Zhang Liao
Portrait of Zhang Liao from a Qing Dynasty edition of the Romance of the Three Kingdoms
General of Cao Wei
Born	169
Died	222 (aged 53)
Names
Simplified Chinese	张辽
Traditional Chinese	張遼
Pinyin	Zhāng Liáo
Wade-Giles	Chang Liao
Style name	Wenyuan (文遠)
Posthumous name	Marquis Gang (剛侯)

Zhang Liao (169–222)^[1] was a military general serving under the warlord Cao Cao during the late Han Dynasty and early Three Kingdoms era of Chinese history. He participated in many campaigns, including those against Yuan Shao's clan and the Wuhuan tribes. Zhang Liao was most noted for his pivotal role in the Battle of Xiaoyao Ford in 217, where he successfully defended the city of Hefei against the advances of Sun Quan's massive army.

Chen Shou, author of the Records of Three Kingdoms, considered Zhang Liao among the Five Elite Generals, along with Xu Huang, Yue Jin, Zhang He and Yu Jin.

Biography[link]

Early life[link]

A local of Mayi (馬邑; present-day Shuo County, Shanxi), Zhang Liao was originally surnamed Nie (聶). He served as a local administrative officer during his younger days. Towards the end of the Han Dynasty, Ding Yuan, governor of Bing Province (并州; covering present-day Shanxi), favored Zhang Liao's martial skills and recruited him.

In 189, Ding Yuan and his trusted aide, Lü Bu, led troops into Luoyang to assist General-in-Chief He Jin to eliminate the Ten Attendants, a group of influential eunuch officials in the imperial court. However, He Jin was soon assassinated by the eunuchs and the capital fell into chaos. Dong Zhuo, a warlord from Liang Province (凉州), in the ensuing tussle for power, intended to place in the throne a puppet emperor. This move deteriorated the relationship between Ding and Dong and induced the latter to plot against the former. After Lü Bu was persuaded to defect and kill Ding Yuan, Zhang Liao followed him to serve under Dong Zhuo, who had become the de facto head of government. Soon, regional warlords formed a coalition against Dong Zhuo, who was therefore forced to move the capital west to Chang'an.

Service under Lu Bu[link]

Having an affair with one of Dong Zhuo's concubines, Lü Bu was apprehensive to his adopted father, and again turned on his master and slayed Dong. Zhang Liao then assisted Lü Bu in an attempt to stabilize the capital and rebuild imperial authority. However, the new government was destroyed by Dong Zhuo's former subjects Li Jue and Guo Si when they breached the city gate of Chang'an. Zhang Liao fled with Lü Bu, and joined Yuan Shao temporarily. During their short stay in Yuan Shao's camp, they helped performing raids on the Heishan Bandits' camp, and had dealt major damage to latter.

Following Lü Bu, Zhang Liao and other Bing Province warriors wandered the land, and finally were given a chance to gain a foothold. In 194, Lü Bu was welcomed by Chen Gong of Yan Province, while the warlord of the province, Cao Cao, was dwelling on causing calamities in Xu Province (徐州). For more than a year, the two forces were wrestling over Yan Province and Lü Bu's forces were able to defeat Cao Cao initially, but Cao managed to gradually regain his control over the province. After a famine outbreak, Lü Bu was finally ousted from the area to Xiaopei (Cao Cao's army resorted to cannibalism to solve the problem of food storage).^[2] There, Lü Bu joined the Xu Province warlord, Liu Bei, who would be betrayed by Lü and lost the province to him. Zhang Liao was made a county minister of Lü Bu when the latter gained Xu Province.

In 198, Cao Cao defeated Lü Bu at the Battle of Xiapi, and most of his men either defected or surrendered. Lü Bu was executed and Zhang Liao led his men to Cao Cao.^[3] Since then, he participated in many of Cao Cao's campaigns, including the decisive Battle of Guandu and the subsequent northern expeditions against Yuan Tan, Yuan Shang, and the Wuhuan tribes.

Battle of Xiaoyao Ford[link]

After Cao Cao lost the Battle of Red Cliffs in 208, he placed Zhang Liao, Yue Jin and Li Dian at Hefei fortress with 7,000 men to guard against advances of the southern warlord Sun Quan. Soon Sun Quan led a much larger force upon Hefei. Under instructions from Cao Cao, Zhang Liao and Li Dian recruited 800 vanguard troops to deter the enemy outside the city.

As dawn broke, the force moved out with Zhang Liao in the forefront. Zhang Liao galloped into the enemy ranks and single-handedly killed tens of men. Proclaiming his own name, Zhang Liao then went straight for Sun Quan, who sought refuge on top of a knoll. At least three of Sun Quan's generals tried to intercept him, but all failed.^[4] After seeing Zhang Liao had much fewer men on a slope, Sun Quan calmed down and ordered his troops to surround the enemy.

Leading scores of men, Zhang Liao soon broke through the encirclement. Those who were still caught within then cried, "General, are you going to forsake us?" Spinning around, Zhang Liao rode into the circle again and rescued his men, by when it was already noontime. Sun Quan's demoralized soldiers then retreated for the time being.

Returning to the city, Zhang Liao supervised the reinforcement of the defense works. After two weeks of siege, Sun Quan could not take Hefei and had to turn back because of a wide spread plague within his army. At Xiaoyao Ford (逍遙津), Eastern Wu's main army retreated first while the rear army of only one thousand men led by Sun Quan and a few generals stayed behind.^[5] Knowing Sun Quan had made such an arrangement, Zhang Liao immediately led several thousands of elite cavalry to capitalize on his foe's fatal blunder. On a number of occasions, they almost captured Sun Quan if not resisted desperately by Sun's general, Ling Tong. Upon hearing Zhang Liao had accomplished this nearly impossible deed, Cao Cao was stunned, and personally arrived Hefei, where he took a look on the battlefield for a long time.^[3] Zhang Liao was promoted to the rank of General Who Conquers the East (征東將軍) for his deed in Xiaoyao Ford.

Late life[link]

After Cao Pi succeeded Cao Cao in 220, Zhang Liao was further promoted to General of the Vanguard (前將軍) and again deployed to Hefei to defend against Sun Quan. In 221, Zhang Liao traveled to Luoyang for an audience with Cao Pi, the emperor of the newly-founded state of Wei, who compared the general to Shao Hu (召虎)¹. However, Zhang Liao soon fell sick at the edge of a battle against Wu, a new state that Sun Quan founded. Sun Quan reminded his men, "Even though Zhang Liao is sick, he is still unrivalled. On guard!" After defeating Lü Fan, a Wu general, Zhang Liao died in the following year in Jiangdu (江都). He was granted the posthumous title of Marquis Gang (剛侯), literally meaning "resolute marquis".

Zhang Liao's son Zhang Hu also served Wei as an Assistant General (偏前軍).

¹Shao Hu was a general famous for his bravery during the Eastern Zhou Dynasty.

In fiction[link]

Romance of the Three Kingdoms, a historical novel by Luo Guanzhong, is a romanticization of the events that occurred before and during the Three Kingdoms era. In the novel, Zhang Liao was depicted as a loyal and upright general. While this might be true, such portrayal was likely the result of artistic simplification.

In Chapter 18, where he still served under Lü Bu, Zhang Liao was sent with a force to attack Liu Bei at Xiaopei (小沛, present day Pei County, Jiangsu). From the city wall Guan Yu addressed the attacker, "You seem like an extraordinary man, why ally yourself with the rebels"? Whereupon Zhang Liao hung his head and made no reply. Knowing that Zhang Liao was a righteous man, Guan Yu refrained from hurling insults at his enemy, nor did he go out to meet the attack.

In the next chapter, after Lü Bu was defeated and captured by Cao Cao, Zhang Liao was also bound and brought before the victor. While Lü Bu pleaded for mercy, Zhang Liao scorned at the cowardly behavior and cursed his captor, showing no fear for death. He stretched his neck out to make it easier for him to be beheaded, and the angry Cao Cao then came for Zhang Liao with a sword in hand. However, Liu Bei quickly held on to Cao Cao's arm and Guan Yu dropped onto his knees. In unison they avouched for Zhang Liao's character and pleaded for his life. Dropping the sword, Cao Cao laughed, "I, too, know Wenyuan (Zhang Liao's style name) to be loyal and righteous. I was just testing him." The warlord then personally unbound Zhang Liao and offered him fresh clothes and a seat. Moved by Cao Cao's sincerity, Zhang Liao then surrendered.

When Guan Yu was later besieged by Cao Cao's army in Xiapi, it was Zhang Liao who persuaded him to surrender. Zhang Liao then became close friends with Guan Yu during Guan Yu's short service under Cao Cao, having fought alongside him against Yuan Shao. In the novel, when Guan Yu was chased by Xiahou Dun after leaving Cao Cao's service, Zhang Liao insisted that Xiahou Dun allow him to leave in accordance with Cao Cao's orders.

In Chapter 86 Zhang Liao was hit by an arrow fired by Ding Feng during an encounter with Wu troops led by Xu Sheng, despite his illness. He was rescued by Xu Huang (who coincidentally eventually also died under similar circumstances) and together, they escorted Cao Pi back to safety. Upon returning to Xuchang, Zhang Liao died from the injury and was rewarded for his bravery.

Modern references[link]

Zhang Liao is featured as a playable character in Koei's Dynasty Warriors and Warriors Orochi video game series. He also appears in all 11 installments of Koei's Romance of the Three Kingdoms strategy game series.

In Gosei Sentai Dairanger, Iron Face Zhang Liao (鉄面臂張遼) was the previous Ryu Ranger who joined the Gorma and became an immortal as a result.

See also[link]

• List of people of the Three Kingdoms
• List of Dynasty Warriors characters

References[link]

• Chen Shou (2002). Records of Three Kingdoms, Volume 17, Biography of Zhang Liao. Yue Lu Shu She. ISBN 978-7-80665-198-8. 
• Luo Guanzhong (1986). Romance of the Three Kingdoms. Yue Lu Shu She. ISBN 978-7-80520-013-2. 
• Lo Kuan-chung; tr. C.H. Brewitt-Taylor (2002). Romance of the Three Kingdoms. Tuttle Publishing. ISBN 978-0-8048-3467-4. 

This article includes a list of references, but its sources remain unclear because it has insufficient inline citations. Please help to improve this article by introducing more precise citations. (April 2012)

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Guan Yu
General of Liu Bei
Born	(Unknown)
Died	219
Names
Simplified Chinese	关羽
Traditional Chinese	關羽
Pinyin	Guān Yǔ
Wade-Giles	Kuan Yu
Style name	Yunchang (雲長)
Posthumous name	Marquis Zhuangmou (壮缪侯) 1
Buddhist name	Sangharama Bodhisattva Qíelán Púsà (伽藍菩薩)
Deity name	Guan Sheng Di Jun (關聖帝君) Saintly Emperor Guan
Other names	Guan Gong (關公) Lord Guan Guan Er Ye (關二爺) Lord Guan the Second Mei Ran Gong (美髯公) Lord of Magnificent Beard Guan Di (關帝) Emperor Guan Changsheng (長生) Shouchang (壽長) Possible former stylenames
^1 See General worship for more posthumous titles.

Guan Yu (died 219)^[1] was a general serving under the warlord Liu Bei during the late Eastern Han Dynasty of China. He played a significant role in the civil war that led to the collapse of the Han Dynasty and the establishment of the state of Shu Han during the Three Kingdoms period, of which Liu Bei was the first emperor.^[2]

As one of the best known Chinese historical figures throughout East Asia, Guan's true life stories have largely given way to fictionalized ones, mostly found in the historical novel Romance of the Three Kingdoms or passed down the generations, in which his deeds and moral qualities have been lionized. Guan is respected as an epitome of loyalty and righteousness.

Guan was deified as early as the Sui Dynasty and is still worshipped by many Chinese people today, especially in southern China, Taiwan, and Hong Kong and their descendants overseas. He is a figure in Chinese folk religion, popular Confucianism, Taoism, and Chinese Buddhism, and small shrines to Guan are almost ubiquitous in traditional Chinese shops and restaurants.^[3]

Physical appearance[link]

Guan is traditionally portrayed as a red-faced warrior with a long lush beard. While his beard was mentioned in the Records of Three Kingdoms, the idea of his red face may have derived from a later description of him in Chapter One of Romance of the Three Kingdoms, where the following passage appears:

Alternatively, the idea of his red face could have been borrowed from opera representation, where red faces depict loyalty and righteousness^{[citation needed]}. Supposedly, Guan's weapon was a guan dao named Green Dragon Crescent Blade, which resembled a halberd and was said to weigh 82 catties (about 18.25 kg or 40 lbs). A wooden replica can be found today in the Emperor Guan Temple in Xiezhou County, China. He traditionally dons a green robe over his body armour, as depicted in the Romance of the Three Kingdoms.

Statue of Guan Yu in Zhuge Liang's temple in Chengdu

Biography[link]

Early life[link]

Guan Yu was born in Xie County, Hedong (present day Yuncheng (运城市), Shanxi). No details of the time of his birth are found in historical records until the late Qing Dynasty, when the tomb of Guan Yu was discovered, bearing some details of his family.^{[citation needed]} It was written that Guan Yu was actually born from a family of scholars.^{[citation needed]} His grandfather's name was Guan Shen. His father's name was Guan Yi. Guan Yu was born in the year 160^{[citation needed]}, and like his ancestors, often read the classics Book of Changes and Spring and Autumn Annals. He married Lady Hu and his son Guan Ping was born in 178.^{[citation needed]}

Guan Yu fled his hometown at the age of 23^{[citation needed]}, after slaying a local despot named Lü Xiong (呂熊). Five years later, he arrived in Zhuo Commandery (present day Zhuozhou, Hebei). He met Liu Bei, who was recruiting volunteers to form a civilian army to suppress the Yellow Turbans Rebellion. Together with Zhang Fei, Guan Yu joined Liu Bei and participated actively in fighting the Yellow Turban rebels in northern China.

When Liu Bei was appointed as the governor of Pingyuan County, Guan Yu and Zhang Fei were made "Senior Major" (别部司马) under Liu. According to Records of Three Kingdoms, the relationship of the three men was described to be as close as brothers. They slept in the same room and had their meals together, behaving as though they were real brothers. Guan Yu and Zhang Fei followed Liu Bei most of the time wherever he went and protected him from danger regardless of how perilous the situation was.

In 199, Liu Bei attacked Xu Province with an army after gaining independence from the warlord Cao Cao. He killed Che Zhou, the governor of Xu Province, and placed Guan Yu in charge of the regional capital city of Xiapi. Liu Bei returned to the city of Xiaopei.  Shortly after, Cao Cao personally led a campaign to reclaim Xu Province from Liu Bei and defeated him in battle.  Liu Bei fled to Hebei and joined the warlord Yuan Shao. Xiapi fell and Guan Yu was captured by Cao Cao's men. Cao Cao treated Guan Yu respectfully, and Guan surrendered to him under conditions. Guan Yu was appointed by Cao Cao as a Lieutenant General.

Service under Cao Cao[link]

In 200, Yuan Shao mustered an army of about 100,000 and started a campaign against Cao Cao, which subsequently culminated in the Battle of Guandu. To ensure a safe crossing of the Yellow River, Yuan Shao sent his general Yan Liang to attack Boma (northeast of present day Hua County, Henan), in order to claim a foothold on the southern bank of the Yellow River. Using a diversionary tactic, Cao Cao moved his main force westward towards Yan Ford along the river. Yuan Shao withdrew his troops from Baima and Cao Cao's forces struck back eastward to relieve the siege on Baima. Guan Yu and Zhang Liao led the vanguard, and attacked Yuan Shao's remaining troops at Baima. Identifying Yan Liang's parasol, Guan Yu slew Yan Liang in the midst of battle and brought back Yan's severed head.

On recommendation of Cao Cao, Guan Yu was conferred the title of "Marquis^[I] of Hanshou" (漢壽亭侯) in recognition of his effort in Boma. After that, Guan Yu left for Hebei to rejoin Liu Bei, who was currently in Yuan Shao's camp. He did not take any of Cao Cao's gifts with him and left behind a farewell letter. Some of Cao Cao's subordinates wanted to pursue Guan Yu and bring him back but Cao stopped them, saying "We are only serving different lords, let him go."

Battle of Red Cliffs[link]

Guan Yu captures Pang De, a Ming Dynasty painting by Shang Xi, c. 1430

After the Battle of Guandu, Liu Bei was defeated at the Battle of Runan by Cao Cao and forced to flee south. He sought refuge under the Jing Province governor Liu Biao. Liu Bei and his forces were placed in charge of the city of Xinye by Liu Biao.

In 208, Cao Cao initiated a southern campaign and seized control of parts of Jing Province north of the Yangtze River. Liu Biao had died of illness then and was succeeded by his son, Liu Cong, who surrendered to Cao Cao. Jing Province was thrown into confusion, and Guan Yu was ordered by Liu Bei to lead a navy and sail to Jiangling. Meanwhile, Liu Bei led some 100,000 refugees south, but was caught up by the elite cavalry of Cao Cao at Changban. Leaving his family and the populace behind, Liu Bei galloped away eastward to Han Ford, where he met up with Guan Yu's navy. Together, they sailed downstream to Xiakou to rendezvous with Liu Qi, who was the older son of Liu Biao. Liu Bei then successfully formed an alliance with the warlord Sun Quan, who held substantial influence in southeastern China, and the allies defeated Cao Cao at the Battle of Red Cliffs. As a result, the allied force pursued Cao Cao's forces to Jiangling.

Effort in the battle of Jiangling[link]

During the Battle of Jiangling, Guan Yu was sent to block Cao Ren's supply lines via infiltration. He led a special force composed of navy and infantry, to go up the Han River, and attacked the city of Xiangyang, which was guarded by Yue Jin. Guan Yu was defeated by Yue Jin outside the city walls.^[10] However, Liu Bei became a powerful warlord as he was joined by Lei Xu (雷绪) and his troops numbering to tens of thousands, and soon conquered southern Jing Province without much resistance. Liu Bei promoted Guan Yu to the rank of "General Who Exterminates Rebels" (蕩寇將軍) and appointed him as the governor of the city of Xiangyang. Backed by Liu Bei, Guan Yu led a force to Xiakou to fight Yue Jin and Wen Ping, but was repelled by his rivals.^[11] Wen Ping trailed Guan Yu to Han Ford, in which he had Guan's food storage burnt to the ground.^[12] As a result, Guan Yu attempted to recuperate at Jingcheng (荆城); however, his pursuer would not allow him to rest, and Guan was forced to fight a naval battle with Wen Ping, which resulted in a total destruction of the navy.^[13] Later, Guan Yu set up some layers of blockades to prevent Li Tong from reinforcing Jiangling, but Li removed the blockades and fought his way through. Guan Yu ordered a retreat and Li Tong managed to enter Jiangling.

After almost a year of fighting, Cao Cao could no longer afford continuous loss of materiel and labor in the siege, and ordered Cao Ren to withdraw from Jiangling fortress. Liu Bei convinced Sun Quan to lend him Nan Commandery, and stationed Guan Yu in its capital city, Jiangling. In 213, Liu Bei left for Yi Province (covering the Sichuan Basin) and wrestled control of the land from Liu Zhang after two years. Since then, Guan Yu had been the leading figure of Jing Province. Most of the Liu Bei's forces went to Yi Province when Liu was experiencing difficulty in his invasion, while Guan Yu and part of Liu's forces remained in Jing Province.

Defeat and death[link]

In 219, Guan Yu attacked the nearby enemy city of Fancheng (present-day Fancheng District, Xiangyang, Hubei), which was guarded by Cao Ren, and besieged it. In autumn, heavy showers in the region caused the Han River next to the city to overflow. The flood destroyed reinforcements troops from Cao Cao led by Yu Jin and Pang De. Both Yu Jin and Pang De were captured by Guan Yu in battle. However, reinforcements led by Xu Huang managed to force Guan Yu's troops to retreat.

At that time, Guan Yu realised that Sun Quan had secretly formed an alliance with Cao Cao and attacked Jing Province while he was attacking Fancheng. Mi Fang and Shi Ren, whom he left in charge of Jing Province, had surrendered to Sun Quan. When Guan Yu's troops received news that their families in Jing Province had fallen into the control of Sun Quan, some of them started deserting and returning to Jing Province to reunite with their families.

Guan Yu's army was severely depleted due to the desertions so he attempted to retreat to Yi Province in the west but was surrounded and besieged by Sun Quan's forces at Maicheng (southeast of present day Dangyang, Hubei). Guan Yu attempted to break out of the encirclement with his son Guan Ping and subordinate Zhao Lei but failed. They were captured in Zhang Town (east of present-day Yuan'an County, Hubei) and executed by Sun Quan after refusing to surrender. Sun Quan sent Guan Yu's severed head to Cao Cao, who performed the proper funeral rites and buried Guan's head with full honours. In 260, Liu Shan gave Guan Yu the posthumous title of "Marquis Zhuangmou" (壯繆侯), which states that he does not live up to his name in terms of his ability.^[14]

Family[link]

• Grandfather: Guan Shen (關審), style name Wenzhi (問之)

• Father: Guan Yi (關毅), style name Daoyuan (道遠)

• Spouse: Lady Hu (胡氏)

• Children:
  • Guan Ping, oldest son of Guan Yu, served in Liu Bei's army and was executed along with his father by Sun Quan. He was an adopted son of Guan Yu in Romance of the Three Kingdoms.
  • Guan Xing, second son of Guan Yu, served as a civil officer in Shu
  • Lady Guan, daughter of Guan Yu. Her name was said to be "Guan Yinping" (關銀屏) in folk tales. Sun Quan once proposed a marriage between his son and her, but was refused by Guan Yu.
  • Guan Suo, alleged third son of Guan Yu in folklores, not mentioned in historical records.

• Grandchildren:
  • Guan Tong, son of Guan Xing, married a princess, served as a general in Shu, did not have any children.^[15]
  • Guan Yi (關彝), son of Guan Xing, born to Guan Xing's concubine, succeeded Guan Tong and was killed during the turmoil caused by Zhong Hui.

According to Pei Songzhi's annotations in Records of Three Kingdoms, after the fall of Shu, Pang Hui (son of Pang De) massacred the Guan clan to avenge his father, who was put to death by Guan Yu.^[16]

Appointments and titles held[link]

• Senior Major (別部司馬)
• Administrator of Xiapi (下邳太守)
• Lieutenant General (偏將軍)
• Marquis of Hanshou (漢壽亭侯)
• Administrator of Xiangyang (襄陽太守)
• General Who Rocks the Bandits (盪寇將軍)
• General of the Vanguard (前將軍)
• Marquis Zhuangmou (壯繆侯) - granted to Guan Yu posthumously

In fiction[link]

Luo Guanzhong's historical novel Romance of the Three Kingdoms glorified Guan Yu by portraying him as a righteous and loyal warrior. Guan Yu was one of the most altered and aggrandised characters in the novel, which accounted for his popular image in Chinese society. The following are some significant stories involving Guan Yu from the novel:

Early life[link]

In Chapter 1, Liu Bei, Guan Yu and Zhang Fei met in Zhuo County and took an oath of fraternity in the fabled Peach Garden, thus becoming sworn brothers. Guan Yu was ranked second in seniority among the three. The oath served as a guiding principle for Guan Yu and influenced much of his later life. Guan Yu held on to his oath until his death and was always loyal to his sworn brothers.

In Chapter 5, Guan Yu made his name by slaying the seemingly "undefeatable" warrior Hua Xiong in the campaign against Dong Zhuo. Later, the sworn brothers challenged the mighty warrior Lü Bu at the Battle of Hulao Pass and managed to force him to retreat even though they were unable to defeat him.

Short service under Cao Cao[link]

In Chapter 25, Cao Cao attacked Liu Bei's territory of Xu Province and defeated Liu's army. The sworn brothers were temporarily separated. Guan Yu was in charge of defending Xiapi, where Liu Bei's wives were housed. Guan Yu was lured out of the city and besieged on a nearby knoll while the city fell to Cao Cao's troops. Cao Cao sent Zhang Liao to persuade Guan Yu to surrender. Guan Yu was worried about the safety of his sisters-in-law as he saw that as his responsibility. After much consideration, Guan Yu agreed to submit to Cao Cao on three conditions:

1. In name, Guan Yu submits to the Emperor Xian (who was actually a puppet ruler in Cao Cao's control) and not to Cao Cao.
2. Liu Bei's wives must not be harmed in any way. They must be treated with full respect and honour.
3. If Guan Yu discovers the whereabouts of Liu Bei (whose fate was unknown after the battle) one day, he will leave Cao Cao and reunite with his sworn brother.

Cao Cao agreed to the conditions although he felt uneasy about the last one. Guan Yu then submitted to Cao Cao and served Cao for a short period of time. Cao Cao treated Guan Yu with the utmost respect and bestowed upon him several gifts, luxuries and women, as well as the famous steed Red Hare, which once belonged to Lü Bu. Guan Yu was not very appreciative towards Cao Cao's other gifts, but when Cao gave him the steed, he knelt down and thanked Cao. When Cao Cao inquired the reason, Guan Yu replied, "Sir, I'm very grateful to you for the steed because with it, I can reach my sworn brother in a shorter period of time if I ever know where he is."

Also in Chapter 25, during the battle between the forces of Cao Cao and the warlord Yuan Shao on the banks of the Yellow River, Cao's generals were defeated by Yuan's general Yan Liang. Cao Cao wanted to send Guan Yu to challenge Yan Liang but he hesitated because he did not want Guan to make any contributions. Guan Yu had earlier said that he would show his gratitude towards Cao Cao by making some contributions during the period of time when he served Cao. Eventually, Cao Cao did send Guan Yu to fight Yan Liang and Guan emerged victorious, slaying Yan and returning with his opponent's head. In the following chapter, Wen Chou, another of Yuan Shao's generals, came to avenge Yan Liang. Wen Chou defeated a few of Cao Cao's best warriors, including Zhang Liao and Xu Huang. Guan Yu made another great contribution to Cao Cao again by slaying Wen Chou.

Crossing Five Passes and Slaying Six Generals[link]

Mural of Guan Yu's Riding Alone for Thousands of Miles (千里走單騎) in the Summer Palace

In Chapter 26, Guan Yu finally received news that Liu Bei was alive and currently in Yuan Shao's camp. He decided to leave Cao Cao with Liu Bei's wives to rejoin his sworn brother. Guan Yu attempted to bid Cao Cao farewell in person before his departure but Cao did not give him the chance to do so. Frustrated, Guan Yu eventually wrote a farewell letter to Cao Cao and left. He took with him none of the luxuries and gifts Cao Cao gave him, except the Red Hare. He even gave up his title as Marquis of Hanshou by leaving behind his official seal. Cao Cao's subordinates felt that Guan Yu behaved far too rudely and arrogantly by leaving without bidding farewell and wanted to pursue him and bring him back. However, Cao Cao knew that no one could stop Guan Yu and he gave orders for the officials along the way to give passage to Guan.

Guan Yu rode beside the carriage carrying his sisters-in-law and escorted them safely all the way. The first pass they reached was Dongling Pass (south of present-day Dengfeng, Henan). The guarding officer Kong Xiu denied Guan Yu passage as Guan did not have any official permits with him. Infuriated, Guan Yu killed Kong Xiu and forced his way through the pass.

They next reached the city of Luoyang. The governor Han Fu led 1,000 men to block Guan Yu. Han Fu's deputy Meng Tan challenged Guan Yu to a duel but was sliced in two by Guan. While Guan Yu was fighting with Meng Tan, Han Fu secretly took aim and fired an arrow at Guan. The arrow hit Guan Yu's arm and wounded him, but Guan drew the arrow from the wound and proceeded to kill Han Fu. The shocked soldiers immediately gave way and Guan Yu's party passed through safely.

Guan Yu's party arrived at Sishui Pass (north of present-day Xingyang, Henan). The guarding officer Bian Xi received Guan Yu's party with a warm welcome and invited Guan to a feast at the temple outside the pass. In fact, Bian Xi had ordered 200 men to lie in ambush inside the temple and kill Guan Yu. Fortunately, one of the monks called Pujing, who was also from Guan Yu's hometown, hinted to Guan of the hidden danger. The ambush failed and Guan Yu killed Bian Xi and passed through Sishui Pass.

The governor of Xingyang, Wang Zhi, adopted a similar scheme to kill Guan Yu. Like Bian Xi, he pretended to be welcoming towards Guan Yu and led Guan's party to a courier station for them to settle in for the night. After that, Wang Zhi ordered his subordinate Hu Ban to lead 1,000 men to surround the station secretly and set fire to it in the middle of the night. Curious to know how Guan Yu looked like, Hu Ban stole a glance at Guan. Guan Yu noticed Hu Ban and invited him into the room. Guan Yu had met Hu Ban's father earlier and carried a letter with him. He gave the letter to Hu Ban and, after reading his father's letter, Hu Ban decided to help Guan Yu. Hu Ban revealed Wang Zhi's plot and opened the city gates secretly for Guan Yu and his party to leave. Wang Zhi caught up with the party a while later but Guan Yu turned back and killed him.

Guan Yu's party finally arrived at a ferry crossing on the southern bank of the Yellow River. Qin Qi, the officer in charge, refused to allow them to cross the river and was killed by Guan Yu in anger. Guan Yu and his party then crossed the river safely and entered Yuan Shao's domain. However, they soon realised that Liu Bei was no longer in Yuan Shao's territory and had already left for Runan. Guan Yu and his party then made their long journey back and were finally reunited with Liu Bei and Zhang Fei at Gucheng.

During this trip of crossing five passes, Guan Yu met many men who would become his subordinates and remain loyal to him until his death, including Liao Hua, Zhou Cang, and even his adoptive son Guan Ping.

Releasing Cao Cao at Huarong Trail[link]

In Chapter 50, after his defeat at the Battle of Red Cliffs, Cao Cao made his escape with his surviving men towards the city of Jiangling. Liu Bei's strategist Zhuge Liang had foreseen Cao Cao's defeat and predicted Cao's escape route. He ordered Guan Yu to lead 5,000 men and lie in ambush along the Huarong Trail, a narrow shortcut in the woods leading towards Jiangling. Before his departure, Guan Yu made a military pledge that he would not spare Cao Cao's life on account of his past relationship with the warlord. If he failed to do so, he would face execution under military law. As expected, Cao Cao did pass through Huarong Trail after having met with several ambushes along his escape route.

Cao Cao and his men encountered Guan Yu and his army. Cao Cao spoke to Guan Yu and begged him to spare his life on account of their past relationship. Guan Yu was moved when he recalled the favours he received from Cao Cao while he was serving the warlord earlier for a short period of time. When he saw the plight of Cao Cao's defeated troops and Zhang Liao, whom he befriended when he serving Cao earlier, he decided to allow Cao and his men to leave. Upon his return, Guan Yu pleaded guilty to having violated the pledge he made earlier and expressed his willingness to accept execution. However, with the interference of Liu Bei and Zhang Fei, Zhuge Liang decided to pardon Guan Yu on account of his past contributions. It was later revealed that Zhuge Liang had expected Guan Yu to spare Cao Cao and his intention was actually to allow Cao to escape so as to hasten the formation of the Three Kingdoms, as detailed in his Longzhong Plan.

Hua Tuo treats Guan Yu's arm[link]

A 19th century Japanese woodcut of Guan Yu by Utagawa Kuniyoshi. In this scene he is being attended to by the physician Hua Tuo while playing weiqi.

In Chapter 75, during a siege on Fancheng (present-day Fancheng District, Xiangyang, Hubei), Guan Yu's arm was wounded by a bolt fired by enemy crossbows. The arrow was promptly removed but the poison smeared on the arrowhead had already seeped through the wound into Guan Yu's arm. Guan Yu was unwilling to order a retreat so his subordinates had to send for a physician to treat his wound. The famous physician Hua Tuo appeared to treat Guan Yu's wound.

Hua Tuo diagnosed that he needed to perform surgery on Guan Yu's arm by cutting open the flesh and scraping off traces of poison on the bone. He also suggested that Guan Yu be blindfolded and have his arm secured tightly because the surgery would be performed in the absence of anesthesia and most patients were unable to bear with the excruciating pain. However, Guan Yu requested that the surgery be performed on the spot and he proceeded to continue a game of weiqi with Ma Liang during the surgery. Throughout the surgery, those watching nearby cringed as they watched the gory scene before them, but Guan Yu remained calm and did not show any sign of pain at all. Eventually, Hua Tuo managed to heal Guan Yu's wound and sewed it up after applying medication and then left without accepting any reward.

Enlightenment on Yuquan Hill[link]

In Chapter 77, after Guan Yu's death at the hands of Sun Quan, his spirit roamed the land, crying out, "Return my head!" His spirit came to Yuquan Hill outside Dangyang County (present-day Dangyang, Hubei), and encountered Pujing, the monk who saved his life several years ago at Sishui Pass. Pujing spoke to the spirit, "Now you ask for your head, but from whom should Yan Liang, Wen Chou, the pass guardians and many others ask for theirs?" Guan Yu's spirit was enlightened and disappeared, but henceforth it manifested itself around the hill and protected the locals from evil. The locals built a temple on the hill to worship the spirit.

The Buddhist monk Pujing was said to have built a grass hut for himself at the southeastern foot of Yuquan Hill during the last years of the Eastern Han Dynasty. The Yuquan Temple (玉泉寺), the oldest temple in the Dangyang region from where the worship of Guan Yu originated, was built on the exact location of the hut, and its construction was completed only until the Sui Dynasty.

After death[link]

In Chapter 77, after Sun Quan's general Lü Meng captured Jing Province and killed Guan Yu, Sun threw a banquet to celebrate the victory in honour of Lü Meng, who planned the attack. During the feast, Guan Yu's spirit possessed Lü Meng and seized Sun Quan. As the others rushed forward to save Sun Quan, the possessed Lü Meng swore vengeance before collapsing onto the floor and dying moments later. Sun Quan was terrified and he sent Guan Yu's head to Cao Cao, hoping to push the responsibility of Guan's death to Cao and sow discord between Liu Bei and Cao.

When Cao Cao opened the box containing Guan Yu's head, he saw that Guan's facial expressions resembled that of a living person. He smiled and spoke to the head, "I hope you are well since we last parted." To his horror, Guan Yu's head opened its eyes and mouth and the long beard and hairs stood on their ends. Cao Cao collapsed and did not regain consciousness until a long time later. When he came to, he exclaimed, "General Guan is truly a god from heaven!" Then he ordered the head to be buried with full honours befitting that of a noble.

Worship of Guan Yu[link]

Burning of incense during the veneration of lord Guan Yu, Xingtian Temple

Guan Yu was deified as early as the Sui Dynasty (581–618), and is still popularly worshipped today among the Chinese people. He is variedly worshiped as an indigenous Chinese deity, a bodhisattva in Buddhist tradition and as a guardian deity in Taoism and many religious bodies.^[17] He is also held in high esteem in Confucianism. These roles are not necessarily contradictory or even distinguished within the Chinese religious system, which often merge multiple ancient philosophies and religions.

In the Western world, Guan Yu is sometimes called the Taoist God of War, probably because he is one of the most well-known military generals worshiped by the Chinese people. This is a misconception of his role, as, unlike the Greco-Roman deity Mars or the Norse god Týr, Guan Yu, as a god, does not necessarily bless those who go to battle but rather people who observe the code of brotherhood and righteousness.

General worship[link]

A Guan Yu statue holding the guan dao in the right hand.

In general worship, Guan Yu is widely referred to as Emperor Guan (關帝), short for his Taoist title "Saintly Emperor Guan" (關聖帝君), and as "Guan Gong" (關公; literally "Lord Guan"). Temples and shrines dedicated exclusively to Guan can be found in parts of mainland China, Hong Kong, Macau, Taiwan, and other places with Chinese influence such as Vietnam, South Korea, and Japan. Some of these temples, such as the Emperor Guan Temple in Xiezhou (解州), Shanxi, were built exactly in the layout of a palace, befitting his status as an "emperor".

The apotheosis of Guan Yu occurred in stages, as he was given ever higher posthumous titles. Liu Shan, the second emperor of Shu, gave Guan Yu the posthumous title of "Marquis Zhuangmou" (壯繆侯) four decades after his death. During the Song Dynasty, Emperor Huizong bestowed upon Guan Yu the title of "Duke Zhonghui" (忠惠公), and later the title of a prince.  In 1187, during the reign of Emperor Xiaozong, Guan Yu was established as "Prince Zhuangmou Yiyong Wu'an Yingji" (壯繆義勇武安英濟王). After the Song Dynasty was annihilated by the Mongols, who established the Yuan Dynasty in China, Guan Yu was renamed "Prince of Xianling Yiyong Wu'an Yingji" (顯靈義勇武安英濟王) by Emperor Wenzong.

The escalation of Guan Yu's status to that of an emperor took place during the Ming Dynasty. In 1614, the Wanli Emperor bestowed on Guan Yu the title of "Saintly Emperor Guan the Great God Who Subdues Demons of the Three Worlds and Whose Awe Spreads Far and Moves Heaven" (三界伏魔大神威遠震天尊關聖帝君). During the Qing Dynasty, the Shunzhi Emperor gave Guan Yu the title of "Zhongyi Shenwu Great Saintly Emperor Guan" (忠義神武關聖大帝) in 1644. This title was expanded to "The Grand Emperor Zhongyi Shenwu Lingyou Renyong Weixian Huguo Baomin Jingcheng Suijing Yizan Xuande Guan Sheng Dadi" (仁勇威顯護國保民精誠綏靖翊贊宣德忠義神武關聖大帝), a total of 24 Chinese characters, by mid-19th century. This name is often shortened to "Saint of War" (武聖), which is of the same rank as Confucius, who was known as the "Saint of Culture" (文聖) during the same period. The Qing advancement of Guan Yu served to strengthen the loyalty of Mongol tribes, as the Mongols revered Guan as second only to their lamas.^[18]

Throughout history, Guan Yu has also been credited with many military successes. During the Ming Dynasty, his spirit was said to have aided Zhu Yuanzhang (founding emperor of the Ming Dynasty)'s fleet at the Battle of Lake Poyang. In 1402, Zhu Di launched a coup d'état and successfully deposed his nephew, the Jianwen Emperor. Zhu Di claimed that he was blessed by the spirit of Guan Yu. During the last decade of the 16th century, Guan Yu was also credited with the repulse of Japanese invasion of Korea by Toyotomi Hideyoshi (called the Seven-Year War of Korea). The ruling Manchu house of the Qing Dynasty was also associated with Guan Yu's martial qualities. During the 20th century, Guan Yu was worshipped by the warlord Yuan Shikai, president and later a short-lived emperor of China.

Today, Guan Yu is still widely worshiped by the Chinese, with many shrines to him are found in homes or businesses. In Hong Kong, a shrine for Guan is located in each police station. Though by no means mandatory, most Chinese policemen worship and pay respect to him. Although seemingly ironic, members of the triads and Heaven and Earth Society worship Guan as well. Statues used by triads tend to hold the halberd in the left hand, and statues in police stations tend to hold the halberd in the right hand. This signifies which side Guan Yu is worshiped, by the righteous people or vice versa. The appearance of Guan Yu's face for the triads is usually more stern and threatening than the usual statue. This exemplifies the Chinese belief that a code of honor, epitomized by Guan Yu, exists even in the underworld. In Hong Kong, Guan Yu is often referred to as "Yi Gor" (二哥, Cantonese for "second big brother") for he was second to Liu Bei in their fictional sworn brotherhood. Guan Yu is also worshipped by Chinese businessmen in Shanxi, Hong Kong, Macau and Southeast Asia as an alternative wealth god, since he is perceived to bless the upright and protect them from the wicked. Another reason being related to the release of Cao Cao during the Huarong Trail incident, in which he let Cao and his men pass through safely. For that, he was perceived to be able to extend the lifespan of people in need.

Among the Cantonese people who emigrated to California during the mid-19th century, the worship of Guan Yu was an important element. Statues and tapestry images of the god can be found in a number of historical California joss houses (a local term for Taoist temples), where his name may be given with various Anglicized spellings, including Kwan Dai, Kwan Tai, Kuan Ti, Kuan Kung, Wu Ti, Mo Dai, Guan Di, Kuan Yu, Kwan Yu, or Quan Yu. The Mendocino Joss House, a historical landmark also known as Mo Dai Miu, The Military God-King's Temple, or Temple of Kwan Tai, built in 1852, is a typical example of the small shrines erected to Guan Yu in America.

Worship in Taoism[link]

Taoism
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Guan Yu is revered as "Saintly Emperor Guan" (simplified Chinese: 关圣帝君; traditional Chinese: 關聖帝君; pinyin: Gūanshèngdìjūn) and a leading subduer of demons in Taoism. Taoist worship of Guan Yu began during the Song Dynasty. Legend has it that during the second decade of the 12th century, the saltwater lake in present day Xiezhou County (解州鎮) gradually ceased to yield salt. Emperor Huizong then summoned Celestial Master Zhang Jixian (張繼先), 30th generation descendant of Zhang Daoling, to investigate the cause. The emperor was told that the disruption was the work of Chi You, a deity of war. Zhang Jixian then recruited the help of Guan Yu, who battled Chi You over the lake and triumphed, whereupon the lake resumed salt production. Emperor Huizong then bestowed upon Guan Yu the title of "Immortal of Chongning" (崇寧真君), formally introducing the latter as a deity into Taoism.

In the early Ming Dynasty, the 42nd Celestial Master Zhang Zhengchang (張正常) recorded the incident in his book Lineage of the Han Celestial Masters (漢天師世家), the first Taoist classic to affirm the legend. Today Taoism practices are predominant in Guan Yu worship. Many temples dedicated to Guan Yu, including the Emperor Guan Temple in Xiezhou County, show heavy Taoist influence. Every year, on the 24th day of the sixth month on the lunar calendar (legendary birthday of Guan Yu, Emperor Guan was actually born on the 22nd day of the sixth month of 160), a street parade in the honor of Emperor Guan would also be held.

Worship in Buddhism[link]

Multi-story-high statue of Guan Yu atop of a mountain at Jinguashi

In Chinese Buddhism, Guan Yu is revered by most practicing Buddhists as Sangharama Bodhisattva (simplified Chinese: 伽蓝菩萨; traditional Chinese: 伽藍菩薩,; pinyin: Qíelán Púsà) a protector of the Buddhist dharma. Sangharama in Sanskrit means 'community garden' (sangha, community + arama, garden) and thus 'monastery'. Sangharama actually refers to a group of devas and spirits who guard Buddhist monasteries, the dharma, and the faith itself. However, over time and as an act of syncreticism, Guan Yu was seen as a representative sangharama guardian of the temple and the garden in which it stands. His statue is usually located on the far left of the main shrine, opposite his counterpart, Skanda.

According to Buddhist legends, in 592, Guan Yu manifested himself one night before Ch'an Master Zhiyi, the founder of the Tiantai school of Buddhism, along with a retinue of spiritual beings. Zhiyi was then in deep meditation on Yuquan Hill (玉泉山) when he was distracted by Guan Yu's presence. Guan Yu then requested the master to teach him about the dharma. After receiving Buddhist teachings from the master, Guan Yu took refuge in the triple gems and also requested the Five Precepts. Henceforth, it is said that Guan Yu made a vow to become a guardian of temples and the dharma. Legends also claim that Guan Yu assisted Zhiyi in the construction of the Yuquan Temple (玉泉寺), which still stands today.

Modern references[link]

Chinese opera[link]

Qing Dynasty opera mask of Guan Yu.

Guan appears in Chinese operas such as Huarong Trail, Red Cliffs, and other excerpts from Romance of the Three Kingdoms. His costume is a green military opera uniform with armour covering his right arm and the knees of his pants. The actor's face is painted red with a few black lines, to represent honour and courage. He also wears a long three-section black beard made of yak hair and carries the Green Dragon Crescent Blade. Traditionally, after the show ends, the actor has to wash his face, burn joss paper, light incense, and pray to Chinese deities.

Films[link]

• In Zhang Yimou's 2005 film Riding Alone for Thousands of Miles, a nuo opera performance of Riding Alone for Thousands of Miles (with reference to Guan Yu's fictional story of slaying six generals and crossing five passes) forms a major part of the film's narrative.
• In Stephen Chow's 1994 comedy film From Beijing with Love, Chow plays an absentminded spy named "Ling Ling Chai" (007) who is shot by a double agent during a mission. When it is discovered the bullet has lodged deep into his thigh bone, he watches an interracial pornographic film to divert his attention (and blood flow) from the wound while the bullet is removed. When asked why, he recalls Guan Yu's example of playing weiqi while Hua Tuo performed surgery on his wounded arm.
• In the 2007 horror-comedy film My Name Is Bruce, Guan Yu's vengeful spirit is accidentally set free by a group of teenagers and he begins to terrorize their town. The town then enlists the aid of B-movie actor Bruce Campbell to combat Guan Yu because of his experience with dispatching monsters in his previous films. Campbell accepts the job, believing it to be some impromptu movie production, but later discovers the threat is real.^[19]
• In the 2008 historical film Red Cliff, Guan Yu is played by Basen Zhabu and is featured primarily in the Battle of Changban and later in a semi-fictional land battle near Red Cliff, which preceded the major naval battle.
• In the 2008 historical film Three Kingdoms: Resurrection of the Dragon, Guan Yu is played by Ti Lung. He holds off Cao Cao's army together with Zhang Fei while Zhao Zilong searches for the infant Liu Shan. He is also featured again during the appointment of the Five Tiger Generals.
• The 2011 film The Lost Bladesman stars Donnie Yen as Guan Yu. The plot is adapted from the story of Guan Yu crossing five passes and slaying six generals in Romance of the Three Kingdoms.

Television[link]

• Romance of the Three Kingdoms (1994): a Chinese CCTV production based on the novel of the same title. Lu Shuming played Guan Yu.
• The Legend of Guan Gong (2004): a Chinese television series based on the life story of Guan Yu
• K.O.3an Guo (2009): a Taiwanese television series that parodies Romance of the Three Kingdoms in a modern setting. George Hu played Guan Yu.
• Three Kingdoms (2010): a remake of the 1994 TV series. Yu Rongguang played Guan Yu.

Manga[link]

• In the manga Battle Vixens, all the warriors from Romance of the Three Kingdoms are reborn as Japanese high school students, whose lives have to replay the entire story. His reincarnation is schoolgirl Kan-u Unchou, who carries the Green Dragon Crescent Blade with her.
• In the manga BB Senshi Sangokuden, ZZ Gundam is portrayed as Guan Yu Gundam. He is similar to the Guan Yu depicted in Romance of the Three Kingdoms, except for some words and his weapon.

Video games[link]

• Guan Yu is featured as a playable character in all seven installments of Koei's Dynasty Warriors video game series.
• Guan Yu also appears as a playable character in Koei's Warriors Orochi video game series, a crossover between Dynasty Warriors and Samurai Warriors.
• Guan Yu also appears as an officer in Koei's Romance of the Three Kingdoms video game series.
• Guan Yu also appears in Sango Fighter. Like Dynasty Warriors, in Sango Fighter, Guan Yu is also depicted as a tall, red-skinned man dressed in a green robe.
• MapleStory, a MMORPG from Wizet, has a Guan Yu costume available. It includes a turban hat, green battle gown, shoes, beard and his well known Green Dragon crescent-moon blade weapon.
• In the eroge visual novel Koihime Musō, a girl named Kan-u Unchou has the personality like him. She meets the protagonist Kazuto in her road and helps him.
• In Destiny of an Emperor from the original Nintendo Entertainment System, he is a general who becomes available to add on to the player's fighting group (led by Liu Bei) and is generally considered one of the strongest commanders in the game.
• In Emperor: Rise of the Middle Kingdom, Guan Yu (called "Guan Di") is a Taoist hero with some knowledge of Confucianism. He can fill warehouses with soybeans, lead troops into battle, and bless a military fort to fill it with weapons for training soldiers.
• In Atlantica Online Guan Yu is a playable mercenary in the content update "Three Kingdoms".
• In Titan Quest Guan Yu gives his name to an armor enchantment and is described as "the Taoist god of war".

Card games[link]

• In Magic: The Gathering's Portal Three Kingdoms game set, he is a playable rare creature card with the "Horsemanship" ability.
• In the History Channel's Anachronism card game, Guan Yu's cards have high initiative. His weapon is the "Green Dragon Crescent Blade", his armor is "General's Armour", his Special card is "Oath of the Peach Garden", and his inspiration card is "Guan Di", possibly alluding to his worship in the Taoist pantheon. Artwork for the five cards was done by Rob Alexander.

See also[link]

• List of people of the Three Kingdoms
• List of Dynasty Warriors characters

Notes[link]

Footnotes[link]

Citations[link]

References[link]

External links[link]

Wikimedia Commons has media related to: Guan Yu

Wikisource has original text related to this article: Biography of Guan Yu

• (Chinese) 關聖帝君全球資訊網
• Internet Go Server's large version of Utagawa Kuniyoshi's boneshaving print

v t e Chinese Buddhist Pantheon Buddhas: Śākyamuni | Amitābha (Āmítuó Fó) | Bhaisajyaguru (Yàoshī Fó) | Vairocana (Pílú Zhēnǎ Fó) Bodhisattvas: Guānshì Yīn (Avalokiteśvara) | Mañjuśrī (Wénshūshili) | Samantabhadra (Pǔxián) | Ksitigarbha (Dìzàng Wáng) | Mahāsthāmaprāpta (Dàshìzhì) | Vajrapāṇi (Jīngāng Shǒu) | Mílè Púsa (Maitreya) | Cundī (Zhǔntí) Deities: Four Heavenly Kings (Sì Tiānwáng) | Sangharama (Qíelán) | Skanda (Wéituó) | Yama (Yán Wáng) | Jìgōng | Sudhana (Shan Cai) | Nagakanya (Long Nü) | Marici (Mólìzhītiān) Sangha: Mahākāśyapa | Ānanda | Moggallāna | Bodhidharma (Dámó) | An Shigao | Xuánzàng | Fǎxiǎn | Yìjìng | Shàn Dào | Huìguǒ | Emperor Ming | Emperor Wu | Eighteen Luohans Mahayana | Pure Land | Chán | Tantrism | Chinese mythology | Religion in China

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Gan Ning
Qing Dynasty illustration of Gan Ning
General of Sun Quan
Born	Unknown
Died	~220
Names
Simplified Chinese	甘宁
Traditional Chinese	甘寧
Pinyin	Gān Níng
Style name	Xingba (興霸)

Gan Ning (died around 220)^[1] was a military general serving under the warlord Sun Quan during the late Han Dynasty period of Chinese history. He was born in Linjiang, Ba Commandery (present-day Zhong County, Chongqing).

Biography[link]

Early life as a pirate[link]

As a youth, Gan served under the warlord Liu Yan but revolted when the latter died. After his rebellion failed, he led a band of bandits carrying bows and crossbows to wander the lands. They wore bells about their waists and bone ornaments in their hair as a mark, causing commoners to either run or hide when they heard the ring of bells. He kept looting, robbing and killing until he decided to pursue scholarly arts in his twenties. After reading some literary texts by different philosophers, Gan sought the warlord Liu Biao's patronage, but was rejected for his background.

Service under Huang Zu[link]

Instead, he went to join Liu Biao's general Huang Zu, who was a local gentry and warlord of Jiangxia. Huang did not trust him and gave him an unworthy position. In an attack against Huang by Sun Quan's general, Ling Cao, at the Battle of Xiakou, Huang was nearly killed, and amidst the chaos and disarray, Gan fired a stray arrow that killed Ling, resulting in the safe retreat of Huang. However, the embarrassed Huang did not reward him nor respect him.

Su Fei, Gan's friend, was a trusted servant of Huang Zu, so he recommended Gan to Huang on several occasions. However, Huang refused Su's recommendation, primarily based on Gan's past, and even enticed his men to abandon Gan. Nevertheless, Gan was aware of the situation and was apprehensive, so Su asked the chieftainship of Zhu prefecture for Gan, and Huang did appoint Gan as the chief, which enabled Gan to cross the border from Zhu prefecture to join Sun Quan with several hundreds of his men.

Battle of Jiangxia[link]

Upon arrival at Sun Quan's camp, Gan was recommended by Zhou Yu and Lü Meng to meet Sun face to face. During the ensuing meeting, Gan detailed the reasons why Sun could overcome Huang Zu, and even debated with Zhang Zhao, a senior official who held a different opinion than he did, to persuade Sun to march west to destroy Huang Zu once and for all. Sun finally heeded the advice of Gan, and brought the latter with him (Gan was a staff rather than a military personnel at the time) during the Battle of Jiangxia. Even though the battle was far harder won than estimated by Gan, Huang Zu was indeed captured, and Gan was finally given a military post after the victory.

Gan then asked amnesty for Su Fei when Sun Quan specifically ordered the heads of Huang Zu and Su. Being determined to save his friend, Gan even told Sun to exchange Su's head by his in the case that Su would attempt to flee; Sun was moved by Gan's words and granted his request.

Battles against Cao Cao's forces[link]

Historically, not many generals under Sun Quan were involved in the Battle of Red Cliffs, but Gan was definitely a participant. After a complete victory in the battle, he followed Zhou Yu to launch a campaign on Nan commandery. During the war, he told Zhou that he could lead a light force to occupy Yiling in anticipation to secure the entrance to Yi Province. He succeeded his mission, but the enemy commander, Cao Ren immediately sent five to six thousand strong cavalry to Yiling, and had him surrounded inside the city. When the Wu force got news of Gan being sieged, nearly everyone told Zhou that there were not enough men to spare as relief force. However, Lü Meng stood up and claimed Gan should be saved, and that he guaranteed Ling Tong could guard the main camp on his own for at least ten days. Thus, Gan was saved due to Lü Meng's suggestion and Ling Tong's honorable action.

Afterwards, Gan acted as the vanguard for Sun Quan to attack Wan, a city then under Cao Cao's control. Being the first one to climb the city wall, he also personally defeated the governor of Wan, Zhu Guang, with an iron chain, who was then captured. Thus, he was given the title of Rank-Breaking General, second in credit to Lü Meng for accomplishment in this battle.

Guan Yu's shallow[link]

When Lü Meng and Ling Tong took three commanderies of southern Jing Province from Guan Yu, Gan stationed his troops in Yiyang in anticipation for Guan's counterattack. Moving down from Jiangling, Guan was intercepted by Gan and Lu Su who were waiting there, then Gan told Lu Su that Guan would not even dare to engage them as long as he was present, and that he could capture Guan if he had 800 soldiers in command; on the other hand, Guan was leading 30,000 soldiers at the time, so Lu Su gave Gan 1,000 men, which he led to challenge Guan to a battle right away. Indeed, Guan did not dare to accept Gan's challenge, and because of that, the location of the incident is still called "Guan Yu's Shallow" today. After some skirmishes in southern Jing, Liu Bei received intelligence that Cao Cao was considering an invasion into Hanzhong, which was the northern gateway for Yi Province, home base of Liu. Therefore, Liu requested a border treaty with Sun, who agreed and led troops to dilute Cao's forces.

Night raid with 100 riders[link]

Later, Sun Quan was held off by Cao Cao's general, Zhang Liao when attacking Hefei from Ruxu, and, hearing that Cao had personally come to the city's aid with a 400,000 strong army (Cao Cao's claim), Zhang Zhao, the chief staff of Sun, proposed raiding the camps of Cao's army in order to lower their morale. Gan then volunteered to perform a night raid with only 100 horsemen. Covered by the night, Gan sneaked into Cao's camp, set fire everywhere, and attacked randomly. In chaos, Cao's soldiers were not sure the size and location of their opponent, so the defenders were unable to perform an effective couterattack. After generating a great chaos in Cao's main camp, Gan then returned to the camp with all 100 men. Sun Quan, pleased with his exceptional success, granted him one thousand pieces of silk and a hundred sharp swords for his 100 horsemen, and exclaimed, "Mengde (Cao Cao's style name) has Zhang Liao, and I have Xingba (Gan Ning's style name)!"

Death[link]

Luo Guanzhong's historical novel Romance of the Three Kingdoms provided a fictional account of Gan Ning's death during the Battle of Xiaoting, where he was killed by an arrow fired by the barbarian king Shamoke, who was Liu Bei's ally. His cause and time of death are not found in historical sources.

Family[link]

• Sons:
  • Gan Huai (甘瓌), exiled to Kuaiji for committing a crime
  • Gan Shu (甘述), served as Imperial Secretary in Eastern Wu

Appointments and titles held[link]

• Administrator of Xiling (西陵太守)
• General Who Subdues (折沖將軍)
• Prefect of Dangkou (當口令)

Appraisals[link]

Gan was rough and murderous, but open-minded, valorous and skilled in tactics. His lack of respect for discipline was balanced by his value for skillful warriors. He was extravagant and often covered his traveling quarters in silk only to cut the cloth up when he left, he used to travel with his gangs by carriages and steeds on land, and by galleys or light ships on water. He also committed murders both in public and in secret.

Modern references[link]

Gan Ning is featured as a playable character in Koei's Dynasty Warriors and Warriors Orochi video game series.

Gan Xing (甘興), a character played by Nakamura Shidō in the 2008 film Red Cliff, is said to be based on Gan Ning. In the film, Gan Xing was severely wounded by enemy arrows during the allied army's attack on Cao Cao's land fortress. He packed himself with explosives and hurled them towards the gate, destroying it for friendly forces to penetrate the enemy's defenses. However he was killed in the blast.

See also[link]

• List of people of the Three Kingdoms
• List of Dynasty Warriors characters

References[link]

• Chen Shou. Records of the Three Kingdoms, Volume 55, Biography of Gan Ning.