- published: 05 May 2016
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Cost and competency, two words that cut to the heart of the impact a monopoly can have when dominating a market. One such monopoly may be affecting consumers of financial services and Canadians can thank IIROC, the national financial services regulator for granting that monopoly. This week on RegWatch learn why the Investment Industry Regulatory Organization decided to extend the American owned Canadian Securities Institute’s sole-provider contract for base-training of Canada’s financial professionals. And, hear the reaction from top industry stakeholders who say the CSI is overcharging and under delivering – only on RegWatch by RegulatorWatch.com. Produced By: Brent Stafford Released on October 27, 2015
IIROC Vice-President, Enforcement, Elsa Renzella, talks about the most common complaints received by IIROC and the resulting disciplinary actions taken. IIROC published its 2015 Enforcement Report outlining the actions it has taken to prosecute and sanction investment firms and individuals who have breached their professional and/or ethical obligations. The report also highlights how IIROC is working to strengthen its enforcement powers to improve investor protection. Download the Enforcement Report at http://goo.gl/ttxzOU. More information at http://www.iiroc.ca.
IIROC President and CEO, Andrew J. Kriegler, explains why IIROC is seeking stronger enforcement powers to improve investor protection. IIROC published its 2015 Enforcement Report outlining the actions it has taken to prosecute and sanction investment firms and individuals who have breached their professional and/or ethical obligations. The report also highlights how IIROC is working to strengthen its enforcement powers to improve investor protection. Download the Enforcement Report at http://goo.gl/ttxzOU. More information at http://www.iiroc.ca.
Steven Conville at Market Call on February 26, 2010 http://stevenconville.com/
Steven Conville, Market Call: 6th September 2010 http://stevenconville.com/
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Maybe Someday We Will Know The Reason Why
Only Love Can Bring Us Forward
We Won't Give Up The Fight - We Shine So Bright
'cause We Are Just A Little Crazy
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Touch The Sky And One Day Maybe
Just A Little Crazy
In The Temple Of Missinformation We Are Born
Wars Fought And Created All The Heroes Have Come And Gone
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Moving Faster And We Keep Our Hopes Up High
Maybe Someday We Will Know The Reason Why
Only Love Can Bring Us Forward
Holding Hands Together
We Won't Give Up The Fight - We Shine So Bright
'cause We Are Just A Little Crazy
Dance Upon The World - Fly Like A Bird
Touch The Sky And One Day Maybe
Just A Little Crazy
Don't Give Up The Fight - You Shine So Bright
'cause You Are Just A Little Crazy
Dance Upon The World - Fly Like A Bird
Touch The Sky And One Day Maybe
Keep Your Head Up High
Don't Give Up The Fight - We Shine So Bright
We Are Just A Little Crazy
We Won't Give Up - Won't Give Up - Won't Give Up