- published: 05 Apr 2012
- views: 30514
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Financial Markets (2011) (ECON 252)
As the starting point for this lecture, Professor Shiller contrasts the view of economics as the theory of the allocation of scarce resources with the view of economics as the study of exchange. After a discussion of the difference between brokers and dealers, he outlines the history of securities exchanges from ancient Rome, to the Amsterdam Stock Exchange and Jonathan's Coffee House in London, until the formation of the New York Stock Exchange. He complements this historic account with an overview of securities exchanges all over the world, covering India, China, Brazil, and Mexico. An example of a limit order book allows him to elaborate on the mechanics of trading at the National Association of Securities Dealers Automatic Quotation System (NASDAQ). Subsequently, he turns his attention to the growing importance of program trading and high frequency trading, but also discusses their impact on the stock market crash from October 19, 1987, as well as on the Flash Crash from May 6, 2010. When talking about fairness in financial markets, particularly with regard to the relation between private investors and brokers, he discusses the National Market System (NMS), the Intermarket Trading System (ITS), and consolidated quotation systems. He concludes this lecture with some reflections on the operations of dealers, addressing the role of inside information and the Gambler's Ruin problem.
00:00 - Chapter 1. Exchange as the Key Component of Economic Activity
05:50 - Chapter 2. Brokers vs. Dealers
12:25 - Chapter 3. History of Stock Exchanges around the World
24:28 - Chapter 4. Market Orders, Limit Orders, and Stop Orders
36:15 - Chapter 5. The Growing Importance of Electronic Trading
44:46 - Chapter 6. Instabilities Related to High Frequency Trading
59:14 - Chapter 7. The Frustrations as Trading as a Dealer
Complete course materials are available at the Yale Online website: online.yale.edu
This course was recorded in Spring 2011.
Session 8 in our Series 7 exam videos. Provides an overview of Broker-Dealer rules covered in the exam. Get more answers at our forum for finance and accounting at passingscoreforum.com
- published: 20 Nov 2013
- views: 6825
http://Cross-Search.com/
For a confidential call, please contact us at 800-247-3272
You're a busy advisor; I'm sure finding a new broker dealer is just about the last thing you want on your plate. With over 4,000 broker dealers to choose from, it can be difficult to find a firm that aligns with you and your practice as there are a multitude of questions that need to be answered, such as-
1) Who is best suited for you and your practice?
2) Which firms align with your core business?
3) What firms are the most competitive with payouts and transition packages?
My name is Jodie Papike and I know that the search for a new broker dealer can start to feel like a full time job, but it doesn't need to......that's where we come in. We have spent the last 23 years doing due diligence and research on all the major independent broker dealers and have helped thousands of advisors find their ideal broker dealer. We can take the guess work out of the process, free up your time and energy all while finding you the best broker dealer for your needs.
So, if you are interested in your broker dealer options and you want to explore the easy way, give us a confidential call. We look forward to hearing from you.
- published: 02 May 2012
- views: 14093
When investors are interested in buying and selling securities, they may use a brokerage firm to facilitate the transactions. Learn about the different roles of brokers and dealers and their associated fees.
Questions or Comments?
Have a question or topic you’d like to learn more about? Let us know:
Twitter: @ZionsDirectTV
Facebook: www.facebook.com/zionsdirect
Or leave a comment on one of our videos.
Open an Account:
Begin investing today by opening a brokerage account or IRA at www.zionsdirect.com
Bid in our Auctions:
Participate in our fixed-income security auctions with no commissions or mark-ups charged by Zions Direct at www.auctions.zionsdirect.com
- published: 13 Sep 2013
- views: 8294
http://Cross-Search.com
For a confidential call, please contact us at 800-247-3272
Welcome to Cross Search.
Sometimes finding your way to a new broker dealer can feel like navigating your way through a maze. With hundreds of broker dealers to choose from, it can be difficult to find a new firm all while continuing to run your business. Our firm's decades of experience have equipped us to guide you through the process and help you find the best broker dealer for YOUR needs in an efficient non-complicated way.
Hi, I'm Jodie Papike- Cross Search has successfully helped thousands advisors in their quest for change. In 1989 my father started our business on the premise that advisors needed a source that could add value and efficiency in finding their ideal broker dealer. Since that time we have developed relationships with and learned the ins and outs of all of the major independent broker dealers.
We realize that changing broker dealers is a huge step.
We know that you are placing your business and your future in our hands and I personally take that trust very seriously. But, believe me, your trust is well-placed.
Whether you are an advisor coming from a bank, a wire house, or are already Independent, you have found the resource to help you navigate through this challenging process.
If you would like to know more about the process or would like to explore your options, please give us a confidential call. We look forward to hearing from you.
San Diego, growing your business with video, homepage video, video production, editing, online video commercials
- published: 30 Jan 2012
- views: 12279
Registered Reps. Going Independent: As an independent broker dealer, we're committed to helping you take your career to the next level. Our streamlined transition process lets you focus on building your business, while we support you and smooth any bumps along the way. And with Broker WebStation, independent doesn't mean alone. Our transition team will guide you through the steps that lead to your new, more profitable future!
- published: 07 May 2008
- views: 322
The Public Company Accounting Oversight Board (PCAOB) adopted a new auditing standard and amendments requiring auditors to pay close attention to related-party transactions and significant unusual transactions, as well as a company’s financial relationships and transactions with its executive officers when under-taking audits. These transactions and relationships potentially create risk of misstatements of company finances.
The Knowledge Group has assembled a panel of key thought leaders to provide the audience with an in-depth analysis and thorough discussion of the SEC and PCAOB New Standards on Broker Dealer Auditing of Related-Party Transactions.
In a two-hour live webcast, the speakers will discuss:
Implementation of Rule 17-a-5 and the PCAOB Audit & Attestation Standards
New Requirements of Broker-Dealers
New Requirements of External Auditors
Impact on Audit Procedures
Overview of PCAOB Auditing Standard 18
PCAOB Interim and Permanent Inspection Program
Compliance Issues and Regulatory Updates
To view the webcast go to this link:
http://www.slideshare.net/The_Knowledge_Group/broker-dealer-auditing-understanding-the-new-sec-and-pcaob-rules-and-standards-in-2015-live-webcast
To learn more about the webcast please visit our website: http://theknowledgegroup.org/
- published: 23 Feb 2015
- views: 172
One of the first videos I made. Quite amateurish, I know, but it has a certain atmosphere.
The scenery is the "Gartzer Schrey" in northeast Germany. Here, some harsh battles between Germany and Russia found place during World War two.
The music is Broker & Dealer's song "Stormy".
- published: 27 Mar 2010
- views: 2033
A broker-dealer is a term used in United States financial services regulations. It is a natural person, a company or other organization that trades securities for its own account or on behalf of its customers.
Although many broker-dealers are "independent" firms solely involved in broker-dealer services, many others are business units or subsidiaries of commercial banks, investment banks or investment companies.
When executing trade orders on behalf of a customer, the institution is said to be acting as a broker. When executing trades for its own account, the institution is said to be acting as a "dealer." Securities bought from clients or other firms in the capacity of dealer may be sold to clients or other firms acting again in the capacity of dealer, or they may become a part of the firm's holdings.
In the United States, broker-dealers are regulated under the Securities Exchange Act of 1934 by the Securities and Exchange Commission (SEC), a unit of the U.S. government. Some regulatory authority is further delegated to the Financial Industry Regulatory Authority (FINRA), a self-regulatory organization. Many states also regulate broker-dealers under separate state securities laws (called "blue sky laws").
This page contains text from Wikipedia, the Free Encyclopedia -
http://en.wikipedia.org/wiki/Broker-dealer
This article is licensed under the Creative Commons Attribution-ShareAlike 3.0 Unported License, which means that you can copy and modify it as long as the entire work (including additions) remains under this license.
This article is licensed under the Creative Commons Attribution-ShareAlike 3.0 Unported License, which means that you can copy and modify it as long as the entire work (including additions) remains under this license.
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69:2221. Exchanges, Brokers, Dealers, Clearinghouses
21. Exchanges, Brokers, Dealers, Clearinghouses21. Exchanges, Brokers, Dealers, Clearinghouses
Financial Markets (2011) (ECON 252) As the starting point for this lecture, Professor Shiller contrasts the view of economics as the theory of the allocation of scarce resources with the view of economics as the study of exchange. After a discussion of the difference between brokers and dealers, he outlines the history of securities exchanges from ancient Rome, to the Amsterdam Stock Exchange and Jonathan's Coffee House in London, until the formation of the New York Stock Exchange. He complements this historic account with an overview of securities exchanges all over the world, covering India, China, Brazil, and Mexico. An example of a limit order book allows him to elaborate on the mechanics of trading at the National Association of Securities Dealers Automatic Quotation System (NASDAQ). Subsequently, he turns his attention to the growing importance of program trading and high frequency trading, but also discusses their impact on the stock market crash from October 19, 1987, as well as on the Flash Crash from May 6, 2010. When talking about fairness in financial markets, particularly with regard to the relation between private investors and brokers, he discusses the National Market System (NMS), the Intermarket Trading System (ITS), and consolidated quotation systems. He concludes this lecture with some reflections on the operations of dealers, addressing the role of inside information and the Gambler's Ruin problem. 00:00 - Chapter 1. Exchange as the Key Component of Economic Activity 05:50 - Chapter 2. Brokers vs. Dealers 12:25 - Chapter 3. History of Stock Exchanges around the World 24:28 - Chapter 4. Market Orders, Limit Orders, and Stop Orders 36:15 - Chapter 5. The Growing Importance of Electronic Trading 44:46 - Chapter 6. Instabilities Related to High Frequency Trading 59:14 - Chapter 7. The Frustrations as Trading as a Dealer Complete course materials are available at the Yale Online website: online.yale.edu This course was recorded in Spring 2011. -
7:34Series 7 Exam Session 8 - Broker-Dealers
Series 7 Exam Session 8 - Broker-DealersSeries 7 Exam Session 8 - Broker-Dealers
Session 8 in our Series 7 exam videos. Provides an overview of Broker-Dealer rules covered in the exam. Get more answers at our forum for finance and accounting at passingscoreforum.com -
1:16Broker Dealer
Broker DealerBroker Dealer
http://Cross-Search.com/ For a confidential call, please contact us at 800-247-3272 You're a busy advisor; I'm sure finding a new broker dealer is just about the last thing you want on your plate. With over 4,000 broker dealers to choose from, it can be difficult to find a firm that aligns with you and your practice as there are a multitude of questions that need to be answered, such as- 1) Who is best suited for you and your practice? 2) Which firms align with your core business? 3) What firms are the most competitive with payouts and transition packages? My name is Jodie Papike and I know that the search for a new broker dealer can start to feel like a full time job, but it doesn't need to......that's where we come in. We have spent the last 23 years doing due diligence and research on all the major independent broker dealers and have helped thousands of advisors find their ideal broker dealer. We can take the guess work out of the process, free up your time and energy all while finding you the best broker dealer for your needs. So, if you are interested in your broker dealer options and you want to explore the easy way, give us a confidential call. We look forward to hearing from you. -
1:55What Does a Brokerage Do?
What Does a Brokerage Do?What Does a Brokerage Do?
When investors are interested in buying and selling securities, they may use a brokerage firm to facilitate the transactions. Learn about the different roles of brokers and dealers and their associated fees. Questions or Comments? Have a question or topic you’d like to learn more about? Let us know: Twitter: @ZionsDirectTV Facebook: www.facebook.com/zionsdirect Or leave a comment on one of our videos. Open an Account: Begin investing today by opening a brokerage account or IRA at www.zionsdirect.com Bid in our Auctions: Participate in our fixed-income security auctions with no commissions or mark-ups charged by Zions Direct at www.auctions.zionsdirect.com -
8:23Broker/Dealer - Boots & Pants
Broker/Dealer - Boots & Pants -
1:28Independent Broker Dealer
Independent Broker DealerIndependent Broker Dealer
http://Cross-Search.com For a confidential call, please contact us at 800-247-3272 Welcome to Cross Search. Sometimes finding your way to a new broker dealer can feel like navigating your way through a maze. With hundreds of broker dealers to choose from, it can be difficult to find a new firm all while continuing to run your business. Our firm's decades of experience have equipped us to guide you through the process and help you find the best broker dealer for YOUR needs in an efficient non-complicated way. Hi, I'm Jodie Papike- Cross Search has successfully helped thousands advisors in their quest for change. In 1989 my father started our business on the premise that advisors needed a source that could add value and efficiency in finding their ideal broker dealer. Since that time we have developed relationships with and learned the ins and outs of all of the major independent broker dealers. We realize that changing broker dealers is a huge step. We know that you are placing your business and your future in our hands and I personally take that trust very seriously. But, believe me, your trust is well-placed. Whether you are an advisor coming from a bank, a wire house, or are already Independent, you have found the resource to help you navigate through this challenging process. If you would like to know more about the process or would like to explore your options, please give us a confidential call. We look forward to hearing from you. San Diego, growing your business with video, homepage video, video production, editing, online video commercials -
2:21Independent Broker/Dealer
Independent Broker/DealerIndependent Broker/Dealer
Registered Reps. Going Independent: As an independent broker dealer, we're committed to helping you take your career to the next level. Our streamlined transition process lets you focus on building your business, while we support you and smooth any bumps along the way. And with Broker WebStation, independent doesn't mean alone. Our transition team will guide you through the steps that lead to your new, more profitable future! -
8:36Broker/Dealer: Soft Sell
Broker/Dealer: Soft Sell -
45:07Horror Trips: Wenn Reisen zum Alptraum werden - vom Broker zum Dealer
Horror Trips: Wenn Reisen zum Alptraum werden - vom Broker zum DealerHorror Trips: Wenn Reisen zum Alptraum werden - vom Broker zum Dealer
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118:04Broker Dealer Auditing: Understanding the New SEC and PCAOB Rules and Standards in 2015 LIVE Webcast
Broker Dealer Auditing: Understanding the New SEC and PCAOB Rules and Standards in 2015 LIVE WebcastBroker Dealer Auditing: Understanding the New SEC and PCAOB Rules and Standards in 2015 LIVE Webcast
The Public Company Accounting Oversight Board (PCAOB) adopted a new auditing standard and amendments requiring auditors to pay close attention to related-party transactions and significant unusual transactions, as well as a company’s financial relationships and transactions with its executive officers when under-taking audits. These transactions and relationships potentially create risk of misstatements of company finances. The Knowledge Group has assembled a panel of key thought leaders to provide the audience with an in-depth analysis and thorough discussion of the SEC and PCAOB New Standards on Broker Dealer Auditing of Related-Party Transactions. In a two-hour live webcast, the speakers will discuss: Implementation of Rule 17-a-5 and the PCAOB Audit & Attestation Standards New Requirements of Broker-Dealers New Requirements of External Auditors Impact on Audit Procedures Overview of PCAOB Auditing Standard 18 PCAOB Interim and Permanent Inspection Program Compliance Issues and Regulatory Updates To view the webcast go to this link: http://www.slideshare.net/The_Knowledge_Group/broker-dealer-auditing-understanding-the-new-sec-and-pcaob-rules-and-standards-in-2015-live-webcast To learn more about the webcast please visit our website: http://theknowledgegroup.org/ -
8:10Broker / Dealer - Stormy
Broker / Dealer - StormyBroker / Dealer - Stormy
One of the first videos I made. Quite amateurish, I know, but it has a certain atmosphere. The scenery is the "Gartzer Schrey" in northeast Germany. Here, some harsh battles between Germany and Russia found place during World War two. The music is Broker & Dealer's song "Stormy". -
8:23Broker and Dealer-Dig Deep
Broker and Dealer-Dig DeepBroker and Dealer-Dig Deep
-
6:16Broker/Dealer -- Dig Deep (Boots And Pants)
Broker/Dealer -- Dig Deep (Boots And Pants)Broker/Dealer -- Dig Deep (Boots And Pants)
Fabric 10. -
2:58Broker/Dealer - Opening Night Music Video
Broker/Dealer - Opening Night Music VideoBroker/Dealer - Opening Night Music Video
A great video for San Francisco's Broker/Dealer duo. Produced by C-TRL Labs, Directors Devan Simunovich / Nika Offenbac
- Agency debt
- Algorithmic trading
- Alpha (investment)
- Auditing committee
- Authorised capital
- Beta (finance)
- Block trade
- Blue sky laws
- Bond (finance)
- Bond convexity
- Bond duration
- Bond market
- Bond option
- Bond valuation
- Book value
- Broker
- Broker-dealer
- Brokerage firm
- Buy and hold
- Callable bond
- Clean price
- Commercial bank
- Commercial paper
- Commodity broker
- Common stock
- Company (law)
- Concentrated stock
- Contrarian investing
- Convertible bond
- Corporate bond
- Coupon (bond)
- Credit spread (bond)
- Cross listing
- Current yield
- Dark liquidity
- Day trading
- Debenture
- Dirty price
- Distressed debt
- Dividend
- Dividend yield
- Dual-listed company
- DuPont analysis
- Earnings per share
- Earnings yield
- Embedded option
- Emerging market debt
- Exchangeable bond
- Extendible bond
- Financial markets
- Financial services
- Fixed income
- Fixed rate bond
- Flight-to-quality
- Floating rate note
- Floor broker
- Floor trader
- Fundamental analysis
- Golden share
- Government bond
- Growth stock
- Haircut (finance)
- High-yield debt
- I-spread
- ICMA
- Intermediary
- Investment bank
- Investment broker
- Investment company
- Investor
- Issued shares
- Japan
- Japanese yen
- Kabushiki kaisha
- Margin (finance)
- Market anomaly
- Market depth
- Market maker
- Market manipulation
- Market timing
- Market trend
- Momentum (finance)
- Momentum investing
- Mortgage yield
- Municipal bond
- Net capital rule
- Nikko Cordial
- Nominal yield
- Nomura Holdings
- Open outcry
- Options broker
- Pairs trade
- Perpetual bond
- Preferred stock
- Proprietary trader
- Public float
- Puttable bond
- Quantitative analyst
- Rally (stock market)
- Restricted stock
- Reverse convertible
- Reverse stock split
- Security (finance)
- Security market line
- Senior debt
- Share capital
- Shareholder equity
- Shares outstanding
- Short selling
- SIFMA
- Slippage (finance)
- Speculation
- Statutory auditor
- Stock
- Stock broker
- Stock dilution
- Stock exchange
- Stock market index
- Stock split
- Stock trader
- Stock valuation
- Style investing
- Subordinated debt
- Subsidiary
- Swing trading
- T-Model
- Technical analysis
- Template Bond market
- Tracking stock
- Trader (finance)
- Trading strategy
- Treasury stock
- Trend following
- United States
- Uptick rule
- Volatility (finance)
- Voting interest
- Yield to maturity
- Z-spread
- Zero-coupon bond
Broker/Dealer
ALBUMS
- Initial Public Offering released: 2003
Initial Public Offering
Released 2003- add to main playlist Play in Full Screen Take Your Time
- add to main playlist Play in Full Screen Satin Jacket
- add to main playlist Play in Full Screen On a Claire Day
- add to main playlist Play in Full Screen Sun Struck
- add to main playlist Play in Full Screen Feel Free
- add to main playlist Play in Full Screen Can't Believe
- add to main playlist Play in Full Screen Miss You
- add to main playlist Play in Full Screen Every Other Sunday
- add to main playlist Play in Full Screen To Hear the Fires
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21. Exchanges, Brokers, Dealers, Clearinghouses
Financial Markets (2011) (ECON 252) As the starting point for this lecture, Professor Shiller contrasts the view of economics as the theory of the allocation of scarce resources with the view of economics as the study of exchange. After a discussion of the difference between brokers and dealers, he outlines the history of securities exchanges from ancient Rome, to the Amsterdam Stock Exchange and Jonathan's Coffee House in London, until the formation of the New York Stock Exchange. He complements this historic account with an overview of securities exchanges all over the world, covering India, China, Brazil, and Mexico. An example of a limit order book allows him to elaborate on the mechanics of trading at the National Association of Securities Dealers Automatic Quotation System (NASDAQ).... -
Series 7 Exam Session 8 - Broker-Dealers
Session 8 in our Series 7 exam videos. Provides an overview of Broker-Dealer rules covered in the exam. Get more answers at our forum for finance and accounting at passingscoreforum.com -
Broker Dealer
http://Cross-Search.com/ For a confidential call, please contact us at 800-247-3272 You're a busy advisor; I'm sure finding a new broker dealer is just about the last thing you want on your plate. With over 4,000 broker dealers to choose from, it can be difficult to find a firm that aligns with you and your practice as there are a multitude of questions that need to be answered, such as- 1) Who is best suited for you and your practice? 2) Which firms align with your core business? 3) What firms are the most competitive with payouts and transition packages? My name is Jodie Papike and I know that the search for a new broker dealer can start to feel like a full time job, but it doesn't need to......that's where we come in. We have spent the last 23 years doing due diligence and research ... -
What Does a Brokerage Do?
When investors are interested in buying and selling securities, they may use a brokerage firm to facilitate the transactions. Learn about the different roles of brokers and dealers and their associated fees. Questions or Comments? Have a question or topic you’d like to learn more about? Let us know: Twitter: @ZionsDirectTV Facebook: www.facebook.com/zionsdirect Or leave a comment on one of our videos. Open an Account: Begin investing today by opening a brokerage account or IRA at www.zionsdirect.com Bid in our Auctions: Participate in our fixed-income security auctions with no commissions or mark-ups charged by Zions Direct at www.auctions.zionsdirect.com -
-
Independent Broker Dealer
http://Cross-Search.com For a confidential call, please contact us at 800-247-3272 Welcome to Cross Search. Sometimes finding your way to a new broker dealer can feel like navigating your way through a maze. With hundreds of broker dealers to choose from, it can be difficult to find a new firm all while continuing to run your business. Our firm's decades of experience have equipped us to guide you through the process and help you find the best broker dealer for YOUR needs in an efficient non-complicated way. Hi, I'm Jodie Papike- Cross Search has successfully helped thousands advisors in their quest for change. In 1989 my father started our business on the premise that advisors needed a source that could add value and efficiency in finding their ideal broker dealer. Since that ti... -
Independent Broker/Dealer
Registered Reps. Going Independent: As an independent broker dealer, we're committed to helping you take your career to the next level. Our streamlined transition process lets you focus on building your business, while we support you and smooth any bumps along the way. And with Broker WebStation, independent doesn't mean alone. Our transition team will guide you through the steps that lead to your new, more profitable future! -
-
Horror Trips: Wenn Reisen zum Alptraum werden - vom Broker zum Dealer
-
Broker Dealer Auditing: Understanding the New SEC and PCAOB Rules and Standards in 2015 LIVE Webcast
The Public Company Accounting Oversight Board (PCAOB) adopted a new auditing standard and amendments requiring auditors to pay close attention to related-party transactions and significant unusual transactions, as well as a company’s financial relationships and transactions with its executive officers when under-taking audits. These transactions and relationships potentially create risk of misstatements of company finances. The Knowledge Group has assembled a panel of key thought leaders to provide the audience with an in-depth analysis and thorough discussion of the SEC and PCAOB New Standards on Broker Dealer Auditing of Related-Party Transactions. In a two-hour live webcast, the speakers will discuss: Implementation of Rule 17-a-5 and the PCAOB Audit & Attestation Standards New R... -
Broker / Dealer - Stormy
One of the first videos I made. Quite amateurish, I know, but it has a certain atmosphere. The scenery is the "Gartzer Schrey" in northeast Germany. Here, some harsh battles between Germany and Russia found place during World War two. The music is Broker & Dealer's song "Stormy". -
Broker and Dealer-Dig Deep
-
Broker/Dealer -- Dig Deep (Boots And Pants)
Fabric 10. -
Broker/Dealer - Opening Night Music Video
A great video for San Francisco's Broker/Dealer duo. Produced by C-TRL Labs, Directors Devan Simunovich / Nika Offenbac -
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Broker Dealer Advantages
Agency Manager Tim Sinks describes the benefits of MassMutual’s Broker Dealer. Securities, investment advisory and financial planning services are offered through qualified registered representatives of MML Investor Services, LLC, a registered broker-dealer and investment advisor. -
Selling your Broker Dealer
http://Cross-Search.com For a confidential call, please contact us at 800-247-3272 Running a broker dealer in today's environment is very difficult, but I don't have to tell you that, you already know it! Increased regulation, higher costs, fewer dollars going straight to the bottom line and a very competitive recruiting environment have all combined to make it less profitable to run your firm. My name is Larry Papike and I feel your pain. I too have owned and run my own B/D and I know what it's like to work harder, have more risk and make less. The good news is there are solutions to your situation Like, 1-cashing out 2-maintaining control but giving up the back office burden 3-finding a strategic partner We have been working in this space for over 20 years and have developed relations... -
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Securities America's Broker Dealer Technology with Matt Peters
When it comes to technology most advisors want the same things: efficiency and accessibility. With the financial industry rapidly changing, technology has become a vital part of an advisor’s office and a staple service provided by broker-dealers. Matt Peters, CRPC ®, of Lammers & Peters Wealth Plan in Omaha, Neb. Speaks tells us how he leverages our broker dealer technology to succeed in his firm. Matt has openly embraced mobile technology and broker-dealer Securities America’s mobile solution. As an OSJ, he was able to review a fairly important piece of new business on a Friday afternoon from the golf course. “This wouldn’t have been possible without the technology and integration of the iPhone with Securities America’s system,” Matt said. “Being able to conduct business from a golf cou... -
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Broker/Dealer - Feel Free (Video by DelRay)
From the album Initial Public Offering (2003) on Asphodel. Video was included as bonus on CD. Video by DelRay http://www.mbiederman.com/
21. Exchanges, Brokers, Dealers, Clearinghouses
- Order: Reorder
- Duration: 69:22
- Updated: 05 Apr 2012
- views: 30514
Financial Markets (2011) (ECON 252)
As the starting point for this lecture, Professor Shiller contrasts the view of economics as the theory of the allocation o...
Financial Markets (2011) (ECON 252)
As the starting point for this lecture, Professor Shiller contrasts the view of economics as the theory of the allocation of scarce resources with the view of economics as the study of exchange. After a discussion of the difference between brokers and dealers, he outlines the history of securities exchanges from ancient Rome, to the Amsterdam Stock Exchange and Jonathan's Coffee House in London, until the formation of the New York Stock Exchange. He complements this historic account with an overview of securities exchanges all over the world, covering India, China, Brazil, and Mexico. An example of a limit order book allows him to elaborate on the mechanics of trading at the National Association of Securities Dealers Automatic Quotation System (NASDAQ). Subsequently, he turns his attention to the growing importance of program trading and high frequency trading, but also discusses their impact on the stock market crash from October 19, 1987, as well as on the Flash Crash from May 6, 2010. When talking about fairness in financial markets, particularly with regard to the relation between private investors and brokers, he discusses the National Market System (NMS), the Intermarket Trading System (ITS), and consolidated quotation systems. He concludes this lecture with some reflections on the operations of dealers, addressing the role of inside information and the Gambler's Ruin problem.
00:00 - Chapter 1. Exchange as the Key Component of Economic Activity
05:50 - Chapter 2. Brokers vs. Dealers
12:25 - Chapter 3. History of Stock Exchanges around the World
24:28 - Chapter 4. Market Orders, Limit Orders, and Stop Orders
36:15 - Chapter 5. The Growing Importance of Electronic Trading
44:46 - Chapter 6. Instabilities Related to High Frequency Trading
59:14 - Chapter 7. The Frustrations as Trading as a Dealer
Complete course materials are available at the Yale Online website: online.yale.edu
This course was recorded in Spring 2011.
wn.com/21. Exchanges, Brokers, Dealers, Clearinghouses
Financial Markets (2011) (ECON 252)
As the starting point for this lecture, Professor Shiller contrasts the view of economics as the theory of the allocation of scarce resources with the view of economics as the study of exchange. After a discussion of the difference between brokers and dealers, he outlines the history of securities exchanges from ancient Rome, to the Amsterdam Stock Exchange and Jonathan's Coffee House in London, until the formation of the New York Stock Exchange. He complements this historic account with an overview of securities exchanges all over the world, covering India, China, Brazil, and Mexico. An example of a limit order book allows him to elaborate on the mechanics of trading at the National Association of Securities Dealers Automatic Quotation System (NASDAQ). Subsequently, he turns his attention to the growing importance of program trading and high frequency trading, but also discusses their impact on the stock market crash from October 19, 1987, as well as on the Flash Crash from May 6, 2010. When talking about fairness in financial markets, particularly with regard to the relation between private investors and brokers, he discusses the National Market System (NMS), the Intermarket Trading System (ITS), and consolidated quotation systems. He concludes this lecture with some reflections on the operations of dealers, addressing the role of inside information and the Gambler's Ruin problem.
00:00 - Chapter 1. Exchange as the Key Component of Economic Activity
05:50 - Chapter 2. Brokers vs. Dealers
12:25 - Chapter 3. History of Stock Exchanges around the World
24:28 - Chapter 4. Market Orders, Limit Orders, and Stop Orders
36:15 - Chapter 5. The Growing Importance of Electronic Trading
44:46 - Chapter 6. Instabilities Related to High Frequency Trading
59:14 - Chapter 7. The Frustrations as Trading as a Dealer
Complete course materials are available at the Yale Online website: online.yale.edu
This course was recorded in Spring 2011.
- published: 05 Apr 2012
- views: 30514
Series 7 Exam Session 8 - Broker-Dealers
- Order: Reorder
- Duration: 7:34
- Updated: 20 Nov 2013
- views: 6825
Session 8 in our Series 7 exam videos. Provides an overview of Broker-Dealer rules covered in the exam. Get more answers at our forum for finance and accounting...
Session 8 in our Series 7 exam videos. Provides an overview of Broker-Dealer rules covered in the exam. Get more answers at our forum for finance and accounting at passingscoreforum.com
wn.com/Series 7 Exam Session 8 Broker Dealers
Session 8 in our Series 7 exam videos. Provides an overview of Broker-Dealer rules covered in the exam. Get more answers at our forum for finance and accounting at passingscoreforum.com
- published: 20 Nov 2013
- views: 6825
Broker Dealer
- Order: Reorder
- Duration: 1:16
- Updated: 02 May 2012
- views: 14093
http://Cross-Search.com/
For a confidential call, please contact us at 800-247-3272
You're a busy advisor; I'm sure finding a new broker dealer is just about ...
http://Cross-Search.com/
For a confidential call, please contact us at 800-247-3272
You're a busy advisor; I'm sure finding a new broker dealer is just about the last thing you want on your plate. With over 4,000 broker dealers to choose from, it can be difficult to find a firm that aligns with you and your practice as there are a multitude of questions that need to be answered, such as-
1) Who is best suited for you and your practice?
2) Which firms align with your core business?
3) What firms are the most competitive with payouts and transition packages?
My name is Jodie Papike and I know that the search for a new broker dealer can start to feel like a full time job, but it doesn't need to......that's where we come in. We have spent the last 23 years doing due diligence and research on all the major independent broker dealers and have helped thousands of advisors find their ideal broker dealer. We can take the guess work out of the process, free up your time and energy all while finding you the best broker dealer for your needs.
So, if you are interested in your broker dealer options and you want to explore the easy way, give us a confidential call. We look forward to hearing from you.
wn.com/Broker Dealer
http://Cross-Search.com/
For a confidential call, please contact us at 800-247-3272
You're a busy advisor; I'm sure finding a new broker dealer is just about the last thing you want on your plate. With over 4,000 broker dealers to choose from, it can be difficult to find a firm that aligns with you and your practice as there are a multitude of questions that need to be answered, such as-
1) Who is best suited for you and your practice?
2) Which firms align with your core business?
3) What firms are the most competitive with payouts and transition packages?
My name is Jodie Papike and I know that the search for a new broker dealer can start to feel like a full time job, but it doesn't need to......that's where we come in. We have spent the last 23 years doing due diligence and research on all the major independent broker dealers and have helped thousands of advisors find their ideal broker dealer. We can take the guess work out of the process, free up your time and energy all while finding you the best broker dealer for your needs.
So, if you are interested in your broker dealer options and you want to explore the easy way, give us a confidential call. We look forward to hearing from you.
- published: 02 May 2012
- views: 14093
What Does a Brokerage Do?
- Order: Reorder
- Duration: 1:55
- Updated: 13 Sep 2013
- views: 8294
When investors are interested in buying and selling securities, they may use a brokerage firm to facilitate the transactions. Learn about the different roles o...
When investors are interested in buying and selling securities, they may use a brokerage firm to facilitate the transactions. Learn about the different roles of brokers and dealers and their associated fees.
Questions or Comments?
Have a question or topic you’d like to learn more about? Let us know:
Twitter: @ZionsDirectTV
Facebook: www.facebook.com/zionsdirect
Or leave a comment on one of our videos.
Open an Account:
Begin investing today by opening a brokerage account or IRA at www.zionsdirect.com
Bid in our Auctions:
Participate in our fixed-income security auctions with no commissions or mark-ups charged by Zions Direct at www.auctions.zionsdirect.com
wn.com/What Does A Brokerage Do
When investors are interested in buying and selling securities, they may use a brokerage firm to facilitate the transactions. Learn about the different roles of brokers and dealers and their associated fees.
Questions or Comments?
Have a question or topic you’d like to learn more about? Let us know:
Twitter: @ZionsDirectTV
Facebook: www.facebook.com/zionsdirect
Or leave a comment on one of our videos.
Open an Account:
Begin investing today by opening a brokerage account or IRA at www.zionsdirect.com
Bid in our Auctions:
Participate in our fixed-income security auctions with no commissions or mark-ups charged by Zions Direct at www.auctions.zionsdirect.com
- published: 13 Sep 2013
- views: 8294
Broker/Dealer - Boots & Pants
- Order: Reorder
- Duration: 8:23
- Updated: 15 Feb 2015
- views: 755
Broker/ Dealer – Dig Deep
Label: Traum Schallplatten
Year:2002
Support the artist: http://www.discogs.com/Broker-Dealer-Dig-Deep/master/328119
Broker/ Dealer – Dig Deep
Label: Traum Schallplatten
Year:2002
Support the artist: http://www.discogs.com/Broker-Dealer-Dig-Deep/master/328119
wn.com/Broker Dealer Boots Pants
Independent Broker Dealer
- Order: Reorder
- Duration: 1:28
- Updated: 30 Jan 2012
- views: 12279
http://Cross-Search.com
For a confidential call, please contact us at 800-247-3272
Welcome to Cross Search.
Sometimes finding your way to a new broker deale...
http://Cross-Search.com
For a confidential call, please contact us at 800-247-3272
Welcome to Cross Search.
Sometimes finding your way to a new broker dealer can feel like navigating your way through a maze. With hundreds of broker dealers to choose from, it can be difficult to find a new firm all while continuing to run your business. Our firm's decades of experience have equipped us to guide you through the process and help you find the best broker dealer for YOUR needs in an efficient non-complicated way.
Hi, I'm Jodie Papike- Cross Search has successfully helped thousands advisors in their quest for change. In 1989 my father started our business on the premise that advisors needed a source that could add value and efficiency in finding their ideal broker dealer. Since that time we have developed relationships with and learned the ins and outs of all of the major independent broker dealers.
We realize that changing broker dealers is a huge step.
We know that you are placing your business and your future in our hands and I personally take that trust very seriously. But, believe me, your trust is well-placed.
Whether you are an advisor coming from a bank, a wire house, or are already Independent, you have found the resource to help you navigate through this challenging process.
If you would like to know more about the process or would like to explore your options, please give us a confidential call. We look forward to hearing from you.
San Diego, growing your business with video, homepage video, video production, editing, online video commercials
wn.com/Independent Broker Dealer
http://Cross-Search.com
For a confidential call, please contact us at 800-247-3272
Welcome to Cross Search.
Sometimes finding your way to a new broker dealer can feel like navigating your way through a maze. With hundreds of broker dealers to choose from, it can be difficult to find a new firm all while continuing to run your business. Our firm's decades of experience have equipped us to guide you through the process and help you find the best broker dealer for YOUR needs in an efficient non-complicated way.
Hi, I'm Jodie Papike- Cross Search has successfully helped thousands advisors in their quest for change. In 1989 my father started our business on the premise that advisors needed a source that could add value and efficiency in finding their ideal broker dealer. Since that time we have developed relationships with and learned the ins and outs of all of the major independent broker dealers.
We realize that changing broker dealers is a huge step.
We know that you are placing your business and your future in our hands and I personally take that trust very seriously. But, believe me, your trust is well-placed.
Whether you are an advisor coming from a bank, a wire house, or are already Independent, you have found the resource to help you navigate through this challenging process.
If you would like to know more about the process or would like to explore your options, please give us a confidential call. We look forward to hearing from you.
San Diego, growing your business with video, homepage video, video production, editing, online video commercials
- published: 30 Jan 2012
- views: 12279
Independent Broker/Dealer
- Order: Reorder
- Duration: 2:21
- Updated: 07 May 2008
- views: 322
Registered Reps. Going Independent: As an independent broker dealer, we're committed to helping you take your career to the next level. Our streamlined transiti...
Registered Reps. Going Independent: As an independent broker dealer, we're committed to helping you take your career to the next level. Our streamlined transition process lets you focus on building your business, while we support you and smooth any bumps along the way. And with Broker WebStation, independent doesn't mean alone. Our transition team will guide you through the steps that lead to your new, more profitable future!
wn.com/Independent Broker Dealer
Registered Reps. Going Independent: As an independent broker dealer, we're committed to helping you take your career to the next level. Our streamlined transition process lets you focus on building your business, while we support you and smooth any bumps along the way. And with Broker WebStation, independent doesn't mean alone. Our transition team will guide you through the steps that lead to your new, more profitable future!
- published: 07 May 2008
- views: 322
Broker/Dealer: Soft Sell
- Order: Reorder
- Duration: 8:36
- Updated: 23 Apr 2011
- views: 2155
Horror Trips: Wenn Reisen zum Alptraum werden - vom Broker zum Dealer
- Order: Reorder
- Duration: 45:07
- Updated: 26 Oct 2013
- views: 26494
- published: 26 Oct 2013
- views: 26494
Broker Dealer Auditing: Understanding the New SEC and PCAOB Rules and Standards in 2015 LIVE Webcast
- Order: Reorder
- Duration: 118:04
- Updated: 23 Feb 2015
- views: 172
The Public Company Accounting Oversight Board (PCAOB) adopted a new auditing standard and amendments requiring auditors to pay close attention to related-party ...
The Public Company Accounting Oversight Board (PCAOB) adopted a new auditing standard and amendments requiring auditors to pay close attention to related-party transactions and significant unusual transactions, as well as a company’s financial relationships and transactions with its executive officers when under-taking audits. These transactions and relationships potentially create risk of misstatements of company finances.
The Knowledge Group has assembled a panel of key thought leaders to provide the audience with an in-depth analysis and thorough discussion of the SEC and PCAOB New Standards on Broker Dealer Auditing of Related-Party Transactions.
In a two-hour live webcast, the speakers will discuss:
Implementation of Rule 17-a-5 and the PCAOB Audit & Attestation Standards
New Requirements of Broker-Dealers
New Requirements of External Auditors
Impact on Audit Procedures
Overview of PCAOB Auditing Standard 18
PCAOB Interim and Permanent Inspection Program
Compliance Issues and Regulatory Updates
To view the webcast go to this link:
http://www.slideshare.net/The_Knowledge_Group/broker-dealer-auditing-understanding-the-new-sec-and-pcaob-rules-and-standards-in-2015-live-webcast
To learn more about the webcast please visit our website: http://theknowledgegroup.org/
wn.com/Broker Dealer Auditing Understanding The New Sec And Pcaob Rules And Standards In 2015 Live Webcast
The Public Company Accounting Oversight Board (PCAOB) adopted a new auditing standard and amendments requiring auditors to pay close attention to related-party transactions and significant unusual transactions, as well as a company’s financial relationships and transactions with its executive officers when under-taking audits. These transactions and relationships potentially create risk of misstatements of company finances.
The Knowledge Group has assembled a panel of key thought leaders to provide the audience with an in-depth analysis and thorough discussion of the SEC and PCAOB New Standards on Broker Dealer Auditing of Related-Party Transactions.
In a two-hour live webcast, the speakers will discuss:
Implementation of Rule 17-a-5 and the PCAOB Audit & Attestation Standards
New Requirements of Broker-Dealers
New Requirements of External Auditors
Impact on Audit Procedures
Overview of PCAOB Auditing Standard 18
PCAOB Interim and Permanent Inspection Program
Compliance Issues and Regulatory Updates
To view the webcast go to this link:
http://www.slideshare.net/The_Knowledge_Group/broker-dealer-auditing-understanding-the-new-sec-and-pcaob-rules-and-standards-in-2015-live-webcast
To learn more about the webcast please visit our website: http://theknowledgegroup.org/
- published: 23 Feb 2015
- views: 172
Broker / Dealer - Stormy
- Order: Reorder
- Duration: 8:10
- Updated: 27 Mar 2010
- views: 2033
One of the first videos I made. Quite amateurish, I know, but it has a certain atmosphere.
The scenery is the "Gartzer Schrey" in northeast Germany. Here, some...
One of the first videos I made. Quite amateurish, I know, but it has a certain atmosphere.
The scenery is the "Gartzer Schrey" in northeast Germany. Here, some harsh battles between Germany and Russia found place during World War two.
The music is Broker & Dealer's song "Stormy".
wn.com/Broker Dealer Stormy
One of the first videos I made. Quite amateurish, I know, but it has a certain atmosphere.
The scenery is the "Gartzer Schrey" in northeast Germany. Here, some harsh battles between Germany and Russia found place during World War two.
The music is Broker & Dealer's song "Stormy".
- published: 27 Mar 2010
- views: 2033
Broker and Dealer-Dig Deep
- Order: Reorder
- Duration: 8:23
- Updated: 02 Jun 2011
- views: 3454
- published: 02 Jun 2011
- views: 3454
Broker/Dealer -- Dig Deep (Boots And Pants)
- Order: Reorder
- Duration: 6:16
- Updated: 19 Dec 2010
- views: 6123
Broker/Dealer - Opening Night Music Video
- Order: Reorder
- Duration: 2:58
- Updated: 25 May 2006
- views: 10666
A great video for San Francisco's Broker/Dealer duo. Produced by C-TRL Labs, Directors Devan Simunovich / Nika Offenbac
A great video for San Francisco's Broker/Dealer duo. Produced by C-TRL Labs, Directors Devan Simunovich / Nika Offenbac
wn.com/Broker Dealer Opening Night Music Video
A great video for San Francisco's Broker/Dealer duo. Produced by C-TRL Labs, Directors Devan Simunovich / Nika Offenbac
- published: 25 May 2006
- views: 10666
Broker/Dealer - Boots and Pants
- Order: Reorder
- Duration: 6:16
- Updated: 09 Sep 2010
- views: 26608
Broker Dealer Advantages
- Order: Reorder
- Duration: 0:43
- Updated: 01 Aug 2014
- views: 492
Agency Manager Tim Sinks describes the benefits of MassMutual’s Broker Dealer.
Securities, investment advisory and financial planning services are offered thro...
Agency Manager Tim Sinks describes the benefits of MassMutual’s Broker Dealer.
Securities, investment advisory and financial planning services are offered through qualified registered representatives of MML Investor Services, LLC, a registered broker-dealer and investment advisor.
wn.com/Broker Dealer Advantages
Agency Manager Tim Sinks describes the benefits of MassMutual’s Broker Dealer.
Securities, investment advisory and financial planning services are offered through qualified registered representatives of MML Investor Services, LLC, a registered broker-dealer and investment advisor.
- published: 01 Aug 2014
- views: 492
Selling your Broker Dealer
- Order: Reorder
- Duration: 1:16
- Updated: 16 Apr 2012
- views: 12146
http://Cross-Search.com
For a confidential call, please contact us at 800-247-3272
Running a broker dealer in today's environment is very difficult, but I don'...
http://Cross-Search.com
For a confidential call, please contact us at 800-247-3272
Running a broker dealer in today's environment is very difficult, but I don't have to tell you that, you
already know it!
Increased regulation, higher costs, fewer dollars going straight to the bottom line and a very competitive recruiting environment have all combined to make it less profitable to run your firm.
My name is Larry Papike and I feel your pain. I too have owned and run my own B/D and I know what it's like to work harder, have more risk and make less.
The good news is there are solutions to your situation
Like,
1-cashing out
2-maintaining control but giving up the back office burden
3-finding a strategic partner
We have been working in this space for over 20 years and have developed relationships with firms that may provide solutions that you weren't aware of. If you think it is time for you to explore your solution, give us a call.
wn.com/Selling Your Broker Dealer
http://Cross-Search.com
For a confidential call, please contact us at 800-247-3272
Running a broker dealer in today's environment is very difficult, but I don't have to tell you that, you
already know it!
Increased regulation, higher costs, fewer dollars going straight to the bottom line and a very competitive recruiting environment have all combined to make it less profitable to run your firm.
My name is Larry Papike and I feel your pain. I too have owned and run my own B/D and I know what it's like to work harder, have more risk and make less.
The good news is there are solutions to your situation
Like,
1-cashing out
2-maintaining control but giving up the back office burden
3-finding a strategic partner
We have been working in this space for over 20 years and have developed relationships with firms that may provide solutions that you weren't aware of. If you think it is time for you to explore your solution, give us a call.
- published: 16 Apr 2012
- views: 12146
Broker/Dealer - Sun Struck
- Order: Reorder
- Duration: 6:44
- Updated: 05 Aug 2015
- views: 74
Best Independent Broker Dealer
- Order: Reorder
- Duration: 2:07
- Updated: 24 Dec 2014
- views: 857
Securities America's Broker Dealer Technology with Matt Peters
- Order: Reorder
- Duration: 1:59
- Updated: 27 Mar 2013
- views: 287
When it comes to technology most advisors want the same things: efficiency and accessibility. With the financial industry rapidly changing, technology has becom...
When it comes to technology most advisors want the same things: efficiency and accessibility. With the financial industry rapidly changing, technology has become a vital part of an advisor’s office and a staple service provided by broker-dealers.
Matt Peters, CRPC ®, of Lammers & Peters Wealth Plan in Omaha, Neb. Speaks tells us how he leverages our broker dealer technology to succeed in his firm.
Matt has openly embraced mobile technology and broker-dealer Securities America’s mobile solution. As an OSJ, he was able to review a fairly important piece of new business on a Friday afternoon from the golf course. “This wouldn’t have been possible without the technology and integration of the iPhone with Securities America’s system,” Matt said. “Being able to conduct business from a golf course is pretty powerful.” Mobility has become a table stake in doing business, with clients and prospects as well as with centers of influence like attorneys and accountants.
Along with providing the mobile solution to advisors, Securities America has also increased work-flow efficiencies through upgrades to the broker-dealer’s workstation, most recently to the advisor-facing dashboard. Dashboard 2.0 retrieves data from multiple locations and consolidates it into one view, giving advisors and assistants the ability to quickly view account, household and office information with minimal effort from one central location.
Watch our video on Dashboard 2.0 here: https://www.youtube.com/watch?v=IY7Pj6QS1gA&list;=UUVTQzmhfsipUqUjWAXnvKZQ
To learn more about Securities America, visit:
http://www.securitiesamerica.com
http://www.securitiesamericafinancialinstitutionadvisor.com
Follow us:
http://www.twitter.com/SecuritiesAM
http://www.facebook.com/SecuritiesAmericaInc
http://www.linkedin.com/company/securities-america-inc-member-finra-sipc_326998
wn.com/Securities America's Broker Dealer Technology With Matt Peters
When it comes to technology most advisors want the same things: efficiency and accessibility. With the financial industry rapidly changing, technology has become a vital part of an advisor’s office and a staple service provided by broker-dealers.
Matt Peters, CRPC ®, of Lammers & Peters Wealth Plan in Omaha, Neb. Speaks tells us how he leverages our broker dealer technology to succeed in his firm.
Matt has openly embraced mobile technology and broker-dealer Securities America’s mobile solution. As an OSJ, he was able to review a fairly important piece of new business on a Friday afternoon from the golf course. “This wouldn’t have been possible without the technology and integration of the iPhone with Securities America’s system,” Matt said. “Being able to conduct business from a golf course is pretty powerful.” Mobility has become a table stake in doing business, with clients and prospects as well as with centers of influence like attorneys and accountants.
Along with providing the mobile solution to advisors, Securities America has also increased work-flow efficiencies through upgrades to the broker-dealer’s workstation, most recently to the advisor-facing dashboard. Dashboard 2.0 retrieves data from multiple locations and consolidates it into one view, giving advisors and assistants the ability to quickly view account, household and office information with minimal effort from one central location.
Watch our video on Dashboard 2.0 here: https://www.youtube.com/watch?v=IY7Pj6QS1gA&list;=UUVTQzmhfsipUqUjWAXnvKZQ
To learn more about Securities America, visit:
http://www.securitiesamerica.com
http://www.securitiesamericafinancialinstitutionadvisor.com
Follow us:
http://www.twitter.com/SecuritiesAM
http://www.facebook.com/SecuritiesAmericaInc
http://www.linkedin.com/company/securities-america-inc-member-finra-sipc_326998
- published: 27 Mar 2013
- views: 287
Broker/Dealer - On a Claire Day
- Order: Reorder
- Duration: 6:38
- Updated: 05 Aug 2015
- views: 162
Global Broker-Dealer Services at SGSS
- Order: Reorder
- Duration: 2:57
- Updated: 20 Jul 2015
- views: 45
Global broker-dealer services outsourcing solution, a radically different approach to managing your core trading business. Find out more in a video interview wi...
Global broker-dealer services outsourcing solution, a radically different approach to managing your core trading business. Find out more in a video interview with Jason Nabi, Head of Global Broker-Dealer Services at SGSS
wn.com/Global Broker Dealer Services At Sgss
Broker/Dealer - Feel Free (Video by DelRay)
- Order: Reorder
- Duration: 7:18
- Updated: 29 May 2011
- views: 1019
From the album Initial Public Offering (2003) on Asphodel. Video was included as bonus on CD. Video by DelRay http://www.mbiederman.com/
From the album Initial Public Offering (2003) on Asphodel. Video was included as bonus on CD. Video by DelRay http://www.mbiederman.com/
wn.com/Broker Dealer Feel Free (Video By Delray)
From the album Initial Public Offering (2003) on Asphodel. Video was included as bonus on CD. Video by DelRay http://www.mbiederman.com/
- published: 29 May 2011
- views: 1019
-
PiLab - DataWalk - AML Broker Dealer
-
Vanderbilt Financial Group Solar View from the Sky!
Vanderbilt Financial Group is The Sustainable Broker Dealer fully equipped with a 295 panel solar array from EmPower Solar! Thanks to BestAerialPhotos for this awesome drone footage! http://www.bestaerialphotos.smugmug.com/ http://www.empower-solar.com/ -
$MNKD - MannKind Corp - Independent Analysis (2)
Technical Analysis on $MNKD. My overall sentiments and predictions for upcoming price movements. Follow me on StockTwits: http://stocktwits.com/TheActiveInvestor Follow me on Twitter: https://twitter.com/zActiveInvestor Disclaimer: Active Investor is not a registered investment advisor, broker, dealer, or a member of any association for other research [providers in any jurisdiction whatsoever, and is not officially qualified to give financial advice. Investing and/or Trading in financial securities carries an extreme degree of risk. We recommend you perform your own Due Diligence. DISCLOSURE: This analysis was not paid for, or sponsored, in any form, and The Active Investor does not own shares of the underlying security. -
Transaction Cost Transparency Boosts an Innovative Trading Platform
PDQ Enterprises, LLC, owner and operator of PDQ ATS, Inc., a registered broker dealer and FINRA Member, came to Paradigm4 to accelerate and streamline the creation of an advanced transaction cost analysis (TCA) capability. PDQ plans to use its new tool to help optimize trade performance for all market participants. Please watch this informative webinar and learn about PDQ's innovative trading platform and its process of liquidity aggregation in response to order flow. -
PFP Feature - Broker Dealer Institutional
Institutional users with an Enterprise Plan will appreciate the compliance-rich features built into PreciseFP. You can create multiple users and offices, which allows you to keep tabs on who has access to client data and who may have changed client data. Corporate branding can be passed all the way down to the look and feel of your forms. From a compliance perspective, you can make sure that clients and prospects are being communicated to in a compliance-approved way by locking down your forms so that the same forms are used across all of your offices. Finally, Analytics will provide you with invaluable feedback on how your offices are performing by letting you know how many prospects each office is seeing in a given time period, as well as those with the best conversion rates. -
-
Download Broker-Dealer Regulation in a Nutshell (In a Nutshell (West Publishing)) PDF
http://j.mp/1W2tz1m -
Fiduciary Foundations Made Easy
Understanding the business impact of the Department of Labor fiduciary ruling. The added fiduciary responsibility will create a higher standard of care and potential liability to both the advisor and the broker dealer firm. North Highland’s unique approach includes focusing on creating a great advisor experience, a compelling client experience, and a consistent firm experience. Many firms are only focusing on the risk and compliance changes needed. But to succeed, it will be about more than simply checking boxes. If the advisors are not bought into being a fiduciary, and the clients experience a sub-par process, firms will lose assets and advisors. -
Broker-dealer Word Pronunciation
Learn every word Pronunciation and improve Vocabulary For Meaning ,Example and Related Images checkout below channel link https://www.youtube.com/channel/UCW4mTVXENCIZ6d7ov1VG8Og Just Type in YOUTUBE ["Word" Meaning With Example ] For Example Fabulous Word Meaning With Example Facebook Link : https://www.facebook.com/LEARN-ENG-WORDS-1552403398414120/?ref=hl -
Broker dealer
Financial Advisor Placement Services is the premier financial advisor recruiting firm, which specializes in placing only financial advisors. There is no cost to the Advisor! For more details, visit: http://www.financialadvisorplacementservices.com/ -
Download Institutional Equities and the Broker Dealer: An Introduction PDF
http://j.mp/1UuWf3Z -
Chip Coughlin of Retirement Income Analysts on Bridge Street December 2015
Chip Coughlin was on Bridge Street the local news show in December 2015. The topic was "Wrapping Up 2015". Securities offered through First Allied Securities Inc., A Registered Broker/Dealer, Member FINRA/SIPC. Advisory services offered through First Allied Advisory Services, Inc., A Registered Investment Advisor. Through our affiliation with First Allied, we provide a wide-range of diversified financial products. Together, we offer you the objectivity of working with an independent financial consultant combined with the stability and strength to access the world's financial markets and a wealth of investment resources. www.retirementincomeanalysts.com www.finra.org www.sipc.org [All third party posts are the responsibility of their respective authors. These opinions and inform... -
Chip Coughlin on Bridge Street February 24, 2016
Chip Coughlin was on Bridge Street the Local Syracuse News Show on February 24, 2016. The segment is "Ready for Retirement". Securities offered through First Allied Securities Inc., A Registered Broker/Dealer, Member FINRA/SIPC. Advisory services offered through First Allied Advisory Services, Inc., A Registered Investment Advisor. Through our affiliation with First Allied, we provide a wide-range of diversified financial products. Together, we offer you the objectivity of working with an independent financial consultant combined with the stability and strength to access the world's financial markets and a wealth of investment resources. www.retirementincomeanalysts.com www.finra.org www.sipc.org [All third party posts are the responsibility of their respective authors. These o... -
Broker-Dealer Regulation in a Nutshell
http://j.mp/1U7dGXB -
Boom Securities TV AD2
Founded in 1997, Monex Boom Securities (H.K.) Limited ("BOOM"), is a fully licensed Broker / Dealer regulated by the Securities and Futures Commission (SFC) of Hong Kong and headquartered in Hong Kong. Being the first company to launch Internet stock trading in Asia-Pacific, BOOM introduced a new pattern of self-directed cross-border investment by applying new technology to traditional equities trading and financial services. Phone: (852) 2255 8888 Email: service@boomhq.com Website: http://www.boom.com -
Impactful Insights with The Impact Attorney: Part 2
This is the second part of our Interview with Private Equity Attorney Chintan Panchal for our Impactful Insights Interview Series. -
Investor Offers Tips to Entrepreneurs
Read the full GoodCrowdinfo article and watch the interview here: http://bit.ly/1KoH2xw. Todd Crosland is the CEO and Founder of Seed Equity Ventures, a registered broker dealer operating an equity crowdfunding site that sponsors this site. Todd offers some tips for entrepreneurial success. Todd is a proven entrepreneur. Having founded Interbank FX, a global foreign exchange trading platform he sold in 2011, he’s earned his stripes. He offers two key tips for entrepreneurs: Trust your instincts. For entrepreneurs trying to achieve success, its imperative to trust your instincts. Becoming a successful entrepreneur means taking a leap of faith and trusting that if you work hard and remain passionate about what you’re doing, you will find success. Put the right people in the right positi... -
WilmerHale Partner Jason Kropp: Possibility of Paying Someone to Help Raise Capital
Paying someone who is not a registered broker-dealer to help raise capital is illegal under a number of state and federal securities laws. -
Why Vanderbilt Financial Group is an Impact Organization
An Impact Organization is a company whose ultimate goals are aligned with the intention to bring about positive social, environmental, or governmental change through their business. In other words, a company who makes all business decisions with the good in mind. -
Horror Trips Wenn Reisen zum Alptraum werden vom Broker zum Dealer - doku
10 Serienkiller auf freiem Fuß 10 Serienmörder, die dir Albträume machen! Serienmörder - Aileen Wuornos (Dokumentation Deutsch) Wenn Frauen sich in Serienmörder verlieben.. Krassester Serienmörder? || Kranke Welt Serienmörder -Edmund Kemper ( Dukumentation Deutsch ) Dokus Mafia+gangs+Knast+Serienmörder Unnützes Wissen (3): Hundekot und Serienmörder Psycho Serienmörder - Arzt erbaut sadistisches Hotel - Das Mörder Hotel ★Gefährlichster Serienmörder in der Geschichte der Usa ★ Doku 2014 Serienmörder - Richard Ramirez ( Dokumentation Deutsch ) Schaffen Horrorfilme Serienmörder? Serienmörder - Andrej Tschikatilo (Dokementation Deutsch) Tommy Lynn Sells; Serienmörder; 70 Morde in 20 Jahren [german] Serienmörder - Robert Silveria (Dokumentation Deutsch) Serienmörder - Marc Dutroux (Dokumentation... -
Vanderbilt Financial Group Impact Summit Recap - 11/5/2015
Our Impact Summit focused on new industry trends, impact investing, succession planning, and creating a sustainable practice. Together we reflected on and celebrated our first 50 years and looked forward to the next 50 years by focusing on our future. -
Why Vanderbilt Financial Group uses Docupace
Docupace is a tremendous time saver. The efficient technology makes daily business processes electronic and easy. -
Broker Dealer Companies and the Need for the SSAE 16 or SOC 2 Audit
In life, some things are obvious. In business, it is sometimes more vague. For example, does my company need an SSAE 16 or SOC 2 Audit? For a broker-dealer, this can be a complex question. Although many broker-dealers are "independent" firms solely involved in broker-dealer services, many others are business units or subsidiaries of commercial banks, investment banks, or investment companies. When executing trade orders on behalf of a customer, the institution is said to be acting as a “broker”. When executing trades for its own account, the institution is said to be acting as a "dealer”. Many broker-dealers choose to undergo an SSAE 16 audit as a way to provide transparency to their internal controls. Still not sure if an SSAE 16 or SOC 2 audit is right for you? Feel free to give us a...
PiLab - DataWalk - AML Broker Dealer
- Order: Reorder
- Duration: 5:26
- Updated: 22 Apr 2016
- views: 0
- published: 22 Apr 2016
- views: 0
Vanderbilt Financial Group Solar View from the Sky!
- Order: Reorder
- Duration: 1:03
- Updated: 21 Apr 2016
- views: 9
Vanderbilt Financial Group is The Sustainable Broker Dealer fully equipped with a 295 panel solar array from EmPower Solar! Thanks to BestAerialPhotos for this...
Vanderbilt Financial Group is The Sustainable Broker Dealer fully equipped with a 295 panel solar array from EmPower Solar! Thanks to BestAerialPhotos for this awesome drone footage!
http://www.bestaerialphotos.smugmug.com/
http://www.empower-solar.com/
wn.com/Vanderbilt Financial Group Solar View From The Sky
$MNKD - MannKind Corp - Independent Analysis (2)
- Order: Reorder
- Duration: 7:06
- Updated: 21 Apr 2016
- views: 32
Technical Analysis on $MNKD. My overall sentiments and predictions for upcoming price movements.
Follow me on StockTwits: http://stocktwits.com/TheActiveInvest...
Technical Analysis on $MNKD. My overall sentiments and predictions for upcoming price movements.
Follow me on StockTwits: http://stocktwits.com/TheActiveInvestor
Follow me on Twitter: https://twitter.com/zActiveInvestor
Disclaimer: Active Investor is not a registered investment advisor, broker, dealer, or a member of any association for other research [providers in any jurisdiction whatsoever, and is not officially qualified to give financial advice. Investing and/or Trading in financial securities carries an extreme degree of risk. We recommend you perform your own Due Diligence.
DISCLOSURE: This analysis was not paid for, or sponsored, in any form, and The Active Investor does not own shares of the underlying security.
wn.com/Mnkd Mannkind Corp Independent Analysis (2)
Technical Analysis on $MNKD. My overall sentiments and predictions for upcoming price movements.
Follow me on StockTwits: http://stocktwits.com/TheActiveInvestor
Follow me on Twitter: https://twitter.com/zActiveInvestor
Disclaimer: Active Investor is not a registered investment advisor, broker, dealer, or a member of any association for other research [providers in any jurisdiction whatsoever, and is not officially qualified to give financial advice. Investing and/or Trading in financial securities carries an extreme degree of risk. We recommend you perform your own Due Diligence.
DISCLOSURE: This analysis was not paid for, or sponsored, in any form, and The Active Investor does not own shares of the underlying security.
- published: 21 Apr 2016
- views: 32
Transaction Cost Transparency Boosts an Innovative Trading Platform
- Order: Reorder
- Duration: 58:09
- Updated: 19 Apr 2016
- views: 3
PDQ Enterprises, LLC, owner and operator of PDQ ATS, Inc., a registered broker dealer and FINRA Member, came to Paradigm4 to accelerate and streamline the creat...
PDQ Enterprises, LLC, owner and operator of PDQ ATS, Inc., a registered broker dealer and FINRA Member, came to Paradigm4 to accelerate and streamline the creation of an advanced transaction cost analysis (TCA) capability. PDQ plans to use its new tool to help optimize trade performance for all market participants.
Please watch this informative webinar and learn about PDQ's innovative trading platform and its process of liquidity aggregation in response to order flow.
wn.com/Transaction Cost Transparency Boosts An Innovative Trading Platform
PDQ Enterprises, LLC, owner and operator of PDQ ATS, Inc., a registered broker dealer and FINRA Member, came to Paradigm4 to accelerate and streamline the creation of an advanced transaction cost analysis (TCA) capability. PDQ plans to use its new tool to help optimize trade performance for all market participants.
Please watch this informative webinar and learn about PDQ's innovative trading platform and its process of liquidity aggregation in response to order flow.
- published: 19 Apr 2016
- views: 3
PFP Feature - Broker Dealer Institutional
- Order: Reorder
- Duration: 0:53
- Updated: 13 Apr 2016
- views: 0
Institutional users with an Enterprise Plan will appreciate the compliance-rich features built into PreciseFP. You can create multiple users and offices, which ...
Institutional users with an Enterprise Plan will appreciate the compliance-rich features built into PreciseFP. You can create multiple users and offices, which allows you to keep tabs on who has access to client data and who may have changed client data.
Corporate branding can be passed all the way down to the look and feel of your forms. From a compliance perspective, you can make sure that clients and prospects are being communicated to in a compliance-approved way by locking down your forms so that the same forms are used across all of your offices.
Finally, Analytics will provide you with invaluable feedback on how your offices are performing by letting you know how many prospects each office is seeing in a given time period, as well as those with the best conversion rates.
wn.com/Pfp Feature Broker Dealer Institutional
Institutional users with an Enterprise Plan will appreciate the compliance-rich features built into PreciseFP. You can create multiple users and offices, which allows you to keep tabs on who has access to client data and who may have changed client data.
Corporate branding can be passed all the way down to the look and feel of your forms. From a compliance perspective, you can make sure that clients and prospects are being communicated to in a compliance-approved way by locking down your forms so that the same forms are used across all of your offices.
Finally, Analytics will provide you with invaluable feedback on how your offices are performing by letting you know how many prospects each office is seeing in a given time period, as well as those with the best conversion rates.
- published: 13 Apr 2016
- views: 0
Juan Colón: Brokernomics: ¿Cómo y cuánto dinero gana un broker-dealer creando mercados?
- Order: Reorder
- Duration: 41:49
- Updated: 03 Apr 2016
- views: 16
Fecha de emisión: 17 febrero 2016. Ponente: Juan Colón. Password: 1234pw En este webinar, el experto Juan Colón explicará el modelo de negocio de un creador de ...
Fecha de emisión: 17 febrero 2016. Ponente: Juan Colón. Password: 1234pw En este webinar, el experto Juan Colón explicará el modelo de negocio de un creador de mercado , incluyendo todas las fuentes de ingresos.
wn.com/Juan Colón Brokernomics ¿Cómo Y Cuánto Dinero Gana Un Broker Dealer Creando Mercados
Download Broker-Dealer Regulation in a Nutshell (In a Nutshell (West Publishing)) PDF
- Order: Reorder
- Duration: 0:31
- Updated: 03 Apr 2016
- views: 0
http://j.mp/1W2tz1m
http://j.mp/1W2tz1m
wn.com/Download Broker Dealer Regulation In A Nutshell (In A Nutshell (West Publishing)) Pdf
Fiduciary Foundations Made Easy
- Order: Reorder
- Duration: 1:44
- Updated: 31 Mar 2016
- views: 13
Understanding the business impact of the Department of Labor fiduciary ruling. The added fiduciary responsibility will create a higher standard of care and pote...
Understanding the business impact of the Department of Labor fiduciary ruling. The added fiduciary responsibility will create a higher standard of care and potential liability to both the advisor and the broker dealer firm. North Highland’s unique approach includes focusing on creating a great advisor experience, a compelling client experience, and a consistent firm experience. Many firms are only focusing on the risk and compliance changes needed. But to succeed, it will be about more than simply checking boxes. If the advisors are not bought into being a fiduciary, and the clients experience a sub-par process, firms will lose assets and advisors.
wn.com/Fiduciary Foundations Made Easy
Understanding the business impact of the Department of Labor fiduciary ruling. The added fiduciary responsibility will create a higher standard of care and potential liability to both the advisor and the broker dealer firm. North Highland’s unique approach includes focusing on creating a great advisor experience, a compelling client experience, and a consistent firm experience. Many firms are only focusing on the risk and compliance changes needed. But to succeed, it will be about more than simply checking boxes. If the advisors are not bought into being a fiduciary, and the clients experience a sub-par process, firms will lose assets and advisors.
- published: 31 Mar 2016
- views: 13
Broker-dealer Word Pronunciation
- Order: Reorder
- Duration: 0:13
- Updated: 31 Mar 2016
- views: 1
Learn every word Pronunciation and improve Vocabulary
For Meaning ,Example and Related Images checkout below channel link
https://www.youtube.com/channel/UC...
Learn every word Pronunciation and improve Vocabulary
For Meaning ,Example and Related Images checkout below channel link
https://www.youtube.com/channel/UCW4mTVXENCIZ6d7ov1VG8Og
Just Type in YOUTUBE ["Word" Meaning With Example ]
For Example
Fabulous Word Meaning With Example
Facebook Link :
https://www.facebook.com/LEARN-ENG-WORDS-1552403398414120/?ref=hl
wn.com/Broker Dealer Word Pronunciation
Learn every word Pronunciation and improve Vocabulary
For Meaning ,Example and Related Images checkout below channel link
https://www.youtube.com/channel/UCW4mTVXENCIZ6d7ov1VG8Og
Just Type in YOUTUBE ["Word" Meaning With Example ]
For Example
Fabulous Word Meaning With Example
Facebook Link :
https://www.facebook.com/LEARN-ENG-WORDS-1552403398414120/?ref=hl
- published: 31 Mar 2016
- views: 1
Broker dealer
- Order: Reorder
- Duration: 1:15
- Updated: 28 Mar 2016
- views: 2
Financial Advisor Placement Services is the premier financial advisor recruiting firm, which specializes in placing only financial advisors. There is no cost t...
Financial Advisor Placement Services is the premier financial advisor recruiting firm, which specializes in placing only financial advisors. There is no cost to the Advisor!
For more details, visit: http://www.financialadvisorplacementservices.com/
wn.com/Broker Dealer
Financial Advisor Placement Services is the premier financial advisor recruiting firm, which specializes in placing only financial advisors. There is no cost to the Advisor!
For more details, visit: http://www.financialadvisorplacementservices.com/
- published: 28 Mar 2016
- views: 2
Download Institutional Equities and the Broker Dealer: An Introduction PDF
- Order: Reorder
- Duration: 0:30
- Updated: 27 Mar 2016
- views: 0
http://j.mp/1UuWf3Z
http://j.mp/1UuWf3Z
wn.com/Download Institutional Equities And The Broker Dealer An Introduction Pdf
Chip Coughlin of Retirement Income Analysts on Bridge Street December 2015
- Order: Reorder
- Duration: 4:56
- Updated: 16 Mar 2016
- views: 12
Chip Coughlin was on Bridge Street the local news show in December 2015. The topic was "Wrapping Up 2015".
Securities offered through First Allied Securities ...
Chip Coughlin was on Bridge Street the local news show in December 2015. The topic was "Wrapping Up 2015".
Securities offered through First Allied Securities Inc., A Registered Broker/Dealer, Member FINRA/SIPC. Advisory services offered through First Allied Advisory Services, Inc., A Registered Investment Advisor.
Through our affiliation with First Allied, we provide a wide-range of diversified financial products. Together, we offer you the objectivity of working with an independent financial consultant combined with the stability and strength to access the world's financial markets and a wealth of investment resources.
www.retirementincomeanalysts.com
www.finra.org
www.sipc.org
[All third party posts are the responsibility of their respective authors. These opinions and information are subject to change at any time without notice or obligation of notification. The information is intended for informational purposes only and is not intended to provide tax, legal, or investment advice.]
wn.com/Chip Coughlin Of Retirement Income Analysts On Bridge Street December 2015
Chip Coughlin was on Bridge Street the local news show in December 2015. The topic was "Wrapping Up 2015".
Securities offered through First Allied Securities Inc., A Registered Broker/Dealer, Member FINRA/SIPC. Advisory services offered through First Allied Advisory Services, Inc., A Registered Investment Advisor.
Through our affiliation with First Allied, we provide a wide-range of diversified financial products. Together, we offer you the objectivity of working with an independent financial consultant combined with the stability and strength to access the world's financial markets and a wealth of investment resources.
www.retirementincomeanalysts.com
www.finra.org
www.sipc.org
[All third party posts are the responsibility of their respective authors. These opinions and information are subject to change at any time without notice or obligation of notification. The information is intended for informational purposes only and is not intended to provide tax, legal, or investment advice.]
- published: 16 Mar 2016
- views: 12
Chip Coughlin on Bridge Street February 24, 2016
- Order: Reorder
- Duration: 4:09
- Updated: 16 Mar 2016
- views: 13
Chip Coughlin was on Bridge Street the Local Syracuse News Show on February 24, 2016. The segment is "Ready for Retirement".
Securities offered through First ...
Chip Coughlin was on Bridge Street the Local Syracuse News Show on February 24, 2016. The segment is "Ready for Retirement".
Securities offered through First Allied Securities Inc., A Registered Broker/Dealer, Member FINRA/SIPC. Advisory services offered through First Allied Advisory Services, Inc., A Registered Investment Advisor.
Through our affiliation with First Allied, we provide a wide-range of diversified financial products. Together, we offer you the objectivity of working with an independent financial consultant combined with the stability and strength to access the world's financial markets and a wealth of investment resources.
www.retirementincomeanalysts.com
www.finra.org
www.sipc.org
[All third party posts are the responsibility of their respective authors. These opinions and information are subject to change at any time without notice or obligation of notification. The information is intended for informational purposes only and is not intended to provide tax, legal, or investment advice.]
wn.com/Chip Coughlin On Bridge Street February 24, 2016
Chip Coughlin was on Bridge Street the Local Syracuse News Show on February 24, 2016. The segment is "Ready for Retirement".
Securities offered through First Allied Securities Inc., A Registered Broker/Dealer, Member FINRA/SIPC. Advisory services offered through First Allied Advisory Services, Inc., A Registered Investment Advisor.
Through our affiliation with First Allied, we provide a wide-range of diversified financial products. Together, we offer you the objectivity of working with an independent financial consultant combined with the stability and strength to access the world's financial markets and a wealth of investment resources.
www.retirementincomeanalysts.com
www.finra.org
www.sipc.org
[All third party posts are the responsibility of their respective authors. These opinions and information are subject to change at any time without notice or obligation of notification. The information is intended for informational purposes only and is not intended to provide tax, legal, or investment advice.]
- published: 16 Mar 2016
- views: 13
Broker-Dealer Regulation in a Nutshell
- Order: Reorder
- Duration: 0:33
- Updated: 11 Mar 2016
- views: 0
http://j.mp/1U7dGXB
http://j.mp/1U7dGXB
wn.com/Broker Dealer Regulation In A Nutshell
Boom Securities TV AD2
- Order: Reorder
- Duration: 0:30
- Updated: 25 Feb 2016
- views: 27
Founded in 1997, Monex Boom Securities (H.K.) Limited ("BOOM"), is a fully licensed Broker / Dealer regulated by the Securities and Futures Commission (SFC) of ...
Founded in 1997, Monex Boom Securities (H.K.) Limited ("BOOM"), is a fully licensed Broker / Dealer regulated by the Securities and Futures Commission (SFC) of Hong Kong and headquartered in Hong Kong.
Being the first company to launch Internet stock trading in Asia-Pacific, BOOM introduced a new pattern of self-directed cross-border investment by applying new technology to traditional equities trading and financial services.
Phone: (852) 2255 8888
Email: service@boomhq.com
Website: http://www.boom.com
wn.com/Boom Securities Tv Ad2
Founded in 1997, Monex Boom Securities (H.K.) Limited ("BOOM"), is a fully licensed Broker / Dealer regulated by the Securities and Futures Commission (SFC) of Hong Kong and headquartered in Hong Kong.
Being the first company to launch Internet stock trading in Asia-Pacific, BOOM introduced a new pattern of self-directed cross-border investment by applying new technology to traditional equities trading and financial services.
Phone: (852) 2255 8888
Email: service@boomhq.com
Website: http://www.boom.com
- published: 25 Feb 2016
- views: 27
Impactful Insights with The Impact Attorney: Part 2
- Order: Reorder
- Duration: 4:52
- Updated: 24 Feb 2016
- views: 28
This is the second part of our Interview with Private Equity Attorney Chintan Panchal for our Impactful Insights Interview Series.
This is the second part of our Interview with Private Equity Attorney Chintan Panchal for our Impactful Insights Interview Series.
wn.com/Impactful Insights With The Impact Attorney Part 2
This is the second part of our Interview with Private Equity Attorney Chintan Panchal for our Impactful Insights Interview Series.
- published: 24 Feb 2016
- views: 28
Investor Offers Tips to Entrepreneurs
- Order: Reorder
- Duration: 19:32
- Updated: 18 Feb 2016
- views: 44
Read the full GoodCrowdinfo article and watch the interview here: http://bit.ly/1KoH2xw.
Todd Crosland is the CEO and Founder of Seed Equity Ventures, a regist...
Read the full GoodCrowdinfo article and watch the interview here: http://bit.ly/1KoH2xw.
Todd Crosland is the CEO and Founder of Seed Equity Ventures, a registered broker dealer operating an equity crowdfunding site that sponsors this site. Todd offers some tips for entrepreneurial success.
Todd is a proven entrepreneur. Having founded Interbank FX, a global foreign exchange trading platform he sold in 2011, he’s earned his stripes.
He offers two key tips for entrepreneurs:
Trust your instincts. For entrepreneurs trying to achieve success, its imperative to trust your instincts. Becoming a successful entrepreneur means taking a leap of faith and trusting that if you work hard and remain passionate about what you’re doing, you will find success.
Put the right people in the right positions. It is also important that before you focus on where the company is going, you ensure you have the right people in the right position, then focus on the direction.
Read the full GoodCrowdinfo article and watch the interview here: http://bit.ly/1KoH2xw.
Please consider whether a friend or colleague might benefit from this piece and, if so, share it.
wn.com/Investor Offers Tips To Entrepreneurs
Read the full GoodCrowdinfo article and watch the interview here: http://bit.ly/1KoH2xw.
Todd Crosland is the CEO and Founder of Seed Equity Ventures, a registered broker dealer operating an equity crowdfunding site that sponsors this site. Todd offers some tips for entrepreneurial success.
Todd is a proven entrepreneur. Having founded Interbank FX, a global foreign exchange trading platform he sold in 2011, he’s earned his stripes.
He offers two key tips for entrepreneurs:
Trust your instincts. For entrepreneurs trying to achieve success, its imperative to trust your instincts. Becoming a successful entrepreneur means taking a leap of faith and trusting that if you work hard and remain passionate about what you’re doing, you will find success.
Put the right people in the right positions. It is also important that before you focus on where the company is going, you ensure you have the right people in the right position, then focus on the direction.
Read the full GoodCrowdinfo article and watch the interview here: http://bit.ly/1KoH2xw.
Please consider whether a friend or colleague might benefit from this piece and, if so, share it.
- published: 18 Feb 2016
- views: 44
WilmerHale Partner Jason Kropp: Possibility of Paying Someone to Help Raise Capital
- Order: Reorder
- Duration: 0:50
- Updated: 27 Jan 2016
- views: 8
Paying someone who is not a registered broker-dealer to help raise capital is illegal under a number of state and federal securities laws.
Paying someone who is not a registered broker-dealer to help raise capital is illegal under a number of state and federal securities laws.
wn.com/Wilmerhale Partner Jason Kropp Possibility Of Paying Someone To Help Raise Capital
Paying someone who is not a registered broker-dealer to help raise capital is illegal under a number of state and federal securities laws.
- published: 27 Jan 2016
- views: 8
Why Vanderbilt Financial Group is an Impact Organization
- Order: Reorder
- Duration: 0:49
- Updated: 15 Dec 2015
- views: 15
An Impact Organization is a company whose ultimate goals are aligned with the intention to bring about positive social, environmental, or governmental change th...
An Impact Organization is a company whose ultimate goals are aligned with the intention to bring about positive social, environmental, or governmental change through their business. In other words, a company who makes all business decisions with the good in mind.
wn.com/Why Vanderbilt Financial Group Is An Impact Organization
An Impact Organization is a company whose ultimate goals are aligned with the intention to bring about positive social, environmental, or governmental change through their business. In other words, a company who makes all business decisions with the good in mind.
- published: 15 Dec 2015
- views: 15
Horror Trips Wenn Reisen zum Alptraum werden vom Broker zum Dealer - doku
- Order: Reorder
- Duration: 45:07
- Updated: 03 Dec 2015
- views: 1661
10 Serienkiller auf freiem Fuß
10 Serienmörder, die dir Albträume machen!
Serienmörder - Aileen Wuornos (Dokumentation Deutsch)
Wenn Frauen sich in Serienmörder...
10 Serienkiller auf freiem Fuß
10 Serienmörder, die dir Albträume machen!
Serienmörder - Aileen Wuornos (Dokumentation Deutsch)
Wenn Frauen sich in Serienmörder verlieben..
Krassester Serienmörder? || Kranke Welt
Serienmörder -Edmund Kemper ( Dukumentation Deutsch )
Dokus Mafia+gangs+Knast+Serienmörder
Unnützes Wissen (3): Hundekot und Serienmörder
Psycho Serienmörder - Arzt erbaut sadistisches Hotel - Das Mörder Hotel
★Gefährlichster Serienmörder in der Geschichte der Usa ★ Doku 2014
Serienmörder - Richard Ramirez ( Dokumentation Deutsch )
Schaffen Horrorfilme Serienmörder?
Serienmörder - Andrej Tschikatilo (Dokementation Deutsch)
Tommy Lynn Sells; Serienmörder; 70 Morde in 20 Jahren [german]
Serienmörder - Robert Silveria (Dokumentation Deutsch)
Serienmörder - Marc Dutroux (Dokumentation Deutsch)
Doku 2015 Serienmörder - Gestörte Triebe eines Mörders [Dokumentation 2015]
Serienmörder - Charles Starkweather (Dokumentation Deutsch)
Serienmörder - Dennis Rader (Documentation Deutsch )
Serienmörder - Rudolf Pleil - (Documentation Deutsch)
wn.com/Horror Trips Wenn Reisen Zum Alptraum Werden Vom Broker Zum Dealer Doku
10 Serienkiller auf freiem Fuß
10 Serienmörder, die dir Albträume machen!
Serienmörder - Aileen Wuornos (Dokumentation Deutsch)
Wenn Frauen sich in Serienmörder verlieben..
Krassester Serienmörder? || Kranke Welt
Serienmörder -Edmund Kemper ( Dukumentation Deutsch )
Dokus Mafia+gangs+Knast+Serienmörder
Unnützes Wissen (3): Hundekot und Serienmörder
Psycho Serienmörder - Arzt erbaut sadistisches Hotel - Das Mörder Hotel
★Gefährlichster Serienmörder in der Geschichte der Usa ★ Doku 2014
Serienmörder - Richard Ramirez ( Dokumentation Deutsch )
Schaffen Horrorfilme Serienmörder?
Serienmörder - Andrej Tschikatilo (Dokementation Deutsch)
Tommy Lynn Sells; Serienmörder; 70 Morde in 20 Jahren [german]
Serienmörder - Robert Silveria (Dokumentation Deutsch)
Serienmörder - Marc Dutroux (Dokumentation Deutsch)
Doku 2015 Serienmörder - Gestörte Triebe eines Mörders [Dokumentation 2015]
Serienmörder - Charles Starkweather (Dokumentation Deutsch)
Serienmörder - Dennis Rader (Documentation Deutsch )
Serienmörder - Rudolf Pleil - (Documentation Deutsch)
- published: 03 Dec 2015
- views: 1661
Vanderbilt Financial Group Impact Summit Recap - 11/5/2015
- Order: Reorder
- Duration: 2:15
- Updated: 25 Nov 2015
- views: 88
Our Impact Summit focused on new industry trends, impact investing, succession planning, and creating a sustainable practice. Together we reflected on and cele...
Our Impact Summit focused on new industry trends, impact investing, succession planning, and creating a sustainable practice. Together we reflected on and celebrated our first 50 years and looked forward to the next 50 years by focusing on our future.
wn.com/Vanderbilt Financial Group Impact Summit Recap 11 5 2015
Why Vanderbilt Financial Group uses Docupace
- Order: Reorder
- Duration: 0:29
- Updated: 19 Nov 2015
- views: 29
Docupace is a tremendous time saver. The efficient technology makes daily business processes electronic and easy.
Docupace is a tremendous time saver. The efficient technology makes daily business processes electronic and easy.
wn.com/Why Vanderbilt Financial Group Uses Docupace
Docupace is a tremendous time saver. The efficient technology makes daily business processes electronic and easy.
- published: 19 Nov 2015
- views: 29
Broker Dealer Companies and the Need for the SSAE 16 or SOC 2 Audit
- Order: Reorder
- Duration: 1:07
- Updated: 18 Nov 2015
- views: 54
In life, some things are obvious. In business, it is sometimes more vague. For example, does my company need an SSAE 16 or SOC 2 Audit? For a broker-dealer, t...
In life, some things are obvious. In business, it is sometimes more vague. For example, does my company need an SSAE 16 or SOC 2 Audit? For a broker-dealer, this can be a complex question. Although many broker-dealers are "independent" firms solely involved in broker-dealer services, many others are business units or subsidiaries of commercial banks, investment banks, or investment companies. When executing trade orders on behalf of a customer, the institution is said to be acting as a “broker”. When executing trades for its own account, the institution is said to be acting as a "dealer”. Many broker-dealers choose to undergo an SSAE 16 audit as a way to provide transparency to their internal controls. Still not sure if an SSAE 16 or SOC 2 audit is right for you? Feel free to give us a call (866.480.9485), visit our website (www.SSAE16Professionals.com), send us an e-mail (ContactUs@SSAE16Professionals.com), or view our SSAE 16 Audit Overview video on our YouTube channel. Contact us anytime, we’re here to help.
wn.com/Broker Dealer Companies And The Need For The Ssae 16 Or Soc 2 Audit
In life, some things are obvious. In business, it is sometimes more vague. For example, does my company need an SSAE 16 or SOC 2 Audit? For a broker-dealer, this can be a complex question. Although many broker-dealers are "independent" firms solely involved in broker-dealer services, many others are business units or subsidiaries of commercial banks, investment banks, or investment companies. When executing trade orders on behalf of a customer, the institution is said to be acting as a “broker”. When executing trades for its own account, the institution is said to be acting as a "dealer”. Many broker-dealers choose to undergo an SSAE 16 audit as a way to provide transparency to their internal controls. Still not sure if an SSAE 16 or SOC 2 audit is right for you? Feel free to give us a call (866.480.9485), visit our website (www.SSAE16Professionals.com), send us an e-mail (ContactUs@SSAE16Professionals.com), or view our SSAE 16 Audit Overview video on our YouTube channel. Contact us anytime, we’re here to help.
- published: 18 Nov 2015
- views: 54
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69:22
21. Exchanges, Brokers, Dealers, Clearinghouses
Financial Markets (2011) (ECON 252)
As the starting point for this lecture, Professor Shi...
published: 05 Apr 2012
21. Exchanges, Brokers, Dealers, Clearinghouses
21. Exchanges, Brokers, Dealers, Clearinghouses
- Report rights infringement
- published: 05 Apr 2012
- views: 30514
7:34
Series 7 Exam Session 8 - Broker-Dealers
Session 8 in our Series 7 exam videos. Provides an overview of Broker-Dealer rules covered...
published: 20 Nov 2013
Series 7 Exam Session 8 - Broker-Dealers
Series 7 Exam Session 8 - Broker-Dealers
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- published: 20 Nov 2013
- views: 6825
1:16
Broker Dealer
http://Cross-Search.com/
For a confidential call, please contact us at 800-247-3272
You'...
published: 02 May 2012
Broker Dealer
Broker Dealer
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- published: 02 May 2012
- views: 14093
1:55
What Does a Brokerage Do?
When investors are interested in buying and selling securities, they may use a brokerage f...
published: 13 Sep 2013
What Does a Brokerage Do?
What Does a Brokerage Do?
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- published: 13 Sep 2013
- views: 8294
8:23
Broker/Dealer - Boots & Pants
Broker/ Dealer – Dig Deep
Label: Traum Schallplatten
Year:2002
Support the artist: http:...
published: 15 Feb 2015
Broker/Dealer - Boots & Pants
Broker/Dealer - Boots & Pants
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- published: 15 Feb 2015
- views: 755
1:28
Independent Broker Dealer
http://Cross-Search.com
For a confidential call, please contact us at 800-247-3272
Welco...
published: 30 Jan 2012
Independent Broker Dealer
Independent Broker Dealer
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- published: 30 Jan 2012
- views: 12279
2:21
Independent Broker/Dealer
Registered Reps. Going Independent: As an independent broker dealer, we're committed to he...
published: 07 May 2008
Independent Broker/Dealer
Independent Broker/Dealer
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- published: 07 May 2008
- views: 322
8:36
Broker/Dealer: Soft Sell
Spectral Sound 2008
http://ghostly.com
Pitch -4
published: 23 Apr 2011
Broker/Dealer: Soft Sell
Broker/Dealer: Soft Sell
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- published: 23 Apr 2011
- views: 2155
45:07
Horror Trips: Wenn Reisen zum Alptraum werden - vom Broker zum Dealer
published: 26 Oct 2013
Horror Trips: Wenn Reisen zum Alptraum werden - vom Broker zum Dealer
Horror Trips: Wenn Reisen zum Alptraum werden - vom Broker zum Dealer
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- published: 26 Oct 2013
- views: 26494
118:04
Broker Dealer Auditing: Understanding the New SEC and PCAOB Rules and Standards in 2015 LIVE Webcast
The Public Company Accounting Oversight Board (PCAOB) adopted a new auditing standard and ...
published: 23 Feb 2015
Broker Dealer Auditing: Understanding the New SEC and PCAOB Rules and Standards in 2015 LIVE Webcast
Broker Dealer Auditing: Understanding the New SEC and PCAOB Rules and Standards in 2015 LIVE Webcast
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- published: 23 Feb 2015
- views: 172
8:10
Broker / Dealer - Stormy
One of the first videos I made. Quite amateurish, I know, but it has a certain atmosphere....
published: 27 Mar 2010
Broker / Dealer - Stormy
Broker / Dealer - Stormy
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- published: 27 Mar 2010
- views: 2033
8:23
Broker and Dealer-Dig Deep
published: 02 Jun 2011
Broker and Dealer-Dig Deep
Broker and Dealer-Dig Deep
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- published: 02 Jun 2011
- views: 3454
6:16
Broker/Dealer -- Dig Deep (Boots And Pants)
Fabric 10.
published: 19 Dec 2010
Broker/Dealer -- Dig Deep (Boots And Pants)
Broker/Dealer -- Dig Deep (Boots And Pants)
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- published: 19 Dec 2010
- views: 6123
2:58
Broker/Dealer - Opening Night Music Video
A great video for San Francisco's Broker/Dealer duo. Produced by C-TRL Labs, Directors Dev...
published: 25 May 2006
Broker/Dealer - Opening Night Music Video
Broker/Dealer - Opening Night Music Video
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- published: 25 May 2006
- views: 10666
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5:26
PiLab - DataWalk - AML Broker Dealer
published: 22 Apr 2016
PiLab - DataWalk - AML Broker Dealer
PiLab - DataWalk - AML Broker Dealer
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- published: 22 Apr 2016
- views: 0
1:03
Vanderbilt Financial Group Solar View from the Sky!
Vanderbilt Financial Group is The Sustainable Broker Dealer fully equipped with a 295 pane...
published: 21 Apr 2016
Vanderbilt Financial Group Solar View from the Sky!
Vanderbilt Financial Group Solar View from the Sky!
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- published: 21 Apr 2016
- views: 9
7:06
$MNKD - MannKind Corp - Independent Analysis (2)
Technical Analysis on $MNKD. My overall sentiments and predictions for upcoming price move...
published: 21 Apr 2016
$MNKD - MannKind Corp - Independent Analysis (2)
$MNKD - MannKind Corp - Independent Analysis (2)
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- published: 21 Apr 2016
- views: 32
58:09
Transaction Cost Transparency Boosts an Innovative Trading Platform
PDQ Enterprises, LLC, owner and operator of PDQ ATS, Inc., a registered broker dealer and ...
published: 19 Apr 2016
Transaction Cost Transparency Boosts an Innovative Trading Platform
Transaction Cost Transparency Boosts an Innovative Trading Platform
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- published: 19 Apr 2016
- views: 3
0:53
PFP Feature - Broker Dealer Institutional
Institutional users with an Enterprise Plan will appreciate the compliance-rich features b...
published: 13 Apr 2016
PFP Feature - Broker Dealer Institutional
PFP Feature - Broker Dealer Institutional
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- published: 13 Apr 2016
- views: 0
41:49
Juan Colón: Brokernomics: ¿Cómo y cuánto dinero gana un broker-dealer creando mercados?
Fecha de emisión: 17 febrero 2016. Ponente: Juan Colón. Password: 1234pw En este webinar, ...
published: 03 Apr 2016
Juan Colón: Brokernomics: ¿Cómo y cuánto dinero gana un broker-dealer creando mercados?
Juan Colón: Brokernomics: ¿Cómo y cuánto dinero gana un broker-dealer creando mercados?
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- published: 03 Apr 2016
- views: 16
0:31
Download Broker-Dealer Regulation in a Nutshell (In a Nutshell (West Publishing)) PDF
http://j.mp/1W2tz1m
published: 03 Apr 2016
Download Broker-Dealer Regulation in a Nutshell (In a Nutshell (West Publishing)) PDF
Download Broker-Dealer Regulation in a Nutshell (In a Nutshell (West Publishing)) PDF
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- published: 03 Apr 2016
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1:44
Fiduciary Foundations Made Easy
Understanding the business impact of the Department of Labor fiduciary ruling. The added f...
published: 31 Mar 2016
Fiduciary Foundations Made Easy
Fiduciary Foundations Made Easy
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- published: 31 Mar 2016
- views: 13
0:13
Broker-dealer Word Pronunciation
Learn every word Pronunciation and improve Vocabulary
For Meaning ,Example and Related Im...
published: 31 Mar 2016
Broker-dealer Word Pronunciation
Broker-dealer Word Pronunciation
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- published: 31 Mar 2016
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1:15
Broker dealer
Financial Advisor Placement Services is the premier financial advisor recruiting firm, whi...
published: 28 Mar 2016
Broker dealer
Broker dealer
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- published: 28 Mar 2016
- views: 2
0:30
Download Institutional Equities and the Broker Dealer: An Introduction PDF
http://j.mp/1UuWf3Z
published: 27 Mar 2016
Download Institutional Equities and the Broker Dealer: An Introduction PDF
Download Institutional Equities and the Broker Dealer: An Introduction PDF
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- published: 27 Mar 2016
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4:56
Chip Coughlin of Retirement Income Analysts on Bridge Street December 2015
Chip Coughlin was on Bridge Street the local news show in December 2015. The topic was "Wr...
published: 16 Mar 2016
Chip Coughlin of Retirement Income Analysts on Bridge Street December 2015
Chip Coughlin of Retirement Income Analysts on Bridge Street December 2015
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- published: 16 Mar 2016
- views: 12
4:09
Chip Coughlin on Bridge Street February 24, 2016
Chip Coughlin was on Bridge Street the Local Syracuse News Show on February 24, 2016. The ...
published: 16 Mar 2016
Chip Coughlin on Bridge Street February 24, 2016
Chip Coughlin on Bridge Street February 24, 2016
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- published: 16 Mar 2016
- views: 13
0:33
Broker-Dealer Regulation in a Nutshell
http://j.mp/1U7dGXB
published: 11 Mar 2016
Broker-Dealer Regulation in a Nutshell
Broker-Dealer Regulation in a Nutshell
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- published: 11 Mar 2016
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PiLab - DataWalk - AML Broker Dealer...
Vanderbilt Financial Group Solar View from the Sky...
$MNKD - MannKind Corp - Independent Analysis (2)...
Transaction Cost Transparency Boosts an Innovative...
PFP Feature - Broker Dealer Institutional...
Juan Colón: Brokernomics: ¿Cómo y cuánto dinero ga...
Download Broker-Dealer Regulation in a Nutshell (I...
Fiduciary Foundations Made Easy...
Broker-dealer Word Pronunciation...
Broker dealer...
Download Institutional Equities and the Broker Dea...
Chip Coughlin of Retirement Income Analysts on Bri...
Chip Coughlin on Bridge Street February 24, 2016...
Broker-Dealer Regulation in a Nutshell...
Boom Securities TV AD2...
Impactful Insights with The Impact Attorney: Part ...
Investor Offers Tips to Entrepreneurs...
WilmerHale Partner Jason Kropp: Possibility of Pay...
Why Vanderbilt Financial Group is an Impact Organi...
Horror Trips Wenn Reisen zum Alptraum werden vom B...
Vanderbilt Financial Group Impact Summit Recap - 1...
Why Vanderbilt Financial Group uses Docupace...
Broker Dealer Companies and the Need for the SSAE ...
photo: AP / Lee Jin-man
North Korea 'fires submarine-launched ballistic missile'
Edit BBC News 23 Apr 2016
North Korea appears to have fired a ballistic missile from a submarine off its eastern coast, South Korea says. It is not clear whether the test was authentic, and if it was, whether it will be considered a success by the North. A successful test would be significant because submarine-launched ballistic missiles (SLBMs) are hard to detect. It comes as North Korea gears up for a rare and significant party congress next month ... ....
photo: AP
'Adorable' Prince George wows Obama in pyjamas
Edit Deccan Herald 23 Apr 2016
Barack Obama has described Prince George as "adorable" after the 2-year-old son of Prince William and Kate Middleton was allowed to stay up past his bed-time to meet the US President. The Duke and Duchess of Cambridge hosted Obama and wife Michelle for an informal dinner at Kensington Palace in London last night, after which photographs were released of the guests kneeling down to shake hands with the young prince in his pyjamas ... ....
photo: AP / Carolyn Kaster
Saudi Arabia may be in for a nasty shock when Obama steps down
Edit The Independent 22 Apr 2016
Foreign leaders visiting King Salman of Saudi Arabia have noticed that there is a large flower display just in front of the 80-year-old monarch ... Of course, King Salman is not the only world leader past or present whose inability to cope has been artfully concealed by aides and courtiers ... ....
photo: AP / John Minchillo
3 kids survive slaying of 8 family members in Ohio
Edit CNN 23 Apr 2016
(CNN)Eight family members found dead in a rural southern Ohio community were shot in the head "execution style," most while they slept, authorities said Friday. Officers are searching for the killer or killers, who are probably armed and a danger to surviving family members, Pike County Sheriff Charles Reader said ... "I've given the family precautionary measures to make. They know we're available." ... Read More ... 'Doesn't happen every day' ... ......
photo: UN / Rick Bajornas
Brazil president vows trade bloc appeal if ousted
Edit Taipei Times 23 Apr 2016
Brazilian President Dilma Rousseff on Friday said she would appeal to South American trade blocs if she is removed from office, blasting the push to impeach her as a coup and a naked attempt by Brazil’s elite to snatch power back from her Worker’s Party ... She told her opponents that her impeachment would have “serious consequences for the Brazilian political process.” ... “I can’t say today what is going to happen ... ....
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Cops arrest 2 more, say metal scavenging started fires
Edit Indian Express 24 Apr 2016
Shivaji Nagar police Saturday arrested two more scrap dealers for their roles in allegedly setting fire to scrap inside the Deonar dumping ground this March. The men, Atikh Khan (42) and Rafiq khan (49), are both scrap dealers and allegedly egged on ragpickers to set fires inside the dumpyard and pick out metal pieces from the garbage.”....
Tent dealers join hands against child marriage
Edit The Times of India 24 Apr 2016
In a move to demoralize child marriages, 47,000 marriage tent dealers of Rajasthan under the banner of Rajasthan Tent Dealers Kiraya Vyavsai Samiti have decided not to supply tents for the child marriages ... In a meeting held late on Friday evening, the tent dealers urged their 47,000 fellows across the state not to supply marriage tents and other things in the marriages if it is a child marriage....
2 more scrap dealers arrested in Deonar fire case
Edit DNA India 24 Apr 2016
The Shivaji Nagar police on Friday night arrested two more scrap dealers in connection with the fire that took place at the Deonar dumping ground. Earlier, the Deonar police had arrested 13 scrap dealers for allegedly being involved in the crime ... While probing the matter, the police had arrested a total of 13 scrap dealers earlier for allegedly using ......
It Is ‘Mathematically Impossible” For Ted Cruz To Win The GOP Nomination Before The Republican ...
Edit Inquisitr 24 Apr 2016
With the loss, Cruz now must decide if he will heed his own advice and leave the race in order to unite the Republican party behind Trump in a bid to take out Hillary Clinton or Bernie Sanders in the General Election, or if he will remain in the race in an attempt to earn enough delegates to ensure a brokered convention ... While a brokered convention ......
Police Issue Grim Warning After Emergency Responders Revive Man On Verge Of Death
Edit Opposing Views 24 Apr 2016
Officials may have seen the first sign of a flesh-eating form of heroin in New Hampshire last week ... Manchester police said that although they cannot confirm that the drug is present in the city, they warn users that dealers could be mixing heroin with anything. In fact, dealers will often reportedly choose not to cut heroin with the painkiller fentanyl, instead opting for cheaper alternatives....
For car buyers, Diwali is still on
Edit Yahoo Daily News 24 Apr 2016
Rising inventories with dealers and infrastructure cess-led price hike are forcing automobile companies to sell most of their cars, except newly-launched ones, for deep discounts. Price cuts on older models are expected to increase further, as inventory levels with dealers have risen from an average of two-four weeks to five-six weeks ... In fact, for Maruti, the discount levels have increased every quarter during FY16 ... ....
Maharashtra CM Devendra Fadnavis launches online numismatic museum
Edit Indian Express 24 Apr 2016
Maharashtra Chief Minister Devendra Fadnavis ... The online museum is aimed at preserving Indian culture and history and creating interest in culture among young people, including students, dealers and buyers....
It’s not that hard to be a venture capitalist anymore
Edit New York Post 24 Apr 2016
Entrepreneurs across the country will soon have to dream a little bigger. US regulators will soon allow them to compete with more established players — like hip-hop star Kanye West — for crowdsourced investors ... Wealthier individuals will be able to pony up 10 percent of their annual income or net worth ... “I expect brokers will make great-sounding sales pitches” but their will be plenty of potential for fraudulent abuse of the new rules ... ....
It was once Britain’s motor city. Now Coventry’s wheels are turning again
Edit The Observer 24 Apr 2016
The first ever British car was built in Coventry nearly 120 years ago. Now there are ambitious plans to re-establish the city as the heart of the country’s recovering automotive industry ... Jaguar closed its Browns Lane plant in 2005 ... The man overseeing the rebirth of Britain’s motor city is Lord Bhattacharyya, who founded WMG in 1980 and is an adviser to Tata, helping to broker its takeover of JLR in 2008 ... ....
Judges micro-manage Parliament
Edit Toronto Sun 24 Apr 2016
Minimum sentencing laws are not inherently a violation of the Canadian Charter of Rights and Freedoms. Only twice have such laws been struck down by our highest court, once in respect of a minimum five-year sentence and once in respect of a minimum seven-year sentence. The previous Conservative government passed several minimum sentence laws ... Lloyd was a drug addict and dealer who sold drugs to support his addiction ... ....
How to manage dry and wet waste
Edit DNA India 24 Apr 2016
-->. As outrage spreads about the Deonar landfill mess and much is said and written about what authorities should do, Pooja Patel speaks to Raaginii Jaain and Shanta Chatterji, two women in the city who have been setting examples on how to manage dry and wet waste. 1. Raaginii Jaain ... There has been steady growth since ... Jaain says ... I or any other scrap dealer is not involved… I believe in a no-profit no-loss policy." ... ****** ... ....
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