward certain solutions. I would say the same about human history, and so, apparently, would Kim Stanley Robinson. In this novel, however, the most remarkable effect of the deletion of the West is that there is no effect. This is almost surely wrong.

Consider a few of the notable figures in this alternative history: a Chinese Columbus, an Uzbek Newton, an Indian Florence Nightingale. They not only perform roughly the same historical functions as their real-world counterparts; except for the Columbus figure, they each do so at roughly the same time as each of their real-world counterparts. It is hard to see why this should be. The West did not decisively influence the internal affairs of the two greatest non-Western imperia, China and the Ottoman Empire, until well into the 19th century. There is no particular reason why sailors from Ming China could not have discovered America. For all we know, maybe a few did. Even if that discovery had become well-known, however, it would have made little difference. For internal reasons of cultural evolution, China was no longer looking for adventures. Similarly, there is no reason why the physics of Galileo and Newton could not have been discovered in Central Asia in the 17th century, if all that was necessary was cultural cross-fertilization and a frustrated interest in alchemy.

There are in fact good reasons for making India the site of an alternative industrial revolution. Its patchwork of states, so reminiscent of Baroque Europe, might well have offered both the intellectual sophistication and the political license to develop a machine economy. The problem is that no such thing seems to have been happening when the English acquired control over most of the subcontinent in the 18th century. There was considerable Indian industry, of course, but it was not progressive in the way that European industry was in the same period. It was not just a question of technique; industrial development requires financial sophistication and acceptable political risk quite as much as it requires engineering. India was kept from developing by the government of the Idiot Sultan, and he was wholly indigenous.

Toynbee defined civilization to be a class of society that affords an intelligible unit of historical study. The nations or other units that comprise a civilization could not be understood in isolation from each other; the larger ensembles to which a civilization might belong are accidental or not constant in their effects. Toynbee modified his ideas in later life, but this definition is helpful here.

We see even in the dates in this book that something literally does not compute. Most numerical dates are given in the Muslim reckoning; actually, it is easiest to find your way around if you keep a chronological list of Chinese emperors handy. Even though there is a very sketchy timeline at the beginning of the book, there are still occasions for confusion. Because of the difference between the lengths of the lunar and solar years, a Muslim century is (if memory serves) only about 97 Gregorian years. The omission of the Christian calendar, however necessary because of the book’s premise, makes the world history the book seeks to describe almost inconceivable.

There is a sense in which Columbus, and Newton, and Florence Nightingale were world-historical figures, but if we are to discuss them as a group, we must start with the fact they were all products, indeed characteristic products, of Western civilization. The line of development that led from one to the other (or from the social milieu that produced one to the social milieu that produced the other) was a process within Western civilization. There had, perhaps, been figures parallel to these great names during the pasts of other civilizations, but the parallels were not chronologically simultaneous.

This does not mean that there is no such thing as world history. Another of Toynbee’s notions is helpful: the idea that civilizations appear in generations. The most ancient civilizations, those of the river valleys, were local affairs, however widely their influence spread. The “classical” civilizations of the next generation, of Rome and the Han and the Gupta, were regional. The third generation, including the Islamic cultures, post-Tang China, and the West after the Dark Age, are all third generation, as indeed are other societies, notably Japan and Hindu India. What Islam, the West, and China, have in common is that they are all, in principle, universal. During their great ages, Islam and China both reached just shy of global influence before consolidating their activities to certain broad regions. The West finally did achieve global scale, in the 15th century, and so created the possibility of a genuinely ecumenical society.

This is the gospel according to Toynbee, and you can take it or leave it; as we have noted, “The Years of Rice and Salt” includes a quite sophisticated discussion of metahistory. Nonetheless, the incontestable fact is that, whatever malign influence you might want to ascribe to European imperialism in the 19th and 20th centuries, the other great civilizations during early modern times were simply not efflorescent in the way the West was. Without too much speculation, we can make a good estimate of the course of the world’s major civilizations in the absence of the West.

China was winding down from its Song climax; the Ming and Qing Dynasties would have followed much the same course with or without Western influence. The result would have been another minor dark age in the 20th century, as after the Latter Han in antiquity. Similarly, the Ottoman Empire, the greatest of Islamic states, was losing control of North Africa and the hinterland of the Middle East before the Europeans ever became a factor. The empire would probably have unraveled in pretty much the way it did in our timeline, perhaps with the exception that the caliphate might have survived as a venerable anachronism. As for India, it is a commonplace that the English stepped into a vacuum left by the decline of the Mughal Empire. Doubtless other forces would have stepped in if the English had not been available, but there is no particular reason to suppose that the new situation would have been discontinuous with earlier Indian history.

There would still have been dynamic societies in the world, of course. Japan’s social evolution has its own internal logic; Western contact in the mid-19th century was an opportunity that Japanese elites chose to exploit. During the same period, Burma was literate, mechanically ingenious, and of an imperial turn of mind; only annexation by the British Empire prevented what might have been a new Buddhist civilization from forming. Anything at all might have happened in the Americas, but for the time being, it would have been of only local significance. The “classical” generation of American civilizations would still have been in the future.

On the whole, Earth by the middle of the 20th century might have seemed like a planet with a great future behind it. However, there have been general breakdowns of civilization before, notably at the end of the Bronze Age. Even in the barbarous early Iron Age that followed, however, techniques and ideas spread from land to land. Similarly, in the third millennium, it would have been just a matter of time before one or more societies wove the new ideas into a civilization with universal potential.

That history would have taken another 500 to 1000 years to reach the state of things that we see from the college in the land that is not Calfornia. A book about it would have to be very good indeed to compare to “The Years of Rice and Salt.”

Copyright © 2005 by John J. Reilly

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The Years of Rice and Salt
By Kim Stanley Robinson

The Long View 2005-11-09: French Nuances

We are now back to our regularly scheduled programming.


French Nuances

 

Here's an occasion for a bit of Alternative History. Writing for the BBC in a piece entitled Violence exposes France's weaknesses, John Simpson offered this aside on the relationship between France's policy of appeasement in the Middle East and its troubles at home:

No matter that events have thoroughly borne out his criticisms of the US and British invasion of Iraq in 2003. The Muslim teenagers who briefly applauded him then have long since forgotten all that - though of course if he had supported President George W Bush and Prime Minister Tony Blair then, he would be in even greater trouble now.

It is hard to see exactly what the French government was right about. Like everyone else, they thought that Iraq had an active WMD program, but that the Baathist government could be trusted to abandon the project after one last round of inspections. The inspections after the invasion proved both beliefs were wrong. The French also warned against an uprising of the Arab street. That did occur, after a fashion, but it happened about 10 klicks from the president's office.

Imagine that the US and UK had adopted the French position and settle for inspection rather than invasion. The results would have been negative. The sanctions would have been lifted. Iraq would have gone back into the WMD business, since we know for a fact that the plan was to wait until the UN went away. Baathist Iraq was ruled by a kind of Islamofascist distinct from the Islamists, but they had reached the point where the victory of one was celebrated as the victory of the other; celebrations were held in Iraq after 911, for instance. Similarly, the end of the sanctions on Iraq would have been seen, correctly, as a victory of militant Islam over the West, France included. This could only have enhanced the appeal of Islamism to the immigrant communities in Europe. For that matter, the Iraqi government would have been in a position to press for concessions to the energized Islamic minorities.

One can argue, though I think incorrectly, that the US would be in a better position today if the Iraq War had been aborted. In such a scenario, however, the position for France would have been far more desperate.

* * *

I myself have used the term "Intifada" to describe the events in France, but I recognize that this needs qualification. Many bloggers have noted that the Mainstream Media rarely mention the Muslim angle. Libertarians mention it, but discount it. Culture war types, a group that includes me for most purposes, seem to speak of little else. Certainly the tactics used by the rioters appear influenced by television reporting of the Palestinian Intifada. If you want to make a case that the riots are an Islamist uprising, there is plenty of anecdotal evidence. A site called Information Regarding Israeli Security has compiled a long list of links to support that proposition: see Evidence the "Paris Riots" Are Actually the "French Intifada"

However, though there is a degree of coordination in the violence, it is not organized in the semi-military manner that we see in the Palestinian territories. Casualties have been light. There have been no suicide bombings.

Mark Steyn says that we should take no comfort from these differences:

As to the "French" "youth", a reader in Antibes cautions me against characterising the disaffected as "Islamist". "Look at the pictures of the youths," he advises. "They look like LA gangsters, not beturbaned prophet-monkeys."

Leaving aside what I'm told are more than a few cries of "Allahu Akhbar!" on the streets, my correspondent is correct. But that's the point...But, whether in turbans or gangsta threads, just as Communism was in its day, so Islam is today's ideology of choice for the world's disaffected.

That sounds plausible to me, but it makes the threat a little hypothetical. When I used the term "Arab street" above, I used it advisedly. What seems to have happened is that the French and other European countries have succeeded in transferring Arab (and South Asian) political culture to their own soil, gangs and all. What we have seen in France in recent days is what would happen in the Middle East if the regimes there had not learned to keep the Arab street clear by shooting the Arabs in it.

Will that happen in Europe? Some people think so, but I rather doubt it. We have to remember that the problem is neither class warfare in the European tradition, nor the sort of racial conflict that bedevils American history. A Middle Eastern millet is trying to form in Europe. That has to be prevented, but it cannot be prevented by pretending that we are dealing with a class or a race issue.

* * *

Meanwhile, a new evil has been discovered by Andrew Sullivan:

CHRISTIANISM AND THE LEFT: The emergence of Christianism in this country - a political movement founded on evangelical doctrine - is arguably the most significant political development of the new millennium. And what's critical about this new movement is its relationship to government: there's nothing Christianists like more than active, interventionist government to right wrong, police private lives and uphold their version of morality.

There is a very old New Age term, "Christine," for an follower of the alleged esoteric teachings of Jesus. That coinage did not stick. I have small hope for "Christianist."

* * *

But what if we are attacked by pirates!?! Well, obviously, you fire your sonic blaster:

MIAMI - The crew of a luxury cruise ship used a sonic weapon that blasts earsplitting noise in a directed beam while being attacked by a gang of pirates off Africa this weekend, the cruise line said Monday...The LRAD is a so-called "non-lethal weapon" developed for the U.S. military after the 2000 attack on the USS Cole off Yemen as a way to keep operators of small boats from approaching U.S. warships.

The military version is a 45-pound, dish-shaped device that can direct a high-pitched, piercing tone with a tight beam. Neither the LRAD's operators or others in the immediate area are affected.

Piracy is no longer a joke. Shipping companies and the world's navies seem to have gotten the memo, but more needs to be done.

* * *

A Correction: A reader informs me that the Alternative Minimum Tax was not, as I had recalled, created in 1986. It was augmented as part of the TEFRA reform of that year, but a version of it was created in 1978, which was actually a modification of an earlier "minimum tax" that dates to 1969. You may read the whole sorry tale here. (Thanks, Adam!)

Copyright © 2005 by John J. Reilly

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The Contemplative Life -- Pt. II

It took me a couple of weeks to finally paint in all the corners I needed to repost John Reilly's review of St. Teresa's The Interior Castle. Sure, I could have just slapped it up here, but I like to preserve the web of links John made within all of his works. It produces something like a wiki-walk. Maybe when I'm done with the reposting project I will do a network analysis of John's HTML files and see how it matches up with my own impressions.

The reason I wanted to return to John's luminous review of St. Teresa's signature work is that I was struck by the similarities in Scott Alexander's book review of Mastering the Core Teachings of the Buddha. I have fond memories of Theravada Buddhism from my college years. I won a writing award in college for an essay, "Inescapable Beliefs," which dealt with my fascination with Buddhism, and my conviction that it could never replace Christianity in my heart. That particular bit of juvenilia should probably stay right where it is, but I look back on it now as a turning point in my life.

My later college obsession with Japanese culture provided an introduction to Mahayana Buddhism that only reinforced my Chestertonian impression that Christianity speaks best to the universal human longing for God that is expressed in multitudinous ways. Which brings me to the contrast between The Interior Castle and Mastering the Core Teachings of the Buddha.

The first thing I noticed was not in fact the differences, but the similarities. John says:

There is a science of mystical experience. The Interior Castle is one of the key sources of its data; so are Teresa's earlier works, including the Life and The Way of Perfection.

He goes on to note:

Even a cursory familiarity with the literature of mysticism will find resonances in this work. This reviewer was surprised to discover how much of this book's advice about prayer and the dangers of the advanced spiritual life is echoed in C.S. Lewis's most popular work, The Screwtape Letters. Lewis was familiar with the literature of mysticism, of course, but that is unlikely to be the whole explanation. Serious spirituality is an empirical enterprise; people who have experienced its effects will recognize them in the accounts of others who have experienced them.

The kinds of experiences described by mystics seem to be somewhat independent of their cultural context. This implies a common psychological/neurological framework within which they occur. I can see a plausible argument to be made that this explains religion. I think it to be false, but I can at least see where people are coming from. 

Following Chesterton, and St. Thomas, I see this is evidence that we are are all looking for something that we lack, something that transcends our human particularities, a something best found in Christianity. Part of what makes me think so is the different impressions I get from St. Teresa's book on mystical experiences, and Ingram's. My impressions here are colored by what I learned about Theravada Buddhism in college, so I would be interested to hear otherwise.

So far as I know, the state of nirvana is the ultimate goal of Buddhists. Mystical experiences brought about by meditation, as described by Ingram, are really just part of the path to achieving release from the self. St. Teresa, on the other hand, says nothing of the sort:

We should note that nowhere does Teresa suggest that the contemplative path is necessary for salvation, or even peculiarly helpful for it. 

Ordinary sanctity is something quite different in Christianity from the ultimate goal in Buddhism. It is far easier to achieve, and accessible to humbler people. This perhaps is why Thérèse of Lisieux, sometimes referred to as St. Thérèse the Little Flower, a nun of the same order as her namesake, is so popular. The heroic spirituality of Teresa of Avila is out of the reach of ordinary people. The severe discipline described by Ingram seems similar. The Little Flower shows us another way.

I sometimes describe myself as religious, but not not spiritual. Reading these parallel book reviews reinforces this in me. The way in which "enlightenment" overlaps with ordinary mental illness is particularly intriguing. Both Ingram and St. Teresa describe things that seem very much like common mental problems, and Alexander is particularly good at identifying these things. It isn't at all clear that the enlightenment Ingram describes is actually desirable. St. Teresa at least does a better job of selling it. However, each path is frankly described in terms that make it seem more than a little crazy.

Furthermore, the things Alexander describes as in his book review as things to be overcome via meditation seem more like features than bugs to me. 

Taken seriously, it suggests that some of the most fundamental factors of our experience are not real features of the sensory world, but very strong assumptions to which we fit sense-data in order to make sense of them. And Ingram’s theory of vipassana meditation looks a lot like concentrating really hard on our actual sense-data to try to disentangle them from the assumptions that make them cohere.
In the same way that our priors “snap” phrases like “PARIS IN THE THE SPRINGTIME” to a more coherent picture with only one “the”, or “snap” our saccade-jolted and blind-spot-filled visual world into a reasonable image, maybe they snap all of this vibrating and arising and passing away into something that looks like a permanent stable image of the world.

In particular, I've never understood the obsession with the saccade among rationalists. This is clearly a feature of our brains that enables sense perception to better match reality than the unfiltered optic nerve data would be be. If you break it, you wouldn't be able to function well, which seems to be what happens if you go too far down the meditation rabbit-hole.

The lesson I took from this is that the spiritual life is not for everyone, and can have some strongly negative consequences for the unwary. Religion, on the other hand, is accessible to everyone. I'll stick with religious, but not spiritual.

The Long View: The Interior Castle

This luminous review of St. Teresa's The Interior Castle finally brings me full circle, back to the mysteries of human experience, and the unity of mystical experience across religions. 


The Interior Castle
By St. Teresa of Avila

Translated by: 
The Monks of Stanbrook, 1911
Spanish Original:
Published Circa 1583
Barnes & Noble, 2005
227 Pages, US$9.95
ISBN: 978-0-7607-7024-5

 

If someone asks you, "What do you want from life?" all sorts of answers may occur to you. Ancient tradition suggests, however, that you should ask for something like this:

[T]he spiritual marriage with our Lord, where the soul always remains in its center with its God. Union may be symbolized by two wax candles, the tips of which touch each other so closely that there is but one light; or again, the wick, the wax, and the light become one, but that one candle can again be separated from the other and the two candles remain distinct; or the wick may be withdrawn from the wax. But spiritual marriage is like rain falling from heaven into a river or stream, becoming one and the same liquid, so that river and rainwater cannot be divided; or it resembles a streamlet flowing into the ocean, which cannot afterwards be disunited from it. This marriage may also be likened to a room into which a bright light enters through two windows--though divided when it enters, the light becomes one and the same.

The spiritual marriage is an event that occurs in the Seventh Mansions of the seven-region structure of the soul described in this book by Teresa Sánchez de Cepeda y Ahumada (1515 -- 1582), the reforming Carmelite nun. She was later named a saint and a Doctor of the Church; she is best known as St. Teresa of Avila. The state she described is the best thing that can happen to a living human being.

The contemplative tradition of prayer in which Teresa is such an eminent figure prescinds from most late-modern discussions about the reality and nature of the divine. God is not a proposition to be proven; or even an object of faith, at least after the first stage of prayer as self-initiated meditation. Rather, God is known through direct experience, an experience that is prior to any philosophical or scientific glosses that students of contemplation might apply to it. In that sense, contemplative prayer is an existentialist enterprise, rather like Heidegger's study of conscience as the voice of Being. The difference is that modern existentialism appeals to immediate experience on the assumption that experience will always behave itself. In the world of the contemplative, experience does not behave itself at all.

Be that as it may, any class of phenomena that are predominantly mental is going to raise at least some suspicion of insanity, fraud or mistake. Teresa reminds us more than once that she suffers from headaches, and that she sometimes hears a sound like rushing waters. There were points in her spiritual life, she makes clear, when she was simply ill. Critical of her own experience, she offers readers frank cautions about the psychological pathologies to which the nuns of her Order are subject. ("Melancholia" is not a modern diagnosis, but it seems at least as useful as later terms have proven to be.) She has a quite lively sense of the power of wishful thinking. She evidently knows mere silliness when she sees it. She also warns that even the most dramatic psychological event can be a diabolical deception, or may simply have no deep significance at all.

Readers of her book will soon appreciate how disciplined her treatment of contemplation is. They will also appreciate that quite a lot of this discipline is external.

Throughout her career, Teresa's activities were impeded because she was a woman in a society where women had limited legal personality, and, in any case, were not expected to have serious intellectual interests. Teresa was the daughter of a converso family, which also made her an object of suspicion in 16th-century Spain. More important, she and her colleague in the male wing of the Carmelite Order, Saint John of the Cross, were continuing to cultivate a tradition of late medieval spirituality that the Spanish hierarchy of her day strongly suspected, not without reason, to have contributed to starting the Reformation. Teresa was periodically suspected of being one of the alumbrados, a mystical movement whose beliefs shaded into antinomianism.

For a variety of reasons, then, Teresa had protracted problems with the Inquisition and her own superiors. In fact, in 1577, when this book was written, her access to religious texts and even her own earlier works were restricted; when she makes a Biblical quotation, she warns that she may have misremembered it because she cannot look it up. Nonetheless, it says something for her general mental health that she proved to be a formidable bureaucratic infighter. She managed to keep her major works in circulation, and she co-founded the Discalced Carmelites, a branch of the 12th-century Carmelite Order, that remains an important institution in the 21st century.

Teresa's uncongenial historical circumstances created fewer restraints than the system of confession and spiritual direction that can be found in some form in any religious order, but that are especially important to contemplatives. They are not unwanted intrusions, but an integral part of the discipline she describes. She repeatedly urges her readers, whom she assumed would at first be her fellow Carmelites, to keep their confessors informed about their spiritual experiences, and their prioress about their social and psychological ones (sometimes, the best next step in one's prayer life is a vacation, or at least a change of assignments). Of course, Teresa was aware that she knew more about the theory and practice of advanced spirituality than some of her spiritual directors did. The book is sprinkled with passages like this:

The time which has been spent in reading or writing on this subject will not have been lost if it has taught us these two truths; for though learned, clever men know them perfectly, women's wits are dull and need help in every way. Perhaps this is why our Lord has suggested these comparisons to me; may He give us grace to profit by them!

Leaving aside the question of which two truths were at issue, there are several ways to view this passage. Maybe it is a simple expression of humility. Maybe it is a way of deflecting possible criticism from suspicious prelates. There is also some reason to suppose that Teresa was the snarkiest Doctor of the Church since Augustine.

* * *

We should note that nowhere does Teresa suggest that the contemplative path is necessary for salvation, or even peculiarly helpful for it. Neither does she make special claims for her model of the soul as a castle like a translucent crystal. Nonetheless, for those who found the analogy helpful, she suggested that those who wished to advance in the knowledge and experience of God could think of themselves as moving through a concentric system of six rings of rooms or mansions ("moradas") toward a seventh, central set, where God was most perfectly present. Each of these rings of mansions presented its own challenges in terms of personal reformation and the type of prayer that is possible there; also, in each successive ring God affects the seeker in a more dramatic and overwhelming way. After the inner sections, particularly after the Fourth Mansions, God is clearly controlling the advance, but grace of some kind is needed for every step, including the original decision to enter the Castle.

Outside the castle is a dark landscape, where poor sinners are preyed upon by "reptiles," which may be demons, or the temptations, or the sinners' own ill will. Entering on the spiritual life, the penitent comes to the First Mansions. There, with some suffering, he gains self-knowledge. This painful process is necessary, though these mansions are a relatively crepuscular region, where the assaults of the reptiles are still common. The Second Mansions are similarly dark and dangerous, but there the aspiring soul will first learn how to pray. In the Third Mansions there is less danger from the cruder assaults of evil. It is the region of ordinary virtue; continuance in a state of grace becomes easier. Though we are not told this explicitly, one might gather from the text that these are the Mansions where the faithful in secular life might ordinarily expect to spend their lives.

In any case, even in these first three sets of Mansions, one meets here some of the subtle dangers of the spiritual life. Teresa counsels her readers on dealing with aridity and distraction in prayer, and about indiscreet zeal, the temptation to judge and criticize persons who seem less pious than oneself. The denizens of the Third Mansions in particular are tempted to think their lives are saintly because they are irreproachable; such people can actually benefit from the humility that comes with misfortune.

In the first three Mansions, the aspirant soul may sometimes be aware of special manifestations of divine grace, and of peace in prayer. As a rule, though, the divine is experienced only through the ordinary means of preaching and the sacraments, and through the natural satisfaction in a job well done (if you are a contemplative nun, the distinction between liturgy and labor tends to disappear). The Fourth Mansions, however, are the point where "consolations" normally begin to play a large part in the spiritual life. There are moments of the "expansion of the heart" that are outside the normal range of emotions; and indeed, in some manifestations, outside the range of nature.

There is a science of mystical experience. The Interior Castle is one of the key sources of its data; so are Teresa's earlier works, including the Life and The Way of Perfection. Rather than try to summarize the increasingly complex treatment of the inner mansions, let us here simply paraphrase the editor's Note 113 to The Interior Castle, even though it uses some of Teresa's terminology that does not occur in this particular book:

The first three Mansions of the Interior Castle correspond with the first water, or the prayer of Meditation. The Fourth Mansion, or the prayer of Quiet, corresponds with the second water. The Fifth Mansion, or the prayer of Union, corresponds with the third water. The sixth mansion, where the prayer of ecstasy is described, corresponds with the fourth water.

As for the Seventh Mansions, this review begins with a description of the spiritual marriage that occurs there.

The present text assumes that the reader is familiar with these modes of prayer and how they are performed. Meditation, for instance, seems to mean principally the sustained contemplation of the incidents in the life of Christ or of the Passion; the Rosary is a prayer of this type. In the other forms of prayer, some voluntary recollection or other act may be necessary, but the higher forms are events in which the will of the aspirant plays a smaller and smaller role. In any case, this book is less concerned with how to pray than with how to handle prayer's effects.

* * *

The theological subtext of The Interior Castle is Thomistic. Teresa was not herself trained in systematic theology, however, and even by her own account she garbled some points. This text has editorial notes and an interpolated chapter to clarify these points. Thus, they amplify with a venerable Scholastic gloss her distinction between the prayer of Union, which occurs in the Fifth Mansions, from the Marriage that occurs in the Seventh Mansions. The prayer of Union, the monks suggest, involves the accidents of the soul (its senses and cognitive functions), while the Marriage involves a change of its substance. This change is a transformation that identifies the soul with the divine to the degree that Teresa has a vision in which Jesus says to her "that henceforth she was to care for His affairs as though they were her own and He would care for hers." In the spiritual marriage, a human life becomes Christ's life. The editors do not make quite so bold as to call this transubstantiation.

Note that this was an "interior vision." Teresa describes "imaginary visions," which occur when people see images as if they were physical objects. She does not say such things are impossible, but that they do not belong to her experience. She also describes raptures, in which the spirit feels itself to leave the body (the she is professedly agnostic about whether this is actually the case). She also describes "jubilees," which can involve more than one person, and which sound a bit like charismatic behavior. Until she gets to the dramatic (and apparently somewhat dangerous) ecstasies of the Sixth Mansions, she herself is far more comfortable with "intellectual vision," in which knowledge is infused directly into the intellect, without the intervention of the senses. This can involve a direct awareness of an object or person, including the physical appearance. Indeed, one of the greatest consolations in the more advanced Mansions is the repeated and even habitual awareness of the divine presence.

Even a cursory familiarity with the literature of mysticism will find resonances in this work. This reviewer was surprised to discover how much of this book's advice about prayer and the dangers of the advanced spiritual life is echoed in C.S. Lewis's most popular work, The Screwtape Letters. Lewis was familiar with the literature of mysticism, of course, but that is unlikely to be the whole explanation. Serious spirituality is an empirical enterprise; people who have experienced its effects will recognize them in the accounts of others who have experienced them.

This does not mean that all the writers say the same things about the same experiences, or even that it is certain that the experiences are the same. For instance, in The Interior Castle, Teresa speaks of a point where a word, an idea, any small thing will cause an eruption of the divine presence. The divine sends out a flurry of sparks, any one of which could cause the soul to ignite. This sounds a bit like the climax of the anonymous English work, The Cloud of Unknowing, from two centuries earlier. In that book, the prepared soul sends out, at unpredictable intervals, shafts of aspiration that pierce the Godhead. Similar to The Interior Castle, yes: but are these moments identical?

There are certainly points where Teresa takes care to distinguish her views from those of other writers. There are some texts that suggest there comes a stage in the seeker's journey when the whole object of attention is God without qualification; the earlier meditations on Christ and His Passion were necessary, but are no longer relevant to the final stages. That is the view of The Cloud of Unknowing, which demands a preparation of perfect faith and purity of life, but moves to a point where everything, including even the benefits conveyed by God, is neglected in favor of the love of God. Teresa says that this is not her experience; she never ceases to focus on Jesus and the Cross. She never forgets the Saints, who at this level become felt companions rather than merely recipients of prayers for intercession. The Interior Castle presents a world that is less arid and alien than other expressions of advanced spirituality, particularly those of the 20th century. Finally, we may note that the seven-part structure of the Castle makes the journey through it into a history of seven ages, which inevitably calls to mind some of the models of time based on the structure of the week. The spiritual marriage of the Seventh Mansions calls to mind the Millennium, an idea that might have a literal personal application even if it does not have a historical one. More speculatively, one of Teresa's best-known metaphors, that of the caterpillar that spins a cocoon and later dies to be reborn as a butterfly, might have an application not just to the aspiring soul, but also to the Incarnation. The cocoon begins to be spun in the Fifth Mansions, after a long history of preparation. This is not unlike the idea that the Incarnation is the center of history, structurally if not necessarily in terms of the duration of the time periods to either side.

Even if Teresa had any thoughts along these lines herself, she does not mention them in The Interior Castle. They are the sort of notion that made the Inquisition cranky, for one thing. For another, speculation was not Teresa's vocation. She wrote about only what she knew.

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The Long View: The Reformation

John reviews a fine one-volume history of the Reformation, marred by a jarring lapse into modern obsessions at the end.


The Reformation: A History
By Diarmaid MacCulloch
Viking, 2004
800 Pages, US$35.95
ISBN: 0670032964

 

In the later volumes of A Study of HistoryArnold Toynbee came to the conclusion that world history was about the development of universal religions rather than the rise and decline of civilizations. Certainly Christianity has most often understood its core mission to be the salvation of souls, though it has rarely neglected to make the argument that this enterprise also tends to alleviate the secular human condition. The Reformation era was one of the great inflections in the development of Western civilization, however. In the history of civilization, the theological controversies of that era necessarily become history's factors rather than history's meaning. In this telling by a professor of church history at the University of Oxford, the story begins in the 15th century with a strange interplay between the theologians of England and Bohemia, well before the Augustinian monk Martin Luther nailed the 95 theses to the door of All Saints' Church in Wittenberg, and reaches a conclusion around 1700 with the establishment of the first gay subcultures in Amsterdam and London. The book itself meanders to the end of the 20th century.

If we ask why the Reformation narrowly so called occurred, why the Lutherans and Calvinists (very roughly, the Evangelicals and the Reformed) seceded from the Church of Rome, there may be two fairly straightforward reasons.

First, the theology of the Catholic Church, particularly with regard to the Eucharist, had long been cast in terms of Thomas Aquinas's understanding of Aristotle. This understanding, called “moderate realism,” has it that universal concepts really exist, but are present in the sensual world as individual things that reflect the universals. This is a handy model in several contexts. In theology, it means that human ideas, human institutions, and even the material world participate in divine universals. By the end of the fifteenth century, however, moderate realism had fallen out of fashion in favor of nominalism, which holds that universals are just names attributed to individual things. Without moderate realism, God's knowledge became an entirely different thing from human knowledge, and the concept of natural law was undermined. Anyone with a motive for doing so could easily point out that it had become very difficult to maintain traditional doctrines in nominalist terms. Martin Luther was, of course, a nominalist.

The other straightforward cause, the author suggests, was that an economic bubble burst. The bubble in this case was the Purgatory Industry, the endowment of chantries and other institutions to pray for the souls of the dead. There is a case to be made for some commerce between the living and the dead as a corollary of the doctrine of the Communion of Saints. However, by 1500 in northern Europe the institutional expression of this argument was clearly in a state of unsustainable hypertrophy. An amazing amount of capital and manpower was going into the repetitive performance of liturgies whose only visible benefit was the satisfaction of the descendents of the original donors. The Purgatory Industry was the kind of endowment that invites expropriation (let today's universities take note). It did not help that the most prominent purgatorial entrepreneurs were crooks.

Those are the straightforward reasons the author highlights for our consideration, but he does not claim they were the deep causes. This reviewer, at least, takes away two key points to remember about the Reformation era.

The first point is that reform occurred throughout Latin Christendom. Before the reform, the typical parish priest was likely to be a man with a rudimentary education; he could say the Mass in Latin and perform other liturgical functions, but he might not be able to do much else. The work of preaching and of spiritual counsel (which was closely connected with hearing Confession) was in the hands of the friars, and to a lesser extent of the older monastic orders. By the end of the seventeenth century, priests and ministers on either side of the new Catholic-Protestant divide were people of some education (in the case of England, of university degrees) who could deliver an exposition of doctrine and who acted as spiritual pastors to their congregations. The late medieval world has been called a “blocked society,” in the sense that there was a general consensus that many social and ecclesiastical abuses needed to be corrected but insufficient will to make the correction. By and by, the consensus of around 1500 about what needed reform was carried out everywhere. In some ways, the era of reformation started in Spain, with a great campaign against ecclesiastical featherbedding and a notable outburst of precise Biblical scholarship (the Inquisition was part of it, too: go figure). The Counter-Reformation associated with the Council of Trent (1545-1563) was, in its own understanding, a conservative enterprise, but it was the sort of conservatism that turned what had been options into principles. One could argue (though it is not clear that the author does) the process in Protestant Europe was different in degree rather than kind.

The second point was that the great drive for reform was moved from first to last by the manifest approach of the end of days. Savonarola's Florence in the 1490s was only slightly precocious in this regard. Spain was in the lead here, two, with a simultaneous outbreak of ecstatic millennialism among Christians and Jews and Muslims, each confession with its own eschatological agenda but all three in contact. The launching of Columbus's transatlantic voyages was closely connected with this social mood. (He hoped to find the resources in the Indies to take the Holy Land from the Turk and begin Joachim of Fiore's endtime scenario.)

As is so often the case, the expectation of an imminent apocalypse expressed a perfectly accurate intuition of the fact that the world was about to change. As is often also the case, the effort to prepare the world for the Second Coming was itself one of the chief causes of revolutionary change. Church and state needed to be rebuilt, and even gutted. The Antichrist's advent was expected hourly (and indeed he was already present, in the person of the Bishop of Rome), so that leagues had to be formed and state structures integrated to an unprecedented degree to oppose him.

The degree of apocalyptic fervor varied over time and from confession to confession throughout the 16th century, of course. Millenarian enthusiasm, indeed enthusiasms of any sort, was coolly discountenanced in Reformed Geneva. Millennial excitement broke out among commoners and elites in Catholic-controlled areas, but it was almost invariably denied support by even subordinate agencies of the Catholic Church. On the whole, the expectation of the end of history tended to morph into the expectation of the beginning of a new age, and then into the idea of historical progress.

The author has a great deal to say about the Rosicrucian Enlightenment of the beginning of the 17th century, with its technological optimism and its expectation of a Protestant world informed by the sound principles of modern alchemy. This was the ideology behind the Elector Palatine Frederick's bid to take the throne of Bohemia from the Habsburgs. This was, perhaps, intended to be the first step toward protestantizing the Holy Roman Empire. The failure of this adventure at the Battle of the White Mountain in 1620 famously turned a set of minor disputes into the Thirty Years War. On the whole, the Protestant confessions did badly in that conflict, and would do worse still as the 17th century progressed. However, the Rosicrucian Enlightenment's essentially hermetic interpretation of history as a story of social evolution became the distinguishing feature of the modern era.

The Reformation era was also the time when the states of the classic European international system crystallized. Again, this happened on both sides of the Catholic-Protestant divide, and in both cases the autonomy of ecclesiastical structures suffered. France, notoriously, was a world to itself in terms of state control over Church governance. However, though French governments until Louis XIV generally were more interested in social peace than in religious conformity, Protestantism was eventually suppressed, and the author has some fascinating things to say about the continuities in French history that this process reveals.

Unkind persons (Englishmen, probably) have sometimes said that the real constitution of France is bureaucracy mitigated by riots. The riots started with the refusal by the Catholic populace of French municipalities to accept the terms of royal measures of toleration, of which the most important was the Edict of Nantes in 1598. The mob discovered that they could face down edicts of the government, and they did not forget. Similarly, the royal government tended increasingly to act unconstitutionally in part because France's dense and recalcitrant system of local government often refused to take steps to protect Protestants. One does not usually think of Louis XVI as having been beheaded by the remote effects of his ancestors' good intentions, but there you have it.

Speaking of Englishmen, the author often delicately refers to “the Atlantic Isles” rather than to England, and for the most part resists the temptation to make the history of Europe in this period simply a colorful background to the evolution of the Anglican Church. Nonetheless, one cannot help sensing a note of satisfaction when he observes that the English tended to think of the Reformation as something that was done far away by, well, foreigners, and that did not bear directly on important domestic concerns.

One of the what-ifs often mentioned in connection with the Reformation is the conjecture about what would have happened if Luther had become pope. A much more plausible alternative would be the election of the English Cardinal Reginald Pole, who actually came within one vote of becoming pope in 1549. As the author points out, the cardinals had been rereading Augustine, too, and at least some of them saw the point of the Protestant theories of faith and works. Cardinal Carafa, who became Paul IV a few years later, considered Pole a heretic (not much of a distinction, frankly: Paul IV had similar thoughts about Ignatius Loyola). Pole was preserved from a heresy trial by the fact he had become Archbishop of Canterbury and was presiding over, if not quite conducting, the anti-Anglican persecution of Queen Mary. Very few of the prominent actors of the early modern era are entirely sympathetic to late modern eyes.

The author, in what might be taken to be typical Anglican fashion, tends to split the difference regarding the various theories about the relationship of Protestantism to capitalism and democracy. He suggests that Max Weber's hypothesis of a Protestant Work Ethic was really just a projection of the state of Switzerland in Weber's own time onto the 16th and 17th centuries. He also is not much impressed by the “stripping of the altars” model of Protestantism as elite vandalism of popular religious practice. On the other hand, he says that Protestantism often meant a loss of local control; what actually happened in late medieval parishes had usually been decided by the local guilds, which paid the clergy salaries and maintained the buildings. Most of that local autonomy went away, in both Catholic and Protestant countries.

In Reformed Protestant areas, whose presbyterian form of governance often overlapped with civil government, control was of course extremely local. Such churches were oligarchies of the Saints rather than democracies, perhaps, but public affairs were managed openly and decisions were made by a relatively broad base. We should note that this style of government used the actual consent of the governed to justify a remarkable constriction of liberty. The same principle applies to condominiums and homeowners associations today.

Finally, let us address what the author suggests to be the conclusion of the Reformation. The process worked out the implications of nominalism. The relationship of God to the world was no longer part of the great chain of being that extended to the relationship of the king to the kingdom and the father to the family. Even as late as the beginning of the 17th century, for instance, the Holy Roman Empire seemed to be part of the furniture of the universe. By the end of the Thirty Years War, it was just a confederation. The important point was not a change in power but in ontological status. The author argues that the same happened to every human relationship. Everything became subject to renegotiation.

The great bulk of this commendably bulky book is solid, careful, political and intellectual history, illuminated by social studies, and all of it adhering to the ordinary standards of historiography. The final section, however, is given over to the late 20th-century scholarship of gender and of sexual identity. It is oddly incoherent with the rest of the book. Suddenly, a book that had been notable for crisp facts becomes sodden with theory. The switch is a little disorienting. If patriarchy was so important for understanding the later 17th century, then why does it rarely come up when the author has sola scriptura and the millenarian tyranny of the Munster Commune to talk about? Towards the end, the author suggests that the great issue facing Christianity today is the need to adjust its views on sexual morality. Of course, it is notoriously difficult to bring a broad-scope history down to the present without overestimating the significance of the issues of one's own time. In the long run, it may well become apparent that the questions that dominate the book's end were cultural epiphenomena incident to a lapse in demographic morale rather than a latter day extension of the Whig Tradition. Be that as it may, the book's treatment of these issues does not diminish the interest or importance of the earlier sections.

Copyright © 2011 by John J. Reilly

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The Reformation: A History
By Diarmaid MacCulloch

The Long View: The Rosicrucian Enlightenment

Rosicrucians

Rosicrucians

The Rosicrucian Order is the kind of thing I couldn't get enough of when I was a teenager and a young man, and now bores me to tears. Accordingly, I'm sympathetic to John's critical reading of what the history of such movements really means.


The Rosicrucian Enlightenment
By Frances Yates
Routledge, 2004
(First Published 1972)
333 Pages, US$14.95
ISBN 0-415-26769-2

 

Did companies of English actors once prowl the capitals of western Germany and Mitteleuropa like Cathar troubadours, providing entertainment to the masses, to be sure, but also heralding to the wise a the impending arrival of an alchemical Millennium? And did the mind of modernity really spring from the Monas Hieroglyphica, John Dee’s dense and enigmatic little book, whose evangel Dee spread during his time in Europe in the 1580s, when he became a figure at the uncanny court of Holy Roman Emperor Rudolph II at Prague? To answer a flat “yes” to either of these questions would be to put the matter more crudely than it appears in this careful classic study of the Rosicrucian moment in European intellectual history. (And actually, in asking those questions, I put in the comparison to the troubadours myself, though the author does make much of the role of Elizabethan drama.) Conspiracy theorists cannot be greatly comforted by this book, since it deals in large part with a public if overambitious political project, though the book does touch on the origins of the Freemasons and the other not-particularly-secret societies that began to flourish in the 17th century. Be that as it may, the real theme of the work is that the origins of the culture of modern science are closely linked with millennialism and a form of neoplatonism.

The centerpiece of the story is brief reign of the Winter King and Queen of Bohemia: Frederick V (1596-1632), Prince-Elector of the Palatinate, and of Princess Elizabeth Stuart (1596-1662) of England. In 1619, the Kingdom of Bohemia rejected the Catholic Habsburg heir to the throne and chose the Protestant Frederick instead. His marriage in 1613 to Elizabeth, the daughter of James I of England, had been seen as a great strengthening of the Protestant cause in Europe. The offer of the Bohemian crown raised the possibility of a league of Evangelical princes that would break the hegemony of Habsburg and Spanish power. The supporters of the Bohemian project, as manifested in the literature of those years that purported to issue from an ancient but theretofore secret order of the “Rosy Cross,” also seem to have hoped that Frederick’s move from Heidelberg to Prague, the old capital of Rudolph II (1552-1612), might be the preliminary to Frederick’s ascension to the throne of the Holy Roman Empire (an elected position, remember: Frederick was one of the electors). Thus the connection between that ancient federation and the Church of Rome would be broken, and the empire would become the instrument, in the words of the Rosicrucian literature, of “a general reformation of the whole wide world.”

As it happened, few enterprises have ever turned out quite so badly. There had been a long truce in the wars of religion in the decades before the Bohemians chose Frederick. In those days, every state in Germany and Middle Europe seems to have been ruled by Ludwig the Mad, and the recluse Rudolph with his hermetic studies and keen interest in alchemy is usually denounced as the most frivolous of all. In retrospect, though, his absent-minded tolerance was probably the best course. His Habsburg successor (after the brief reign of his brother) refused to accept the loss of Bohemia to the Protestant cause (though it was largely a Protestant country). The Thirty Years War began with the Battle of the White Mountain in 1620, when Frederick and Elizabeth were driven from Prague. Frederick simultaneously lost the Palatinate to invading Catholic armies. They then established a long-running but penurious court at the Hague.

The key documents on the Rosicrucian Furore, as it was called in Germany, were the pseudonymously published pamphlets, the Fama (to use the abbreviated title), which appeared in printed form in 1612, and the Confessio, which appeared two years later. To some extent, they were just partisan literature extolling the future of Frederick and his House. However, as we have seen, they also announced the existence of a secret society, an “Invisible College” of long-lived persons founded by one Christian Rosenkreuz, who was said to have acquired his knowledge in the East. This society promised to inaugurate an era of universal enlightenment in the very near future. The recovery of ancient wisdom was to be the foundation of this new reformation, but a crucial feature of it was to be the perfection of natural knowledge gained by experiment and by the consultation of scholars.

These documents and associated publications included the numerological reworking of ancient prophecies to prove that a great change was imminent. The model of history they proposed was not so different from the postmillennialism familiar from later centuries, which holds that the Millennium will be established on Earth by human effort before the Second Coming; this model is not so different from Age of the Holy Spirit forecast by Joachim of Fiore, to which the author of this book tells us the literature actually alluded.

The Christian Rosenkreuz after whom the Rosicrucian fashion was named was not so much a myth as a joke, an imaginary monk who was said to studied in Damascus and Fez. The spirit of the anonymous literature is captured in the work of a “Rosicrucian” whose name we do know, Johann Valentin Andreae. His allegory, written in German but appraently under influence of English drama, is known in English as The Chymical Wedding of Christian Rosenkreutz. The work depicts a royal wedding spread over seven days, whose events track in some ways the alchemical process understood as a spiritual exercise. The Wedding ends with the sending out of “missionaries” to spread the new science. It is reasonably clear that this did not describe an actual missionary enterprise, but the spread of a new historical optimism based on the hope for a new synthesis of knowledge.

Persons less astute than Andreae took the Rosicrucian brotherhood literally. In Germany, until the defeat of Fredrick V in 1620 burst the bubble of irrational enthusiasms, there was a flood of literature by people defending and attacking the brotherhood; many sought admittance to it. The echo of in France of the German furore was a sort of witch hunt, occasioned by the appearance in 1623 of posters in Paris announcing the arrival of the invisible Rosicrucians. “Invisibility” was sometimes taken to mean not just “clandestine,” but unable to be seen. Young Rene Descartes, who had actually fought at the Battle of the White Mountain on the Catholic side, was rumored to be a Rosicrucian until his return to Paris proved him to be visible after all.

What was this new science that the Rosicrucian literature claimed to be about to transform the world? It was Renaissance Hermeticism, heavily focused on mathematics but with a keen interest in the mechanical arts developed by the engineers of antiquity. Frederick’s gardens at Heidelberg, for instance, were famous for their automata and other mechanical marvels. “Hermetic” in this context usually meant the theosophy of “Hermes Trismegistus,” who was purported to be a philosopher of ancient Egypt whom Renaissance had identified with Moses, though in fact the writings ascribed to him date from the Greco-Roman period. Like the earlier Renaissance, it included a systematic interest in alchemy, but in the “new” alchemy of Paracelsus (1493-1541), with its heavy focus on medicine and the philosophy of the parallel nature of the macrocosm and microcosm. The novel feature was the Cabala. This, too, had been an element of Renaissance thought since at least the 15th century, but the Rosicrucian Cabala was the new, Lurianic Cabala that developed in the Levant after the expulsion of the Jews from Spain. It was not just Messianic, it was “reformist,” looking to the reconstruction of a damaged world.

The English element clarifies the story greatly. The order of the Rosy Cross itself, for instance, is plausibly explained as an allegorical reworking of the rose and cross among the symbols of the English Order of the Garter, which James I bestowed on his new son-in-law Frederick, and which had recently been given to the prince of Württemberg. Most significant of all, however, was the role of John Dee (1527-1609).

Dee was a serious mathematician and a notable statesman. He is sometimes credited, perhaps with a measure of exaggeration, with founding the British Secret Service. He was interested in the natural world as such; and to use Francis Bacon’s later phrase, he hoped to use natural knowledge for the relief of man’s estate. He was also quite chatty with angels.

In his Monas Hieroglyphica, Dee tried to unite all these themes in a synthesis whose ambitions are at least as great as, say, Thomism, or the search for a Theory of Everything. Empirical science was an element of what Dee sought to promote, but as a component of a grander structure whose focus was elsewhere. As we read in this history:

To return to the general analysis of the Rosicrucian outlook. magic was a dominating factor, working as a mathematic- mechanics in the lower world, as celestial mechanics in the celestial world, and as angelic conjuration in the supercelestial world. One cannot leave out the angels in this world view, however much it may have been advancing towards the scientific revolution. The religious outlook is bound up with the idea that penetration has been made into higher angelic spheres in which all religions were seen as one; it is the angels who are believed to illuminate man’s intellectual activities.

Readers will note how these ideas reflect the doctrine of Perennialism and anticipate later speculation about the transcendental unity of religions. In connection with ecumenicism, this reviewer notes that Dee’s Hermetic progressivism seems to have been an element of what Paul Johnson later called the Third Force: Johnson’s treatment of the topic in his History of Christianity (1976) is largely a paraphrase of The Rosicrucian Enlightenment. According to Johnson, this Third Force operated in both the Catholic and Protestant regions of Europe before the Thirty Years War to mitigate the friction between Catholic and Protestant, and between the different denominations in the Protestant camp, with a view to eventual reconciliation. The author of this book does note the existence of associations during that period whose members were systematically indifferent to confessional affiliation. They might claim to belong to any church, while adhering to their own version of slightly esoteric Christianity.

Sometimes the esotericism of these years overbalanced the Christianity. That seems to have been the case with Giordano Bruno (1548-1600), yet another familiar of the court of Rudolph II. Unlike the pious Evangelical Dee, Bruno espoused turning to the “Egyptian Religion,” by which he meant the new synthesis of Hermeticism and alchemy.

As for Dee himself, his version of what we must call “Rosicrucianism” (though that is not necessarily a term he would have heard himself) certainly had political dimension. In addition to his still somewhat murky adventures in Prague, during his stay in Europe in the 1580s he seems to have been attempting some such link between England and the Palatinate that the marriage of Frederick and Elizabeth later achieved. This policy was not necessarily anti-Catholic. Dee’s own Anglicanism had not quite gelled yet as a Protestant confession, for one thing. Dee could still talk to the Emperor Rudolph without a strong sense that each was a member of a different confession. The strongest insistence that Catholic and Protestant choose sides, this book suggests, came from the Society of Jesus. Officially recognized as an order in 1540, the Jesuits required some decades to become the ubiquitous, and allegedly omniscient, face of Counter-Reformation Catholicism. Indeed, maybe the phantasm of the Order of the Holy Cross was intended as an image of the Jesuits as they should have been. (We may note that rumors were not lacking that the Rosicrucians actually were the Jesuits, presenting themselves in other guise.) In any case, by the time of the marriage of Frederick and Elizabeth, the Rosicrucian movement had become less generically reformist and more specifically anti-Catholic, or at least anti-Jesuit. At the same time, its focus on the improvement of the secular world had become more emphatic:

The Rosicrucian manifesto may now take a somewhat wider meaning. It calls for a general reformation because the other reformations have failed. The Protestant Reformation is losing strength and is divided. The Catholic Counter Reformation has taken a wrong turning. A new general reformation of the whole wide world is called for, and this third reformation is to find its strength in Evangelical Christianity with its emphasis on brotherly love, in the esoteric Hermetic-Cabalist tradition, and in an accompanying turning towards the works of God in nature in a scientific spirit of exploration, using science or magic, magical science or scientific magic, in the service of man.

The actual outcome of Frederick’s Bohemian adventure was sufficiently appalling to occasion what Richard Landes of Boston University has called “millennial disappointment,” which is what happens when the perfection of the world is promised but does not arrive. This was a key theme in Endless Things, the last novel of John Crowley’s Ægypt series. The series is based on an analogy of the Rosicrucian Enlightenment to the Consciousness Revolution of the 1960s; it tells tales from both eras in parallel. However, as The Rosicrucian Enlightenment reminds us, it is possible to argue that the Rosicrucian Millennium did arrive, though not quite in the manner expected by John Dee or Frederick V.

The later story of the Rosicrucians links in obscure ways to the other obscure beginnings of the 17th century. It had something to do with beginning of the Freemasons (of the real Freemasons, as distinct from the bogus lineage that runs from the Temple of Solomon through the Templars). It also had something to do with the foundation of the Royal Society in 1659. That august institution is, perhaps, the Invisible College made visible, however much its founders sought to distance themselves publicly from all the occult sciences, and especially from any taint of association with John Dee. The important link here is Francis Bacon (1561-1626), the statesman and philosopher who is sometimes credited, not altogether accurately, with the discovery of the scientific method.

Certainly some of Bacon’s ideas were diametrically opposed to those that we have been considering. He had no interest in secret societies or invisible colleges; he was keen, rather, to promote the exchange of scholars and discoveries among the visible colleges of Europe. Though he, too, urged the development of the sciences, mathematics does not seem to have been on his list of disciplines that needed perfection. Mathematics seemed to him to be too close to conjuration. (Some of his contemporaries thought the same, and supported the development of mathematics for just that reason.) No doubt his disinterest in this subject was related to his rejection of the Copernican model of the solar system. Be this all as it may, though, to read Bacon’s New Atlantis is to be confronted with a Rosicrucian utopia, down to the rosy crosses on the turbans of the Christian priest-scholars who benevolently manage the great temple and research institute on the hidden continent with which the story deals. These scholars dispatch secret observers to the rest of the world, to keep abreast of developments in every country. What more could a Rosicrucian ask for?

Bacon was certainly the spiritual founder to whom the first histories of the Royal Society looked back, though this book reminds us that the Society had a pre-history at Oxford before its official founding in London, a prehistory when its membership may have felt less need to be intellectually respectable. Be that as it may, the precautions of the founders to disassociate themselves from subjects that Bacon would have considered questionable was in vain. In its second generation, the world reputation of the society was made by the mathematical attainments of Isaac Newton, who was also an alchemist and a millenarian, though he was discrete about those interests. Unlike John Dee, he did not talk to angels, or at least not that we know of.

This book emphasizes the reciprocal Rosicrucian influences that went back and forth between England and the continent, particularly in the form of refugees from Germany and Bohemia. It may have been that the foundation of the Freemasons was “blowback” (a term the book does not use) from Dee’s sojourn in Europe. The most interesting political figure in this story is Elizabeth, the Winter Queen of Bohemia. She maintained her court-in-exile after the death of her beloved but not particularly useful husband. During the English Civil War and the Protectorate, she contrived to stay on good terms with both Roundheads and Royalists. Meanwhile, intellectuals and persons of a mystical bent flocked to the Netherlands to be near her. (Descartes was devoted to her daughter.) If she had seriously hoped to become empress of a magical transformed Europe, then no doubt she was disappointed. Still, she did live to see her son restored as ruler of at least part of the Palatinate. Much later, her grandson became George I of England.

Copyright © 2009 by John J. Reilly

Why post old articles?

Who was John J. Reilly?

All of John's posts here

An archive of John's site