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Q&A; on the provision of CFDs and other speculative products to retail investors under MiFID (ESMA - European Securities and Markets Authority)

Edit Public Technologies 01 Jun 2016
(Source. ESMA - European Securities and Markets Authority) c6f7ad95-4155-4608-bf08-ed78829caeac.pdf. Questions and Answers. Relating to the provision of CFDs and other speculative products to retail investors under MiFID. 1 June 2016 . ESMA/2016/904. ESMA • CS 60747 - 103 rue de Grenelle • 75345 Paris Cedex 07 • France • Tel. +33 (0) 1 58 36 43 21 • www.esma.europa.eu. 2 Table of Contents. Background 4. Purpose 5. Status 6 ... Question 1 8 ... below)....

Summary of conclusions BoS meeting 23/03/2016 (ESMA - European Securities and Markets Authority)

Edit Public Technologies 01 Jun 2016
(Source. ESMA - European Securities and Markets Authority) 61325d32-6648-4ff6-a88a-afbeeff2c6d5.pdf SUMMARY OF CONCLUSIONS. Board of Supervisors. 25 May 2016 ESMA/2016/BS/110rev1. Date.. 23 March 2016. Time.. 09h00 - 17h30. Location.. Europa Building, Kattenburgersstraat 7, 1018 JH AMSTERDAM, The. Netherlands. Contact.. frederiek.vermeulen@esma.europa.eu Tel ... 1 ... BS/71 ... 2 ... 3 ... ESMA • CS 60747 - 103 rue de Grenelle • 75345 Paris Cedex 07 • France • Tel....

Terms of Reference SCSC Working Group (ESMA - European Securities and Markets Authority)

Edit Public Technologies 31 May 2016
(Source. ESMA - European Securities and Markets Authority) c34c03ee-5308-44a8-8b15-07be7547e57a.pdf TERMS OF REFERENCE. Work Programme Working Group. Date. 25 May 2016 ESMA/2016/741 ... Objectives ... Membership. The WG is formed under the terms of the procedure for ESMA groups (ESMA/2011/BS236 rev 2) ... ESMA staff will act as rapporteur of the WG ... Structure and Governance ... ESMA • CS 60747 - 103 rue de Grenelle • 75345 Paris Cedex 07 • France • Tel....

Annex 2- Terms of Reference SCSC Working Group (ESMA - European Securities and Markets Authority)

Edit Public Technologies 30 May 2016
(Source. ESMA - European Securities and Markets Authority) 3f5d0ce8-b11d-4708-bf0b-687596022d8c.pdf TERMS OF REFERENCE. Work Programme Working Group. Date. 25 May 2016 ESMA/2016/741 ... Objectives ... Membership. The WG is formed under the terms of the procedure for ESMA groups (ESMA/2011/BS236 rev 2) ... ESMA staff will act as rapporteur of the WG ... Structure and Governance ... ESMA • CS 60747 - 103 rue de Grenelle • 75345 Paris Cedex 07 • France • Tel....

ESMA announces reference data submission under Article 4 (1) of Regulation No. 596/2014 on market abuse (MAR) (CMVM - Comissão do Mercado de Valores Mobiliários)

Edit Public Technologies 30 May 2016
(Source. CMVM - Comissão do Mercado de Valores Mobiliários) 92be50a3-b159-4fd9-96fc-adafa2691fdb.pdf. ESMA REGULAR USE. 25 May 2016 ESMA00-6-265 Reference data submission under Article 4(1) of Regulation No 596/2014 on market abuse (MAR) ... Therefore, trading venue operators are not in possession of definitive ... 1 ... ESMA • CS 60747 - 103 rue de Grenelle • 75345 Paris Cedex 07 • France • Tel. +33 (0) 1 58 36 43 21 • www.esma.europa.eu ... 2 ... (noodl....

Consultation Paper on ESMA technical advice on Benchmarks Regulation (ESMA - European Securities and Markets Authority)

Edit Public Technologies 27 May 2016
(Source. ESMA - European Securities and Markets Authority) 05d2bb5a-a883-47b3-b2f9-2016af97498e.pdf. Consultation Paper. Draft technical advice under the Benchmarks Regulation. 27 May 2016 . ESMA/2016/723 Responding to this paper. Date. 25 May 2016 ESMA/2016/723 ... Comments are most helpful if they.. respond to the question stated; ... contain a clear rationale; and ... ESMA • CS 60747 - 103 rue de Grenelle • 75345 Paris Cedex 07 • France • Tel ... (noodl....

Speech Financial News 20th Anniversary Awards for Excellence- Steven Maijoor, 26 May 2016, London (ESMA - European Securities and Markets Authority)

Edit Public Technologies 27 May 2016
(Source. ESMA - European Securities and Markets Authority) 6c820bec-a105-44ed-81d9-f13ccd439257.pdf. Date. 26 May 2016 ESMA/2016/739 Financial News 20th Anniversary Awards for Excellence, European Finance, 1996 - 2016. Victoria and Albert Museum, London A bout of birthday reflection. Steven Maijoor Chair. Introduction ... The Past ... ESMA • CS 60747 - 103 rue de Grenelle • 75345 Paris Cedex 07 • France • Tel ... So what was in place? ... The Present....

Speech for the AIMA Global Policy and Regulatory Forum – Verena Ross, 18 May 2016, London (ESMA - European Securities and Markets Authority)

Edit Public Technologies 26 May 2016
(Source. ESMA - European Securities and Markets Authority) d91784d5-aacb-475c-aa47-8954884052b5.pdf. Date. 18 May 2016 ESMA/2016/735. Speech for the AIMA Global Policy and Regulatory Forum - 18 May 2016, London The Capital Markets Union, supervisory convergence and asset management. Verena Ross Executive Director. European Securities and Markets Authority ... ESMA • CS 60747 - 103 rue de Grenelle • 75345 Paris Cedex 07 • France • Tel ... (noodl....

Key note speech for the City week 2016 – Verena Ross, 9 May, London (ESMA - European Securities and Markets Authority)

Edit Public Technologies 26 May 2016
(Source. ESMA - European Securities and Markets Authority) 0bf02808-bce9-4078-aa2c-c39f79bcdfd2.pdf. The road to MiFID II - key note speech. Date. 9 May 2016 ESMA/2016/734. City week 2016. "Towards a New Era of Innovation and Competitiveness" - 9 May, The Kia Oval, London. Verena Ross Executive Director. Ladies and gentlemen, ... ESMA • CS 60747 - 103 rue de Grenelle • 75345 Paris Cedex 07 • France • Tel ... Stuck in traffic ... (noodl....

Summary of conclusions MB meeting 22/03/2016 (ESMA - European Securities and Markets Authority)

Edit Public Technologies 26 May 2016
(Source. ESMA - European Securities and Markets Authority) 6ec8ce59-9653-4bdf-9db0-ec811ca95e5e.pdf SUMMARY OF CONCLUSIONS. Management Board. 24 May 2016 ESMA/2016/MB/35. Date.. 22 March 2016. Time.. 14h00 - 17h30. Location.. Autoriteit Financiele Markten, Vijzelgracht 50, 1017 HS AMSTERDAM,. The Netherlands. Contact.. Frederiek.Vermeulen@esma.europa.eu Tel ... 1 ... MB/19 ... 2 ... 3 ... ESMA • CS 60747 - 103 rue de Grenelle • 75345 Paris Cedex 07 • France • Tel....

Comment letter to IAASB on Audit Quality (ESMA - European Securities and Markets Authority)

Edit Public Technologies 26 May 2016
(Source. ESMA - European Securities and Markets Authority) 989923ef-a08c-49b3-a9bc-5afa2ddf807f.pdf. * * * * *. * esma. * * * * *. European Securities and Markets Authority. The Chair. Date. 25 May 2016 ESMA/2016/728 Mr Arnold Schilder Chairman. International Auditing and Assurance Standards Board 529 Fifth Avenue 5th Floor New York, NY 100017 ... Ref ... ESMA • CS 60747 - 103 rue de Grenelle • 75345 Paris Cedex 07 • France • Tel ... * •. * * • ... G3 ... (noodl....

Requirements for reference data submission under Article 4 MAR (ESMA - European Securities and Markets Authority)

Edit Public Technologies 25 May 2016
(Source. ESMA - European Securities and Markets Authority) e9331582-2616-4283-8899-294d22c1ebb3.pdf. 25 May 2016 ESMA/2016/724 Reference data submission under Article 4(1) of Regulation No 596/2014 on market abuse (MAR) ... Therefore, trading venue operators are not in possession of definitive ... 1 ... ESMA • CS 60747 - 103 rue de Grenelle • 75345 Paris Cedex 07 • France • Tel. +33 (0) 1 58 36 43 21 • www.esma.europa.eu ... 2 ... Original document ... (noodl....

Comunicado da ESMA relativo à entrada em vigor do Regulamento (UE) n.º596/2014, sobre abuso de mercado (CMVM - Comissão do Mercado de Valores Mobiliários)

Edit Public Technologies 25 May 2016
(Source. CMVM - Comissão do Mercado de Valores Mobiliários) 2b43c783-ed0f-428e-9cae-678905a0dfb7.pdf. ESMA REGULAR USE. 25 May 2016 ESMA00-6-265 Reference data submission under Article 4(1) of Regulation No 596/2014 on market abuse (MAR) ... Therefore, trading venue operators are not in possession of definitive ... 1 ... ESMA • CS 60747 - 103 rue de Grenelle • 75345 Paris Cedex 07 • France • Tel. +33 (0) 1 58 36 43 21 • www.esma.europa.eu ... 2 ... (noodl....
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