Shawn Wilbur: Anarchy and Self-Government

Here are some excerpts from Shawn Wilbur’s final contribution to the Center for a Stateless Society’s forum on anarchy and democracy. It begins with a reference to David Graeber’s social anarchist approach to democracy, which emphasizes alternative conceptions of participatory democracy, drawing on various peoples’ actual practices of non-hierarchical collective decision-making, and then discusses a Proudhonian approach to anarchy and democracy, which provides a place for certain “democratic practices” within the context of Proudhon’s concepts of “self-government” and voluntary federation. I included several selections from Proudhon on workers’ self-management, anarchy and federalism in Volume One of Anarchism: A Documentary History of Libertarian Ideas. I discuss the historical development of anarchist approaches to anarchy, democracy, organization and federalism in ‘We Do Not Fear Anarchy – We Invoke It’: The First International and the Origins of the Anarchist Movement.

Anarchy and Self-Government

As the market advocates among us are almost certainly aware, it is a common trope among Graeber-inspired anarchists that people only turn to counting and calculation as a means of organizing themselves when society (characterized in this view by a basis in communism and informal democracy) begins to break down. And that reading seems generally faithful to Graeber’s variety of social anarchism, at the core of which is a faith that people can work things out without recourse to mechanisms like market valuation or vote-taking…

I then want to undertake a limited defense of democratic practices, including voting, in a way that draws on Proudhon’s later works and, in a sense, completes the argument against the democratic principle

I would simply like to pick out one aspect of Proudhon’s theory—his frequent use of the English term self-government among the synonyms for anarchy—and propose the bare outline how anarchic self-government might function in practice.

Let’s figure out how we might build a road, or undertake similar projects, using the principle of federation and the sociology of collective force. Readers can then determine whether the distinctions that I have been proposing do or do not actually make a difference.  I’ll structure the sketch around four basic observations about social organization:

  1. The importance of specific decision-making mechanisms or organizational structures to the organization of a free society is almost certainly overestimated. If we are considering building a road, then there are all sorts of technical questions to be answered. We need to know about potential users, routes, construction methods, ecological impacts, etc.—and the answers to all of these questions will significantly narrow the range of possible proposals. We need to make sure that the plans which seem to serve specific local needs can be met with local resources, which will further narrow the possibilities. And in a non-governmental society, there can be no right to coerce individuals in the name of “the People,” nor can there be any obligation for individuals to give way to the will of the majority—and this absence of democratic rights and duties must, I think, be recognized, if the society is to be considered even vaguely anarchistic—so new limitations are likely to appear when individuals feel that their interests are not represented by proposals.

The simplest sort of self-government, where individuals simply pursue a combination of their own interests—including, of course, their interests as members of various social collectivities—and the knowledge necessary to serve them, will either lead to proposals that are acceptable to all the interested parties or they will encounter some obstacle that this sort of simple self-government appears unable to overcome. This second case is presumably the point at which a vote and the imposition of the will of the majority might seem useful. But what is obvious is that such a resolution does not solve the problem facing this particular polity. This sort of democracy is what happens when the simplest sort of self-government—which is probably not worth calling government at all—breaks down, and it involves relations that seem difficult to reconcile with the notion of self-government.

But perhaps this very simple self-government revolves around the wrong sort of self.

  1. The “self” in anarchic self-government is neither simply the human individual, nor “the People,” understood abstractly, but some real social collectivity. The vast majority of Proudhon’s sociological writings actually relate to the analysis of how unity-collectivities, organized social groups with a unified character, emerge and dissolve in society, but what is key for us to note here is that we are not talking about abstract notions like “the People.” Instead, if we are talking about a sort of social self-government, it would seem that the avoidance of exploitation and oppression is going to depend on carefully identifying real collectivities to which various interested parties belong. While “the People” may find their mutual dependence a rather abstract matter, the more precisely we can identify and clarify the workings of specific collectivities, the less chance there should be that purely individual interests undercut negotiations among the members of those collectivities.

One of the important elements of Proudhon’s sociology is his recognition that collectivities may have different interests than the strictly individual interests of the persons of which they are composed. That means that individuals may find themselves forced to recognize their own interests as complex and perhaps in conflicts, depending on the scale and focus of analysis. This may mean, for example, that there will be hard choices between the direct satisfaction of individual desires and various indirect, social satisfactions. But it should also mean that the more strictly individual sorts of satisfaction cannot be neglected when members are thinking about the health and success of the group.

To the extent that real collectivities can be identified, and decisions regarding them limited to the members of those collectivities, negotiations can be structured quite explicitly around the likely trade-offs. To the extent that the health and success of the collectivity depends on lively forms of conflict among the members (and Proudhon made complexity and intensity of internal relations one of the markers of the health—and the freedom—of these entities), then the more conscious all members must be of the need to maintain balance without resorting to some winner-take-all scenario.

It will, of course, not always be possible to resolve conflict by bringing together a single collectivity. There will be issues that can be resolved through additional fact-finding or compromises within the group, but there will be others that call for the identification of other groups of interested parties, whether in parallel with the existing groups, addressing different sorts of shared interests, at a smaller scale, addressing interests that can be addressed separately from the present context, or on a larger scale, addressing issues shared by the given group and other groups as well. We can already see how this analysis leads to federalism as an organizing principle, but perhaps it is not quite clear how and why these various groups might be constituted.

  1. The “nucleus” of every unity-collectivity is likely to be a conflict, problem or convergence of interests. One of the consequences of breaking with the governmental principle ought to be the abandonment of the worldview that sees society always present as “the People,” a fundamentally governmental collectivity always present to intervene in the affairs of individual persons. While there might be a few institutions of self-government that enjoy a perpetual existence, anarchists should almost certainly break with the notion that that each individual is obliged to stand as a citizen of some general polity whenever called to account for themselves.

Instead, the principle of voluntary association and careful attention to real relations of interdependence ought to be our guides. And the rich sort of self-interest we’ve been exploring here ought to serve us well in that regard. To abandon the assumptions of governmentalism and take on the task of self-government is going to be extremely demanding in some cases, so we might expect that individuals will desire to keep their relations simple where they can, coming together to form explicit associations only when circumstances demand it—and then dissolving those association when circumstances allow.

Where existing relations seem inadequate to meet our needs and desires, then some new form of association is always an option—and with practice hopefully we will learn to take on the complex responsibilities involved. Where existing relations seem to bind us in ways that stand in the way of our needs and desires, we’ll learn to distinguish between those existing associations which simply do not serve and those of a more fundamental, inescapable sort—and hopefully we will grow into those large-scale responsibilities from which we cannot extricate ourselves. Conventions for the use of property, the distribution of revenue and products, the mechanics of exchange, etc. can probably be approached in much the same way we would approach the formation of a new workgroup, the extension of a roadway, the establishment of sustainable waste or stormwater disposal, etc.

  1. Organization, according to the federative principle, is a process by which we identify—or extricate—specific social “selves,” on the one hand, or establish their involvement in larger-scale collectivities, on the other, and establish the narrow confines within which various “democratic” practices might come into play. If we are organized in anarchistic federations, then we can expect that organization to be not just bottom-up, but very specifically up from the problems, up from the local needs and desires, up from the material constraints, with the larger-scale collectivities only emerging on the basis of converging interests. Beyond the comparatively temporary nature of the federated collectivities, we should probably specify that we are talking about a largely consultative federalism, within which individuals strive to avoid circumstances in which decision among options is likely to become a clear loss for any of the interested parties. If we are forced by circumstances to resort to mechanisms like a majority vote, then we will want to contain the damage as much as possible. But I suspect we will often find that the local decisions that are both sufficiently collective and divisive to require something worth calling “democratic practices,” but also sufficiently serious to push us to confrontations within local groups may find solutions through consultation with other, similar groups. Alternately, if the urgency is not simply local—if, for example, ecological concerns are a factor—they may find themselves “solved,” not by local desires at all, but by consideration of the effects elsewhere.

Taking these various observations together, it should be clear that I do indeed believe that sometimes we will be required to fall back on familiar sorts of democratic practices, but I hope it is also clear why, in very practical terms, I believe that this will constitute a failure within an anarchist society.

Shawn Wilbur

David Graeber: Democracy v. the State

Continuing with the democracy and anarchy theme, here are some excerpts from an essay by David Graeber on the incompatibility of democracy and the modern state. The complete article, There Never Was a West, Or, Democracy Emerges from the Spaces in Between,” can be found in Graeber’s collection of essays, Possibilities: Essays on Hierarchy, Rebellion, and Desire, published by AK Press. I included some of Graeber’s writings on the “new” anarchism, anarchy and democracy in Volume Three of Anarchism: A Documentary History of Libertarian Ideas. Graeber explores many of these ideas in more detail in his book, The Democracy Project.

Democracy and the State: The Impossible Marriage

For the last two hundred years, democrats have been trying to graft ideals of popular self-governance onto the coercive apparatus of the state. In the end, the project is simply unworkable. States cannot, by their nature, ever truly be democratized. They are, after all, basically ways of organizing violence. The American Federalists were being quite realistic when they argued that democracy is inconsistent with a society based on inequalities of wealth; since, in order to protect wealth, one needs an apparatus of coercion to keep down the very “mob” that democracy would empower. Athens was a unique case in this respect because it was, in effect, transitional: there were certainly inequalities of wealth, even, arguably, a ruling class, but there was virtually no formal apparatus of coercion. Hence there’s no consensus among scholars whether it can really be considered a state at all.

It’s precisely when one considers the problem of the modern state’s monopoly of coercive force that the whole pretence of democracy dissolves into a welter of contradictions. For example: while modem elites have largely put aside the earlier discourse of the “mob” as a murderous “great beast,” the same imagery still pops back, in almost exactly the form it had in the sixteenth century, the moment anyone proposes democratizing some aspect of the apparatus of coercion. In the US, for example, advocates of the “fully informed jury movement,” who point out that the Constitution actually allows juries to decide on questions of law, not just of evidence, are regularly denounced in the media as wishing to go back to the days of lynchings and “mob rule,” It’s no coincidence that the United States, a country that still prides itself on its democratic spirit, has also led the world in mythologizing, even deifying, its police.

Francis Dupuis-Deri (2002) has coined the term “political agoraphobia” to refer to the suspicion of public deliberation and decision-maki ng that runs through the Western tradition, just as much in the works of Constant, Siey<&, or Madison as in Plato or Aristotle. I would add that even the most impressive accomplishments of the liberal state, its most genuinely democratic elements—for instance, its guarantees on freedom of speech and freedom of assembly—are premised on such agoraphobia. It is only once it becomes absolutely clear that public speech and assembly is no longer itself the medium of political decision-making, but at best an attempt to criticize, influence, or make suggestions to political decision-makers, that they can be treated as sacrosanct. Critically, this agoraphobia is not just shared by politicians and professional journalists, but in large measure by the public itself.

The reasons, I think, are not far to seek. While liberal democracies lack anything resembling the Athenian agora, they certainly do not lack equivalents to Roman circuses. The ugly mirror phenomenon, by which ruling elites encourage forms of popular participation that continually remind the public just how much they are unfit to rule, seems, in many modern states, to have been brought to a condition of unprecedented perfection. Consider here, for example, the view of human nature one might derive generalizing from the experience of driving to work on the highway, as opposed to the view one might derive from the experience of public transportation. Yet the American—or German—love affair with the car was the result of conscious policy decisions by political and corporate elites beginning in the 1930s. One could write a similar history of the television, or consumerism, or, as Polanyi long ago noted, “the market”.

Jurists, meanwhile, have long been aware that the coercive nature of the state ensures that democratic constitutions are founded on a fundamental contradiction. Walter Benjamin (1978) summed it up nicely by pointing out that any legal order that claims a monopoly of the use of violence has to be founded by some power other than itself, which inevitably means by acts that were illegal according to whatever system of law came before. The legitimacy of a system of law, thus, necessarily rests on acts of criminal violence. American and French revolutionaries were, after all, by the law under which they grew up, guilty of high treason. Of course, sacred kings from Africa to Nepal have managed to solve this logical conundrum by placing themselves, like God, outside the system.

But as political theorists from Agamben to Negri remind us, there is no obvious way for “the people” to exercise sovereignty in the same way. Both the right-wing solution (constitutional orders are founded by, and can be set aside by, inspired leaders—whether Founding Fathers, or Fiihrers—who embody the popular will), and the left-wing solution (constitutional orders usually gain their legitimacy through violent popular revolutions) lead to endless practical contradictions. In fact, as sociologist Michael Mann has hinted (1999), much of the slaughter of the twentieth century derives from some version of this contradiction. The demand to simultaneously create a uniform apparatus of coercion within every piece of land on the surface of the planet, and to maintain the pretense that the legitimacy of that apparatus derives from “the people,” has led to an endless need to determine who, precisely, “the people” are supposed to be.

In all the varied German law courts of the last eighty years—from Weimar to Nazi to communist DDR to the Bundesrepublik—the judges have used the same opening formula: “In Namen des Volkes,” “In the Name of the People.” American courts prefer the formula “The Case of the People versus X” (Mann 1999: 19).

In other words, “the people” must be evoked as the authority behind the allocation of violence, despite the fact that any suggestion that the proceedings be in any way democratized is likely to be greeted with horror by all concerned. Mann suggests that pragmatic efforts to work out this contradiction, to use the apparatus of violence to identify and constitute a “people” that those maintaining that apparatus feel are worthy of being the source of their authority, has been responsible for at least sixty million murders in the twentieth century alone.

It is in this context that I might suggest that the anarchist solution— that there really is no resolution to this paradox—is really not all that unreasonable. The democratic state was always a contradiction. Globalization has simply exposed the rotten underpinnings, by creating the need for decision making structures on a planetary scale where any attempt to maintain the pretense of popular sovereignty, let alone participation, would be obviously absurd. The neo-liberal solution, of course, is to declare the market the only form of public deliberation one really needs, and to restrict the state almost exclusively to its coercive function. In this context, the Zapatista response— to abandon the notion that revolution is a matter of seizing control over the coercive apparatus of the state, and instead proposing to refound democracy in the self-organization of autonomous communities—makes perfect sense. This is the reason an otherwise obscure insurrection in southern Mexico caused such a sensation in radical circles to begin with.

Democracy, then, is for the moment returning to the spaces in which it originated: the spaces in between. Whether it can then proceed to engulf the world depends perhaps less on what kind of theories we make about it, but on whether we honestly believe that ordinary human beings, sitting down together in deliberative bodies, would be capable of managing their own affairs as well as elites, whose decisions are backed up by the power of weapons, are of managing it for them—or even whether, even if they wouldn’t, they have the right to be allowed to try. For most of human history, faced with such questions, professional intellectuals have almost universally taken the side of the elites. It is rather my impression that, if it really comes down to it, the overwhelming majority are still seduced by the various ugly mirrors and have no real faith in the possibilities of popular democracy. But perhaps this too could change.

David Graeber

Graeber possibilities

Robert Graham: Anarchy, Hierarchy and Democracy

anarchists assembling in Athens

Inspired by the recent online debate at Center for a Stateless Society (C4SS) on anarchy and democracy, I have been posting some material on anarchy and democracy, to complement earlier posts of material by Errico Malatesta, Luce Fabbri and Murray Bookchin. In 2004, I published an anarchist critique of Bookchin’s theory of “confederal democracy” under the title, “Reinventing Hierarchy: The Political Theory of Social Ecology” (Anarchist Studies, Vol. 12, No. 1). I thought now would be a good time to reproduce some excerpts.

DOMINATION AND DIRECT RELATIONSHIPS

The question which… arises is whether [the] face-to-face [non-mediated] political relationships [advocated by Murray Bookchin] are inherently libertarian and non-hierarchical. Certainly, there are many direct relationships that are neither libertarian nor non-hierarchical, for example master-slave and master-servant relationships, and patriarchal familial relationships. In Bookchin’s proposed community assemblies, it will still be possible for some members of the assembly to engage in domineering and manipulative behaviour. That the members of the assembly will know each other personally is no guarantee against that, as anyone involved in familial relationships can attest.

While manipulative and domineering behaviour may be incapable of elimination from social and political life, Bookchin would argue that the assembly remains non-hierarchical, with each member having equal voice and vote. However, policy decisions will ultimately be made by majority vote. If factions develop, as they invariably do, the very real possibility arises that some people will find themselves in the minority on many issues. Unable to marshal a majority in favour of their policy proposals, and against those of their political opponents, they will find their votes ineffective. This may in turn cause them to cease participating in the assembly or even to rebel against it, due to their lack of real decision-making power.

The majority may very well be placed in the position of having to enforce their decisions against a recalcitrant minority. The minority will have to decide whether to abide by the majority decision or face the consequences of disobedience. In either case, the majority will hold political authority over the minority. Whenever there is a lack of unanimity on a policy decision, or someone later decides the policy was mistaken, a hierarchical relationship will arise. That individual members of the assembly will sometimes be with the majority, sometimes not, does not change the fact that, with respect to the adoption and implementation of majority policy decisions, the majority on a particular issue will be in a position of authority over the minority on that issue. Hierarchical relationships will be created and recreated with every vote.

With respect to the so-called administrative functions to be performed by the various workplace and neighbourhood committees and councils, one of those functions will be the implementation of the majority decisions of the community assembly and, presumably, their enforcement, including the monitoring of compliance by community members with the policies adopted by the assembly. The various committees, councils, boards and tribunals will exercise authority over the individual members, associations and groups comprising the community.

The authority and power relationships between these administrative bodies and the individual members and groups in the community are a kind of hierarchical relationship, even if the alleged legitimacy of the authority and power exercised by these administrative bodies is based on policy-making functions being reserved to the community assembly. The fact remains that these administrative bodies will have the authority and the power to implement and enforce the policies adopted by the assembly, and the individual members and groups in the community will have an obligation to comply with these policies, and to abide by the administrative decisions of the administrative bodies delegated the responsibility of implementing and enforcing them.

POLICY-MAKING AND ADMINISTRATIVE ACTION

Whether administrative bodies can limit their functions to strictly administrative ones, without engaging in any policy-making, is open to question. If administrative bodies must engage, at least to some extent, in policy-making, then one of the central bases for the legitimacy of the authority of the community assembly, namely that all policies are made directly by the members of the community in assembly will be undermined.

John Clark has argued that it is impossible for community assemblies to formulate policies with sufficient specificity `that administrators would have no significant role in shaping policy’ (`Municipal Dreams’, p41). The idea is that in applying general policies to specific cases, administrative bodies are themselves engaging in policy-making by giving general policies specific content. This is similar to arguments that conventional courts, in interpreting and applying the law to specific cases, are in reality creating law, a function that is supposed to be reserved to the legislature.

Clark suggests that administrative power can be kept in check by popular juries and citizens’ committees randomly selected from among the members of the community (`Municipal Dreams’, p42). In contrast, Bookchin has proposed that administrative bodies be kept in check by the community assembly itself (TE; p216).

Even if Clark were right that administrative bodies must engage in policy making at some level, creating yet more administrative bodies to oversee them is not a particularly attractive solution. That will simply create yet another level of political authority with which individual citizens will have to deal. In addition these supervisory bodies will themselves presumably have to be overseen by the community assembly or some other, higher, level of government, in which case the assembly or yet another level of authority will still be faced with what Clark believes to be the impossibly complex task of overseeing all administrative activity (`Municipal Dreams’, p47). Bookchin’s proposal that administrative bodies be overseen directly by the community assembly is at least more democratic.

MEDIATION, HIERARCHY AND AUTHORITY

Both Clark’s and Bookchin’s schemes entail a hierarchical structure of authority. In implementing and enforcing the policies adopted by the assembly, the firsl level administrative bodies endorsed by Bookchin exercise authority over individual community members. In supervising the exercise of this authority, the popular juries and citizens’ committees proposed by Clark exercise authority over the first-level administrative bodies and, indirectly, over the individual community member. In both cases the highest authority, at least at the community level, remains the assembly of all community members based on majority vote.

If individual members of the community are also members of the governing authority, then how can it be said that there is a hierarchy of authority? Bookchin goes so far as to say that `the self that finds expression in the assembly and community is literally, the assembly and community that has found self-expression – a complete congruence of form and content’ (PSA, p 167, fn.). Yet this would only be the case if the assembly always spoke in one voice. However, when decisions are made by majority vote, this often may not be the case. The minority on an issue will be subject to the authority of the majority and to the derivative authority of the administrative and supervisory bodies charged with implementing, interpreting, applying and enforcing the policies adopted by the assembly by majority vote.

POLITICAL POWER AND MAJORITY RULE

The question that naturally arises is whether or not any properly political relationship can be non-hierarchical. It may be that Bakunin was right when he wrote, `whoever talks of political power talks of domination’ (The Anarchist Reader, p109). How is it possible to create political relationships that are truly non-hierarchical? Can there be such a thing as non-hierarchical political authority?

These are questions to which Bookchin has never provided satisfactory answers. To critics of majoritarian direct democracy, Bookchin has responded that the majority `could hardly “dictate” to anyone. The minority would have every opportunity to dissent, to work to reverse that decision through unimpaired discussion and advocacy’ (AMFL, p147). This response ignores the fact that unless and until the minority is able to reverse the decision (thereby creating yet another dissenting minority, unless unanimous agreement is reached), it remains subject to the decision, and the authority, of the majority.

The feminist political theorist, Carole Pateman, has proposed a model of direct, participatory democracy that is non-hierarchical and anti-authoritarian. To give substantive recognition to the freedom and equality of all citizens, Pateman argues, one must give practical recognition to `the right of minorities to refuse or withdraw consent, or where necessary, to disobey’ majority decisions (PPO, p162). Political relationships remain non-hierarchical, because the majority does not exercise institutional power over the minority. The minority is free to decide `whether or not they ought to consent to, or comply with’, majority decisions (PPO, p137). Direct democracy conceived in these terms is compatible with a social ecological and anarchist conception of non-dominating, non-hierarchical community.

Bookchin does not consider this alternative, but appears to believe that the only real alternative to majority rule is decision-making based on consensus, or unanimous agreement. The important difference between consensus-based decision-making and the kind of direct democracy advocated by Pateman, is that only in the former can a `minority of one’ prevent the rest of the community from adopting a policy or deciding on some collective action (Bookchin, AMFL, p147). This does give the dissenters their own kind of de facto authority over the majority because their refusal to consent to a proposal governs the outcome of the decision making process. However, under Pateman’s proposal, the majority can adopt policy and act on it despite minority dissent, although they may decide not to in the face of such dissent. What the majority cannot do is force the minority to obey its decisions, which is different from a minority being able to force the majority act in accordance with its wishes. This kind of political `authority’ does not legitimize the exercise of `power over others’ but rather gives `citizens collective power to, or the ability to, act for themselves’ (PPO, p136).

Bookchin himself proposed a kind of non-dominating authority as a means of undermining the authority of existing, statist political institutions in The Rise of Urbanization and the Decline of Citizenship (RUDC). Neighbourhood assemblies are to elect mandated, recallable delegates to municipal and state councils assembly delegates, creating a parallel moral authority to oversee and influence the legal, civic and state governments (pp271-273). Although these municipal statewide councils of neighbourhood assembly delegates would not exercise and official political power, they would `function as the popular voice of the citizenry articulated into communities rather than anonymous voters’ (p273). Through this process, `governance by legislative command, with its panoply of penalties an coercion, would begin to yield to governance by moral suasion, with its evocation of public responsibility and individual probity’ (p274).

If councils of neighbourhood assembly delegates can, through moral suasion, influence the exercise of political power by existing institutions, then one would think they would be able to exert an even more powerful influence over the individual members of the community for whom the councils would be providing a voice, without resorting to the `panoply of penalties and coercion’ upon which existing political institutions and governments depend. If majority rule is ultimately upheld by the use of coercive sanctions, the focus of political activity will be on mobilizing majority support instead of achieving mutual understanding, cooperation and agreement by rational persuasion. Bookchin’s `vision of community life as an ethical compact’ will be seriously, if not fatally, undermined if the community assembly must ultimately resort to coercive measures in order to maintain its authority (RUDC, p274)…

Robert Graham (2004)

Kropotkin: The Origins of Anarchy

I was very excited to learn that Iain McKay, who produced the excellent anthologies of the writings of Proudhon, Property is Theft, and Kropotkin, Direct Struggle Against Capital, is now working on the definitive edition of Kropotkin’s Modern Science and Anarchy (better known in English as “Modern Science and Anarchism”), to be published by AK Press. The new edition will not only include the complete text of Kropotkin’s essay on modern science and anarchy/anarchism, but the additional essays that Kropotkin included in the 1913 French edition, including “The State – Its Historic Role,” and “The Modern State,” in which Kropotkin analyzes the emergence and mutually reinforcing roles of the modern state and capitalism. Here, I reproduce Kropotkin’s introductory chapter to Modern Science and Anarchy, in which he argues that throughout human history there has been a struggle between authority and liberty, between “statists” and anarchists.

The Origins of Anarchy

Anarchy does not draw its origin from any scientific researches, or from any system of philosophy. Sociological sciences are still far from having acquired the same degree of accuracy as physics or chemistry. Even in the study of climate and weather [Meteorology], we are not yet able to predict a month or even a week beforehand what weather we are going to have; it would be foolish to pretend that in the social sciences, which deal with infinitely more complicated things than wind and rain, we could scientifically predict events. We must not forget either that scholars are but ordinary men and that the majority belong to the wealthy, and consequently share the prejudices of this class; many are even directly in the pay of the State. It is, therefore, quite evident that Anarchy does not come from universities.

Like Socialism in general, and like all other social movements, Anarchy was born among the people, and it will maintain its vitality and creative force only as long as it remains a movement of the people.

Historically, two currents have been in conflict in human society. On the one hand, the masses, the people, developed in the form of customs a multitude of institutions necessary to make social existence possible: to maintain peace, to settle quarrels, and to practice mutual aid in all circumstances that required combined effort. Tribal customs among savages, later the village communities, and, still later, the industrial guilds and the cities of the Middle Ages, which laid the first foundations of international law, all these institutions were developed, not by legislators, but by the creative spirit of the masses.

On the other hand, there have been magi, shamans, wizards, rain-makers, oracles, priests. These were the first teachers of a [rudimentary] knowledge of nature and the first founders of religions ([worshiping] the sun, the forces of Nature, ancestors, etc.) and the different rituals that were used to maintain the unity of tribal federations.

At that time, the first germs of the study of nature (astronomy, weather prediction, the study of illnesses) went hand in hand with various superstitions, expressed by different rites and cults. The beginnings of all arts and crafts also had this origin in study and superstition and each had its mystical formulae that were provided only to the initiated, and were carefully concealed from the masses.

Alongside of these earliest representatives of science and religion, there were also men, like the bards, the brehons of Ireland, the speakers of the law of the Scandinavian peoples, etc. who were considered masters in the ways of customs and of the ancient traditions, which were to be used in the event of discord and disagreements. They kept the law in their memory (sometimes through the use of symbols, which were the germs of writing) and in case of disagreements they acted as referees.

Finally, there were also the temporary chiefs of military bands, who were supposed to possess the secret magic for success in warfare; they also possessed the secrets of poisoning weapons and other military secrets.

These three groups of men have always formed among themselves secret societies to keep and pass on (after a long and painful initiation period) the secrets of their social functions or their crafts; and if, at times, they fought each other, they always agreed in the long run; they joined together and supported each other in order to dominate the masses, to reduce them to obedience, to govern them – and to make the masses work for them.

It is evident that Anarchy represents the first of these two currents, that is to say, the creative, constructive force of the masses, who developed institutions of common law to defend themselves against the domineering minority. It is also by the creative and constructive force of the people, aided by the whole strength of science and modern technology, that Anarchy now strives to set up the necessary institutions to guarantee the free development of society – in contrast to those who put their hope in laws made by ruling minorities and imposed on the masses by a rigorous discipline.

We can therefore say that in this sense there have always been anarchists and statists.

Moreover, we always find that [social] institutions, even the best of them – those that were originally built to maintain equality, peace and mutual aid – become petrified as they grew old. They lost their original purpose, they fell under the domination of an ambitious minority, and they end up becoming an obstacle to the further development of society. Then individuals, more or less isolated, rebel. But while some of these discontented, by rebelling against an institution that has become irksome, sought to modify it in the interests of all – and above all to overthrow the authority, foreign to the social institution (the tribe, the village commune, the guild, etc.) – others only sought to set themselves outside and above these institutions in order to dominate the other members of society and to grow rich at their expense.

All political, religious, economic reformers have belonged to the first of the two categories; and among them there have always been individuals who, without waiting for all their fellow citizens or even only a minority of them to be imbued with similar ideas, strove forward and rose against oppression – either in more or less numerous groups or alone if they had no following. We see revolutionaries in all periods of history.

However, these Revolutionaries also had two different aspects. Some, while rebelling against the authority that had grown up within society, did not seek to destroy this authority but strove to seize it for themselves. Instead of an oppressive power, they sought to constitute a new one, which they would hold, and they promised – often in good faith – that the new authority would have the welfare of the people at heart, it would be their true representative – a promise that later on was inevitably forgotten or betrayed. Thus were constituted Imperial authority in the Rome of the Caesars, the authority of the [Catholic] Church in the first centuries of our era, dictatorial power in the cities of the Middle Ages during their period of decline, and so forth. The same current was used to establish royal authority in Europe at the end of the feudal period. Faith in an emperor “for the people” – a Caesar – is not dead, even today.

But alongside this authoritarian current, another current asserted itself in times when overhauling the established institutions was necessary. At all times, from ancient Greece to the present day, there were individuals and currents of thought and action that sought not to replace one authority by another but to destroy the authority which had been grafted onto popular institutions – without creating another to take its place. They proclaimed the sovereignty of both the individual and the people, and they sought to free popular institutions from authoritarian overgrowths; they worked to give back complete freedom to the collective spirit of the masses – so that the popular genius might once again freely rebuild institutions of mutual aid and mutual protection, in harmony with new needs and new conditions of existence. In the cites of ancient Greece, and especially in those of the Middle Ages (Florence, Pskov, etc.,) we find many examples of these kinds of conflicts.

We may therefore say that Jacobins and anarchists have always existed among reformers and revolutionaries.

Formidable popular movements, stamped with an anarchist character, took place several times in the past. Villages and cities rose against the principle of government – against the organs of the State, its courts, its laws – and they proclaimed the sovereignty of the rights of man. They denied all written law, and asserted that every man should govern himself according to his conscience. They thus tried to establish a new society, based on the principles of equality, complete freedom, and work. In the Christian movement in Judea, under Augustus – against the Roman law, the Roman State, and the morality, or rather the immorality, of that time – there was unquestionably considerable elements of Anarchy. Little by little this movement degenerated into a Church movement, fashioned after the Hebrew Church and Imperial Rome itself, which naturally killed all that Christianity possessed of anarchism at its outset, gave it Roman forms, and soon it became the principal support of authority, State, slavery, oppression. The first seeds of “opportunism” which were introduced into Christianity are already visible in the Gospels and the Acts of the Apostles – or, at least, in the versions of these writings that make up the New Testament.

Similarly, the Anabaptist movement of the sixteenth century, which inaugurated and brought about the Reformation, also had an anarchist basis. But crushed by those reformers who, under Luther’s leadership, leagued with the princes against the rebellious peasants, the movement was suppressed by a great massacre of peasants and the “lower classes” of the towns. Then the right wing of the reformers degenerated little by little, until it became the compromise between its own conscience and the State which exists today under the name of Protestantism.

Therefore, to summarize, Anarchy was born in the same critical and revolutionary protest which gave rise to socialism in general. However, one portion of the socialists, after having reached the negation of capital and of a society based on the enslavement of labour to capital, stopped there. They did not declare themselves against what constitutes the real strength of capital – the State and its principal supports: centralization of authority, law (always made by the minority, for the profit of minorities), and [a form of] Justice whose chief aim is to protect authority and capital.

As for Anarchy, it does not exclude these institutions from its critique. It raises its sacrilegious arm not only against capital but also these henchmen of capitalism.

Peter Kropotkin

Bakunin: Letter to “Democracy” (1868)

Here is some more material from Bakunin, translated by Shawn Wilbur, on democracy, socialism and federalism, this time from 1868.  It is in the form of a letter to Charles-Louis Chassin (1831-1901), a French democrat, who was in the process of establishing a political journal, La Démocratie (“Democracy). Chassin appears to have also become a member of the International, as he was one of the signatories to the 1870 appeal of the French Internationalists to the German people and democratic socialists against the Franco-Prussian War. Bakunin would have met Chassin at the September 1867 congress of the League of Peace and Freedom in Geneva, Switzerland, where Bakunin gave a speech in favour of socialist federalism. The League was a group of prominent European writers, republicans and democrats, including Victor Hugo, John Stuart Mill and the Italian revolutionary, Giuseppe Garibaldi, that sought to achieve peace and freedom for Europe. In his speech at the League’s September 1867 Geneva Congress, Bakunin argued that peace could only be secured through the abolition of the nation-state and the creation of federations of socialist communes and associations. He put forth his ideas in more detail in his essay, “Federalism, Socialism, Anti-Theologism,” which concluded with Bakunin’s famous declaration that “liberty without socialism is privilege, injustice; socialism without liberty is slavery and brutality.” Bakunin recapitulates these themes in this May 1868 letter to Chassin regarding the proposed program for “Democracy.” It is in this letter that Bakunin describes Proudhon as “the true master of us all.”

On the Program of “Democracy”

Need I say that as far as a foreigner may be allowed to meddle in your affairs, I sympathize with all my heart with your courageous enterprise and that I subscribe completely to your program? You have the noble ambition of restoring the press in your country to the heights from which it should never have descended, whatever the storms that have assailed it, and of once again accustoming is to seek our inspirations there, a habit that we have lost for nearly 19 years.

Be sure that, in all countries, all men to whom liberty and humanity are dear will happily salute the end of the French eclipse, even when they no longer have need of the resplendent sun of France in order to know their way.

The time of the messiah-peoples has passed. Liberty, justice, from now only no longer form the monopoly of any one nation. – The initiative, – to make use of the favorite expression of Mazzini, – that initiative (which, in the case of Dante, he wanted to bestow exclusively upon fair Italy, his homeland) belongs from now on to all the peoples; it is, to different degrees, it is true, divided among them all. This is a true division of labor, proportionate to the intellectual and moral power of each nation; and the last word of that division will be the federal organization of Europe.

All for each and all by each: such must be today our motto, our watchword. But the harmony would be very imperfect, it would be impossible, if the light and the powerful participation of France was lacking. That is the sense in which we all greet happily its reawakening to liberty.

I can only subscribe fully to the principle of decentralization that you set down as one of the principal bases of your program. Seventy-five years of sad, hard experience, passed in a fruitless tossing between a liberty, re-conquered several times, but always lost again, and the despotism of the increasingly triumphant State, have proven to France and that world that in 1793 your Girondins were in the right against your Jacobins. Robespierre, St.-Just, Carnot, Couthon, Cambon and so many other citizens of the Mountain have been great and pure patriots, but it remains no less true that they have organized the governmental machine, that formidable centralization of the State, which has made possible, natural and necessary, the military dictatorship of Napoleon I, which, surviving all the revolutions that have followed, in no way diminished, but on the contrary preserved, caressed and developed, through the Restoration, the July Monarchy and the Republic of 1848, has inevitably led to the destruction of your liberties.

Many of the democrats of the old unitary school – and I should even say Catholic school, although they are that most often without knowing it themselves – still think today that communal autonomy can suffice, and that with emancipated communes on one side, and on the other side a powerful centralization of the State, the organization of Liberty is possible. Such is the belief boldly professed by the illustrious Italian democrat Joseph Mazzini.

Despite the deep and sincere respect that I bear for this great creator of modern Italian unity, the distressing spectacle presented by that same Italy today would suffice by itself to make me doubt the goodness of his doctrine. I do not hesitate to say that Mazzini and all those who think like him fall into a profound error. No, communal autonomy will never be sufficient to establish liberty in any country; to isolated commune will always be too weak to resist the crushing centralization of all the legislative and executive powers in the State. – in order for communal Liberty to be real, an intermediary more powerful than the commune is required between the commune and the State: the autonomous department or province.

We can be certain that where commercial autonomy does not exist, the self-government of the commune will never be anything but a fiction. On the other hand, whatever Mazzini may say, a State powerfully centralized internally will never be anything externally but a war machine, which could enter into a federation of peoples in order to dominate it, but never to submit, on equal conditions with all the other nations, to the supreme law of international justice, that is to say purely human justice and, as such, contrary to the transcendent, theological, political and legal justice of the States.

I am happy to see the flag of anti-theologism bravely displayed in France. A mind enveloped in theological and metaphysical fictions, which bows before any authority whatsoever, other than that of rational and experimental science, can only produce the political and social slavery of a nation. Whatever is said by your representatives of the official morality and your spiritualist democrats, scientific and humanitarian materialism alone is capable of establishing liberty, justice, and consequently also morality on branches truly broad and unshakeable.

Isn’t it indeed a remarkable thing that, while the spiritualists, taking their point of departure in free will, end inevitably at the doctrine of authority, to the more or less open or masked, but always complete negation of liberty, – we materialists, we start from inevitability, both natural and social, in order to proclaim the progressive emancipation of humanity.

You are socialist. One does not have the right to call oneself a democrat today if, alongside the most complete political emancipation, one does not want as fully the economic emancipation of the people. You are a thousand times right to no longer wish to separate those two great questions which make up, in reality, only a single one: the political question and the social question.

Like you, I deplore the blindness of that party–and not too considerable a party, let us hope–of workers in Europe, who imagine that by abstaining from any intervention in the political affairs of their country, they serve that much better their own material interests, and who think that they could attain economic equality and justice, to which the working classes aspire today, by another road than that of liberty.

The unanimous testimony of the history of all times and all countries shows us that justice is never given to those who do not know how to take it themselves; logic confirms, by explaining it to us, that demonstration of history. It is not in the nature of a privilege, of a monopoly, of an existing power to cede or abdicate without being forced to do it; in order for right to triumph, it must become a force in its turn.

This truth is so simple, it is so well proven by the experience of each day, that we have the right to be astonished that people are still found who can doubt it. Equality without liberty is a noxious fiction created by the rogues to fool the sots. Equality without liberty is the despotism of the State, and the despotic State could not exist a single day without having at least an exploiting and privileged class; the bureaucracy, a hereditary power as in Russia and China, or de facto as in Germany and among you.

The great and true master of us all, Proudhon, has written, in his fine book on Justice in the Revolution and in the Church, that the most disastrous combination that could be formed would be that which would join together socialism with absolutism, the tendencies of the people toward economic emancipation and material well being with [the dictatorial] concentration of all political and social powers in the State.

So let the future preserve us from the favors of despotism; but let it save us from the disastrous and mind-numbing consequences of authoritarian, doctrinaire or State socialism. Let us be socialists, but let us never become sheeplike peoples. Let us seek justice, all political, economic and social justice, only on the path of liberty. There can be nothing living and human apart from liberty, and a socialism that would cast it from its bosom or that would not accept it as the unique creative principle and basis would lead us straight to slavery and brutishness.

But if, on the one hand, we must energetically reject [repousser] every socialist system not inspired by the principle of collective and individual liberty, we must separate ourselves with the same energy and frankness from all the parties that declare their wish to remain strangers to the social question, the most formidable but also the greatest of all those questions that occupy the world today.

Your great revolution, which began its sublime work with the “Declaration of the Rights of Man” would only have ended when it had organized – not only in your country, but on the whole surface of the globe – society according to justice: a society that, at the beginning of the life of each of its members, whether of masculine or feminine sex, would have guaranteed equality from the point of departure, as that equality would depend on social organization, setting aside the natural differences between individuals; a society that, in economic and social respects, would offer to each the equally real possibility for all to raise themselves up – in proportion to the energy and individual capacities of each – to the greatest heights of humanity, first through education and instruction, then through the labor or each, freely associated or not associated – labor at once muscular and nervous, manual and intellectual, which, becoming the legitimate source of all individual, but not hereditary, property, would in the end be considered the principal basis of all political and social rights.

Such is, in my opinion, the last word of the revolutionary program. We could protest the difficulties of its realization; but we could not, without renouncing all logic, be unaware of what is there an absolute condition of true justice. And we who have renounced every theological faith in order to have the right and the power to embrace the human faith, we must still maintain the program of justice.

Finally you are persuaded, are you not, that all new wine must be poured in new bottles and that, turning your back on the henceforth exhausted mob of the cripples of theologism, of privilege, of anti-socialist democracy and transcendent politics, we should base all of our hopes on that party of the intelligent and studious, but not doctrinaire youth, who, feeling in themselves the need to merge with the mass of the people, in order to draw a life from it that ostensibly begins to be lacking in the higher regions of society, love, respect the people enough to have the right to instruct them and if necessary that of guiding them; – but especially on the working classes who, moralized by labor and not being exhausted by the abuse of the pleasures of life, are today the bearers and dispensers of every future?

Here is, my dear Chassin, my profession of faith. If it does not displease you too much, accept me among your numerous collaborators. In the meantime, please record me among your subscribers.

Michael Bakunin

La Voix de l’Avenir, May 24, 1868, Chaux-de-Fonds, Switzerland

Bakunin on Liberty, Equality and Democracy (1866)

Recently I have been posting material on anarchy and democracy, and liberty and equality (or “equaliberty,” as Tomás Ibáñez (and others) would put it). Seeing as it was just Bakunin’s birthday (May 30th – happy 203rd birthday Mikhail!), I thought it appropriate to post these excerpts, translated by the inestimable Shawn Wilbur, from Bakunin’s 1866 “Revolutionary Catechism.” The “Catechism” is noteworthy on a number of grounds. While Bakunin did not yet identify himself as an anarchist when this was written, he advocates a form of what I have described elsewhere as federative, associational direct democracy, a form of democracy without the state, having as its basis “the completely autonomous commune.” Bakunin expressly calls for the abolition of classes and the state. He draws the connection between religious belief in a (patriarchal) personal god and the “principle of authority,” rejecting both, while at the same time defending the right to one’s personal beliefs and freedom of association. He advocates complete equality between men and women, and the abolition of the patriarchal “legal” family. While he was later to develop a more sophisticated critique of political organization, moving towards a more fluid conception of voluntary federation as associations of productive, communal and functional groups transcending national boundaries, without any coercive authority within or above the associated groups, the Catechism (only a small portion of which I have included here  – for the complete version click here) sets forth the basic principles of what was to become Bakunin’s anarchism.

The Bakunin Library

Revolutionary Catechism

  1. Denial of the existence of a real, otherworldly, personal God, and consequently also of all revelation and all divine intervention in the affairs of the world and humanity. Abolition of the service and cult of the Divinity.
  2. Replacing the worship of God with respect and love for humanity, we affirm human reason as the sole criterion of truth; human conscience, as the basis of justice; and individual and collective liberty, as the sole creator of order for humanity.
  3. Liberty is the absolute right of every man or woman, having reached majority, to seek no other sanction for their actions than their own conscience and their own reason, to determine them only by their own will, and consequently to be responsible for them first only with regard to themselves, and then with regard to the society of which they are a part, but only in so far as they freely consent to be a part of it.
  4. It is not true that the liberty of one individual is limited by that of all the others. Man is only really free to the extent that his liberty, freely recognized and represented as in a mirror by the free consent of those others, finds confirmation and boundless expansion in their liberty. Man is truly free only among equally free men; and as he is free only by virtue of being human, the slavery of one single human being on earth, being an offense against the very principle of humanity, is a negation of the liberty of all.
  5. The liberty of each is thus realizable only in the equality of all. The realization of liberty through equality, by right and in fact, is justice.
  6. There exists only one single dogma, one single law, one single moral basis for me: it is liberty. To respect the liberty of one’s fellows, that is duty; to love, aid, and serve them, that is virtue.
  7. Absolute exclusion of every principle of authority and of the Reason of State.—Human society, having been originally a fact of nature, prior to liberty and to the awakening of human thought, later became a religious fact, organized according to the principle of divine and human authority, must today reconstruct itself on the basis of liberty, which must from now on become the sole constitutive principle of political and economic organization. Order in society must be the result of the greatest possible development of all the local, collective and individual liberties.
  8. Consequently, the political and economic organization of social life must begin—no longer as today from high to low, and from the center to the circumference, according to the principle of unity and forced centralization—but from low to high, and from the circumference to the center, according to the principle of free association and free federation.
  9. Political organization. It is impossible to determine a concrete, universal, and obligatory norm for the internal development and political organization of the nations; the existence of each nation being subordinated to a mass of different historical, geographical, and economic conditions, which will never allow us to establish a model of organization equally good and acceptable for all. Furthermore, any such enterprise, absolute devoid of practical utility, would detract from the richness and spontaneity of life which flourishes only in infinite diversity and, what is more, would be contrary to the very principle of liberty. There are, however, some absolute, essential conditions, in the absence of which the practical realization and organization of liberty will be forever impossible.

These conditions are:

A. The radical abolition of all official religions and of every Church privileged, or simply protected, funded and maintained by the State. Absolute liberty of conscience and propaganda for each, with the unlimited ability to raise as many temples as they please to whatever Gods they have, and to pay and support the priests of their religion.

B. The churches, considered as religious corporations, should never enjoy any of the political rights granted to the productive associations; nor could they inherit, nor possess goods in common, except for their houses or places of worship, and could never concern themselves with the education of children;—the only object of their existence being the systematic negation of morality and liberty, and the practice of a lucrative form of witchcraft.

C. Abolition of monarchyRepublic.

D. Abolition of classes, ranks, privileges, and all sorts of distinction.—Absolute equality of political rights for all men and women; universal suffrage.

E. Abolition, dissolution, and social, political, judiciary, bureaucratic and financial bankruptcy of the tutelary, transcendental, and centralist State, the double and alter ego of the Church, and as such, a permanent cause of impoverishment, brutalization, and enslavement for the people. As a natural consequence, Abolition of all state universities,—the task of public instruction must belong exclusively to the communes and free associations. Abolition of the State magistracy—all judges must be elected by the people. Abolition of all criminal and civil codes which are presently in force in Europe—because all of them, being equally inspired by the worship of God, of the State, of the religiously or politically sanctioned family, and of property, are contrary to human rights, and because the code of liberty can be created only by liberty itself. Abolition of the banks and all the other state institutions of credit. Abolition of all central administration, of the bureaucracy, of the permanent armies and the state police.

F. Immediate and direct election of all public functionaries, judicial and civil, as well as all the national, provincial, and communal representatives or counselors by the people, that is by universal suffrage of all adult individuals, male and female.

G. Internal reorganization of each country, taking for its point of departure and basis the absolute liberty of individuals, productive associations, and communes.

Michael Bakunin (1814 – 1876)

Robert Graham: Anarchy and Democracy

My most recent post was from a group of Brazilian anarchists advocating direct democracy in response to the current political crisis in Brazil. Whether anarchists are or should be advocates of direct democracy is a matter of long-standing debate, going back to the origins of anarchism as a political (or anti-political) movement in the 19th century. Previously, I have posted a number of contributions to this debate from both anarchist advocates of direct democracy and those who argue that anarchy dispenses with all forms of government, including directly democratic ones. The Center for a Stateless Society is currently hosting an online symposium on this subject. I have written on this topic over the years, advocating a form of what I call “associational” direct democracy that rejects simple majority rule, drawing on the ideas of the feminist political theorist, Carole Pateman (see for example, “The Role of Contract in Anarchist Ideology,” in For Anarchism (1989), ed. David Goodway). Recently, I contributed a piece to the Anarcho-Syndicalist Review, in which I discuss the historical origins of the debate and some of the more theoretical issues, including the development of anarchist conceptions of direct democracy that seek to transcend a simple majoritarian decision-making model.

Anarchy and Democracy

The relationship between anarchy and democracy has always been ambivalent. Both concepts have had many different interpretations, both positive and negative. Anarchy is equated with chaos, a “war of all against all,” and terrorism. Democracy is equated with “mobocracy,” one step away from tyranny, or simply as a sham. But when conceived in a more positive light, anarchy and democracy share some similar characteristics, particularly when democracy is conceived as a form of social organization that gives people the power to participate directly in the making of the decisions regarding their own lives, workplaces and communities, instead of that decision-making power being given to “representatives” who then make those decisions, allegedly on the people’s behalf. Anarchy and direct, as opposed to representative, democracy, both seek to realize a social form of freedom in equality and equality in freedom. Both therefore are subversive of the existing social order.

But the tension between anarchy, which seeks to reject all rule, and even direct democracy, which purports to provide for collective self-rule, remains. And this tension is something that anarchists have grappled with since the time of the 1789 French Revolution.

During the French Revolution, there was open conflict between the supporters of representative government, or “parliamentarianism,” and advocates of direct democracy, and between them and the advocates of revolutionary dictatorship. The proponents of parliamentary democracy advocated a system by which people (usually just male property owners) would elect representatives who would then form a government that would rule over everyone (including those without any right to vote, such as women and workers). The proponents of direct democracy advocated that everyone should be able to directly participate in political decision-making by voting on policy matters in their own assemblies, neighbourhoods, districts and communes. Both groups were inspired by the French political philosopher, Jean-Jacques Rousseau (1712-1778).

In his book, The Social Contract (1762), Rousseau developed two related arguments which both his later followers, and many of his critics, including anarchists, often conflated. His first purpose in the book was to provide a rational justification for authority by means of the notion of a “social contract” that everyone must be assumed to have entered into in order to create a system of government that would guarantee everyone’s rights and freedoms. Anarchists later denounced this argument on historical and theoretical grounds, because the social contract was entirely hypothetical, and because the system of government that everyone had purportedly agreed to did not and could not guarantee everyone’s rights and freedoms. In reality, governments acted in the interests of the small minority of the rich and powerful, guaranteeing the exploitation and domination of the masses.

But what many anarchists failed to fully appreciate was the second part of Rousseau’s argument, namely what sort of government would guarantee everyone’s rights and freedoms. And in this regard, Rousseau advocated a system of direct, not parliamentary, democracy, despite the claims of many of his so-called followers, including some of the Jacobins during the French Revolution. In a noteworthy passage regarding the English system of parliamentary government, Rousseau wrote that: “The people of England regards itself as free; but it is grossly mistaken; it is free only during the election of members of parliament. As soon as they are elected, slavery overtakes it, and it is nothing. The use it makes of the short moments of liberty it enjoys shows indeed that it deserves to lose them.”

However, Rousseau’s notion of direct democracy was unitary, based on his notion of the “general will,” which led him (and his followers) to reject direct democracy conceived as a federation of directly democratic associations, and to the idea that you can “force people to be free,” by forcing them to conform to the “general will,” as expressed by the majority, which purportedly expressed their real wills. The Jacobins used these kinds of arguments to justify banning trade unions in France during the Revolution, and any other kind of association which could challenge their power.

But other people took Rousseau’s ideas in a more libertarian direction. During the French Revolution itself, the people of Paris created the “Commune of Paris,” based on general assemblies in each district, where people would vote directly on political matters. The anarchist communist, Peter Kropotkin (1842-1921) later argued that this was an example of “the principles of anarchism” being put into practice. Jean Varlet (1764-1837), a French revolutionary who denounced the Jacobin dictatorship, argued that only the people in their directly democratic assemblies could express the “general will,” and that anyone delegated the task of representing the views of the assemblies must be subject to recall so that they could not substitute their “individual wills” for the will of the people.

Working people in Europe began to create their own nascent trade union organizations, such as mutual aid societies and societies of “resistance,” in order to pool their resources and to coordinate actions against their employers. In France, a practice of direct democracy developed within many of these organizations, with the general members directly voting on policy matters, and any elected officials being subject to recall if they did not act in accordance with the membership’s wishes.

By the 1840s, when Pierre-Joseph Proudhon (1809-1865) first gave explicit expression to anarchist ideas in France, there were numerous workers’ societies and associations that practiced some form of direct democracy. Although Proudhon distinguished anarchy, “no government,” from democracy, “self-government,” when he came to propose alternative forms of social organization as a positive form of “anarchy” to replace existing economic and political institutions, he included directly democratic forms of organization with recallable delegates subject to imperative mandates, such as the “People’s Bank” that was to replace the Bank of France. With respect to large scale enterprises, he advocated a form of workers’ self-management, where the workers would manage their workplaces on a directly democratic basis.

But Proudhon was aware of the problem of adopting a system of simple majority rule, even in directly democratic organizations. In contrast to Rousseau, he advocated voluntary association and federalism. Individual workers (or anyone else) could not be compelled to join an association, and both individuals and groups that federated with other groups would be free to secede from their respective associations and federations. Consequently, someone or some group that found themselves continually in the minority on votes within an association or federation would be able to leave the group and to form or join another one composed of people with more similar views. But a tension remained regarding whether within a particular group the minority could be forced to comply with a decision by the majority.

When followers of Proudhon (many of whom, admittedly, were not anarchists), began trying to organize an international association of workers in the 1850s and early 1860s, culminating in the founding of the International Workingmen’s Association in 1864, this practice of working class direct democracy had become well established in France. The Proudhonist members of the International saw it as a voluntary international association of workers’ organizations that should be based on Proudhon’s notion of federation, with no central governing power. The International’s so-called General Council was to be an administrative, not a governing body, and all policy matters were to be decided by recallable delegates subject to imperative mandates at the International’s annual congresses.

Karl Marx (1818-1883), who was on the General Council, fundamentally disagreed with this approach, which eventually led to the split in the International in 1872 between Marx and his supporters, and the “federalists,” “anti-authoritarians,” and “anarchists.” Marx tried to turn the General Council into a governing body that could impose policies on the members and groups belonging to the International, and expel anyone who did not comply with them. He opposed any attempts to turn the General Council into a council of delegates mandated by the member associations, such that the General Council became (at best) a representative body, not a directly democratic one. One of the policies Marx tried to impose, despite the opposition of the majority of the International’s member groups, was the requirement that they create working class political parties that would participate in existing systems of representative government, with the object of “conquering” political power.

It was through the conflict with the Marxist approach to the internal governance of the International, and Marx’s imposition of a policy committing the International’s member groups to participation in parliamentary politics, that many of Marx’s opponents in the International began to identify themselves as anarchists. In the process, they came to develop new, and sometimes diverging, ideas about the relationship between anarchy and democracy.

Michael Bakunin (1814-1876) is a case in point. Prior to joining the International in 1868, Bakunin had sketched out various revolutionary socialist programs advocating an anarchist form of direct democracy. For example, in his 1866 program for the “International Brotherhood” of revolutionary socialists, Bakunin advocated a federation of autonomous communes, within which individuals and groups would enjoy full rights to freedom of association, but envisaged these federations eventually being replaced by federations of workers’ associations “organized according to the requirements not of politics but of production.” These views were very similar to Proudhon’s and the more radical Proudhonist elements in the International, although they did not yet identify themselves as anarchists.

What some of them eventually came to share with Bakunin was a concept of anarchy as a form of what I would describe as “associational” direct democracy – direct democracy conceived as an association (or federation) of associations without any central authority or state above them, with the member groups, each with its own directly democratic decision-making procedures, coordinating their activities through voluntary federation with other associations, using recallable delegates subject to imperative mandates at the higher levels of federation in order to pursue common courses of action.

However, as a result of Marx’s attempts to turn the International into a top-down organization with the General Council acting as its executive power, Bakunin and some other Internationalists began to develop a critique of federalist organization that raised issues regarding associational direct democracy, both in terms of the manner in which the federated groups could coordinate their activities while preserving their autonomy, and in terms of the internal organization and decision-making procedures within the associated groups.

Bakunin and others argued that the only way to prevent a higher level coordinating body, such as the General Council, from being transformed into an executive power, is to do away with such coordinating bodies altogether. Instead, the various associations would communicate directly with each other in order to coordinate their activities, including the organization of policy conferences or congresses, where delegates from the various groups would debate the issues of the day, such as the revolutionary general strike v. the revolutionary commune, anarchist communism or anarchist collectivism, propaganda by the deed and insurrection.

When the anti-authoritarians, federalists and anarchists reconstituted the International, they compromised on this issue, agreeing to have a coordinating correspondence bureau, but the seat of the bureau was to rotate from one federation to another each year. More importantly, the anti-authoritarian International decided that any policies endorsed at an International congress would not be binding on the member groups. It was up to each group, and its members, to ultimately determine which policies they were to adopt. This was meant to ensure that it was the members themselves, through their own directly democratic organizations, who would make the policies they were to follow, rather than delegates at international congresses, even if the latter were supposed to be subject to imperative mandates (which the delegates could violate, as had happened at the 1872 Hague Congress, when some delegates from federalist sections sided with the Marxists, contrary to their mandates).

But if policies endorsed at a congress of delegates subject to imperative mandates, and to recall if they violated their mandates, could not be binding on the member groups, whose own members were to decide these issues, then how could policies adopted by the members of the constitutive groups be binding on other members of these groups who did not vote in favour of them? Bakunin, for one, began to develop a critique of binding policies, or legislation, even if they were decided by a directly democratic vote. This led to the idea that voting should be replaced by “free agreement,” and to the development of anarchist theories of organization based more on notions of voluntary association than on notions of direct democracy. Anarchy and democracy began again to be conceived as distinct, rather than complimentary, concepts, mainly by anarchist communists, such as Elisée Reclus (1830-1905), Errico Malatesta (1853-1932) and Kropotkin.

Writing about the Paris Commune of 1871, Kropotkin suggested that the Commune had no more need for an internal government than for a central government above it, with the people instead forming “themselves freely according to the necessities dictated to them by life itself.” Rather than a formal structure of even directly democratic assemblies federated into a commune or city-wide organization, then regional, national and international federations, there would be “the highest development of voluntary association in all its aspects, in all possible degrees, for all imaginable aims; ever changing, ever modified associations which carry in themselves the elements of their durability and constantly assume new forms which answer to the multiple aspirations of all.”

While some of the anarchists and socialists in the anti-authoritarian International began to move toward a “communalist” position, such as Paul Brousse, Gustave Lefrançais and Adhemar Schwitzguébel, advocating participation in municipal elections and the creation of socialist communes, Elisée Reclus and other anarchist communists rejected that approach, reminding everyone that they were “no more communalists than statists; we are anarchists. Let us not forget that.” As Malatesta later put it, “anarchists do not recognise that the majority as such, even if it were possible to establish beyond doubt what it wanted, has the right to impose itself on the dissident minorities by the use of force.”

In various parts of Europe, some of the anarchist communists opted for small groups of anarchist militants with no formal networks or federations, with decisions being based on the free agreement of each member. In Spain, the majority of the anarchists continued to advocate the use of revolutionary trade unions and to utilize a directly democratic federalist structure with recallable delegates subject to imperative mandates at the higher levels of the federations. According to the anarchist historian Max Nettlau (1865-1944), the anarchist communist groups in France, which today would be described as “affinity groups,” remained isolated from the people; there was a “fine flowering” of anarchist ideas, “but little concern for the fruit that should issue from the flower.”

There was a return to more federalist forms of organization based on directly democratic base groups when anarchists again turned their focus on working class movements for self-emancipation, leading to the rise of revolutionary and anarchist syndicalist movements prior to the First World War. During revolutionary upheavals, workers began to create their own political structures, many of which had directly democratic structures, in opposition to existing governments.

Anarchists participated in the first soviets during the 1905 Russian Revolution, and again in the soviets that arose during the 1917 Russian Revolution. But there were concerns that the soviets functioned more like workers’ parliaments, with many of their members representing the platforms of their respective political parties rather than the views of the workers they were supposed to represent. This led some of the Russian anarcho-syndicalists to advocate a new form of directly democratic organization: the factory committee or council. Anarchists in Italy and Germany also supported the factory and workers’ council movements there. During the Spanish Revolution (1936-1939), yet another directly democratic form of self-governance arose under anarchist impetus, the libertarian “collectives,” in which all members of the community participated regardless of their role in the production and distribution process.

Anarchists critical of the notion of majority rule, even in directly democratic organizations, such as Malatesta, nevertheless participated in these movements, seeking to push them as far as they could go. This was also the approach advocated by Kropotkin. Despite having anarchy as their goal, where social relations and collective decision-making would be based on free agreement and voluntary association, they recognized that directly democratic popular organizations were a step toward that goal.

In the 1960s, Murray Bookchin argued for directly democratic community or neighbourhood assemblies, that would enable everyone to participate directly in policy making, as the political basis for a decentralized ecological form of anarchism. But he also saw a positive role for both affinity groups, which would act as revolutionary “catalysts” and would also form the “cell tissue” of an eco-anarchist society, and factory or workplace councils through which workers would manage their own workplaces. Later he became more narrowly focused on the concept of directly democratic municipal government, which he called “communalism,” and eventually rejected the anarchist label altogether.

During the anti-nuclear movements of the 1970s and 80s, among the more radical “second wave” feminist movements of the same era, and then the so-called “anti-globalization” and “Occupy” movements of more recent years, anarchists have sought to create affinity group based social movements that coalesce into broader networks or webs, creating an amalgam of social forms that combine affinity based small group organization with various forms of direct democracy and voluntary federation, similar to what Bookchin had advocated in the 1960s.

But contemporary anarchists, such as David Graeber, conceive of direct democracy in broader terms than Bookchin, recognizing that there are “Non-Western” forms of direct democracy that are more consensus based, in contrast to systems where decisions are ultimately based on a majority vote. Feminist political theorists, such as Carole Pateman, have also criticized simple majority rule within directly democratic forms of organization, arguing that those in the minority cannot be forced to obey, as this would reintroduce domination within the groups.

Yet the debate about whether anarchy and democracy are compatible continues. One can argue for more sophisticated decision making processes that are more inclusive and which are meant to prevent the domination of directly democratic groups by powerful personalities, or simply by those who are more active or have greater stamina; or one can argue that the concept of “democracy” has become so corrupted that anarchists should no longer make any use of it.

But one could just as well argue that the concept of “anarchy” has become so twisted in the popular imagination that its negative connotations now outweigh the positive to such an extent that the concept should simply be abandoned. It really depends on the concrete circumstances in which you find yourself. Rather than arguing about which labels to adopt or promote, perhaps it would be better to work with others in creating non-hierarchical organizations in which everyone really does have an equal voice, and then see where they can take you.

Robert Graham

Brazilian Anarchists on the Crisis in Brazil

Brazil is back in the news as people there begin again to mobilize against corrupt politicians (for a detailed analysis of the corruption itself, see this article from the Guardian newspaper). It’s been four years since the “Free Pass Movement” that began as a protest against transit fare increases and turned into a movement for free access to a variety of public services. Since then the most corrupt of the Brazilian politicians forced the impeachment of the President, Dilma Rousseff, replacing her with someone even more corrupt, Michel Temer. On May 24, 2017, Temer issued a decree for the military enforcement of “law and order.” In the piece below by Coordenação Anarquista Brasileira (Brazilian Anarchist Coordination, CAB), the CAB calls for the intensification of the popular movements for political power through directly democratic organizations (translation from anarkismo.net).

Direct democracy now!

Brazil is experiencing a political earthquake, laying bare the rottenness of the country’s elites and further weakening the ties that sustain them in power. The orchestrated operation that enabled the recording between President Michel Temer and the owner of JBS, the largest meat company in the world, changes the balance of forces in the country and pours petrol on the political and social crisis. With the political instability it is more difficult for the government to mobilize its base and move forward with the Labor Rights and Pension Reforms, the biggest attacks on the oppressed class.

But this is no reason to celebrate and we must not be complacent about these struggles. Now is the time to intensify the struggle, to generalize the mobilizations with the blockading of streets, work stoppages building towards the general strike to block the social cuts and reforms. We must deepen democracy, but direct democracy, where workers in their places of work, study and residence decide the direction of the country. We cannot accept the crumbs from those at the top, we need to impose a popular program of social rights built and decided by the people. We need to build direct democracy – outside the agreements of those at the top – in neighborhoods, in slums, in villages, in land and housing occupations, in factories, in schools.

The coup that brought down the PT/PMDB’s fourth mandate in the presidency made it possible to begin a successful first round of harsh anti-people measures at an overwhelming pace, with broad support in Congress and in the media, notably the Globo television network. Temer approved the high school education reform, the PEC spending cap bill, the outsourcing bill, privatizations and several more attacks – initiated during the PT government itself.

Decades of bureaucratization of struggles by the large trade unions centrals and the practice of co-opting leaders of big social movements by the PT helped, and is still helping, to demobilize the people and impede the generalization of resistance against these attacks. Despite this, other sectors such as high school students and indigenous people are breathing new life into the social struggle. The growth of popular dissatisfaction with Temer’s labour and pension reforms manifested itself with great impact in the streets, in the mobilizations by the general strike of 15 and 28 April, forcing the coup makers to back down with their proposals.

With more than 90% rejection, the Temer government doesn’t even have the legitimacy to sustain this false democratic system. This serves only to maintain the businessmen and political class robbing and killing the people. Lula and Dilma’s government of class conciliation was a government for businessmen and the rich, with a few crumbs for the poor. And the innumerable accusations of corruption only make evident the disgusting relationship of favoritism that exists between big business and the state. The cases of corruption are not isolated incidents but what makes the wheels of the state and private sector turn. That is, the representative system does not serve the interests of the people but those of capitalism, so that the political and business class can advance their projects.

That is why “magic solutions” like privatization, outsourcing, attacks on workers’ rights only serve to make businessmen profit more. Attacks on social rights, attacks on indigenous people and their territories, on peasants and the landless, on women, LGBTQIs, the genocide of blacks and residents of slums and poor neighborhoods and the criminalization of poverty are the same. They are all measures and policies for the right wing and conservative sectors, businessmen, landowners, bankers to impose their ideology, profit more, concentrate more wealth and exploit the people more. Businessmen, like João Dória, are no different from other politicians, they are enemies of the people.

If professional politicians are in disrepute the justice system tries to assert legitimacy with anti-corruption operations in order to increase its power in the state structure. The heads of the Judiciary, Federal Police and Public Prosecutor’s Office, with sectors directly aligned to the United States, have massive support from the Globo network to accumulate power with dangerously authoritarian biases. It is necessary to repudiate this escalation and to avoid any illusion in salvation by bourgeois justice.

The old media plays a crucial role in the tangle of ruling class interests. The Globo network, which supported the Parliamentary Judicial Media Coup, engineered and legitimized the current coup and has now placed itself on the stronger side, with the Attorney General’s Office (PGR, Procuradoria-Geral da República), for the departure of Temer. The purpose is to recuperate the conditions to approve the reforms with the election of a new president by indirect elections. We can not underestimate the role that communication giants play in the ideological field.

Globo’s turn against Temer does not signify any advance for the popular camp. In the discrediting of professional politicians it discards old bets, like Aécio Neves, and orients its agenda by the worldwide tendency to leverage the candidacies of personalities seemingly “from outside” the political-partisan camp. They seek to put in place subjects directly from the business community (Doria, Meirelles), the judiciary (Nelson Jobim, Carmem Lúcia, Joaquim Barbosa), or even the entertainment media (Luciano Huck). It is strategic to advance in the discrediting of the old media and to strengthen the demand for the democratization of communication with restrictions to the power of these companies, as well as to strengthen popular means of communication.

It is still necessary to question the reason for the denunciations only arriving at this moment. Even though they have discarded some politicians and triggered some instability, the action shows loyalty in the agreements between state and capital. The criterion is economic and there is an interest in defending a company that recently faced the Carne Fraca (“Weak Meat”) operation; an action that, if on the one hand has demonstrated the terrible conditions in which our food is produced, first served the US interests of weakening a competitor in the international dispute of the meat market. It should be noted that it was the PT/PMDB government that fattened JBS up through BNDES with millions of dollars, transforming the company into one of the largest in the world.

From Below and to the Left, Direct Democracy now!

The fact is that the demand that brought many people onto the streets in this 1 year of Temer government could become reality: Michel Temer’s departure from the presidency of the republic. And we ask ourselves: what now? What is the next step? We know that with the coup makers weakened and their parliamentary base oscillating, there is a lack of conditions to continue the process of labor and pension reform.

Now it is urgent to generalize the struggle against the reforms and to take back the rights that were rolled back by coup makers from the past and the present conjuncture, the PT/PMDB. In addition to blocking the reforms we need to build a project that makes the rich pay for the cost of the crisis and that recognizes the political, business and media elite as enemies of the people. Big companies like JBS owe the government more than 400 billion, about three times the amount they contribute to the false social security deficit.

Only the organization of the people and pressure in the streets can prevent the reforms and attacks on social rights. Nothing from parliament will go in that direction. We have to prevent businessmen and the political elite from making their summit agreements and coups in order to proceed with their project. Mobilization and popular pressure are necessary and urgent now to block the reforms from moving forward amid this instability. They are necessary pressures to impose a popular agenda on the government, even in the case of a direct election. And the mobilization of the people today is urgent to prevent the worst case scenario, which is a suspension of the elections in 2018 through a political-military intervention and the persecution of the combative sectors of the left.

The electoral left demands rights now so that the Presidency of the Republic and lulismo (Lula-ism) can appear, as in previous years, managing to present itself as a supposed popular exit in the middle of the earthquake of the political crisis. We can not deceive ourselves! We have affirmed and continue affirming: we must overcome petismo (PT-ism) and all its inheritance on the left. The belief that Lula will have to deal with the crisis and bring about improvements in the living conditions of those at the bottom of society does not hold up. An election of Lula would only represent another class pact with the bourgeoisie and the bosses, in even more withdrawn terms than in previous years.

The important thing at the moment is that the struggle has to be from below and in the streets in order to advance a popular rights program! Promote organization, mobilization against the pension and labor rights reform, and for the construction of a popular project based on class independence. Catalyze popular dissatisfaction in revolt and advance in grassroots struggles.

Do not allow yourself to be carried away by immediate solutions, in this process of reorganization of the left and summit agreements to save bourgeois democracy. There is no rabbit in a top hat, the way out is to build popular organization in the neighborhoods, in schools, in workplaces with the poor and oppressed people. We must demand the suspension of all the anti-people measures initiated by the PT government and continued by the coup leader Temer.

The moment is unfavorable for us oppressed, but the crisis and the dispute between the elites open up space for other projects. We need to use the dissatisfaction to delegitimize this system and channel the social struggle.

Direct Democracy now!
For the suspension of all anti-people measures!
Against the fiscal adjustment and rights cuts!
Away with Globo coup makers!
Build Popular Power against austerity and repression!

CNT-AIT: To All Anarcho-Syndicalists (2017)

I meant to post this sooner, but here is a communiqué from those groups from the Spanish CNT (Confederación Nacional del Trabajo) that wish to remain part of the International Workers Association (Asociación Internacional de los Trabajadores – IWA-AIT), an international federation of anarcho-syndicalist groups. I have previously posted material on the split of one faction of the CNT, the Italian USI and the German FAU from the IWA-AIT. This communiqué is from the April 13 – 16, 2017 “Congress of Restructuring” in Villalonga, Spain, where various CNT groups disaffected from the CNT “leadership” responsible for the split from the IWA gathered to reconstitute the CNT as an affiliate of the IWA committed to the principles of international anarcho-syndicalism.

Communique of the CNT-AIT Congress to all workers and fighters

To All Anarchosyndicalists and Sympathizers

From various unions of the CNT-AIT that left what is now called the “CNT”, together with others that remain in it but with a critical stance, as well as with many others that were expelled or purged for having denounced the irregularities committed, we have met in Villalonga from the 13-16 of April [2017] in the Congress of Restructuring the anarchosyndicalist organization. We would like to publicly communicate the reasons and the resolutions of our Congress and make a call to unite in our organization in order to strengthen and give potential to revolutionary, anti-authoritarian and emancipatory anarchosyndicalism.

Motivations: In the last few years, what now calls itself “CNT” has been suffering an ideological derivation in all senses. This has included a series of scandalous situations in which some things are decided in the absence of assemblies, there has been a rupture of Confederal pact and federalism, a lack of solidarity, the inexistence of transparency [1], executive decisions of the Committees, the buying of votes, falsification of agreements, committees that veto the unions or their proposals without putting them on the agenda, centralism and even physical aggression.

This derivation has produced a weakness in the CNT that anybody can see: the need to have paid positions because of an absence of militants, the inability to publish the CNT newspaper, the decrease in the number of unions federated… Above all, it has provoked the serious fact that it was expelled from the IWA [International Workers Association], our International which established anarchosyndicalism in the world, because of the numerous irregularities committed by its Spanish section, the “CNT”, among others not paying dues [2], as established in the statutes, but also trying to organize a parallel international, only because it could not impose its agreements in the Congresses of the IWA [3].

The Congress of Restructuring: We met in order to give structure to the numerous anarchosyndicalist unions that exist in the geographical areas, to affirm anarchosyndicalism and the values that have inspired it, especially direct action, against parliamentarianism and bourgeois representationism that are being injected into supposedly revolutionary organizations, including the “CNT”.

We have taken the following agreements:

– We have adopted new statutes which are free of provisions which have supported or can support authoritarian practices, vertical structures and executive committees. In exchange, we are fostering consensus among the unions, more means for the local organizations and more autonomy against the committees, which will be reduced to authentic organs limited to coordination.

– Affiliation to the IWA, with the CNT-AIT being its Section in Spain, putting an end to the irregular situation that has been promoted by the Committee of the “CNT”, and contributing to the promotion of internationalism which is so necessary for the opposition of a globalized capitalist world, a question that characterizes the real anarchosyndicalism and not this colonialism of a negative and irrational “CNT”.

– We consider ourselves the continuation of the CNT created in 1910, the anarchosyndicalist and historic one.

– We call on all the anarchosyndicalists in the geographic areas to retake and [rejuvenate] anarchosyndicalism and to put it in the place that it should be: as a libertarian and emancipatory reference for the working class in the whole world.

From Villalonga, libertarian greetings, in solidarity and internationalist, to all the people, groups and organizations that aspire for freedom.

Endnotes

1. Such an absence of transparency, for example, encouraged the theft of around 20,000 euros from the CNT treasury by the General Secretary based in Valladolid.
2. For example: The union responsible for the CNT newspaper is no longer nominated by the unions and decided in Plenaries, but by the Confederal Committee, since the XI Congress in Zaragoza. (Translator’s explanation: The CNT’s reformist and executive wing have caused the situation in which the paper has not been published in years, due to the fact that they are trying to keep control of the publication and infuse it with their politics.)
3. A paradox since some unions that were expelled from the CNT were for dues arrears. While the CNT failed to pay dues to the IWA, it paid for a legal office of cronies whose cost were higher than the dues to the IWA. This office also absorbs all the resources destined to help repressed workers and prisoners that are from or collaborate with the CNT.
4. This decision was made by the Committees of the CNT without any agreement of the unions or the Congress. Leaving the IWA was not proposed in the XI Congress of the “CNT”.

Ōsugi Sakae: The Chain Factory

Ōsugi Sakae (1885-1923) was a Japanese anarchist active from around 1906 until his murder by Japanese military police in 1923. Together with his lover, the anarchist feminist Itō Noe, and his 6 year old nephew, Ōsugi was beaten to death and thrown in a well, on the pretext that the anarchists were going to take advantage of the chaos and destruction following the Great Kantō earthquake to overthrow the government. I included pieces by both Ōsugi and Itō in Volume One of Anarchism: A Documentary History of Libertarian Ideas. Adam Goodwin has recently translated the following short story by Ōsugi, “The Chain Factory.” Goodwin describes it as an “allegorical story by Ōsugi to represent the modern economic order as he relates it by recollection of a dream he had one night. The imagery in Japanese is compelling and accurate to an insurrectionary-anarchist’s perspective on our social order.”

Osugi Sakae, Ito Noe and the editors of Rodo Undo, Tokyo 1921

The Chain Factory

Late one night I awoke with a start and found myself in a strange place.

As far as I could see there were countless people busily working away at something. They are fashioning chains.

The fellow beside me wraps a rather long length of chain around himself and passes one end of it to the chap beside him. The second fellow lengthens the chain further, wraps it around himself and, again, passes it to another chap sitting diagonally from him. While this was happening, the first chap takes the end of another chain from the fellow beside him, and, as before, lengthens it and wraps it once around himself, and then passes the end to the chap sitting diagonally from him. This continues on and on, with everyone doing the same thing, and at a dizzying pace.

All of them have chains wrapped around their mid-sections ten to twenty times, and at first glance it seemed that they were completely immobilized, but their hands and feet were free enough to make the chain and wrap it around their bodies. They work so intently. There isn’t a sign of bother on any of their faces. They actually look happy as they work.

But all is not what it seemed. Ten places from me a chap shouted something as he tosses away the end of a chain. But then, another fellow, who was standing near, but also with chains wrapped around his body, gruffly approached him and clubbed him three or four times with the large truncheon he was carrying. Everyone near the clubbed chap cried out in glee. The clubbed chap, crying, picks up the end of the chain, fashions a small link and joins it, makes another link, and joins that one. And, after a while, the tears on his face had all disappeared.

In places there are slightly-more refined men standing with, again, chains wrapped around their mid-sections, and they incessantly speak in a shrill voice, like that one would hear from a phonograph. They speak at length with difficult words and complicated reasoning something to the effect of ‘the chains protect us; the chains are sacred to our freedom.’ Everyone listens intently.

And, in the middle of this expansive factory are a group splendid-looking fellows—perhaps the family that owns this factory—lounging on sofas, smoking what seem to be cigars. Their smoke rings sometimes gently waft past the faces of the workers, making them choke uncomfortably.
As I dwelt upon how strange this place was, I felt my own joints begin to ache. I look down to find my own body wrapped ten to twenty times in chains. I busily attend to linking the chains. I was also, as is to be expected, another worker at this factory.

I cursed myself; I grew saddened, and then angry. I remembered the words of Hegel: “The real is the rational, and the rational is the real.”
Wilhelm I and his loyal subjects interpreted these words to grant the sanctity of philosophy to all political realities of the day, including the despotic government, the police state, the arbitrary courts and the suppression of free speech.

Not just the political realities. But everything. For the dim-witted Prussian people, all of those realities were, without a doubt, necessary and just.
As I cast the chains and bind myself with them, their reality is unavoidable; it is just; and, it is my own fate.

I must cease the casting of my own chains. I must cease the binding of my body. I must break the chains that bind me. I must also create a new self, a new reality, a new sense of justice, a new fate.

The chains that bound my mind were rather much easier to break than I had believed. Yet the chains around my feet and hands dig tenaciously into my flesh, and, with time, down to my bones; even the slightest touch left me in agony. Yet, as I endured, the chains relented somewhat. And, as time passed, that pain was accompanied by a slight sense of satisfaction. I even began to tolerate the the three to four truncheon blows from the fellow on watch. I eventually got to the point that I gladly accepted the taunting and abuse from the lounging men.

However, there were many chains that, try as I might, I could not break alone. Everyone’s chain is cleverly linked with mine. There is nothing I can do.If I at all grew idle, the chains that I had taken great pains to loosen subtly worked their way around my body again. Before I knew it, I found my hands mending the links of my own chain.

The master of the factory holds the key to our bellies, and by wielding it, he moves our feet and hands. I had always thought that it was my own mind that controlled my feet and hands; how mistaken I was. As far as I look, no one controls their feet and hands with their own mind. Everyone is under the complete control of the master holding the key to our bellies. It sounds so foolish, but the fact is there is nothing we can do.

I then thought I would try to get back the key to my belly from the man holding it. But it was an impossible task to snatch it away from him by myself. It turns out that he holds my key in such a clever way that it is interlocked with the keys of everyone else, and I cannot possibly grab away from him my key alone.

He is also surrounded by many guards. They all have chains wrapped around their torsos, as they stand holding their spears and bows. They are a frightening bunch and I dare not approach them.

I had lost almost all hope. I then shifted my gaze to the fellows around me.

There are so many who do not realize that they are bound by chains. There are many more still who, were they to realize, would only be grateful for their chains. There are also many who, while not grateful, have resigned themselves to work industriously making their chains. And there are the many who see the chain-making as ridiculous, find the gaps in the watch to frequently rest their bodies as they harbour selfish delusions in their heads, and passionately spout nonsense of actually being free, and not bound by chains at all. It is too foolish to bear to watch.

I then suddenly cast my gaze. I found others around me that seemed to be aligned with me.

They are few, and they are scattered all around. But they all desire the key to their bellies in the clutches of the master. And, like me, they seem to be aware of not being able to take back their own keys alone, so they whisper frequently to their neighbours forging alliances.

“They are few; we are many. They are outnumbered. If we act together, we can take back our keys in one fell swoop.”

“However, since we make pronouncements about justice and peace, we must not permit violence. We must proceed through peaceful means. There is a simple way to do this.”

“Once a year, we send a representative to the master to decide every aspect of our lives. All of those chaps in that meeting are representatives of the master, and if we muster up our own true representatives now, we can be the majority in the meeting, and that’s how we can pass the resolutions that we want.”

“All we need to do is shut up and make the chains. Just continue to wrap the chains around ourselves. Then, when the day comes every few years that we choose our representative, we simply vote for our own representative.”

“Our representative will gradually loosen our chains, and will, ultimately, take back the key to our bellies from the master. We will then find ourselves in a factory under a new organization and a new system of our own ideals, with our chains in the hands of our representative.”

For a time, I thought this to be the soundest argument. But the idea of relying simply on numbers, or relying on someone else over myself, did not sit right with me somehow. And when they declared their philosophy to be scientific, I then realized that they were not my comrades.

They were dreadful subscribers to panlogism. Dreaded mechanical fatalists. In their ideal of the new organization of the factory, they believe themselves to be the natural inheritors of the current factory organization, the result of an inevitable economic process. Thus, their belief is vested in simply changing the factory system and organization according to economic processes.

When pushed to decide, I, myself, am also a subscriber to panlogism. I am a mechanical fatalist. But there were a great many unknowns in my thinking, in my mechanical fatalism. As long as I did not discern these unknowns, achieving my ideals would not be certain. They would remain probabilities with a degree of potential. I cannot look favourably to the future like these men. In fact, my pessimism for the future is what nourishes my efforts in the present.

The majority of my so-called unknowns lie with humans. They’re with the development of life, itself. They’re with the power of life, itself. More specifically, they lie with the efforts to realize one’s potential, to realize one’s autonomy, to fight tirelessly for that development, and all of the effort therein.

I have no doubt that economic processes are a major force in determining the future of our factory. Yet, those unknowns—more specifically, our power and efforts—shape what kind of organization and system should be brought about as a result of those processes. Whether it be an organization or a system, these are merely phenomena manifested from the interactions of human beings. The interaction of nothing with nothing—the relationship between nothing and nothing—will, ultimately, be nothing.

And yet, I cannot help but shudder in fear at what might rightly be called the omnipotence of the organizations and systems that already exist today. Those fellows in the factory, steeped in a dream within a dream, consider themselves to be complete individuals and give not a moment’s thought to the destruction of those systems.

Sloth has no ambition. Sloth makes no history.

I looked around myself once again.

I am surrounded almost entirely by sloth. They work dutifully fashioning chains and wrapping them around their own bodies, under the full control of the mind of another; almost not a single one moves of his own mental faculties. It matters not how many of these fellows are brought together, for they have no ambition, no creative power.

I have given up on this vulgar group.

My own hopes rested on me alone. We can only come to realize our own power and autonomy, go through our own small revolutions, and have our hopes rest on the scant minority that put forth all they can to achieve their own betterment.

We must face the men who hold the key to our bellies, look upon the organization and system of the factory they have created to subjugate us, and confront it like wild beasts.

We will likely be a scant minority until the bitter end. Yet we have the will and the effort. And we also have the experience of actions born of this effort. Our aspirations are born from this experience. We will fight to the last.

That fight is a demonstration of our power. It is the touchstone of our personal autonomy. We are the magnets who invite the slothful within our sphere of influence and transform them into warriors.

This fight yields new meaning and new power within our lives, and germinates the seed of the new factory we are trying to construct.

Well, I’ve relied too much on argument alone. Arguments don’t break chains. Arguments don’t snatch back the keys to our bellies.

The chains have grown ever tighter around us now. The keys to our bellies have become ever stiffer to turn. Even the slothful among this vulgar group began to grow restless. The time for the efforts of the self-aware, combative minority is now. I threw off the chains wrapped around my hands and feet, and stood up.

I awoke. The night had past, and the mid-August morning sun lights up my half-asleep countenance.

Ōsugi Sakae