Batu Khan (/ˈbɑːtuː ˈkɑːn/; Mongolian: Бат хан, Russian: хан Батый; c. 1207–1255) was a Mongol ruler and founder of the Ulus of Jochi (or Golden Horde), the sub-khanate of the Mongol Empire. Batu was a son of Jochi and grandson of Genghis Khan. His ulus was the chief state of the Golden Horde (or Kipchak Khanate), which ruled Rus and the Caucasus for around 250 years, after also destroying the armies of Poland and Hungary. "Batu" or "Bat" literally means "firm" in the Mongolian language. After the deaths of Genghis Khan's sons, he became the most respected prince called agha (elder brother) in the Mongol Empire.

Early years[link]

After his son Jochi's death, Genghis assigned the latter's appanages to his sons. But the Great Khan installed Batu as Khan of the Ulus of Jochi. He had an elder brother Orda Khan who agreed that Batu should succeed his father. Genghis Khan's youngest brother Temuge attended the coronation ceremony as an official representative of Genghis.^[3] When Genghis Khan died in 1227, he left 4,000 Mongol men to Jochi's family. Jochi's lands were divided between Batu and his older brother Orda. Orda's White Horde ruled the lands roughly between the Volga river and Lake Balkhash, while Batu's Horde ruled the lands west of the Volga.

In 1229, Ogedei dispatched 3 tumens under Kukhdei and Sundei to conquer the tribes on the lower Ural. According to Abulghazi, Batu joined Ogedei's military campaign against the Jin Dynasty in North China while his younger brother was fighting the Bashkirs, the Cumans, the Bulghars and the Alans in the west. Despite heavy resistance of their enemies, the Mongols conquered major cities of the Jurchens and made the Bashkirs their ally. In 1230's Ogedei distributed lands in Shanxi, China to Batu and the family of Jochi, but they appointed their officials under the supervision of the Imperial governor likewise in Khorasan, Persia.^[4]

Conquest of Rus[link]

Main articles: Mongol invasion of Rus, Mongol invasion of Volga Bulgaria.

After the end of the Mongol-Jin War, the Great Khan Ogedei ordered Batu to conquer western nations at the kurultai in Mongolia. In 1235 Batu, who earlier had directed the conquest of the Crimea, was assigned an army of possibly 130,000 to oversee an invasion of Europe. His relatives and cousins Guyuk, Büri, Mongke, Khulgen, Khadan, Baidar and notable Mongol generals Subutai (Subeedei), Borolday and Mengguser joined him by the order of his uncle Ogedei. The army, actually commanded by Subutai, crossed the Volga and invaded Volga Bulgaria in 1236. It took them a year to extinguish the resistance of the Volga Bulgarians, Kypchaks, and Alani.

Destruction of Suzdal by the Mongol armies. From the medieval Russian annals

In November 1237 Batu Khan sent his envoys to the court of Yuri II of Vladimir and demanded his allegiance. When Yuri refused to surrender the Mongols besieged Ryazan. After six days of the bloody battle, the city was totally annihilated, and never restored its former glory. Alarmed by the news, Yuri II sent his sons to detain the horde, but these were soundly defeated. Having burnt Kolomna and Moscow, the horde laid siege to Vladimir on February 4, 1238. Three days later the capital of Vladimir-Suzdal was taken and burnt to the ground. The royal family perished in the fire, while the grand prince hastily retreated northward. Crossing the Volga, he mustered a new army, which was totally exterminated by the Mongols on the Sit' River on March 4.

Thereupon Batu Khan divided his army into smaller units, which ransacked fourteen Rus' cities: Rostov, Uglich, Yaroslavl, Kostroma, Kashin, Ksnyatin, Gorodets, Galich, Pereslavl-Zalessky, Yuriev-Polsky, Dmitrov, Volokolamsk, Tver, and Torzhok. The most difficult to take was the small town of Kozelsk, whose boy-prince Titus and inhabitants resisted the Mongols for seven weeks. As the story goes, at the news of Mongol approach, a city of Kitezh was submerged into a lake with all its inhabitants, where it may be seen to this day. Khadan and Buri stormed the city in three days after they joined Batu. The only major cities to escape destruction was Smolensk, who submitted to the Mongols and agreed to pay tribute, and Novgorod with Pskov, which could not be reached by the Mongols on account of considerable distance and marshlands.

When Batu drank a cup of wine before the others at the victory banquet, Buri complained of the unfairness of Batu receiving such a vast and fertile steppe and the Mongol army, and, along with Guyuk and others, ridiculed Batu as an old woman with beard. Then they left the banquet. Batu sent an envoy to his uncle Ogedei to complain of his cousins' rude behavior. Ogedei, who got angry on hearing the news, recalled Buri and Guyuk. According to some sources, Buri, who was sent to his grandfather Chagatai, never returned to join the Mongol conquest of Europe. But Guyuk came to Russian steppe again after his father Ogedei harshly criticized him.

In the summer of 1238, Batu Khan devastated the Crimea and pacified Mordovia and Kipchak controlled steppe. In the winter of 1239, he sacked Chernigov and Pereyaslav. After several days of siege, the Mongols stormed Kiev in December 1240. Despite fierce resistance of Danylo of Halych, Batu Khan managed to take two principal capitals of his land, Halych and Volodymyr-Volyns'kyi. Ruthenian principalities became vassals of the Mongol Empire.

Invasion of Central Europe[link]

The Cuman refugees took shelter in the Kingdom of Hungary. Batu sent more than 5 messengers to Bela IV, the king of Hungary but they all died. For the last time Batu demanded that Bela have the Cumans returned and warned "It is much easier for the Cumans to escape than it is for you...you dwell in houses and have fixed towns and fortresses, so how will you escape me".^[5] Batu Khan then decided to "reach the ultimate sea", where the Mongols could proceed no further. Some modern historians speculate that Batu intended primarily to assure his flanks were safe for the future from possible interference from the Europeans, and partially as a precursor to further conquest. Most believe he intended the conquest of all Europe, as soon as his flanks were safe, and his forces ready.

Having devastated the various Rus principalities, Subutai and Batu sent spies into Poland, Hungary, and as far as Austria, in preparation for an attack into the heartland of Europe. Having gotten a clear picture of the European kingdoms, they brilliantly prepared an attack. Batu Khan was the overall leader, but Subutai was the actual commander in the field, and as such was present in both the northern and southern campaigns against Rus. The Mongols invaded central Europe in three groups. One group conquered Poland, defeating a combined force under Henry II the Pious, Duke of Silesia and the Grand Master of the Teutonic Order at Legnica. A second crossed the Carpathians and a third followed the Danube. The armies swept the plains of Hungary over the summer and in the spring of 1242 regained impetus and extended their control into Austria and Dalmatia as well as invading Bohemia. While the northern force under Ogedei's son Khadan and Baidar, the son of Chagatai, won the Battle of Legnica and another army of Guyuk or Büri triumphed in Transylvania, Subutai was waiting for another victory over the Magyars, the Croats and the Templars on the Hungarian plain. In 1241, a Tatar (Mongol) army led by Bujek crossed the mountains of the Kara Ulagh ("Black Vlachs"); Bujek defeated the Vlachs and one of their leader named Mišlav.^[6] After the siege of Pest Batu's army withdrew to the Sajo River where they inflicted the tremendous defeat on King Béla IV and his allies at the Battle of Mohi on April 11. Khadan, Baidar and Orda came to Hungary, devastating Moravia en route. The Mongols appointed a darughachi in Hungary and minted coins in the name of Khagan.^[7] According to Michael Prawdin, the country of Bela was assigned to Orda by Batu as an appanage. Batu sent Khadan in pursuit of Bela who fled to Croatia.

The Mongol battalions checked the forces of the Holy Roman Empire and Babenberg Austria.^[8] During his campaign in Central Europe, Batu demanded that Frederick II, the Holy Roman Emperor dethrone himself, and said "I am coming to usurp your throne instead of you". The latter only replied that he would make a good falconer, for he understood birds very well.^[9] The Emperor and Pope Gregory IX called crusade against the Mongol Empire, but Europe was plagued by internal strife. Subutai achieved perhaps his most lasting fame with his victories in Europe as did he in Eastern Persia.

By late 1241, Batu and Subeedei were finishing plans to invade Austria, Italy and Germany, when the news came of the death of Ögedei Khan (died in December, 1241). Batu wanted to continue the war, but Subeedei reminded him the law of Yassa (Их Засаг). The Mongols withdrew in the late spring of 1242, as the Princes of the blood, and Subutai, were recalled to Karakorum where the kurultai was held. The Second Bulgarian Empire was forced to acknowledge Batu's supremacy. Batu was a potential Great Khan. When he failed to win this he would turn to consolidate his conquests in Asia and the Urals.

Viceroy and struggle with Guyuk[link]

Withdrawing from Hungary, Batu made his camps along the banks of the Volga. When the Great Khatun Toregene invited him to elect the next Emperor of the Mongol Empire, Batu announced his inability to attend any immediate kurultai, thus delaying the succession for several years. Eventually, Guyuk was elected Khagan in 1246, with Batu's brothers representing the Jochid lineage.

As one of the oldest members of Chingisid Borjigin, Batu became a viceroy over all the western parts of the empire, controlling routine affairs among the Russian princes, nominating Jochid retainers as governors of Iran, and receiving in audience grandees from the Caucasus. At no point, however, did he openly challenge the authority of the Great Khan.

Medieval Chinese drawing of young Batu Khan (XIV c.).

Prince Michael of Chernigov was passed between fires in accordance with ancient Turco-Mongol tradition. Batu Khan stabbed him to death for his refusal to do obeisance to Chingis Khaan's shrine in the pagan ritual.

During the absence of Batu, the Mongols who were left behind put to death Mstislav, the prince of Rylsk, in the Ukraine. On his return Batu summoned the Grand prince Yaroslav II of Vladimir to meet him. Yaroslav was well received by Batu, who confirmed him as suzerain over the other Russian princes, and gave him authority of Kiev. The princes of Suzdal followed Yaroslav's example. Batu sent Yaroslav to the imperial court of Karakorum and to assist at the inauguration of Guyuk Khan in 1246. Plano Carpini, who got approval from Batu to go further, noted that the Great Khan's aunt was executed. At the same time Yaroslav was poisoned in Mongolia.

Batu had commissaries in the various towns where the dependent Russian princes and other princes held their courts. The princes from Russian states such as Vladimir Constantine, Boris, Gleb, Vasili, Constatantine, Vladimir Constantinovich, Vasil'ko and Sviatoslav Vsevolodovich of Vladimir, went to the court of Batu in person. When Michael of Chernigov, who had murdered the Mongol envoy in Kiev earlier, arrived the Mongol overseers were engaged in taking a census of the inhabitants for the poll tax. Michael was ordered to repair to Batu. When summoned before Batu, he was made to pass between two fires and ordered to prostrate himself before the tablets of Chingis Khan. Michael replied that he did not object to do obeisance to Batu himself but to adore images of dead man was repugnant. As he persisted in his refusal, Batu ordered him to death.

Danylo from Galich summoned to Batu and diplomatically made obeisance to the Mongols. Batu, addressing him, said "You have for a long time refused to come, but have effaced your ill conduct by your obedience" and saluted him with a draught of airag. After the defeat of the Sultanate of Rum, Baiju freed David VII Ulu from Turkish imprisonment and sent him to Batu and Guyuk. Fearing Baiju's aggressive policy, Queen Rusudan of Georgia sent her son David VI Narin to Batu's court to get official recognition as heir apparent. Batu supported David VI and granted him the rights above the Georgian and Armenian nobles and the Mongol tammachis. But Guyuk made David Ulu the senior king of Georgia and ordered Batu's protege David Narin to be subordinate to David Ulu.

Suspicion between Batu and Guyuk increased, however, and Guyuk replaced the officials in Iran and the Caucasus with his own men,including Eljigidei. Guyuk gave a good reception to Alexander Nevsky and Andrey II. Andrey was assigned the throne of Vladimir-Suzdal while Alexander was given southern Russia. When Guyuk began moving west, Sorghaghtani Beki, the widow of Tolui, warned Batu that he was actually the Great Khan's target. When Guyuk summoned Batu to appear before him, Batu moved slowly. Before meeting Batu, Guyuk died suddenly. According to William of Rubruck and a Muslim chronicle, Batu then killed the imperial envoy, and one of his brothers murdered or poisoned the Great Khan Guyuk. But this account is not completely confirmed by other major sources.

Mongke and Batu[link]

An opportunity had arrived for deposing the House of Ogedei from the overlordship of the Mongols, and Batu was determined to avail himself of it. But Batu seems to allow Oghul Ghaimish to serve as regent. He also suggested unruly princes listen to her words. When Batu was ill, Mongke went to the Ulus of Jochi to greet him as his mother Sorghagtani advised. Batu was much delighted on seeing him.

At last, Batu called a kurultai on his own territory in 1250. Members of the Ogedeid and Chagataid families refused to attend the kurultai that was held beyond the Mongolian heartland. The kurultai offered the throne to Batu Khan who had no interest in promoting himself as the new Grand Khan. Rejecting it, he instead nominated Mongke who led a Mongol army in Russia, Northern Caucasus and Hungary. The pro-Tolui faction rose up and supported his choice. Given its limited attendance and location, this kurultai was of questionable validity. Batu sent Mongke under the protection of his brothers, Berke and Tukhtemur, and his son Sartaq to assemble a formal kurultai at Kodoe Aral in the heartland. The supporters of Mongke invited Oghul Ghaimish and other main Ogedeid and Chagataid princes to attend the kurultai but they refused each time, demanding descendants of Ogedei must be khan. In response to it, Batu accused them of killing his aunt Altalaun and defying Ogedei's nominee, Shiremun. After the assembled throng proclaimed Mongke Great Khan of the Mongol Empire in 1251, he punished the Ogedeid and Chagataid families for the organized plot against him. Mongke sent Buri to Batu who had him executed by Buri's opponent general. Eljigidei was ordered to be executed.

The Grand prince Andrey II allied with the rebellious minded princes of western Rus, giving umbrage to the Mongols. Batu sent a punitive expedition under Nevrui. On their approach, Andrey fled to Pskov, and thence to Sweden. The Mongols spread over Vladimir and harshly punished the people there. The Livonian Knights stopped their advance to Novgorod and Pskov on hearing the news about the Mongols. Thanks to his friendship with Sartaq, Alexander was installed as the Grand Prince of Vladimir (i.e., the supreme Russian ruler) by Batu in 1252. In 1256 Andrey travelled to Sarai to ask pardon for his former infidelity and was shown mercy.

During the reign of Mongke, Batu's prestige as kingmaker and the great khans' viceroy in the west reached its height. Even so, Batu allowed Mongke's census takers to operate freely in his realm. According to a Muslim chronicle and the history of Yuan dynasty, Batu had free access to the imperial treasury.^[10] Of all the grandsons of Chinggis Khaan, he and Mongke seemed most capable and the most dedicated to following the spirit of Mongolian law.^[11]

He dispatched a large Jochid delegation to participate in Hulegu's expedition in the Middle East. However, Berke's persuasion might force him to delay to strengthen Hulegu's force, little suspecting that it would result in eliminating the Jochid predominance there, for few years.

Batu, Mongke and other princely lines shared rule over the area from Afghanistan to Turkey. He left state affairs to his son Sartaq before Batu died in 1256.

Family and Legacy[link]

Statue of Batu Khan in Turkey

Mongol imperial war banners.

Batu had at least four children:

• Sartaq, khan of the Golden Horde from 1255–1256
• Toqoqan^[12]
• Andewan
• Ulagchi - probably the son of Sartaq often named Ju Lai (Dzhulaibek)

Batu's mother Ukhaa ujin belonged to the Mongol Onggirat clan^[13] while his chief khatun Borakchin was an Alchi-Tatar.

When Batu and his son Sartak died, Batu's brother Berke inherited the Golden Horde. Berke was not inclined to unity with his cousins in the Mongol family, making war on Hulagu Khan, though Berke officially recognized Mongke and the Empire of the Great Khan as his overlords. In fact, Berke was an independent ruler by then. Fortunately for Europe, Berke did not share Batu's interest in conquering it, however, he demanded Hungarian King Bela IV's submission and sent his general Borolday to Lithuania and Poland.

The Kipchak Khanate was known in Rus and Europe as the Golden Horde (Zolotaya Orda) some think because of the Golden colour of the Khan's tent. "Horde" comes from the Mongol word "orda/ordu" or camp. "Golden" is thought to have had a similar meaning to "royal" (Royal Camp). Of all the Khanates, the Golden Horde ruled longest. Long after the expulsion of the Yuan Dynasty from China to Mongolia, and the fall of Ilkhanate in Middle East, the descendants of Batu Khan continued to rule the Russian steppes. However, Batu's line had ruled the Jochid Ulus until 1360, a century after Berke's death in 1264. Descendants of his brothers, Orda and Tuqatimur, took the throne of the Golden Horde afterwards.

In 2011 only one family in Far East Russia, Vladivostok is often considered to be the relatives of Bat Khan, the grand son of Genghis Khan.

See also[link]

• Mongol Empire
• Golden Horde
• Mongol invasion of Europe
• List of Khans of the Golden Horde
• Batuhan

References[link]

1. ^ Jaroslaw Pelensk-Russia and Kazan: conquest and imperial ideology (1438-1560s), p.121
2. ^ Jack Weatherford-Genghis Khan, p.150
3. ^ H.H.Howorth-The history of the Mongols, p.II, d.II, p.37
4. ^ Thomas T. Allsen - Culture and Conquest in Mongol Eurasia, p.45
5. ^ Michael Prawdin, Gerard (INT) Chaliand-The Mongol empire , p.262
6. ^ Curta, Florin. Southeastern Europe in the Middle Ages - 500-1250.
7. ^ Michael Prawdin, Gerard (INT) Chaliand, The Mongol empire, p.268
8. ^ H.H.Howorth-The history of the Mongols, p.II, d.II, p.48-50
9. ^ Albericus Trium Fontium, Monumenta, scriptores, xxiii. 943.
10. ^ René Grousset - The Empire of the Steppes: A History of Central Asia, p.596
11. ^ Jack Weatherford - The Secret History of the Mongol Queens: How the Daughters of Genghis Khan Rescued His Empire, p.109
12. ^ David Morgan, The Mongols, p. 224.
13. ^ Rashid al-Din - Universal History, Jochids' tale

• Morgan, David. The Mongols. ISBN 0-631-17563-6. 
• Nicolle, David (1998). The Mongol Warlords. Brockhampton Press. 
• Ronay, Gabriel (1978). The Tartar Khan's Englishman. Cassell. 
• Saunders, J.J. (1971). The History of the Mongol Conquests. Routledge & Kegan Paul. ISBN 0-8122-1766-7. 
• Sicker, Martin (2000). The Islamic World in Ascendancy: From the Arab Conquests to the Siege of Vienna. Praeger Publishers. 
• Soucek, Svatopluk (2000). A History of Inner Asia. Cambridge. 

External links[link]

• The Islamic World to 1600: The Golden Horde

Genghis Khan
Dalai Khagan of the Great Mongol State (Supreme Khan of the Mongols) King of Kings Khagan of Khamag Mongol Lord of the Four Colors and Five Tongues Son of Khan Tengri Emperor of All Men
Reign	Spring 1206 – August 25, 1227 (more than 21 years)
Coronation	Spring 1206 in khurultai at the Onon River, Mongolia
Full name	Genghis Khan Mongol: Чингис Хаан Chingis Khaan Mongol script (right): Chinggis Khagan[note 1]
Titles	Khan, Khagan Temple name: Chinese: 元太祖; pinyin: Yuán Tàizǔ Posthumous name: Emperor Fatian Qiyun Shengwu (法天啟運聖武皇帝)
Born	probably 1162[2]
Birthplace	Khentii Mountains, Mongolia
Died	August 1227[3] (Aged 65)
Successor	Ögedei Khan
Consort	Borte Ujin Khulan Yesugen Yesui others
Offspring	Jochi Chagatai Ögedei Tolui Others
Royal House	Borjigin
Father	Yesügei
Mother	Oulen

Genghis Khan (/ˈɡɛŋɡɪs ˈkɑːn/ or /ˈdʒɛŋɡɪs ˈkɑːn/,^[4][5] Mongol: [tʃiŋɡɪs xaːŋ] ( listen); 1162? – August 1227), born Temujin, was the founder and Great Khan (emperor) of the Mongol Empire, which became the largest contiguous empire in history after his death.

He came to power by uniting many of the nomadic tribes of northeast Asia. After founding the Mongol Empire and being proclaimed "Genghis Khan", he started the Mongol invasions that resulted in the conquest of most of Eurasia. These included raids or invasions of the Kara-Khitan Khanate, Caucasus, Khwarezmid Empire, Western Xia and Jin dynasties. These campaigns were often accompanied by wholesale massacres of the civilian populations – especially in Khwarezmia. By the end of his life, the Mongol Empire occupied a substantial portion of Central Asia and China.

Before Genghis Khan died, he assigned Ögedei Khan as his successor and split his empire into khanates among his sons and grandsons.^[6] He died in 1227 after defeating the Western Xia. He was buried in an unmarked grave somewhere in Mongolia at an unknown location. His descendants went on to stretch the Mongol Empire across most of Eurasia by conquering or creating vassal states out of all of modern-day China, Korea, the Caucasus, Central Asian countries, and substantial portions of modern Eastern Europe, Russia and the Middle East. Many of these invasions resulted in the large-scale slaughter of local populations, which have given Genghis Khan and his empire a fearsome reputation in local histories.^[7]

Beyond his military accomplishments, Genghis Khan also advanced the Mongol Empire in other ways. He decreed the adoption of the Uyghur script as the Mongol Empire's writing system. He also promoted religious tolerance in the Mongol Empire, and created a unified empire from the nomadic tribes of northeast Asia. Present-day Mongolians regard him as the founding father of Mongolia.^[8]

Early life[link]

Lineage[link]

Temujin was related on his father's side to Khabul Khan, Ambaghai and Hotula Khan who had headed the Khamag Mongol confederation. When the Chinese Jin Dynasty switched support from the Mongols to the Tatars in 1161, they destroyed Khabul Khan.^[9] Temujin's father, Yesügei (leader of the Borjigin clan and nephew to Ambaghai and Hotula Khan), emerged as the head of the ruling clan of the Mongols, but this position was contested by the rival Tayichi’ud clan, who descended directly from Ambaghai. When the Tatars grew too powerful after 1161, the Jin switched their support from the Tatars to the Keraits.

Birth[link]

The Onon River, Mongolia, in autumn, the region where Temujin was born and grew up.

Because of the lack of contemporary written records, there is very little factual information about the early life of Temujin. The few sources that provide insight into this period often conflict.

Temujin was born in 1162 or 1155^[2] in Delüün Boldog near Burkhan Khaldun mountain and the Onon and Kherlen Rivers in modern-day Mongolia, not far from the current capital, Ulaanbaatar. The Secret History of the Mongols reports that Temüjin was born with a blood clot grasped in his fist, a traditional sign that he was destined to become a great leader. He was the third-oldest son of his father Yesügei, a Khamag Mongol's major chief of the Kiyad and an ally of Toghrul Khan of the Kerait tribe,^[10] and the oldest son of his mother Hoelun. According to the Secret History, Temujin was named after a Tatar chieftain, Temujin-üge, whom his father had just captured. The name also suggests that they may have been descended from a family of blacksmiths (see section Name and title below).

Yesukhei's clan was called Borjigin (Боржигин), and Hoelun was from the Olkhunut, the sub-lineage of the Onggirat tribe.^[11][12] Like other tribes, they were nomads. Because his father was a chieftain, as were his predecessors, Temüjin was of a noble background. This higher social standing made it easier to solicit help from and eventually consolidate the other Mongol tribes.^{[citation needed]}

No accurate portraits of Genghis Khan exist today, and any surviving depictions are considered to be artistic interpretations. Persian historian Rashid-al-Din recorded in his "Chronicles" that the legendary "glittering" ancestor of Genghis Khan was tall, long-bearded, red-haired, and green-eyed. Rashid al-Din also described the first meeting of Genghis and Kublai Khan, when Genghis Khan was surprised to find that Kublai had not inherited his red hair.^[13] Also according to al-Din Genghis' Borjigid clan, had a legend involving their origins: it began as the result of an affair between Alan-ko and a stranger to her land, a glittering man who happened to have red hair and bluish-green eyes. Modern historian Paul Ratchnevsky has suggested in his Genghis biography that the "glittering man" may have been from the Kyrgyz people, who historically displayed these same characteristics. These traits can still be found among modern Mongolians where they have a predominate Mongoloid appearance and with frequent occurrence of blue eyes, green eyes and red hair.^[14] A certain number of Mongols, particularly the Oirat tribe in western Mongolia tend to exhibit lighter features such as fair skin, blue or green eyes, varying shades of brown hair, and sometimes even red or blonde hair.^[15] Some of the Mongols today who exhibit some slight Caucasoid features most likely stem from historical intermixing with ancient Central Asian and Siberian Europoids, as opposed to recent intermixing with Slavics and other Europeans.^[16]

Early life and family[link]

Temujin had three brothers named Hasar, Hachiun, and Temüge, and one sister named Temülen, as well as two half-brothers named Behter and Belgutei. Like many of the nomads of Mongolia, Temujin's early life was difficult. His father arranged a marriage for him, and at nine years of age, he was delivered by his father to the family of his future wife Börte, who was a member of the tribe Onggirat. Temujin was to live there in service to Dei Sechen, the head of the new household, until he reached the marriageable age of 12. While heading home, his father ran into the neighboring Tatars, who had long been enemies of the Mongols, and he was subsequently poisoned by the food they offered. Upon learning this, Temujin returned home to claim his father's position as chieftain of the tribe; however, his father's tribe refused to be led by a boy so young. They abandoned Hoelun and her children, leaving them without protection.

Genghis Khan and Toghrul Khan. Illustration from a 15th century Jami' al-tawarikh manuscript

For the next several years, Hoelun and her children lived in poverty, surviving primarily on wild fruits and ox carcasses, marmots, and other small game hunted by Temujin and his brothers. It was during one hunting excursion that 10-year-old Temujin killed his half-brother, Behter, during a fight which resulted from a dispute over hunting spoils.^[17] This incident cemented his position. In another incident in 1182 he was captured in a raid and held prisoner by his father's former allies, the Tayichi'ud. The Tayichi'ud enslaved Temujin (reportedly with a cangue), but with the help of a sympathetic guard, the father of Chilaun (who later became a general of Genghis Khan), he was able to escape from the ger in the middle of the night by hiding in a river crevice.^{[citation needed]} It was around this time that Jelme and Bo'orchu, two of Genghis Khan's future generals, joined forces with him. Temüjin's reputation also became widespread after his escape from the Tayichi'ud.

At this time, none of the tribal confederations of Mongolia were united politically, and arranged marriages were often used to solidify temporary alliances. Temujin grew up observing the tough political climate of Mongolia, which included tribal warfare, thievery, raids, corruption and continuing acts of revenge carried out between the various confederations, all compounded by interference from foreign forces such as the Chinese dynasties to the south. Temujin's mother Olen taught him many lessons about the unstable political climate of Mongolia, especially the need for alliances.

As previously arranged by his father, Temujin married Börte of the Onggirat tribe when he was around 16 in order to cement alliances between their respective tribes. Börte had four sons, Jochi (1185–1226), Chagatai (1187—1241), Ögedei (1189—1241), and Tolui (1190–1232). Soon after Börte's marriage to Temujin, she was kidnapped by the Merkits, and reportedly given away as a wife. Temüjin rescued her with the help of his friend and future rival, Jamukha, and his protector, Toghrul Khan of the Kerait tribe. She gave birth to a son, Jochi, nine months later, clouding the issue of his parentage. Despite speculation over Jochi, Börte would be his only empress, though Temujin did follow tradition by taking several morganatic wives.^[18] Genghis Khan also had many other children with his other wives, but they were excluded from the succession. While the names of sons were documented, daughters were not. The names of at least six daughters are known, and while they played significant roles behind the scenes during his lifetime, no documents have survived that definitively provide the number or names of daughters born to the consorts of Genghis Khan.^[19]

Temujin valued loyalty above all else and also valued brotherhood.^[20] Jamukha was one of Temujin's best friends growing up. But their friendship was tested later in life, when Temujin was fighting to become a khan. Jamukha said this to Temujin before he was killed, "What use is there in my becoming a companion to you? On the contrary, sworn brother, in the black night I would haunt your dreams, in the bright day I would trouble your heart. I would be the louse in your collar, I would become the splinter in your door-panel...as there was room for only one sun in the sky, there was room only for one Mongol lord."^[20]

Religion[link]

Genghis Khan's religion is widely speculated to have been Shamanism or Tengriism, which was very likely among nomadic Mongol-Turkic tribes of Central Asia. The Secret History of Mongols chronicles that Genghis prayed to the Burhan Haldun mountain.

But he was very tolerant religiously, and interested in learning philosophical and moral lessons from other religions. To do so, he consulted Buddhist monks, Muslims, Christian missionaries, and the Taoist monk Qiu Chuji.^[21]

Uniting the confederations[link]

Asia in 1200 AD

The Central Asian plateau (north of China) around the time of Temüjin (the early 13th century) was divided into several tribes or confederations, among them Naimans, Merkits, Tatars, Khamag Mongols, and Keraits, that were all prominent in their own right and often unfriendly toward each other as evidenced by random raids, revenge attacks, and plundering.

Temujin began his slow ascent to power by offering himself as an ally (or, according to others sources, a vassal) to his father's anda (sworn brother or blood brother) Toghrul, who was Khan of the Kerait, and is better known by the Chinese title "Wang Khan", which the Jin Empire granted him in 1197. This relationship was first reinforced when Börte was captured by the Merkits; it was Toghrul to whom Temujin turned for support. In response, Toghrul offered his vassal 200,000 of his Kerait warriors and suggested that he also involve his childhood friend Jamukha, who had himself become Khan (ruler) of his own tribe, the Jadaran.^[22] Although the campaign was successful and led to the recapture of Börte and utter defeat of the Merkits, it also paved the way for the split between the childhood friends, Temujin and Jamukha. Temujin had become blood brother (anda) with Jamukha earlier, and they had vowed to remain eternally faithful.

The main opponents of the Mongol confederation (traditionally the "Mongols") around 1200 were the Naimans to the west, the Merkits to the north, Tanguts to the south, and the Jin and Tatars to the east. By 1190, Temujin, his followers, and their advisors, had united the smaller Mongol confederation only. In his rule and his conquest of rival tribes, Temujin broke with Mongol tradition in a few crucial ways. He delegated authority based on merit and loyalty, rather than family ties. As an incentive for absolute obedience and following his rule of law, the Yassa code, Temujin promised civilians and soldiers wealth from future possible war spoils. As he defeated rival tribes, he did not drive away enemy soldiers and abandon the rest. Instead, he took the conquered tribe under his protection and integrated its members into his own tribe. He would even have his mother adopt orphans from the conquered tribe, bringing them into his family. These political innovations inspired great loyalty among the conquered people, making Temujin stronger with each victory.^[23]

Toghrul's (Wang Khan) son Senggum was jealous of Temüjin's growing power, and his affinity with his father. He allegedly planned to assassinate Temujin. Toghrul, though allegedly saved on multiple occasions by Temujin, gave in to his son^[24] and became uncooperative with Temüjin. Temüjin learned of Senggum's intentions and eventually defeated him and his loyalists. One of the later ruptures between Toghrul and Temüjin was Toghrul's refusal to give his daughter in marriage to Jochi, the eldest son of Temüjin, a sign of disrespect in the Mongolian culture. This act led to the split between both factions, and was a prelude to war. Toghrul allied himself with Jamukha, who already opposed Temujin's forces; however, the internal dispute between Toghrul and Jamukha, plus the desertion of a number of their allies to Temujin, led to Toghrul's defeat. Jamukha escaped during the conflict. This defeat was a catalyst for the fall and eventual dissolution of the Kerait tribe.

Genghis Khan in traditional Mongolian writing

The next direct threat to Temüjin was the Naimans (Naiman Mongols), with whom Jamukha and his followers took refuge. The Naimans did not surrender, although enough sectors again voluntarily sided with Temujin. In 1201, a khuruldai elected Jamukha as Gür Khan, "universal ruler", a title used by the rulers of the Kara-Khitan Khanate. Jamukha's assumption of this title was the final breach with Temüjin, and Jamukha formed a coalition of tribes to oppose him. Before the conflict, however, several generals abandoned Jamukha, including Subutai, Jelme's well-known younger brother. After several battles, Jamukha was finally turned over to Temujin by his own men in 1206.

According to the Secret History, Temujin again offered his friendship to Jamukha, asking him to return to his side. Temujin had killed the men who betrayed Jamukha, stating that he did not want disloyal men in his army. Jamukha refused the offer of friendship and reunion, saying that there can only be one Sun in the sky, and he asked for a noble death. The custom is to die without spilling blood, which is granted by breaking the back. Jamukha requested this form of death, despite the fact that in the past Jamukha had been known to have boiled his opponent's generals alive. The rest of the Merkit clan that sided with the Naimans were defeated by Subutai, who was by then a member of Temujin's personal guard and later became one of the most successful commanders of Genghis Khan. The Naimans' defeat left Genghis Khan as the sole ruler of the Mongol plains – all the prominent confederations fell or united under Temüjin's Mongol confederation.

Accounts of Genghis Khan's life are marked by claims of a series of betrayals and conspiracies. These include rifts with his early allies such as Jamuhha (who also wanted to be a ruler of Mongol tribes) and Wang Khan (his and his father's ally), his son Jochi, and problems with the most important shaman, who was allegedly trying to drive a wedge between him and his loyal brother Khasar. His military strategies showed a deep interest in gathering good intelligence and understanding the motivations of his rivals as exemplified by his extensive spy network and Yam route systems. He seemed to be a quick student, adopting new technologies and ideas that he encountered, such as siege warfare from the Chinese. He was also ruthless, as demonstrated by his measuring against the linchpin tactic used against the tribes led by Jamukha.

As a result by 1206 Temüjin had managed to unite or subdue the Merkits, Naimans, Mongols, Keraits, Tatars, Uyghurs and other disparate smaller tribes under his rule. It was a monumental feat for the "Mongols" (as they became known collectively). At a Khuruldai, a council of Mongol chiefs, he was acknowledged as "Khan" of the consolidated tribes and took the new title "Genghis Khan". The title Khagan was not conferred on Genghis until after his death, when his son and successor, Ögedei, took the title for himself and extended it posthumously to his father (as he was also to be posthumously declared the founder of the Yuan Dynasty). This unification of all confederations by Genghis Khan established peace between previously warring tribes and a single political and military force under Genghis Khan.

Military campaigns[link]

All significant conquests and movements of Genghis Khan and his generals during his lifetime

Western Xia Dynasty[link]

During the 1206 political rise of Genghis Khan, the Mongol Empire created by Genghis Khan and his allies shared its western borders with the Tanguts' Western Xia Dynasty. To its east and south was the Jin Dynasty, founded by the Manchurian Jurchens, who ruled northern China as well as being the traditional overlords of the Mongolian tribes for centuries.

Genghis Khan organized his people, army, and his state to first prepare for war with Western Xia, or Xi Xia, which was closer to the Mongolian lands. He correctly believed that the more powerful Jin Dynasty's young ruler would not come to the aid of Xi Xia. When the Tanguts requested help from the Jin Dynasty, they were refused.^[24] Despite initial difficulties in capturing its well-defended cities, Genghis Khan forced the surrender of Western Xia by 1209.

Jin Dynasty[link]

In 1211, after the conquest of Western Xia, Genghis Khan planned again to conquer the Jin Dynasty. The commander of the Jin Dynasty army made a tactical mistake in not attacking the Mongols at the first opportunity. Instead, the Jin commander sent a messenger, Ming-Tan, to the Mongol side, who defected and told the Mongols that the Jin army was waiting on the other side of the pass. At this engagement fought at Badger Pass the Mongols massacred thousands of Jin troops. In 1215 Genghis besieged, captured, and sacked the Jin capital of Yanjing (later known as Beijing). This forced the Emperor Xuanzong to move his capital south to Kaifeng, abandoning the northern half of his kingdom to the Mongols.

Kara-Khitan Khanate[link]

Location of Kara-Khitan Khanate

Kuchlug, the deposed Khan of the Naiman confederation that Temüjin defeated and folded into his Mongol Empire, fled west and usurped the khanate of Kara-Khitan (also known as the Western Liao, as it was originally established as remnants of the Liao Dynasty). Genghis Khan decided to conquer the Kara-Khitan khanate and defeat Kuchlug, possibly to take him out of power. By this time the Mongol army was exhausted from ten years of continuous campaigning in China against the Western Xia and Jin Dynasty. Therefore Genghis sent only two tumen (20,000 soldiers) against Kuchlug, under his younger general, Jebe, known as "The Arrow".

With such a small force, the invading Mongols were forced to change strategies and resort to inciting internal revolt among Kuchlug's supporters, leaving the Khara-Khitan khanate more vulnerable to Mongol conquest. As a result, Kuchlug's army was defeated west of Kashgar. Kuchlug fled again, but was soon hunted down by Jebe's army and executed. By 1218, as a result of defeat of Kara-Khitan khanate, the Mongol Empire and its control extended as far west as Lake Balkhash, which bordered the Khwarezmia (Khwarezmid Empire), a Muslim state that reached the Caspian Sea to the west and Persian Gulf and the Arabian Sea to the south.

Khwarezmian Empire[link]

Khwarezmid Empire (1190–1220)

Genghis Khan watches in amazement as the Khwarezmi Jalal ad-Din prepares to ford the Indus.

In the early 13th century, the Khwarezmian Dynasty was governed by Shah Ala ad-Din Muhammad. Genghis Khan saw the potential advantage in Khwarezmia as a commercial trading partner using the Silk Road, and he initially sent a 500-man caravan to establish official trade ties with the empire. However, Inalchuq, the governor of the Khwarezmian city of Otrar, attacked the caravan that came from Mongolia, claiming that the caravan contained spies and therefore was a conspiracy against Khwarezmia. The situation became further complicated because the governor later refused to make repayments for the looting of the caravans and handing over the perpetrators. Genghis Khan then sent again a second group of three ambassadors (two Mongols and a Muslim) to meet the Shah himself instead of the governor Inalchuq. The Shah had all the men shaved and the Muslim beheaded and sent his head back with the two remaining ambassadors. This was seen as an affront and insult to Genghis Khan. Outraged Genghis Khan planned one of his largest invasion campaigns by organizing together around 200,000 soldiers (20 tumens), his most capable generals and some of his sons. He left a commander and number of troops in China, designated his successors to be his family members and likely appointed Ogedei to be his immediate successor and then went out to Khwarezmia.

The Mongol army under Genghis Khan, generals and his sons crossed the Tien Shan mountains by entering the area controlled by the Khwarezmian Empire. After compiling intelligence from many sources Genghis Khan carefully prepared his army, which was divided into three groups. His son Jochi led the first division into the northeast of Khwarezmia. The second division under Jebe marched secretly to the southeast part of Khwarzemia to form, with the first division, a pincer attack on Samarkand. The third division under Genghis Khan and Tolui marched to the northwest and attacked Khwarzemia from that direction.

The Shah's army was split by diverse internal disquisitions and by the Shah's decision to divide his army into small groups concentrated in various cities. This fragmentation was decisive in Khwarezmia's defeats, as it allowed the Mongols, although exhausted from the long journey, to immediately set about defeating small fractions of the Khwarzemi forces instead of facing a unified defense. The Mongol army quickly seized the town of Otrar, relying on superior strategy and tactics. Genghis Khan ordered the wholesale massacre of many of the civilians, enslaved the rest of the population and executed Inalchuq by pouring molten silver into his ears and eyes, as retribution for his actions. Near the end of the battle the Shah fled rather than surrender. Genghis Khan charged Subutai and Jebe with hunting him down, giving them two years and 20,000 men. The Shah died under mysterious circumstances on a small island within his empire.

The Mongols' conquest, even by their own standards, was brutal. After the capital Samarkand fell, the capital was moved to Bukhara by the remaining men, and Genghis Khan dedicated two of his generals and their forces to completely destroying the remnants of the Khwarezmid Empire, including not only royal buildings, but entire towns, populations and even vast swaths of farmland. According to stories, Genghis Khan even went so far as to divert a river through the Khwarezmid emperor's birthplace, erasing it from the map.

The Mongols attacked Samarkand using prisoners as body shields. After several days only a few remaining soldiers, die-hard supporters of the Shah, held out in the citadel. After the fortress fell, Genghis supposedly reneged on his surrender terms and executed every soldier that had taken arms against him at Samarkand. The people of Samarkand were ordered to evacuate and assemble in a plain outside the city, where they were killed and pyramids of severed heads raised as a symbol of victory.^[25] Ata-Malik Juvayni, a high official in the service of the Mongol empire, wrote that in Termez, on the Oxus, "all the people, both men and women, were driven out onto the plain, and divided in accordance with their usual custom, then they were all slain".^[25]