Financial Conduct Authority

NEWSMAKER: Journey to the FCA

Order: Reorder
Duration: 63:42
Updated: 13 Aug 2013

Oct. 16 - Britain's radical shake up of market supervision takes shape at the Thomson Reuters newsmaker with Martin Wheatley, who will head the new Financial...

http://wn.com/NEWSMAKER_Journey_to_the_FCA

Introduction to the Financial Conduct Authority (FCA)

Order: Reorder
Duration: 4:36
Updated: 08 Oct 2013

We are one of the UK's two new financial regulators, working alongside the Prudential Regulation Authority (PRA). Together, we replace the Financial Services Authority. What the FCA is here to do: We will supervise 26,000 UK firms. Our aim is to make financial markets work well, and by doing this we ensure a fair deal in financial services. We will do this by: - Securing an appropriate degree of consumer protection - Promoting effective competition in the interests of consumers - Protecting and enhancing the integrity of the UK financial system For more information: www.fca.org.uk/about

http://wn.com/Introduction_to_the_Financial_Conduct_Authority_FCA

Getting Ready For The Financial Conduct Authority (FCA) - What Do You Need To Do?

Order: Reorder
Duration: 2:55
Updated: 13 Apr 2013

The FCA is due to come into being from the 1st April 2013. At first there will be no major change, but there are things that insurance brokers need to think ...

http://wn.com/Getting_Ready_For_The_Financial_Conduct_Authority_FCA_What_Do_You_Need_To_Do?

The impact on customers from changes to the financial regulatory system

Order: Reorder
Duration: 48:40
Updated: 24 May 2013

A panel discussion from TheCityUK Autumn Debate 2011. Chaired by Sir Win Bischoff and including: Lord McFall, Mark Neale, CEO Financial Services Compensation...

http://wn.com/The_impact_on_customers_from_changes_to_the_financial_regulatory_system

BIBA update on the Financial Conduct Authority

Order: Reorder
Duration: 2:38
Updated: 20 Nov 2012

BIBA's Steve White discusses, the new regulator, the Financial Conduct Authority.

http://wn.com/BIBA_update_on_the_Financial_Conduct_Authority

The New Face of UK Regulation Teaser

Order: Reorder
Duration: 1:38
Updated: 16 Jul 2013

As Britain's two new regulators make ready to take the reins, Martin Wheatley, CEO designate of the new Financial Conduct Authority (FCA), will be addressing...

http://wn.com/The_New_Face_of_UK_Regulation_Teaser

UK Leaving Door Open For Gold Bullion Benchmark Regulation - Kitco News

Order: Reorder
Duration: 4:50
Updated: 02 Oct 2013

Kitco News' Daniela Cambone speaks with Don Groves of the Financial Conduct Authority (FCA) about regulation in the financial markets. The FCA was formed in April as a successor to the Financial Services Authority (FSA) to regulate financial firms in the UK. "Right now, the benchmark that are covered under legislation, only one, is LIBOR," Groves says. "But the door is open for other things to be added in the future, one of which may be bullion." With regards to consumer confidence, Groves says that the FCA is focused mainly on conduct of financial service companies and also on more consumer issues than in the past. Groves ends the interview with a simple message: "There could be a financial regulator at a desk near you very soon." Tune in now for the latest LBMA coverage. Kitco News, October 2, 2013. Join the conversation @ The Kitco Forums and be part of the premier online community for precious metals investors: http://kitcomm.com -- Or join the conversation on social media: @KitcoNewsNOW on Twitter: http://twitter.com/kitconews --- Kitco News on Facebook: http://facebook.com/kitconews --- Kitco News on Google+: http://google.com/+kitco --- Kitco News on StockTwits: http://stocktwits.com/kitconews

http://wn.com/UK_Leaving_Door_Open_For_Gold_Bullion_Benchmark_Regulation_Kitco_News

Safeguarding Customer Funds: Lessons Learned From The Financial Conduct Authority

Order: Reorder
Duration: 7:12
Updated: 19 May 2013

A discussion focussing on the guidance handed down by the FCA re Safeguarding Customer Funds.

http://wn.com/Safeguarding_Customer_Funds_Lessons_Learned_From_The_Financial_Conduct_Authority

FCA Business Risk Awareness Reviews (BRAW)

Order: Reorder
Duration: 4:38
Updated: 15 Jul 2013

The Financial Conduct Authority (FCA) are conducting Business Risk Awareness Reviews (BRAW) around the UK, which will affect all UK General Insurance Brokers...

http://wn.com/FCA_Business_Risk_Awareness_Reviews_BRAW

The Financial Services Authority (FSA) to the Financial Conduct Authority (FCA)

Order: Reorder
Duration: 3:29
Updated: 15 Oct 2013

Information about the transition of the Financial Services Authority (FSA) to the Financial Conduct Authority (FCA)

http://wn.com/The_Financial_Services_Authority_FSA_to_the_Financial_Conduct_Authority_FCA

British Insurance Brokers The Financial Conduct Authority

Order: Reorder
Duration: 2:38
Updated: 23 Jun 2013

Weather Cnn Fox News News Bbc Abc News Bbc News Nbc News Cnn News Cbs News Daily News Detroit News Newsday Sports E News Dallas Morning News Breaking News Cu...

http://wn.com/British_Insurance_Brokers_The_Financial_Conduct_Authority

RDR - Key financial investment innovations and strategic segmentation

Order: Reorder
Duration: 3:20
Updated: 08 Aug 2013

Download Doing Away with the Unwritten Rule http://bit.ly/13x0gaa April heralded the beginning of a new regulatory regime under the Financial Conduct Authori...

http://wn.com/RDR_Key_financial_investment_innovations_and_strategic_segmentation

Regulation of Consumer Credit by the Financial Conduct Authority (FCA)

Order: Reorder
Duration: 1:34
Updated: 21 Oct 2013

Information video from FCA Compliance TV explaining the forthcoming role of the Financial Conduct Authority (FCA) in regulating Consumer Credit

http://wn.com/Regulation_of_Consumer_Credit_by_the_Financial_Conduct_Authority_FCA

Martin Wheatley at the AIFA Annual Gala Dinner 2012

Order: Reorder
Duration: 8:49
Updated: 11 Jul 2013

Martin Wheatley, Chief Executive Officer at the Financial Conduct Authority, presents his keynote speech at the AIFA Annual Gala Dinner 2012.

http://wn.com/Martin_Wheatley_at_the_AIFA_Annual_Gala_Dinner_2012

Martin Wheatley: how the FCA will succeed | London Business School

Order: Reorder
Duration: 0:41
Updated: 01 Jul 2013

The CEO of the UK Financial Conduct Authority, Martin Wheatley, says that changes to industry culture, legal and competition powers are key factors to the su...

http://wn.com/Martin_Wheatley_how_the_FCA_will_succeed_|_London_Business_School

Moving the Office of Fair Trading (OFT) to the Financial Conduct Authority (FCA)

Order: Reorder
Duration: 2:38
Updated: 15 Oct 2013

Information video from FCA Compliance TV explaining the changes of the Office of Fair Trading (OFT) to the Financial Conduct Authority (FCA).

http://wn.com/Moving_the_Office_of_Fair_Trading_OFT_to_the_Financial_Conduct_Authority_FCA

Who the Financial Conduct Authority (FCA) regulate

Order: Reorder
Duration: 2:16
Updated: 15 Oct 2013

Information video from FCA Compliance TV explaining firms and individuals regulated by the Financial Conduct Authority (FCA).

http://wn.com/Who_the_Financial_Conduct_Authority_FCA_regulate

Enabling Effective Conduct Risk

Order: Reorder
Duration: 38:42
Updated: 24 Jul 2013

July 17th 2013 "Enabling Effective Conduct Risk" Webinar 15:00-16:00 GMT The regulatory landscape for the UK Financial Services industry has undergone a fund...

http://wn.com/Enabling_Effective_Conduct_Risk

HSBC posts higher profit, confirms forex trading probe - economy

Order: Reorder
Duration: 0:36
Updated: 04 Nov 2013

HSBC has reported a 10 percent rise in third quarter profits. ... euronews, the most watched news channel in Europe Subscribe for your daily dose of international news, curated and explained:http://eurone.ws/10ZCK4a Euronews is available in 13 other languages: http://eurone.ws/17moBCU http://www.euronews.com/2013/11/04/hsbc-posts-higher-profit-confirms-forex-trading-probe HSBC has reported a 10 percent rise in third quarter profits. Europe's largest bank said that was due to tighter control of costs and fewer losses from bad loans. Underlying pretax profit was $5.1 billion (3.77 billion euros) for the three months to the end of September. Strong performances in Hong Kong and Britain accounted for more than half of earnings - offsetting a fall in Latin American profits Chief Executive Stuart Gulliver said he saw evidence of a broadening recovery in which the US should continue to grow, albeit slowly, and the UK would outperform the eurozone. "There are signs for optimism around. We've always been confident China would have a soft landing ... which is supportive for the rest of Asia-Pacific," he told a conference call with reporters. HSBC also confirmed it is being investigated as part of a global probe into a number of banks over alleged foreign currency market trading manipulation. It is cooperating with Britain's Financial Conduct Authority, which is leading a probe that has spread to include regulators in the United States, Asia and Switzerland. Traders from some of the world's top banks, including Barclays, Citigroup and JP Morgan have been suspended or put on leave. HSBC has not taken any action against its staff, Gulliver told reporters. "We haven't suspended anyone. It's at a very early stage and the names we've been given so far don't work for us any more," he said. The bank said no-one had been fired, and added that it had been contacted in October. Find us on: Youtube http://bit.ly/zr3upY Facebook http://www.facebook.com/euronews.fans Twitter http://twitter.com/euronews

http://wn.com/HSBC_posts_higher_profit,_confirms_forex_trading_probe_economy

Safety and Sufficiency: Finance Fit for the 21st Century panel at Global Investment Conference 2013

Order: Reorder
Duration: 48:29
Updated: 20 May 2013

Douglas Flint CBE, Group Chairman, HSBC Holdings plc, Mark Garvin, Vice Chairman, Corporate & Investment Bank, J.P. Morgan Europe, Andrew Bailey, Chief Execu...

http://wn.com/Safety_and_Sufficiency_Finance_Fit_for_the_21st_Century_panel_at_Global_Investment_Conference_2013

The roles of the Prudential Regulation Authority (PRA) and the Financial Conduct Authority (FCA)

Order: Reorder
Duration: 1:57
Updated: 21 Oct 2013

Information video from FCA Compliance TV explaining the roles of the Prudential Regulation Authority (PRA) and the Financial Conduct Authority (FCA)

http://wn.com/The_roles_of_the_Prudential_Regulation_Authority_PRA_and_the_Financial_Conduct_Authority_FCA

MRA TV: Episode 1 - Introduction to Financial Planning

Order: Reorder
Duration: 4:14
Updated: 14 May 2013

To discuss setting up your free one hour consultation (in-person or via Skype) or any other aspect of your finances, please call 01424 777 156 or email info@...

http://wn.com/MRA_TV_Episode_1_Introduction_to_Financial_Planning

CP12/30 FSA Consultation Paper Summary: Complaints against the regulators

Order: Reorder
Duration: 7:00
Updated: 29 Nov 2012

This will be of interest to all firms and individuals that will come under the new UK regulators as regulated, registered or authorised. Background The FSA a...

http://wn.com/CP12_30_FSA_Consultation_Paper_Summary_Complaints_against_the_regulators