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- published: 11 Mar 2012
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- author: Guillaume Erard
Emperor of the French | |
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Former Monarchy | |
Imperial | |
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Imperial Coat of arms | |
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Napoleon III | |
First monarch | Napoleon I |
Last monarch | Napoleon III |
Style | His Imperial Majesty |
Official residence | Élysée Palace, Paris |
Monarchy started | 18 May 1804 02 December 1852 |
Monarchy ended | 22 June 1815 04 September 1870 |
Current pretender | Jean Christophe |
The Emperor of the French (French: Empereur des Français) was the title used by the Bonaparte Dynasty starting when Napoleon Bonaparte was given the title Emperor on 18 May 1804 by the French Senate and was crowned emperor of the French on 02 December 1804 at the cathedral of Notre Dame de Paris, in Paris with the Crown of Napoleon.
The title emphasized that the emperor ruled over "the French people", the nation, and not over France, the republic. The title was purposefully created to preserve the appearance of the French Republic and to show that after the French Revolution the feudal system was abandoned and a nation state was created, with equal citizens as the subjects of their emperor. (After 01 January 1809, the state was officially referred to as the French Empire.[1]) The title of "Emperor of the French" was supposed to demonstrate that Napoleon's coronation was not a restoration of monarchy, but an introduction of a new political system: the Empire of the French (Empire des Français). Napoleon's reign lasted until 22 June 1815 when he was defeated at the Battle of Waterloo, exiled and imprisoned on the island of Saint Helena, where he died on 05 May 1821. His reign was interrupted by the Bourbon Restoration of 1814 and his own exile to Elba, from where he escaped less than a year later to reclaim the throne, reigning as Emperor for another 94 days before his final defeat and exile.
Less than a year following the French coup of 1851 by Napoleon's Nephew Louis-Napoléon Bonaparte, which ended in the successful dissolution of the French National Assembly, the Second French Republic was transformed into the Second French Empire, established by a referendum on 07 November 1852. President Louis-Napoleon Bonaparte, elected by the French people, officially became Napoleon III, Emperor of the French, from the symbolic and historic date of 02 December 1852.
His reign persisted to the fourth of September, 1870, although he became captured at the Battle of Sedan during the Franco-Prussian War. He was then forced into exile through England until he died on 09 January 1873.
Since the early death of his only son Louis Napoléon in 1879, the House of Bonaparte has had a number of claimants to the French throne. The current claimant is Jean Christophe, who became head of the house of Bonaparte on 03 May 1997.
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The Emperors of the French had various titles and claims that reflected the geographic expanse and diversity of the lands ruled by the House of Bonaparte.
His Imperial and Royal Majesty Napoleon I, By the Grace of God and the Constitutions of the Republic, Emperor of the French, King of Italy, Protector of the Confederation of the Rhine and the Grand Duchy of Frankfurt, Mediator of the Helvetic Confederation.
His Imperial Majesty Napoleon II, By the Grace of God and the Constitutions of the Republic, Emperor of the French.
His Imperial Majesty Napoleon III, By the Grace of God and the will of the Nation, Emperor of the French.[2]
Portrait | Name | Emperor From | Emperor Until | Relationship with Predecessor(s) |
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Napoleon I | 18 May 1804 | 11 April 1814 | • N/A |
Portrait | Name | Emperor From | Emperor Until | Relationship with Predecessor(s) |
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Napoleon I | 20 March 1815 | 22 June 1815 | • Self |
Portrait | Name | Emperor From | Emperor Until | Relationship with Predecessor(s) |
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Napoleon II | 22 June 1815 | 7 July 1815 | • Son of Napoleon I |
According to his father's will of 1815, Napoleon II was the legitimate heir to the throne, his father having abdicated in his favor. However, the young child's reign was entirely fictional, as he was residing in Austria with his mother. Louis XVIII was reinstalled as king on 07 July.
Portrait | Name | Emperor From | Emperor Until | Relationship with Predecessor(s) |
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Napoleon III | 2 December 1852 | 4 September 1870 | • Nephew of Napoleon I • Cousin of Napoleon II |
Portrait | Name | Pretender From | Pretender Until | Relationship with Predecessor(s) |
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Louis Napoléon | 9 January 1873 | 1 June 1879 | • Great-Nephew of Napoleon I • Second Cousin of Napoleon II • Son of Napoleon III |
Was the only child of Emperor Napoleon III of France and his Empress consort Eugénie de Montijo. His early death in Africa sent shock waves throughout Europe, as he was the last dynastic hope for the restoration of the Bonapartes to the throne of France.
The French Revolution | |
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![]() The storming of the Bastille, 14 July 1789 |
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Participants | French society |
Location | France |
Date | 1789–1799 |
Result |
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The French Revolution (French: Révolution française; 1789–1799), was a period of radical social and political upheaval in France that had a major impact on France and indeed all of Europe. The absolute monarchy that had ruled France for centuries collapsed in three years. French society underwent an epic transformation, as feudal, aristocratic and religious privileges evaporated under a sustained assault from radical left-wing political groups, masses on the streets, and peasants in the countryside.[1] Old ideas about tradition and hierarchy – of monarchy, aristocracy and religious authority – were abruptly overthrown by new Enlightenment principles of equality, citizenship and inalienable rights.
The French Revolution began in 1789 with the convocation of the Estates-General in May. The first year of the Revolution saw members of the Third Estate proclaiming the Tennis Court Oath in June, the assault on the Bastille in July, the passage of the Declaration of the Rights of Man and of the Citizen in August, and an epic march on Versailles that forced the royal court back to Paris in October. The next few years were dominated by tensions between various liberal assemblies and a right-wing monarchy intent on thwarting major reforms.
A republic was proclaimed in September 1792 and King Louis XVI was executed the next year. External threats also played a dominant role in the development of the Revolution. The French Revolutionary Wars started in 1792 and ultimately featured spectacular French victories that facilitated the conquest of the Italian Peninsula, the Low Countries and most territories west of the Rhine – achievements that had defied previous French governments for centuries.
Internally, popular sentiments radicalized the Revolution significantly, culminating in the rise of Maximilien Robespierre and the Jacobins and virtual dictatorship by the Committee of Public Safety during the Reign of Terror from 1793 until 1794 during which between 16,000 and 40,000 people were killed.[2] After the fall of the Jacobins and the execution of Robespierre, the Directory assumed control of the French state in 1795 and held power until 1799, when it was replaced by the Consulate under Napoleon Bonaparte.
After the Napoleonic Wars and ensuing rise and fall of Napoleon's First French Empire, a restoration of absolutist monarchy was followed by two further successful smaller revolutions (1830 and 1848). This meant the 19th century and process of modern France taking shape saw France again successively governed by a similar cycle of constitutional monarchy (1830–48), fragile republic (Second Republic) (1848–1852), and empire (Second Empire) (1852–1870). The modern era has unfolded in the shadow of the French Revolution. The growth of republics and liberal democracies, the spread of secularism, the development of modern ideologies and the invention of total war[3] all mark their birth during the Revolution.
Adherents of most historical models identify many of the same features of the Ancien Régime as being among the causes of the Revolution. Economic factors included hunger and malnutrition in the most destitute segments of the population, due to rising bread prices (from a normal 8 sous for a four-pound loaf to 12 sous by the end of 1789),[4] after several years of poor grain harvests. Bad harvests (caused in part by extreme weather from El Niño along with volcanic activity at Laki and Grímsvötn in 1783–1784), rising food prices, and an inadequate transportation system that hindered the shipment of bulk foods from rural areas to large population centers contributed greatly to the destabilization of French society in the years leading up to the Revolution.
Another cause was the state's effective bankruptcy due to the enormous cost of previous wars, particularly the financial strain caused by French participation in the American Revolutionary War. The national debt amounted to some 1,000–2,000 million[citation needed] livres. The social burdens caused by war included the huge war debt, made worse by the loss of France's colonial possessions in North America and the growing commercial dominance of Great Britain. France's inefficient and antiquated financial system was unable to manage the national debt, something which was both partially caused and exacerbated by the burden of an inadequate system of taxation. To obtain new money to head off default on the government's loans, the king called an Assembly of Notables in 1787.
Meanwhile, the royal court at Versailles was seen as being isolated from, and indifferent to, the hardships of the lower classes. While in theory King Louis XVI was an absolute monarch, in practice he was often indecisive and known to back down when faced with strong opposition. While he did reduce government expenditures, opponents in the parlements successfully thwarted his attempts at enacting much needed reforms. Those who were opposed to Louis' policies further undermined royal authority by distributing pamphlets (often reporting false or exaggerated information) that criticized the government and its officials, stirring up public opinion against the monarchy.[5]
Many other factors involved resentments and aspirations given focus by the rise of Enlightenment ideals. These included resentment of royal absolutism; resentment by peasants, laborers and the bourgeoisie toward the traditional seigneurial privileges possessed by the nobility; resentment of the Church's influence over public policy and institutions; aspirations for freedom of religion; resentment of aristocratic bishops by the poorer rural clergy; aspirations for social, political and economic equality, and (especially as the Revolution progressed) republicanism; hatred of Queen Marie-Antoinette, who was falsely accused of being a spendthrift and an Austrian spy; and anger toward the King for firing finance minister Jacques Necker, among others, who were popularly seen as representatives of the people.[6]
Louis XVI ascended to the throne amidst a financial crisis; the state was nearing bankruptcy and outlays outpaced income.[7] This was because of France’s financial obligations stemming from involvement in the Seven Years War and its participation in the American Revolutionary War.[8] In May 1776, finance minister Turgot was dismissed, after he failed to enact reforms. The next year, Jacques Necker, a foreigner, was appointed Comptroller-General of Finance. He could not be made an official minister because he was a Protestant.[9]
Necker realized that the country's extremely regressive tax system subjected the lower classes to a heavy burden,[9] while numerous exemptions existed for the nobility and clergy.[10] He argued that the country could not be taxed higher; that tax exemptions for the nobility and clergy must be reduced; and proposed that borrowing more money would solve the country's fiscal shortages. Necker published a report to support this claim that underestimated the deficit by roughly 36 million livres, and proposed restricting the power of the parlements.[9]
This was not received well by the King's ministers, and Necker, hoping to bolster his position, argued to be made a minister. The King refused, Necker was fired, and Charles Alexandre de Calonne was appointed to the Comptrollership.[9] Calonne initially spent liberally, but he quickly realized the critical financial situation and proposed a new tax code.[11]
The proposal included a consistent land tax, which would include taxation of the nobility and clergy. Faced with opposition from the parlements, Calonne organised the summoning of the Assembly of Notables. But the Assembly failed to endorse Calonne's proposals and instead weakened his position through its criticism. In response, the King announced the calling of the Estates-General for May 1789, the first time the body had been summoned since 1614. This was a signal that the Bourbon monarchy was in a weakened state and subject to the demands of its people.[12]
The Estates-General was organized into three estates: the clergy, the nobility, and the rest of France.[13] On the last occasion that the Estates-General had met, in 1614, each estate held one vote, and any two could override the third. The Parlement of Paris feared the government would attempt to gerrymander an assembly to rig the results. Thus, they required that the Estates be arranged as in 1614.[14] The 1614 rules differed from practices of local assemblies, where each member had one vote and third estate membership was doubled. For example, in the Dauphiné the provincial assembly agreed to double the number of members of the third estate, hold membership elections, and allow one vote per member, rather than one vote per estate.[15]
The "Committee of Thirty," a body of liberal Parisians, began to agitate against voting by estate. This group, largely composed of the wealthy, argued for the Estates-General to assume the voting mechanisms of Dauphiné. They argued that ancient precedent was not sufficient, because "the people were sovereign."[16] Necker convened a Second Assembly of Notables, which rejected the notion of double representation by a vote of 111 to 333.[16] The King, however, agreed to the proposition on 27 December; but he left discussion of the weight of each vote to the Estates-General itself.[17]
Elections were held in the spring of 1789; suffrage requirements for the Third Estate were for French-born or naturalised males only, at least 25 years of age, who resided where the vote was to take place and who paid taxes.
Pour être électeur du tiers état, il faut avoir 25 ans, être français ou naturalisé, être domicilié au lieu de vote et compris au rôle des impositions.[18]
Strong turnout produced 1,201 delegates, including: "291 nobles, 300 clergy, and 610 members of the Third Estate."[17] To lead delegates, "Books of grievances" (cahiers de doléances) were compiled to list problems.[13] The books articulated ideas which would have seemed radical only months before; however, most supported the monarchical system in general. Many assumed the Estates-General would approve future taxes, and Enlightenment ideals were relatively rare.[14][19]
Pamphlets by liberal nobles and clergy became widespread after the lifting of press censorship.[16] The Abbé Sieyès, a theorist and Catholic clergyman, argued the paramount importance of the Third Estate in the pamphlet Qu'est-ce que le tiers état? ("What is the Third Estate?"), published in January 1789. He asserted: "What is the Third Estate? Everything. What has it been until now in the political order? Nothing. What does it want to be? Something."[14][20]
The Estates-General convened in the Grands Salles des Menus-Plaisirs in Versailles on 5 May 1789 and opened with a three-hour speech by Necker. The Third Estate demanded that the verification of deputies' credentials should be undertaken in common by all deputies, rather than each estate verifying the credentials of its own members internally; negotiations with the other estates failed to achieve this.[19] The commoners appealed to the clergy who replied they required more time. Necker asserted that each estate verify credentials and "the king was to act as arbitrator."[21] Negotiations with the other two estates to achieve this, however, were unsuccessful.[22]
On 10 June 1789, Abbé Sieyès moved that the Third Estate, now meeting as the Communes (English: "Commons"), proceed with verification of its own powers and invite the other two estates to take part, but not to wait for them. They proceeded to do so two days later, completing the process on 17 June.[23] Then they voted a measure far more radical, declaring themselves the National Assembly, an assembly not of the Estates but of "the People." They invited the other orders to join them, but made it clear they intended to conduct the nation's affairs with or without them.[24]
In an attempt to keep control of the process and prevent the Assembly from convening, Louis XVI ordered the closure of the Salle des États where the Assembly met, making an excuse that the carpenters needed to prepare the hall for a royal speech in two days. Weather did not allow an outdoor meeting, so the Assembly moved their deliberations to a nearby indoor real tennis court, where they proceeded to swear the Tennis Court Oath (20 June 1789), under which they agreed not to separate until they had given France a constitution.[25]
A majority of the representatives of the clergy soon joined them, as did 47 members of the nobility. By 27 June, the royal party had overtly given in, although the military began to arrive in large numbers around Paris and Versailles. Messages of support for the Assembly poured in from Paris and other French cities.[25]
By this time, Necker had earned the enmity of many members of the French court for his overt manipulation of public opinion. Marie Antoinette, the King's younger brother the Comte d'Artois, and other conservative members of the King's privy council urged him to dismiss Necker as financial advisor. On 11 July 1789, after Necker published an inaccurate account of the government's debts and made it available to the public, the King fired him, and completely restructured the finance ministry at the same time.[26]
Many Parisians presumed Louis's actions to be aimed against the Assembly and began open rebellion when they heard the news the next day. They were also afraid that arriving soldiers – mostly foreign mercenaries – had been summoned to shut down the National Constituent Assembly. The Assembly, meeting at Versailles, went into nonstop session to prevent another eviction from their meeting place. Paris was soon consumed by riots, chaos, and widespread looting. The mobs soon had the support of some of the French Guard, who were armed and trained soldiers.[27]
On 14 July, the insurgents set their eyes on the large weapons and ammunition cache inside the Bastille fortress, which was also perceived to be a symbol of royal power. After several hours of combat, the prison fell that afternoon. Despite ordering a cease fire, which prevented a mutual massacre, Governor Marquis Bernard de Launay was beaten, stabbed and decapitated; his head was placed on a pike and paraded about the city. Although the fortress had held only seven prisoners (four forgers, two noblemen kept for immoral behavior, and a murder suspect), the Bastille served as a potent symbol of everything hated under the Ancien Régime. Returning to the Hôtel de Ville (city hall), the mob accused the prévôt des marchands (roughly, mayor) Jacques de Flesselles of treachery and butchered him.[28]
The King, alarmed by the violence, backed down, at least for the time being. The Marquis de la Fayette took up command of the National Guard at Paris. Jean-Sylvain Bailly, president of the Assembly at the time of the Tennis Court Oath, became the city's mayor under a new governmental structure known as the commune. The King visited Paris, where, on 17 July he accepted a tricolore cockade, to cries of Vive la Nation ("Long live the Nation") and Vive le Roi ("Long live the King").[29]
Necker was recalled to power, but his triumph was short-lived. An astute financier but a less astute politician, Necker overplayed his hand by demanding and obtaining a general amnesty, losing much of the people's favour.
As civil authority rapidly deteriorated, with random acts of violence and theft breaking out across the country, members of the nobility, fearing for their safety, fled to neighboring countries; many of these émigrés, as they were called, funded counter-revolutionary causes within France and urged foreign monarchs to offer military support to a counter-revolution.[30]
By late July, the spirit of popular sovereignty had spread throughout France. In rural areas, many commoners began to form militias and arm themselves against a foreign invasion: some attacked the châteaux of the nobility as part of a general agrarian insurrection known as "la Grande Peur" ("the Great Fear"). In addition, wild rumours and paranoia caused widespread unrest and civil disturbances that contributed to the collapse of law and order.[31]
On 4 August 1789, the National Constituent Assembly abolished feudalism (although at that point there had been sufficient peasant revolts to almost end feudalism already), in what is known as the August Decrees, sweeping away both the seigneurial rights of the Second Estate and the tithes gathered by the First Estate. In the course of a few hours, nobles, clergy, towns, provinces, companies and cities lost their special privileges.
On 26 August 1789, the Assembly published the Declaration of the Rights of Man and of the Citizen, which comprised a statement of principles rather than a constitution with legal effect. The National Constituent Assembly functioned not only as a legislature, but also as a body to draft a new constitution.
Necker, Mounier, Lally-Tollendal and others argued unsuccessfully for a senate, with members appointed by the crown on the nomination of the people. The bulk of the nobles argued for an aristocratic upper house elected by the nobles. The popular party carried the day: France would have a single, unicameral assembly. The King retained only a "suspensive veto"; he could delay the implementation of a law, but not block it absolutely. The Assembly eventually replaced the historic provinces with 83 départements, uniformly administered and roughly equal in area and population.
Amid the Assembly's preoccupation with constitutional affairs, the financial crisis had continued largely unaddressed, and the deficit had only increased. Honoré Mirabeau now led the move to address this matter, and the Assembly gave Necker complete financial dictatorship.
Fueled by rumors of a reception for the King's bodyguards on 1 October 1789 at which the national cockade had been trampled upon, on 5 October 1789 crowds of women began to assemble at Parisian markets. The women first marched to the Hôtel de Ville, demanding that city officials address their concerns.[32] The women were responding to the harsh economic situations they faced, especially bread shortages. They also demanded an end to royal efforts to block the National Assembly, and for the King and his administration to move to Paris as a sign of good faith in addressing the widespread poverty.
Getting unsatisfactory responses from city officials, as many as 7,000 women joined the march to Versailles, bringing with them cannons and a variety of smaller weapons. Twenty thousand National Guardsmen under the command of La Fayette responded to keep order, and members of the mob stormed the palace, killing several guards.[33] La Fayette ultimately persuaded the king to accede to the demand of the crowd that the monarchy relocate to Paris.
On 6 October 1789, the King and the royal family moved from Versailles to Paris under the "protection" of the National Guards, thus legitimizing the National Assembly.
The Revolution caused a massive shift of power from the Roman Catholic Church to the state. Under the Ancien Régime, the Church had been the largest single landowner in the country, owning about 10% of the land in the kingdom.[34] The Church was exempt from paying taxes to the government, while it levied a tithe—a 10% tax on income, often collected in the form of crops—on the general population, which it then redistributed to the poor.[34] The power and wealth of the Church was highly resented by some groups. A small minority of Protestants living in France, such as the Huguenots, wanted an anti-Catholic regime and revenge against the clergy who discriminated against them. Enlightenment thinkers such as Voltaire helped fuel this resentment by denigrating the Catholic Church and destabilizing the French monarchy.[35] As historian John McManners argues, "In eighteenth-century France throne and altar were commonly spoken of as in close alliance; their simultaneous collapse ... would one day provide the final proof of their interdependence."[36]
This resentment toward the Church weakened its power during the opening of the Estates General in May 1789. The Church composed the First Estate with 130,000 members of the clergy. When the National Assembly was later created in June 1789 by the Third Estate, the clergy voted to join them, which perpetuated the destruction of the Estates General as a governing body.[37] The National Assembly began to enact social and economic reform. Legislation sanctioned on 4 August 1789 abolished the Church's authority to impose the tithe. In an attempt to address the financial crisis, the Assembly declared, on 2 November 1789, that the property of the Church was "at the disposal of the nation."[38] They used this property to back a new currency, the assignats. Thus, the nation had now also taken on the responsibility of the Church, which included paying the clergy and caring for the poor, the sick and the orphaned.[39] In December, the Assembly began to sell the lands to the highest bidder to raise revenue, effectively decreasing the value of the assignats by 25% in two years.[40] In autumn 1789, legislation abolished monastic vows and on 13 February 1790 all religious orders were dissolved.[41] Monks and nuns were encouraged to return to private life and a small percentage did eventually marry.[42]
The Civil Constitution of the Clergy, passed on 12 July 1790, turned the remaining clergy into employees of the state. This established an election system for parish priests and bishops and set a pay rate for the clergy. Many Catholics objected to the election system because it effectively denied the authority of the Pope in Rome over the French Church. Eventually, in November 1790, the National Assembly began to require an oath of loyalty to the Civil Constitution from all the members of the clergy.[42] This led to a schism between those clergy who swore the required oath and accepted the new arrangement and those who remained loyal to the Pope. Overall, 24% of the clergy nationwide took the oath.[43] Widespread refusal led to legislation against the clergy, "forcing them into exile, deporting them forcibly, or executing them as traitors."[40] Pope Pius VI never accepted the Civil Constitution of the Clergy, further isolating the Church in France. During the Reign of Terror, extreme efforts of de-Christianization ensued, including the imprisonment and massacre of priests and destruction of churches and religious images throughout France. An effort was made to replace the Catholic Church altogether, with civic festivals replacing religious ones. The establishment of the Cult of Reason was the final step of radical de-Christianization. These events led to a widespread disillusionment with the Revolution and to counter-rebellions across France. Locals often resisted de-Christianization by attacking revolutionary agents and hiding members of the clergy who were being hunted. Eventually, Robespierre and the Committee of Public Safety were forced to denounce the campaign,[44] replacing the Cult of Reason with the deist but still non-Christian Cult of the Supreme Being. The Concordat of 1801 between Napoleon and the Church ended the de-Christianization period and established the rules for a relationship between the Catholic Church and the French State that lasted until it was abrogated by the Third Republic via the separation of church and state on 11 December 1905. The persecution of the Church led to a counter-revolution known as the Revolt in the Vendée, whose suppression is considered by some to be the first modern genocide[citation needed].
Factions within the Assembly began to clarify. The aristocrat Jacques Antoine Marie de Cazalès and the abbé Jean-Sifrein Maury led what would become known as the right wing, the opposition to revolution (this party sat on the right-hand side of the Assembly). The "Royalist democrats" or monarchiens, allied with Necker, inclined toward organising France along lines similar to the British constitutional model; they included Jean Joseph Mounier, the Comte de Lally-Tollendal, the comte de Clermont-Tonnerre, and Pierre Victor Malouet, comte de Virieu.
The "National Party", representing the centre or centre-left of the assembly, included Honoré Mirabeau, La Fayette, and Bailly; while Adrien Duport, Barnave and Alexandre Lameth represented somewhat more extreme views. Almost alone in his radicalism on the left was the Arras lawyer Maximilien Robespierre. Abbé Sieyès led in proposing legislation in this period and successfully forged consensus for some time between the political centre and the left. In Paris, various committees, the mayor, the assembly of representatives, and the individual districts each claimed authority independent of the others. The increasingly middle-class National Guard under La Fayette also slowly emerged as a power in its own right, as did other self-generated assemblies.
The Assembly abolished the symbolic paraphernalia of the Ancien Régime— armorial bearings, liveries, etc. – which further alienated the more conservative nobles, and added to the ranks of the émigrés. On 14 July 1790, and for several days following, crowds in the Champ de Mars celebrated the anniversary of the fall of the Bastille with the Fête de la Fédération; Talleyrand performed a mass; participants swore an oath of "fidelity to the nation, the law, and the king"; the King and the royal family actively participated.[45]
The electors had originally chosen the members of the Estates-General to serve for a single year. However, by the terms of the Tennis Court Oath, the communes had bound themselves to meet continuously until France had a constitution. Right-wing elements now argued for a new election, but Mirabeau prevailed, asserting that the status of the assembly had fundamentally changed, and that no new election should take place before completing the constitution.[citation needed]
In late 1790, the French army was in considerable disarray. The military officer corps was largely composed of noblemen, who found it increasingly difficult to maintain order within the ranks. In some cases, soldiers (drawn from the lower classes) had turned against their aristocratic commanders and attacked them. At Nancy, General Bouillé successfully put down one such rebellion, only to be accused of being anti-revolutionary for doing so. This and other such incidents spurred a mass desertion as more and more officers defected to other countries, leaving a dearth of experienced leadership within the army.[46]
This period also saw the rise of the political "clubs" in French politics. Foremost among these was the Jacobin Club; 152 members had affiliated with the Jacobins by 10 August 1790. The Jacobin Society began as a broad, general organization for political debate, but as it grew in members, various factions developed with widely differing views. Several of these fractions broke off to form their own clubs, such as the Club of '89.[47]
Meanwhile, the Assembly continued to work on developing a constitution. A new judicial organisation made all magistracies temporary and independent of the throne. The legislators abolished hereditary offices, except for the monarchy itself. Jury trials started for criminal cases. The King would have the unique power to propose war, with the legislature then deciding whether to declare war. The Assembly abolished all internal trade barriers and suppressed guilds, masterships, and workers' organisations: any individual gained the right to practice a trade through the purchase of a license; strikes became illegal.[48]
In the winter of 1791, the Assembly considered, for the first time, legislation against the émigrés. The debate pitted the safety of the Revolution against the liberty of individuals to leave. Mirabeau prevailed against the measure, which he referred to as "worthy of being placed in the code of Draco".[46] But Mirabeau died on 2 April 1791 and, before the end of the year, the new Legislative Assembly adopted this draconian measure.[49]
Louis XVI, egged on by Marie Antoinette and other members of his family, opposed the course of the Revolution, but rejected the potentially treacherous aid of the other monarchs of Europe. He cast his lot with General Bouillé, who condemned both the emigration and the Assembly, and promised him refuge and support in his camp at Montmédy. On the night of 20 June 1791, the royal family fled the Tuileries Palace dressed as servants, while their servants dressed as nobles.
However, late the next day, the King was recognised and arrested at Varennes (in the Meuse département). He and his family were brought back to Paris under guard, still dressed as servants. Pétion, Latour-Maubourg, and Antoine Pierre Joseph Marie Barnave, representing the Assembly, met the royal family at Épernay and returned with them. From this time, Barnave became a counselor and supporter of the royal family. When they returned to Paris, the crowd greeted them in silence. The Assembly provisionally suspended the King. He and Queen Marie Antoinette remained held under guard.[50][51][52][53][54]
As most of the Assembly still favoured a constitutional monarchy rather than a republic, the various groups reached a compromise which left Louis XVI as little more than a figurehead: he was forced to swear an oath to the constitution, and a decree declared that retracting the oath, heading an army for the purpose of making war upon the nation, or permitting anyone to do so in his name would amount to abdication.[55]
However, Jacques Pierre Brissot drafted a petition, insisting that in the eyes of the nation Louis XVI was deposed since his flight. An immense crowd gathered in the Champ de Mars to sign the petition. Georges Danton and Camille Desmoulins gave fiery speeches. The Assembly called for the municipal authorities to "preserve public order". The National Guard under La Fayette's command confronted the crowd. The soldiers responded to a barrage of stones by firing into the crowd, killing between 13 and 50 people.[56]
In the wake of this massacre the authorities closed many of the patriotic clubs, as well as radical newspapers such as Jean-Paul Marat's L'Ami du Peuple. Danton fled to England; Desmoulins and Marat went into hiding.[citation needed]
Meanwhile, a new threat arose from abroad: Holy Roman Emperor Leopold II, Frederick William II of Prussia, and the King's brother Charles-Philippe, comte d'Artois, issued the Declaration of Pillnitz, which considered the cause of Louis XVI as their own, demanded his absolute liberty and implied an invasion of France on his behalf if the revolutionary authorities refused its conditions.[57] The French people expressed no respect for the dictates of foreign monarchs, and the threat of force merely hastened their militarisation.[58]
Even before the "Flight to Varennes", the Assembly members had determined to debar themselves from the legislature that would succeed them, the Legislative Assembly. They now gathered the various constitutional laws they had passed into a single constitution, showed remarkable strength in choosing not to use this as an occasion for major revisions, and submitted it to the recently restored Louis XVI, who accepted it, writing "I engage to maintain it at home, to defend it from all attacks from abroad, and to cause its execution by all the means it places at my disposal". The King addressed the Assembly and received enthusiastic applause from members and spectators. With this capstone, the National Constituent Assembly adjourned in a final session on 30 September 1791.[59]
Mignet argued that the "constitution of 1791... was the work of the middle class, then the strongest; for, as is well known, the predominant force ever takes possession of institutions... In this constitution the people was the source of all powers, but it exercised none."[55]
Under the Constitution of 1791, France would function as a constitutional monarchy. The King had to share power with the elected Legislative Assembly, but he still retained his royal veto and the ability to select ministers. The Legislative Assembly first met on 1 October 1791, and degenerated into chaos less than a year later. In the words of the 1911 Encyclopædia Britannica: "In the attempt to govern, the Assembly failed altogether. It left behind an empty treasury, an undisciplined army and navy, and a people debauched by safe and successful riot."[60] The Legislative Assembly consisted of about 165 Feuillants (constitutional monarchists) on the right, about 330 Girondists (liberal republicans) and Jacobins (radical revolutionaries) on the left, and about 250 deputies unaffiliated with either faction.[citation needed] Early on, the King vetoed legislation that threatened the émigrés with death and that decreed that every non-juring clergyman must take within eight days the civic oath mandated by the Civil Constitution of the Clergy. Over the course of a year, such disagreements would lead to a constitutional crisis.[citation needed]
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On the night of 10 August 1792, insurgents and popular militias, supported by the revolutionary Paris Commune, assailed the Tuileries Palace and massacred the Swiss Guards who were assigned for the protection of the king. The royal family ended up prisoners and a rump session of the Legislative Assembly suspended the monarchy; little more than a third of the deputies were present, almost all of them Jacobins.[61]
What remained of a national government depended on the support of the insurrectionary Commune. The Commune sent gangs into the prisons to try arbitrarily and butcher 1400 victims, and addressed a circular letter to the other cities of France inviting them to follow this example. The Assembly could offer only feeble resistance. This situation persisted until the Convention, elected by universal male suffrage and charged with writing a new constitution, met on 20 September 1792 and became the new de facto government of France. The next day it abolished the monarchy and declared a republic. This date was later retroactively adopted as the beginning of Year One of the French Republican Calendar.
The politics of the period inevitably drove France towards war with Austria and its allies. The King, many of the Feuillants, and the Girondins specifically wanted to wage war. The King (and many Feuillants with him) expected war would increase his personal popularity; he also foresaw an opportunity to exploit any defeat: either result would make him stronger. The Girondins wanted to export the Revolution throughout Europe and, by extension, to defend the Revolution within France. The forces opposing war were much weaker. Barnave and his supporters among the Feuillants feared a war they thought France had little chance to win and which they feared might lead to greater radicalization of the revolution. On the other end of the political spectrum Robespierre opposed a war on two grounds, fearing that it would strengthen the monarchy and military at the expense of the revolution, and that it would incur the anger of ordinary people in Austria and elsewhere. The Austrian emperor Leopold II, brother of Marie Antoinette, may have wished to avoid war, but he died on 1 March 1792.[62] France preemptively declared war on Austria (20 April 1792) and Prussia joined on the Austrian side a few weeks later. The invading Prussian army faced little resistance until checked at the Battle of Valmy (20 September 1792), and forced to withdraw.
The new-born Republic followed up on this success with a series of victories in Belgium and the Rhineland in the fall of 1792. The French armies defeated the Austrians at the Battle of Jemappes on 6 November, and had soon taken over most of the Austrian Netherlands. This brought them into conflict with Britain and the Dutch Republic, which wished to preserve the independence of the southern Netherlands from France. After the king's execution in January 1793, these powers, along with Spain and most other European states, joined the war against France. Almost immediately, French forces faced defeat on many fronts, and were driven out of their newly conquered territories in the spring of 1793. At the same time, the republican regime was forced to deal with rebellions against its authority in much of western and southern France. But the allies failed to take advantage of French disunity, and by the autumn of 1793 the republican regime had defeated most of the internal rebellions and halted the allied advance into France itself.
The stalemate was broken in the summer of 1794 with dramatic French victories. They defeated the allied army at the Battle of Fleurus, leading to a full Allied withdrawal from the Austrian Netherlands. They followed up by a campaign which swept the allies to the east bank of the Rhine and left the French, by the beginning of 1795, conquering Holland itself. The House of Orange was expelled and replaced by the Batavian Republic, a French satellite state. These victories led to the collapse of the coalition against France. Prussia, having effectively abandoned the coalition in the fall of 1794, made peace with revolutionary France at Basel in April 1795, and soon thereafter Spain, too, made peace with France. Of the major powers, only Britain and Austria remained at war with France.
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The French national anthem La Marseillaise was written during the revolution in 1792.
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It was during this time that La Marseillaise was first sung. Originally titled Chant de guerre pour l'Armée du Rhin ("War Song for the Army of the Rhine"), the song was written and composed by Claude Joseph Rouget de Lisle in 1792. It was adopted in 1795 as the nation's first anthem.
In the Brunswick Manifesto, the Imperial and Prussian armies threatened retaliation on the French population if it were to resist their advance or the reinstatement of the monarchy. This among other things made Louis appear to be conspiring with the enemies of France. On 17 January 1793 Louis was condemned to death for "conspiracy against the public liberty and the general safety" by a close majority in Convention: 361 voted to execute the king, 288 voted against, and another 72 voted to execute him subject to a variety of delaying conditions. The former Louis XVI, now simply named Citoyen Louis Capet (Citizen Louis Capet), was executed by guillotine on 21 January 1793 on the Place de la Révolution, former Place Louis XV, now called the Place de la Concorde.[63] Royalty across Europe was horrified and many heretofore neutral countries soon joined the war against revolutionary France.
When war went badly, prices rose and the sans-culottes — poor labourers and radical Jacobins – rioted; counter-revolutionary activities began in some regions. This encouraged the Jacobins to seize power through a parliamentary coup, backed up by force effected by mobilising public support against the Girondist faction, and by utilising the mob power of the Parisian sans-culottes. An alliance of Jacobin and sans-culottes elements thus became the effective centre of the new government. Policy became considerably more radical, as "The Law of the Maximum" set food prices and led to executions of offenders.[64] This policy of price control was coeval with the Committee of Public Safety's rise to power and the Reign of Terror. The Committee first attempted to set the price for only a limited number of grain products but, by September 1793, it expanded the "maximum" to cover all foodstuffs and a long list of other goods.[65] Widespread shortages and famine ensued. The Committee reacted by sending dragoons into the countryside to arrest farmers and seize crops. This temporarily solved the problem in Paris, but the rest of the country suffered. By the spring of 1794, forced collection of food was not sufficient to feed even Paris and the days of the Committee were numbered. When Robespierre went to the guillotine in July of that year the crowd jeered, "There goes the dirty maximum!"[66]
The Committee of Public Safety came under the control of Maximilien Robespierre, a lawyer, and the Jacobins unleashed the Reign of Terror (1793–1794). According to archival records, at least 16,594 people died under the guillotine or otherwise after accusations of counter-revolutionary activities.[67] A number of historians note that as many as 40,000 accused prisoners may have been summarily executed without trial or died awaiting trial.[67][68]
On 2 June 1793, Paris sections — encouraged by the enragés ("enraged ones") Jacques Roux and Jacques Hébert – took over the Convention, calling for administrative and political purges, a low fixed price for bread, and a limitation of the electoral franchise to sans-culottes alone.[69] With the backing of the National Guard, they managed to persuade the Convention to arrest 31 Girondin leaders, including Jacques Pierre Brissot. Following these arrests, the Jacobins gained control of the Committee of Public Safety on 10 June, installing the revolutionary dictatorship. On 13 July, the assassination of Jean-Paul Marat — a Jacobin leader and journalist known for his bloodthirsty rhetoric — by Charlotte Corday, a Girondin, resulted in further increase of Jacobin political influence. Georges Danton, the leader of the August 1792 uprising against the King, undermined by several political reversals, was removed from the Committee and Robespierre, "the Incorruptible", became its most influential member as it moved to take radical measures against the Revolution's domestic and foreign enemies.[70]
Meanwhile, on 24 June, the Convention adopted the first republican constitution of France, variously referred to as the French Constitution of 1793 or Constitution of the Year I. It was progressive and radical in several respects, in particular by establishing universal male suffrage. It was ratified by public referendum, but normal legal processes were suspended before it could take effect.[71]
In Vendée, peasants revolted against the French Revolutionary government in 1793. They resented the changes imposed on the Roman Catholic Church by the Civil Constitution of the Clergy (1790) and broke into open revolt in defiance of the Revolutionary government's military conscription.[72] This became a guerrilla war, known as the War in the Vendée.[73] North of the Loire, similar revolts were started by the so-called Chouans (royalist rebels).[74]
After the defeat at Savenay, when regular warfare in the Vendée was at an end, the French general Francois Joseph Westermann is argued by some historians to have penned a letter (its veracity is disputed)[75][76] to the Committee of Public Safety, stating:
"There is no more Vendée. It died with its wives and its children by our free sabres. I have just buried it in the woods and the swamps of Savenay. According to the orders that you gave me, I crushed the children under the feet of the horses, massacred the women who, at least for these, will not give birth to any more brigands. I do not have a prisoner to reproach me. I have exterminated all. The roads are sown with corpses. At Savenay, brigands are arriving all the time claiming to surrender, and we are shooting them non-stop... Mercy is not a revolutionary sentiment."[77][78]
Other historians doubt the authenticity of this document and point out that the claims in it were patently false — there were in fact thousands of living Vendean prisoners, the revolt had been far from crushed, and the Convention had explicitly decreed that women, children and unarmed men were to be treated humanely.[79] It has been hypothesized that if the letter is authentic, Westermann may have been attempting to exaggerate the intensity of his actions and his success, because he was eager to avoid being purged for his opposition to sans-culotte generals (he was later guillotined together with Danton's group).[80]
The revolt and its suppression, including both combat casualties and massacres and executions on both sides, are thought to have taken between 117,000 and 250,000 lives (170,000 according to the latest estimates).[81] Because of the extremely brutal forms that the Republican repression took in many places, certain historians such as Reynald Secher have called the event a "genocide". This description has become popular in the mass media,[82] but has largely been rejected by mainstream scholars.[83]
Facing local revolts and foreign invasions in both the East and West of the country, the most urgent government business was the war. On 17 August, the Convention voted for general conscription, the levée en masse, which mobilized all citizens to serve as soldiers or suppliers in the war effort.
The National Convention subsequently enacted more legislation, voting on 9 September to establish sans-culottes paramilitary forces, revolutionary armies, and to force farmers to surrender grain demanded by the government. On 17 September, the Law of Suspects was passed, which authorized the charging of counter-revolutionaries with "crimes against liberty." On 29 September, the Convention extended price limits from grain and bread to other household goods and established the Law of the Maximum, intended to prevent price gouging and supply food to the cities.[84]
The guillotine became the symbol of a string of executions. Louis XVI had already been guillotined before the start of the terror; Queen Marie Antoinette, Barnave, Bailly, Brissot and other leading Girondins, Philippe Égalité (despite his vote for the death of the King), Madame Roland and many others were executed by guillotine. The Revolutionary Tribunal summarily condemned thousands of people to death by the guillotine, while mobs beat other victims to death.
At the peak of the terror, the slightest hint of counter-revolutionary thoughts or activities (or, as in the case of Jacques Hébert, revolutionary zeal exceeding that of those in power) could place one under suspicion, and trials did not always proceed according to contemporary standards of due process. Sometimes people died for their political opinions or actions, but many for little reason beyond mere suspicion, or because some others had a stake in getting rid of them. Most of the victims received an unceremonious trip to the guillotine in an open wooden cart (the tumbrel). In the rebellious provinces, the government representatives had unlimited authority and some engaged in extreme repressions and abuses. For example, Jean-Baptiste Carrier became notorious for the Noyades ("drownings") he organized in Nantes;[85] his conduct was judged unacceptable even by the Jacobin government and he was recalled.[86]
Another anti-clerical uprising was made possible by the installment of the Republican Calendar on 24 October 1793. Against Robespierre's concepts of Deism and Virtue, Hébert's (and Chaumette's) atheist movement initiated a religious campaign to dechristianize society. The climax was reached with the celebration of the flame of Reason in Notre Dame Cathedral on 10 November.[87]
The Reign of Terror ultimately weakened the revolutionary government, while temporarily ending internal opposition. The Jacobins expanded the size of the army, and Carnot replaced many aristocratic officers with soldiers who had demonstrated their patriotism, if not their ability. The Republican army was able to throw back the Austrians, Prussians, British, and Spanish. At the end of 1793, the army began to prevail and revolts were defeated with ease. The Ventôse Decrees (February–March 1794) proposed the confiscation of the goods of exiles and opponents of the Revolution, and their redistribution to the needy. However this policy was never fully implemented.[88]
In the spring of 1794, both extremist enragés such as Hébert and moderate Montagnard indulgents such as Danton were charged with counter-revolutionary activities, tried and guillotined. On 7 June Robespierre, who had previously condemned the Cult of Reason, advocated a new state religion and recommended the Convention acknowledge the existence of the "Supreme Being".[89]
On 27 July 1794, the Thermidorian Reaction led to the arrest and execution of Robespierre, Louis de Saint-Just, and other leading Jacobins. The new government was predominantly made up of Girondists who had survived the Terror, and after taking power, they took revenge as well by persecuting even those Jacobins who had helped to overthrow Robespierre, banning the Jacobin Club, and executing many of its former members in what was known as the White Terror.[90][91]
In the wake of excesses of the Terror, the Convention approved the new "Constitution of the Year III" on 22 August 1795. A French plebiscite ratified the document, with about 1,057,000 votes for the constitution and 49,000 against.[92] The results of the voting were announced on 23 September 1795, and the new constitution took effect on 27 September 1795.[92]
The new constitution created the Directoire (English: Directory) and the first bicameral legislature in French history.[93] The parliament consisted of two houses: the Conseil des Cinq-Cents (Council of the Five Hundred), with 500 representatives, and the Conseil des Anciens (Council of Elders), with 250 senators. Executive power went to five "directors," named annually by the Conseil des Anciens from a list submitted by the Conseil des Cinq-Cents. Furthermore, the universal male suffrage of 1793 was replaced by limited suffrage based on property.[94]
With the establishment of the Directory, contemporary observers might have assumed that the Revolution was finished. Citizens of the war-weary nation wanted stability, peace, and an end to conditions that at times bordered on chaos. Those who wished to restore the monarchy and the Ancien Régime by putting Louis XVIII on the throne, and those who would have renewed the Reign of Terror were insignificant in number. The possibility of foreign interference had vanished with the failure of the First Coalition. The earlier atrocities had made confidence or goodwill between parties impossible. The same instinct of self-preservation which had led the members of the Convention to claim so large a part in the new legislature and the whole of the Directory impelled them to keep their predominance. However, many French citizens distrusted the Directory,[95] and the directors could achieve their purposes only by extraordinary means. They habitually disregarded the terms of the constitution, and, even when the elections that they rigged went against them, the directors routinely used draconian police measures to quell dissent. Moreover, to prolong their power the directors were driven to rely on the military, which desired war and grew less and less civic-minded.[96]
Other reasons influenced them in the direction of war. State finances during the earlier phases of the Revolution had been so thoroughly ruined that the government could not have met its expenses without the plunder and the tribute of foreign countries. If peace were made, the armies would return home and the directors would have to face the exasperation of the rank-and-file who had lost their livelihood, as well as the ambition of generals who could, in a moment, brush them aside. Barras and Rewbell were notoriously corrupt themselves and screened corruption in others. The patronage of the directors was ill-bestowed, and the general maladministration heightened their unpopularity.[97]
The constitutional party in the legislature desired toleration of the nonjuring clergy, the repeal of the laws against the relatives of the émigrés, and some merciful discrimination toward the émigrés themselves. The directors baffled all such endeavours. On the other hand, the socialist conspiracy of Babeuf was easily quelled. Little was done to improve the finances, and the assignats continued to fall in value.[citation needed]
The new régime met opposition from remaining Jacobins and the royalists. The army suppressed riots and counter-revolutionary activities. In this way the army and its successful general, Napoleon Bonaparte eventually gained total power.
On 9 November 1799 (18 Brumaire of the Year VIII) Napoleon Bonaparte staged the coup of 18 Brumaire which installed the Consulate. This effectively led to Bonaparte's dictatorship and eventually (in 1804) to his proclamation as Empereur (emperor), which brought to a close the specifically republican phase of the French Revolution.[98]
The French Revolution was a time of upheaval, especially towards traditional ideology, in almost every sense: the current monarch, King Louis XVI, was executed; the Catholic Church was all but abolished; a new calendar was created; and a new Republican government was established. In order to effectively illustrate the differences between the new Republic and the old regime, the leaders needed to implement a new set of symbols to be celebrated instead of the old religious and monarchical symbolism. To this end, symbols were borrowed from historic cultures and redefined, while those of the old regime were either destroyed or reattributed acceptable characteristics. These revised symbols were used to instill in the public a new sense of tradition and reverence for the Enlightenment and the Republic.[99]
Fasces, likes many other symbols of the French Revolution, are Roman in origin. Fasces are a bundle of birch rods containing an axe. In Roman times, the fasces symbolized the power of magistrates who could order the beating of a criminal, representing union and accord with the Roman Republic.[99] The French Republic continued this Roman symbol to represent state power, justice, and unity. During the French Revolution the fasces image is seen in conjunction with many other symbols. This is seen with many emblems of the French Revolution. Though seen throughout the French Revolution, perhaps the most well known French reincarnation of the fasces is the Fasces surmounted by a Phrygian cap. This image has no display of an axe or a strong central state; rather, it symbolizes the power of the liberated people by placing the Liberty Cap on top of the classical symbol of power.[99]
The Liberty cap, also known as the Phrygian cap, or pileus, is a brimless, felt cap that is conical in shape with the tip pulled forward. The cap was originally worn by ancient Romans and Greeks.[100] The cap implies ennobling effects, as seen in its association with Homer’s Ulysses and the mythical twins, Castor and Pollux. The emblem’s popularity during the French Revolution is due in part to its importance in ancient Rome: its use alludes to the Roman ritual of manumission of slaves, in which a freed slave receives the bonnet as a symbol of his newfound liberty. The Roman tribune Lucius Appuleius Saturninus incited the slaves to insurrection by displaying a pileus as if it were a standard.[101] The pileus cap is often red in color. This type of cap was worn by revolutionaries at the fall of the Bastille. According to the Revolutions de Paris, it became "the symbol of the liberation from all servitudes, the sign for unification of all the enemies of despotism."[99] The pileus competed with the Phrygian cap, a similar cap that covered the ears and the nape of the neck, for popularity. The Phrygian cap eventually supplanted the pileus and usurped its symbolism, becoming synonymous with republican liberty.[99]
The Liberty Tree, officially adopted in 1792, is a symbol of the everlasting Republic, national freedom, and political revolution.[99] It has historic roots in revolutionary France as well as America, as a symbol that was shared by the two nascent republics.[102] The tree was chosen as a symbol of the French Revolution because it is a symbol of fertility in French folklore,[103] which provided a simple transition from revering it for one reason to another. The American colonies also used the idea of a Liberty Tree to celebrate their own acts of insurrection against the British, starting with the Stamp Act riot in 1765.[104] The riot culminated in the hanging in effigy of two Stamp Act politicians on a large elm tree. The elm tree began to be celebrated as a symbol of Liberty in the American colonies.[104] It was adopted as a symbol that needed to be living and growing, along with the Republic. To that end, the tree is portrayed as a sapling, usually of an oak tree in French interpretation.[105] The Liberty Tree serves as a constant celebration of the spirit of political freedom.
The symbol of Hercules was first adopted by the Old Regime to represent the monarchy.[106] Hercules was an ancient Greek hero who symbolized strength and power. The symbol was used to represent the sovereign authority of the King over France during the reign of the Bourbon monarchs.[107] However, the monarchy was not the only ruling power in French history to use the symbol of Hercules to declare its power.
During the Revolution, the symbol of Hercules was revived to represent nascent revolutionary ideals. The first use of Hercules as a revolutionary symbol was during a festival celebrating the National Assembly’s victory over federalism on 10 August 1793.[108] This Festival of Unity consisted of four stations around Paris which featured symbols representing major events of the Revolution which embodied revolutionary ideals of liberty, unity, and power.[109] The statue of Hercules, placed at the station commemorating the fall of Louis XVI, symbolized the power of the French people over their former oppressors. The statue’s foot was placed on the throat of the Hydra, which represented the tyranny of federalism which the new Republic had vanquished.[108] In one hand, the statue grasped a club, a symbol of power, while in the other grasping the fasces which symbolized the unity of the French people.[110] The image of Hercules assisted the new Republic in establishing its new Republican moral system.[109] Hercules thus evolved from a symbol of the sovereignty of the monarch into a symbol of the new sovereign authority in France: the French people.[111] This transition was made easily for two reasons. First, because Hercules was a famous mythological figure, and had previously been used by the monarchy, he was easily recognized by educated French observers.[107] It was not necessary for the revolutionary government to educate the French people on the background of the symbol. Additionally, Hercules recalled the classical age of the Greeks and the Romans, a period which the revolutionaries identified with republican and democratic ideals. These connotations made Hercules an easy choice to represent the powerful new sovereign people of France.
During the more radical phase of the Revolution from 1793 to 1794, the usage and depiction of Hercules changed. These changes to the symbol were due to revolutionary leaders believing the symbol was inciting violence among the common citizens.[112] The triumphant battles of Hercules and the overcoming of enemies of the Republic became less prominent. In discussions over what symbol to use for the Seal of the Republic, the image of Hercules was considered but eventually ruled out in favor of Marianne.[112] Hercules was on the coin of the Republic.[112] However, this Hercules was not the same image as that of the pre-Terror phases of the Revolution. The new image of Hercules was more domesticated. He appeared more paternal, older, and wiser, rather than the warrior-like images in the early stages of the French Revolution.[112] Unlike his 24 foot statue in the Festival of the Supreme Being, he was now the same size as Liberty and Equality.[112] Also the language on the coin with Hercules was far different than the rhetoric of pre-revolutionary depictions. On the coins the words, "uniting Liberty and Equality" were used.[112] This is opposed to the forceful language of early Revolutionary rhetoric and rhetoric of the Bourbon monarchy. By 1798, the Council of Ancients had discussed the "inevitable" change from the problematic image of Hercules, and Hercules was eventually phased out in favor of an even more docile image.[112]
Women had no political rights in pre-Revolutionary France; they could not vote or hold any political office. They were considered "passive" citizens; forced to rely on men to determine what was best for them in the government. It was the men who defined these categories, and women were forced to accept male domination in the political sphere.[113] The Encyclopédie, published by a group of philosophers over the years 1751–1777, summarized French male beliefs of women. A woman was a "failed man," the fetus not fully developed in the womb. "Women’s testimony is in general light and subject to variation; this is why it is taken more seriously than that of men" as opposed to men, upon whom "Nature seems to have conferred… the right to govern." In general, "men are more capable than women of ably governing particular matters".[114] Instead, women were taught to be committed to their husbands and "all his interests… [to show] attention and care… [and] sincere and discreet zeal for his salvation." A woman’s education often consisted of learning to be a good wife and mother; as a result women were not supposed to be involved in the political sphere, as the limit of their influence was the raising of future citizens.[115]
When the Revolution opened, some women struck forcefully, using the volatile political climate to assert their active natures. In the time of the Revolution, women could not be kept out of the political sphere; they swore oaths of loyalty, "solemn declarations of patriotic allegiance, [and] affirmations of the political responsibilities of citizenship." Throughout the Revolution, women such as Pauline Léon and her Society of Revolutionary Republican Women fought for the right to bear arms, used armed force and rioted.[116]
Even before Léon, some liberals had advocated equal rights for women including women's suffrage. Nicolas de Condorcet was especially noted for his advocacy, in his articles published in the Journal de la Société de 1789, and by publishing De l'admission des femmes au droit de cité ("For the Admission to the Rights of Citizenship For Women") in 1790.
The March to Versailles is but one example of feminist militant activism during the French Revolution. While largely left out of the thrust for increasing rights of citizens, as the question was left indeterminate in the Declaration of the Rights of Man,[117] activists such as Pauline Léon and Théroigne de Méricourt agitated for full citizenship for women.[118] Women were, nonetheless, "denied political rights of ‘active citizenship’ (1791) and democratic citizenship (1793)."[117]
Pauline Léon, on 6 March 1792, submitted a petition signed by 319 women to the National Assembly requesting permission to form a garde national in order to defend Paris in case of military invasion.[118] Léon requested permission be granted to women to arm themselves with pikes, pistols, sabers and rifles, as well as the privilege of drilling under the French Guards. Her request was denied.[119] Later in 1792, Théroigne de Méricourt made a call for the creation of "legions of amazons" in order to protect the revolution. As part of her call, she claimed that the right to bear arm would transform women into citizens.[120]
On 20 June 1792 a number of armed women took part in a procession that "passed through the halls of the Legislative Assembly, into the Tuilleries Gardens, and then through the King’s residence."[121] Militant women also assumed a special role in the funeral of Marat, following his murder on 13 July 1793. As part of the funeral procession, they carried the bathtub in which Marat had been murdered as well as a shirt stained with Marat’s blood.[122]
The most radical militant feminist activism was practiced by the Society of Revolutionary Republican Women, which was founded by Léon and her colleague, Claire Lacombe on 10 May 1793.[123] The goal of the club was "to deliberate on the means of frustrating the projects of the enemies of the Republic." Up to 180 women attended the meetings of the Society.[124] Of special interest to the Society was "combating hoarding [of grain and other staples] and inflation."[125]
Later, on 20 May 1793, women were at the fore of a crowd that demanded "bread and the Constitution of 1793."[126] When their cries went unnoticed, the women went on a rampage, "sacking shops, seizing grain and kidnapping officials."[127]
Most of these outwardly activist women were punished for their actions. The kind of punishment received during the Revolution included public denouncement, arrest, execution, or exile. Théroigne de Méricourt was arrested, publicly flogged and then spent the rest of her life sentenced to an insane asylum. Pauline Léon and Claire Lacombe were arrested, later released, and continued to receive ridicule and abuse for their activism. Many of the women of the Revolution were even publicly executed for "conspiring against the unity and the indivisibility of the Republic".[128]
These are but a few examples of the militant feminism that was prevalent during the French Revolution. While little progress was made toward gender equality during the Revolution, the activism of French feminists was bold and particularly significant in Paris.[citation needed]
While some women chose a militant, and often violent, path, others chose to influence events through writing, publications, and meetings. Olympe de Gouges wrote a number of plays, short stories, and novels. Her publications emphasized that women and men are different, but this shouldn’t stop them from equality under the law. In her "Declaration on the Rights of Woman" she insisted that women deserved rights, especially in areas concerning them directly, such as divorce and recognition of illegitimate children. De Gouges also expressed non-gender political views; even before the start of the terror, Olympe de Gouges addressed Robespierre using the pseudonym "Polyme" calling him the Revolution’s "infamy and shame." She warned of the Revolution’s building extremism saying that leaders were "preparing new shackles if [the French people’s liberty were to] waver." Stating that she was willing to sacrifice herself by jumping into the Seine if Robespierre were to join her, de Gouges desperately attempted to grab the attention of the French citizenry and alert them to the dangers that Robespierre embodied.[129] In addition to these bold writings, her defense of the king was one of the factors leading to her execution. An influential figure, one of her suggestions early in the Revolution, to have a voluntary, patriotic tax, was adopted by the National Convention in 1789.[130]
Madame Roland (aka Manon or Marie Roland) was another important female activist. Her political focus was not specifically on women or their liberation. She focused on other aspects of the government, but was a feminist by virtue of the fact that she was a woman working to influence the world. Her personal letters to leaders of the Revolution influenced policy; in addition, she often hosted political gatherings of the Brissotins, a political group which allowed women to join. While limited by her gender, Madame Roland took it upon herself to spread Revolutionary ideology and spread word of events, as well as to assist in formulating the policies of her political allies. Though unable to directly write policies or carry them through to the government, Roland was able to influence her political allies and thus promote her political agenda. Roland attributed women’s lack of education to the public view that women were too weak or vain to be involved in the serious business of politics. She believed that it was this inferior education that turned them into foolish people, but women "could easily be concentrated and solidified upon objects of great significance" if given the chance.[131] As she was led to the scaffold, Madame Roland shouted "O liberty! What crimes are committed in thy name!" Witnesses of her life and death, editors, and readers helped to finish her writings and several editions were published posthumously. While she did not focus on gender politics in her writings, by taking an active role in the tumultuous time of the Revolution, Roland took a stand for women of the time and proved they could take an intelligent active role in politics.[132]
Though women did not gain the right to vote as a result of the Revolution, they still greatly expanded their political participation and involvement in governing. They set precedents for generations of feminists to come.
A major aspect of the French Revolution was the dechristianisation movement, a movement that many common people did not agree with. Especially for women living in rural areas of France, the demise of the Catholic Church meant a loss of normalcy. For instance, the ringing of Church bells resonating through the town called people to confession and was a symbol of unity for the community.[133] With the onset of the dechristianisation campaign the Republic silenced these bells and sought simultaneously to silence the religious fervor of the majority Catholic population.[133] When these revolutionary changes to the Church were implemented, it spawned a counter-revolutionary movement, particularly amongst women. Although some of these women embraced the political and social amendments of the Revolution, they opposed the dissolution of the Catholic Church and the formation of revolutionary cults like the Cult of the Supreme Being advocated by Robespierre.[134] As Olwen Hufton argues, these women began to see themselves as the “defenders of faith”.[135] They took it upon themselves to protect the Church from what they saw as a heretical change to their faith, enforced by revolutionaries.
Counter-revolutionary women resisted what they saw as the intrusion of the state into their lives.[136] Economically, many peasant women refused to sell their goods for assignats because this form of currency was unstable and was backed by the sale of confiscated Church property.[135] By far the most important issue to counter-revolutionary women was the passage and the enforcement of the Civil Constitution of the Clergy in 1790. In response to this measure, women in many areas began circulating anti-oath pamphlets and refused to attend masses held by priests who had sworn oaths of loyalty to the Republic.[136] This diminished the social and political influence of the juring priests because they presided over smaller congregations and counter-revolutionary women did not seek them for baptisms, marriages or confession.[137] Instead, they secretly hid nonjuring priests and attended clandestine traditional masses.[138] These women continued to adhere to traditional practices such as Christian burials and naming their children after saints in spite of revolutionary decrees to the contrary.[139]
It was this determined resistance to the Civil Constitution of the Clergy and the dechristianisation campaigns that played a major role in the re-emergence of the Catholic Church as a prominent social institution. In fact, Olwen Hufton notes about the Counter-Revolutionary women: “for it is her commitment to her religion which determines in the post-Thermidorean period the re-emergence of the Catholic Church…”.[140] Although they struggled, these women were eventually vindicated in their bid to reestablish the Church and thereby also to reestablish traditional family life and social stability.[141] This was seen in the Concordat of 1801, which formally reinstated the Catholic Church in France.[142] This act came after years of failed attempts at dechristianisation or state-controlled religion, which were thwarted in part due to the resistance of devout counter-revolutionary women. After the upheaval of the revolutionary period, the reestablishment of the Church was seen by many people as a welcome return to normalcy.
The French Revolution has received enormous amounts of historical attention, both from the general public and from scholars and academics. The views of historians, in particular, have been characterized as falling along ideological lines, with disagreement over the significance and the major developments of the Revolution.[143] Alexis de Tocqueville argued that the Revolution was a manifestation of a more prosperous middle class becoming conscious of its social importance.[144] Other thinkers, like the conservative Edmund Burke, maintained that the Revolution was the product of a few conspiratorial individuals who brainwashed the masses into subverting the old order—a claim rooted in the belief that the revolutionaries had no legitimate complaints.[145] Other historians, influenced by Marxist thinking, have emphasized the importance of the peasants and the urban workers in presenting the Revolution as a gigantic class struggle.[146] In general, scholarship on the French Revolution initially studied the political ideas and developments of the era, but it has gradually shifted towards social history that analyzes the impact of the Revolution on individual lives.[147]
Historians widely regard the Revolution as one of the most important events in human history, and the end of the early modern period, which started around 1500, is traditionally attributed to the onset of the French Revolution in 1789.[148] The Revolution is, in fact, often seen as marking the "dawn of the modern era".[149] Within France itself, the Revolution permanently crippled the power of the aristocracy and drained the wealth of the Church, although the two institutions survived despite the damage they sustained. After the collapse of the First Empire in 1815, the French public lost the rights and privileges earned since the Revolution, but they remembered the participatory politics that characterized the period, with one historian commenting: "Thousands of men and even many women gained firsthand experience in the political arena: they talked, read, and listened in new ways; they voted; they joined new organizations; and they marched for their political goals. Revolution became a tradition, and republicanism an enduring option."[150] Some historians argue that the French people underwent a fundamental transformation in self-identity, evidenced by the elimination of privileges and their replacement by rights as well as the growing decline in social deference that highlighted the principle of equality throughout the Revolution.[151] The Revolution represented the most significant and dramatic challenge to political absolutism up to that point in history and, despite its failures, spread democratic ideals throughout Europe and ultimately the world.[152] It had a profound impact on the Russian Revolution and its ideas inspired Mao Zedong in his efforts at constructing a communist state in China.[153]
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Preceded by The Old Regime |
French Revolution 1789–1792 |
Succeeded by French First Republic |
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Country | ![]() |
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Residence | Monte Carlo, Monaco |
Born | (1987-05-22) 22 May 1987 (age 25) Belgrade, Serbia |
Height | 1.88 m (6 ft 2 in) |
Weight | 80.0 kg (176 lb; 12.60 st) |
Turned pro | 2003 |
Plays | Right-handed (two-handed backhand) |
Career prize money |
$36,889,162 |
Singles | |
Career record | 427–116 (78.64%) |
Career titles | 30 |
Highest ranking | No. 1 (4 July 2011) |
Current ranking | No. 1 (28 May 2012)[1] |
Grand Slam Singles results | |
Australian Open | W (2008, 2011, 2012) |
French Open | SF (2007, 2008, 2011) |
Wimbledon | W (2011) |
US Open | W (2011) |
Other tournaments | |
Tour Finals | W (2008) |
Olympic Games | ![]() |
Doubles | |
Career record | 31–44 (41.33%) |
Career titles | 1 |
Highest ranking | No. 114 (30 November 2009) |
Current ranking | No. 546 (28 May 2012) |
Grand Slam Doubles results | |
Australian Open | 1R (2006, 2007) |
French Open | 1R (2006) |
Wimbledon | 2R (2006) |
US Open | 1R (2006) |
Last updated on: 19:34, 1 June 2012 (UTC). |
Olympic medal record | ||
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Competitor for ![]() |
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Men's Tennis | ||
Bronze | 2008 Beijing | Singles |
Novak Djokovic (Serbian: Новак Ђоковић or Novak Đoković; pronounced [nɔ̂ʋaːk dʑɔ̂ːkɔʋitɕ] ( listen); born 22 May 1987) is a Serbian professional tennis player who has been ranked World No. 1 by the Association of Tennis Professionals (ATP) since 4 July 2011. He has won five Grand Slam singles titles: the 2008, 2011 and 2012 Australian Open, the 2011 Wimbledon Championships, and the 2011 US Open. By winning three Majors in 2011, Djokovic became the sixth male player in the open era to win three Majors in a calendar year.
He is the first male player representing Serbia to win a Major singles title and the youngest player in the open era to have reached the semifinals of all four Grand Slam events, separately and consecutively.[4] Amongst other titles, he won the Tennis Masters Cup in 2008 and was on the team which won the 2010 Davis Cup. He also won the bronze medal in singles at the Beijing Olympics in 2008. He has won 11 Masters 1000 series titles placing him joint fourth on the all time list. Djokovic has quickly moved up in the rankings of history. Tennis Channel ranked him number 40 [5], and former player Pat Cash said he is one of the greatest ever. [6]
Contents |
Djokovic was born 22 May 1987, in Belgrade, Socialist Federal Republic of Yugoslavia, to father Srđan (Срђан) and mother Dijana (Дијана). His two younger brothers, Marko and Đorđe (Ђорђе) are also tennis players with professional aspirations.[2] Residing in Monte Carlo, Monaco, Djokovic has been coached since 2006 by a former Slovak tennis player Marián Vajda.[7] Similar to fellow pro Roger Federer, Djokovic is a self-described fan of languages, speaking four himself: his native Serbian, English, German, and Italian.[8][9] Since the end of 2005, Djokovic has been dating Jelena Ristić (Јелена Ристић).[10]
He started playing tennis at the age of four. In the summer 1993, the six-year-old was spotted by Yugoslav tennis legend Jelena Genčić[11] at Serbian Mount Kopaonik where Djokovic's parents ran a fast-food parlour.[12] Upon seeing the dedicated and talented youngster in action, she stated: "This is the greatest talent I have seen since Monica Seles."[2] Genčić worked with young Djokovic over the following six years before realizing that, due to his rapid development, going abroad in search of increased level of competition was the best option for his future. To that end, she contacted Nikola Pilić, and in September 1999, the 12-year-old moved to the Pilić tennis academy in Oberschleißheim, Germany, spending four years there.[13] At age 14, he began his international career, winning European championships in singles, doubles, and team competition.[2]
Djokovic is known for his often humorous off-court impersonations of his fellow players, many of whom are his friends. This became evident to the tennis world after his 2007 US Open quarterfinal win over Carlos Moyà, where he entertained the audience with impersonations of Rafael Nadal and Maria Sharapova.[14] He also did an impression of John McEnroe after his final preliminary game at the 2009 US Open, before playing a brief game with McEnroe, much to the delight of the audience. It is because of this jovial personality that he earned the nickname "Djoker", a portmanteau of his surname and the word joker. Novak Djokovic is a member of the "Champions for Peace" club, a group of famous elite athletes committed to serving peace in the world through sport, created by Peace and Sport, a Monaco-based international organization.[15]
Djokovic is a Serbian Orthodox Christian. On 28 April 2011, Patriarch Irinej of Serbia awarded Djokovic the Order of St. Sava I class, the highest decoration of the Serbian Orthodox Church, because he demonstrated love for the church, and because he provided assistance to the Serbian people, churches and monasteries of the Serbian Orthodox Church of Kosovo and Metohija.[16]
He is a keen fan of Serbian football club Red Star Belgrade,[17] Italian Serie A side A.C. Milan[18] and Portuguese club S.L. Benfica. Djokovic is good friends with fellow Serbian tennis player Ana Ivanović, whom he has known since the two were children growing up in Serbia.
As a member of the FR Yugoslavia national team, he reached the finals of the 2001 Junior Davis Cup for players under 14, in which he lost his match in singles.[19]
At the beginning of his professional career, Djokovic mainly played in Futures and Challenger tournaments, winning three of each type from 2003 to 2005. His first tour-level tournament was Umag in 2004, where he lost to Filippo Volandri in the round of 32. He made his first Grand Slam tournament appearance by qualifying for the 2005 Australian Open, where he was defeated by Marat Safin in the first round.
Djokovic briefly considered plans to move from Serbia to play for Britain.[20] He reached the top-40 world ranking due to a quarterfinal appearance at the French Open, and reaching the fourth round at Wimbledon.
Three weeks after Wimbledon, he won his maiden ATP title at the Dutch Open in Amersfoort without losing a set, defeating Nicolás Massú in the final. Djokovic won his second career title at the Open de Moselle in Metz, and moved into the top 20 for the first time in his career.
Djokovic began the year by defeating Australian Chris Guccione in the final of the ATP Adelaide, before losing in the fourth round of the Australian Open to eventual champion Roger Federer in straight sets. His performances at the Masters Series events in Indian Wells, California, and Key Biscayne, Florida, where he was the runner-up and champion respectively, pushed him into the world's top 10. Djokovic lost the Indian Wells final to Rafael Nadal, but defeated Nadal in Key Biscayne in the quarterfinals before defeating Guillermo Cañas for the title in the finals.
Right after his first master series title, he went back home to contribute to his country's attempt to get into the World Group of the Davis Cup competition. Serbia faced off the Republic of Georgia, and Djokovic won a point by defeating Georgia's George Chanturia. This was a tournament where he prepared for the later clay court season. Djokovic played in the Masters Series Monte Carlo Open, where he was defeated by David Ferrer in the third round, and in the Estoril Open, where he defeated Richard Gasquet in the final. Djokovic then reached the quarterfinals of both the Internazionali d'Italia in Rome and the Masters Series Hamburg, but lost to Nadal and Carlos Moyà respectively. At the French Open, Djokovic reached his first Major semifinal, losing to eventual champion Nadal.
During Wimbledon, Djokovic won a five-hour quarterfinal against Marcos Baghdatis. In his semifinal match against Rafael Nadal, he was forced to retire with elbow problems in the 3rd set after winning the first and losing the 2nd set.
Djokovic went on to win the Masters Series Rogers Cup in Montreal. He defeated world no. 3 Andy Roddick in the quarterfinals, world no. 2 Rafael Nadal in the semifinals, and world no. 1 Federer in the final. This was the first time a player had defeated the top three ranked players in one tournament since Boris Becker in 1994.[21] Djokovic was also only the second player, after Tomáš Berdych, to have defeated both Federer and Nadal since they became the top two players in the world. After this tournament, Björn Borg stated that Djokovic "is definitely a contender to win a Grand Slam (tournament)."[22] However, the following week at the Western & Southern Financial Group Masters in Cincinnati, Ohio, Djokovic lost in the second round to Moyà in straight sets. Djokovic nevertheless reached the final of the US Open. Djokovic had five set points in the first set and two in the second set, but lost them all before losing the final to top-seeded Federer in straight sets. During the 2007 tournament, Djokovic emerged as a fan favorite with his on-court impressions of other players including Rafael Nadal, Andy Roddick, and Maria Sharapova.
Djokovic won his fifth title of the year at the BA-CA TennisTrophy in Vienna, defeating Stanislas Wawrinka in the final. His next tournament was the Mutua Madrileña Masters in Madrid, where he lost to David Nalbandian in the semifinals. Djokovic, assured of finishing the year as world no. 3, qualified for the year-ending Tennis Masters Cup, but did not advance beyond the round robin matches.
He received the Golden Badge award for the best athlete in Serbia, and the Olympic Committee of Serbia declared him the best athlete.[23]
Djokovic started the year by playing the Hopman Cup with fellow Serbian world no. 3 Jelena Janković. While he won all his round-robin matches, the team lost 1–2 in the final to the second-seeded American team consisting of Serena Williams and Mardy Fish.
At the Australian Open, Djokovic reached his second consecutive Major final without dropping a set, including a victory over two-time defending champion Roger Federer in the semifinals. By reaching the semifinals, Djokovic became the youngest player to have reached the semifinals in all four Majors. In the final, Djokovic defeated unseeded Frenchman Jo-Wilfried Tsonga in four sets to earn Serbia's first Grand Slam singles title.[24] This marked the first time since the 2005 Australian Open that a Grand Slam singles title was not won by Federer or Nadal.
Djokovic's next tournament was the Barclays Dubai Tennis Championships, where he lost in the semifinals to Andy Roddick.
At the Masters Series Pacific Life Open in Indian Wells, California, Djokovic won his ninth career singles title, defeating American Mardy Fish in the three-set final.
Djokovic won his tenth career singles title and fourth Master Series singles crown at the Internazionali d'Italia in Rome. The following week at the Hamburg Masters, Djokovic lost to Nadal in the semifinals. At the French Open, Djokovic was the third-seeded player behind Federer and Nadal. Djokovic lost to Nadal in the semifinals in straight sets.
On grass, Djokovic once again played Nadal, this time in the Artois Championships final in Queen's Club, London, losing in two sets. At Wimbledon, Djokovic was the third-seeded player; however, he lost in the second round to Marat Safin. This ended a streak of five consecutive Majors where he had reached at least the semifinals.
Djokovic then failed to defend his 2007 singles title at the Masters Series Rogers Cup in Toronto. He was eliminated in the quarterfinals by eighth-seeded Andy Murray. The following week at the Western & Southern Financial Group Masters in Cincinnati, Ohio, Djokovic advanced to the final, beating Nadal. In the final, he again lost to Murray in straight sets.
His next tournament was the Beijing Olympics, his first Olympics. He and Nenad Zimonjić, seeded second in men's doubles, were eliminated in the first round by the Czech pairing of Martin Damm and Pavel Vízner. Seeded third in singles, Djokovic lost in the semifinals to Nadal. Djokovic then defeated James Blake, the loser of the other semifinal, in the bronze medal match.
After the Olympics, Djokovic entered the US Open as the third seed. He defeated Roddick in the quarterfinals. To a smattering of boos in a post-match interview, Djokovic criticized Roddick for accusing him of making excessive use of the trainer during matches. His run at the US Open ended in the semifinals when he lost to Federer in four sets, in a rematch of the 2007 US Open final.
Djokovic played four tournaments after the US Open. In a rematch of the 2008 Australian Open final, he lost in the final of the Thailand Open to Jo-Wilfried Tsonga in straight sets. In November, Djokovic was the second seed at the year-ending Tennis Masters Cup in Shanghai. In his first round-robin match, he defeated Argentine Juan Martín del Potro in straight sets. He then beat Nikolay Davydenko in three sets, before losing his final round robin match against Tsonga. Djokovic qualified for the semifinals, where he defeated Gilles Simon. In the final, Djokovic defeated Davydenko again to win his first Tennis Masters Cup title.
Djokovic started the year at the Brisbane International in Brisbane, Australia, where he was upset by Ernests Gulbis in the first round.[25] At the Medibank International in Sydney, he lost to Jarkko Nieminen in the semifinals.[26]
As defending champion at the Australian Open, Djokovic retired from his quarterfinal match with former world no. 1 Andy Roddick.[27]
After losing in the semifinals of the Open 13 tournament in Marseille to Jo-Wilfried Tsonga, Djokovic won the singles title at the Barclays Dubai Tennis Championships, defeating David Ferrer to claim his twelfth career title. The following week, Djokovic was the defending champion at the BNP Paribas Open in Indian Wells, California, an ATP World Tour Masters 1000 event, but lost to Roddick in the quarterfinals. At the Sony Ericsson Open in Key Biscayne, Florida, another ATP World Tour Masters 1000 event, Djokovic beat Federer in the semifinals, before losing to Andy Murray in the final.
Djokovic reached the final of the next ATP World Tour Masters 1000 event, the Monte-Carlo Rolex Masters on clay, losing to Rafael Nadal in the final. At the Internazionali BNL d'Italia in Rome, another ATP World Tour Masters 1000 event, Djokovic was the defending champion, but again lost in the final.
Djokovic was the top seed at his hometown tournament, the Serbia Open in Belgrade. He defeated first-time finalist Łukasz Kubot to win his second title of the year.[28] As third seed at the Mutua Madrilena Madrid Open, Djokovic advanced to the semifinals without dropping a set. There, he faced Nadal and lost despite holding three match points. The match, at 4 hours and 3 minutes, was the longest three-set singles match on the ATP World Tour in the Open Era.[29] At the French Open, he lost in the third round to German Philipp Kohlschreiber.
Djokovic began his grass court season at the Gerry Weber Open where, after the withdrawal of Federer, he competed as the top seed. He advanced to the final, where he lost to German Tommy Haas.[30] Djokovic also lost to Haas in the quarterfinals of Wimbledon.[31]
During the US Open Series, Djokovic made the quarterfinals of the Rogers Cup in Montreal, before losing to Andy Roddick. At the Western & Southern Financial Group Masters in Cincinnati, Djokovic defeated world no. 3 Rafael Nadal in the semifinals. He lost in the final to world no. 1 Roger Federer.[32] At the 2009 US Open, Djokovic made the semifinals, having dropped only two sets, defeating Ivan Ljubičić, 15th seed Radek Štěpánek and 10th seed Fernando Verdasco. He then lost to Roger Federer.[33]
At the China Open in Beijing, he defeated Victor Hănescu, Viktor Troicki, Fernando Verdasco, and Robin Söderling en route to the final, where he defeated Marin Čilić in straight sets to win his third title of the year.[34] At the inaugural Shanghai ATP Masters 1000, Djokovic lost in the semifinals to Nikolay Davydenko.
At the Davidoff Swiss Indoors in Basel, Djokovic defeated Jan Hernych to make it to the quarterfinals.[35] He then recovered from a deficit to defeat Stanislas Wawrinka in the quarterfinals. He won the semifinals against Radek Štěpánek. In the final, he defeated home favourite and three-time defending champion Roger Federer to win his fourth title of the year.[36]
At the last Masters 1000 event of the year at the BNP Paribas Masters in Paris, Djokovic won his first Masters 1000 title of the year. He defeated Rafael Nadal in the semifinals.[37] In the final, Djokovic prevailed over Gaël Monfils.[38]
Coming into the year-ending ATP World Tour Finals in London as the defending champion, Djokovic defeated Nikolay Davydenko in his first round-robin match.[39] In his second match, he lost to Robin Söderling.[40] Despite victory over Rafael Nadal in his third round-robin match, Djokovic failed to make the semifinals.[41]
Djokovic ended the year as the world no. 3 for the third consecutive year. Djokovic played 97 matches throughout the year, the most of any player on the ATP World Tour, with a 78–19 win-loss record. In addition to leading the ATP World Tour in match wins, he reached a career best 10 finals, winning 5 titles.
Djokovic started his year by playing in the Kooyong Classic, an exhibition event. In his first match, he defeated Tommy Haas, but lost to Fernando Verdasco in his second.[42]
At the Australian Open, Djokovic was eliminated in the quarterfinals by Jo-Wilfried Tsonga in five sets.[43] Despite the loss, Djokovic attained a career-high ranking of world no. 2.
He reached the semifinals of the ABN AMRO World Tennis Tournament in Rotterdam, losing to Mikhail Youzhny. At the Dubai Tennis Championships in the U.A.E., Djokovic reached the final, defeating Mikhail Youzhny to win his first title of the year.[44]
He then took part in Serbia's Davis Cup tie against the USA on clay in Belgrade. He helped Serbia reach their first quarterfinal in the Davis Cup 3–2 victory, defeating Sam Querrey and John Isner.
At the Indian Wells Masters, he lost in the fourth round to Ivan Ljubičić. At the Miami Masters, he lost in his opening match to Olivier Rochus. Djokovic then announced that he had ceased working with Todd Martin as his coach.[45]
In his first clay-court tournament of the year at the Monte-Carlo Rolex Masters, top-seeded Djokovic reached the semifinals with wins over Stanislas Wawrinka and David Nalbandian. There, he lost to Fernando Verdasco. Djokovic again lost to Verdasco at the Internazionali BNL d'Italia in Rome, this time in the quarterfinals.[46]
As the defending champion at his hometown event, the Serbia Open in Belgrade, he withdrew in the quarterfinals while trailing Filip Krajinović.[47]
Djokovic entered the 2010 French Open seeded third. He defeated Evgeny Korolev, Kei Nishikori, Victor Hănescu, and Robby Ginepri en route to the quarterfinals, where he lost to Jürgen Melzer in five sets.[48]
Djokovic entered the 2010 Wimbledon Championships as third seed, defeating Olivier Rochus, Taylor Dent, Albert Montañés, Lleyton Hewitt, and Yen-Hsun Lu en route to the semifinals, which he lost to Tomáš Berdych in straight sets.
Djokovic then competed at the Rogers Cup in Toronto, where he lost to Roger Federer in the semifinals. Djokovic also competed in doubles with Rafael Nadal in a one-time, high-profile partnership. That hadn't happened since 1976, when Jimmy Connors and Arthur Ashe as world no.1 and no.2 paired together as a doubles team.[49] They lost in the first round to Canadians Milos Raonic and Vasek Pospisil. Djokovic lost in the quarterfinals of the 2010 Western & Southern Financial Group Masters in Cincinnati to Andy Roddick.
As the third seed at the US Open, Djokovic came very close to losing in his opening round against Viktor Troicki in extreme heat. He then defeated Philipp Petzschner, James Blake and Mardy Fish, and number 17 seed Gaël Monfils, all in straight sets to reach the US Open semifinals for the fourth consecutive year. In the semifinals, Djokovic defeated Roger Federer in five sets after saving 2 match points with forehand winners while serving to stay in the match at 4–5 in the 5th set. It was Djokovic's first victory over Federer at the US Open in four attempts, and his first victory over Federer in a Major since the 2008 Australian Open. Djokovic lost to Nadal in the final, a match that saw Nadal complete his career Grand Slam.
After helping Serbia defeat the Czech Republic 3–2 to make it to the Davis Cup final, Djokovic competed at the China Open as the top seed and defending champion. He won the title for the second successive year, after defeating Maoxin Gong, Mardy Fish (walkover), Gilles Simon, and John Isner en route to the final. Djokovic then defeated David Ferrer in the final.
At the Shanghai Masters, Djokovic made a semifinal appearance, losing to Roger Federer.
Djokovic played his final tournament of the year at the Barclays ATP World Tour Finals in London. Djokovic was placed in Group A along with Rafael Nadal, Tomáš Berdych, and Andy Roddick. Djokovic won his first round-robin match against Berdych. He next lost to Nadal. He defeated Roddick in his final round-robin match and advanced to the semifinals. He lost to Roger Federer in two sets.
Djokovic went on to win his two singles rubbers in Serbia's Davis Cup finals victory over France. This started a long unbeaten run that went on into 2011. Djokovic finished the year ranked world no. 3, his fourth successive finish at this position.
He was awarded the title "Serbian Sportsman of the year" by the Olympic Committee of Serbia[50] and "Serbian Athlete of the year" by DSL Sport.[51]
Djokovic won ten tournaments in 2011,[12] including Grand Slam tournament victories at the Australian Open, Wimbledon and the US Open.[12] Djokovic also captured a record-breaking five ATP World Tour Masters 1000 titles,[12][52] and set a new record for the most prize money won in a single season on the ATP World Tour (12.0 million dollars).[12] His level dropped at season's end beginning with a back injury and ended with a poor showing at the ATP World Tour Finals. Djokovic finished the season with a 70–6 record and No. 1 in the world. Pete Sampras declared Djokovic's season as the best he has ever seen in his lifetime, calling it "one of the best achievements in all of sports."[53] Boris Becker called Djokovic's season "one of the very best years in tennis of all time," adding that it "may not be the best statistically, but he’s beaten Federer, he’s beaten Nadal, he’s beaten everybody that came around to challenge him in the biggest tournaments in the world."[54] Rafael Nadal, who lost to Djokovic in six finals on three different surfaces, described Djokovic's performances as "probably the highest level of tennis that I ever saw."[55] Djokovic was named 2011 ITF World Champion.[56]
Djokovic began his season winning at the 2012 Australian Open. He won his first four rounds against Paolo Lorenzi,[57] Santiago Giraldo, Nicolas Mahut and Lleyton Hewitt respectively. In the quarter-finals he defeated David Ferrer in three sets. In the semifinal, Djokovic beat Andy Murray in five sets (7–5 in the fifth set) after 4 hours and 50 minutes, coming back from a two-sets-to-one deficit and fending off break points at 5-all in the fifth set .[58] In the final, Djokovic beat Rafael Nadal in five sets, coming from a break down in the final set to win 7–5. At 5 hours and 53 minutes, the match was the longest final in Open Era Grand Slam history, as well as the longest match in Australian Open history, surpassing the 5 hour and 14 minute 2009 semifinal between Nadal and Fernando Verdasco.[59]
Djokovic was beaten by John Isner in the semifinals at Indian Wells. He successfully defended his title in Miami.
In the Monte Carlo final, he lost in straight sets 3-6 1-6 to Nadal, unable to prevent Nadal from earning his record-breaking eighth consecutive title there.
Djokovic also lost in straight sets 7-5 6-3 to Nadal at the Rome Masters 2012 final.[60]
In 2006, Djokovic got the decisive win on 9 April, against Great Britain by defeating Greg Rusedski in four sets in the fourth match, giving his team an unsurmountable 3–1 lead in their best-of-five series, thus keeping Serbia and Montenegro in the Group One Euro/African Zone of Davis Cup. Following this match-up, a lot of media buzz appeared about Djokovic's camp negotiating with the Lawn Tennis Association about changing his international loyalty by joining British tennis ranks.[20] Nineteen-year-old Djokovic, who was no.63 on the ATP list at the time, mostly dismissed the story at first by saying that the talks were not serious, describing them as "the British being very kind to us after the Davis Cup".[61] However, more than three years later, in October 2009, Djokovic confirmed that the talks between his family and the LTA throughout April and May 2006, were indeed serious:
Britain was offering me a lot of opportunities and they needed someone because Andy [Murray] was the only one, and still is. That had to be a disappointment for all the money they invest. But I didn't need the money as much as I had done. I had begun to make some for myself, enough to afford to travel with a coach, and I said, 'Why the heck?' I am Serbian, I am proud of being a Serbian, I didn't want to spoil that just because another country had better conditions. If I had played for Great Britain, of course I would have played exactly as I do for my country but deep inside, I would never have felt that I belonged. I was the one who took the decision.[62]
By winning all three of his matches, Djokovic played a key role in the 2007 play-off win over Australia, promoting the Serbia Davis Cup team to World Group in 2008. In Serbia's tie against Russia in early 2008, in Moscow, Djokovic was sidelined due to influenza and was forced to miss his first singles match. He returned to win his doubles match, teaming with Nenad Zimonjić, before being forced to retire during his singles match with Nikolay Davydenko. Djokovic also had a big role in promoting Serbia to the 2009 World Group. On 6–8 March 2010, he played the key role in bringing Serbia to World Group quarterfinals for the first time in its independent history, winning both singles matches in the home tie against United States (against Sam Querrey and John Isner). Later, Serbia progressed to the Davis Cup final, following the victories over Croatia (4–1) and Czech Republic (3–2). Serbia came from 1–2 down to defeat France in the final tie 3–2 in Belgrade to win the nation's first Davis Cup Championship. In the final, Djokovic scored two singles points for Serbia, defeating Gilles Simon and Gaël Monfils.[63] He was the backbone of the Serbian squad, going 7–0 in singles rubbers to lead the nation to the title, although the honour of winning the deciding rubber in the final went to compatriot Viktor Troicki.
In the semi finals of the 2011 Davis Cup Djokovic played a crucial rubber match for Serbia against Juan Martin Del Potro playing for Argentina, which he lost 6–7, 0–3 having to retire after reaggravating a back injury sustained during the US Open tournament, which secured Argentina's place in the final defeating Serbia 3–2. This marked Djokovic's third loss of his 2011 season, and his second retirement.[64]
Djokovic and Nadal have met 32 times (the sixth-most head-to-head meetings in the Open Era)[65] with Nadal having a 18–14 advantage.[66] Nadal leads on grass 2–1 and clay 11–2, but Djokovic leads on hard courts 11–5.[66] This rivalry is listed as the third greatest rivalry in the last decade by ATPworldtour.com[67] and is considered by many to be the emerging rivalry.[68][69] Djokovic is the first player to have at least ten match wins against Nadal and the only person to defeat Nadal seven times consecutively.[70] The two share the record for the longest Australian Open and Grand Slam final match ever played (5 hours and 53 minutes), which was the 2012 Australian Open final,[71] as well as the record for the longest match played in a best-of-three sets (4 hours and 3 minutes) which was the 2009 Mutua Madrid Open semifinal.[72] In the 2011 Wimbledon final, Djokovic won in four sets, which was his first victory over Nadal in a Major.[73] By doing so, he became the only person other than Federer to defeat Nadal in a Grand Slam tournament final. Djokovic also defeated Nadal in the 2011 US Open Final to capture his third major title of the year and fourth overall. By beating Nadal, Djokovic became the second player to defeat Nadal in more than one Grand Slam final (the other being Federer), and the only player to beat Nadal in a Slam final on a surface other than grass. In 2012, Djokovic defeated Nadal in the Australian Open final which made Nadal the first player to lose in three consecutive Grand Slam finals.
At the 2012 Monte-Carlo Rolex Masters in April, Nadal finally beat Djokovic for the first time since November 2010. They had met in seven finals from January 2011 to January 2012, all of which Djokovic won. In the final at Monte Carlo, an in-form Nadal defeated Novak, 6–3, 6–1.
Djokovic and Federer have met 25 times, with Federer leading 14–11. Federer leads on all surfaces, although they have never met on grass. Djokovic is the only player other than Nadal who has defeated Federer in consecutive Grand Slam tournament matches.[4] Federer ended Djokovic's 41-match winning start to the 2011 season at the 2011 French Open semi-finals which many consider to be a classic match.[74] Djokovic played Federer in his first Major final at the 2007 US Open and lost in three sets.[75] Djokovic has the second-most wins against Federer (after Nadal). The two have met twice in Australian Open (in 2008 and 2011) both of which Djokovic won in straight sets. The two have met five years in a row at the US Open with Federer triumphant in their first three encounters while their last two meetings (in 2010 and 2011) were five-set matches in which Djokovic saved two match points before going on to win.
Djokovic and Murray have met 13 times with Djokovic leading 8–5. Djokovic leads 2–0 on clay, and 6–5 on hard courts. The two went to training camp together, and Murray won the first match they ever played as teenagers. The pair have met 5 times in finals, with Murray leading 3–2, however, their most important final was the 2011 Australian Open final, in which Djokovic won in straight sets.[76] The other four finals were all ATP Masters 1000 finals, with Murray winning the first three in straight sets. But Djokovic defeated Murray in the most recent final in straight sets. They also played a nearly five-hour long semifinal match in the 2012 Australian Open, which Djokovic won 7–5 in the fifth set after Murray led 2 sets to 1.
Djokovic is an all-court player with emphasis on aggressive baseline play.[77] His groundstrokes from both wings are consistent, deep, and penetrating. His backhand is widely regarded as the best in today's game. His best weapon is his backhand down the line, with great pace and precision. He is also known as one of the greatest movers on the court with superior agility, court coverage and defensive ability. After great technical difficulties during the 2009 season, his serve is one of his major weapons again, winning him many free points; his first serve is typically hit flat, while he prefers to slice and kick his second serves wide.[77] Occasionally, Djokovic employs a well-disguised backhand underspin drop shot and sliced backhand. His drop shots still tend to be a drawback when hit under pressure and without proper preparation.[78]
Djokovic commented on the modern style of play, including his own, in interview with Jim Courier after his semifinal win against Andy Murray in the 2012 Australian Open tournament:[79]
“ | I had a big privilege and honour to meet personally today Mr. Laver, and he is one of the biggest, and greatest players ever to play the game, thank you for staying this late, sir, thank you ... even though it would actually be better if we played a couple times serve and volley, but we don’t know to play ... we are mostly around here [points to the area near the baseline], we are running, you know, around the baseline ... | ” |
Entering the pro circuit, Djokovic used Wilson rackets, continuing so until the end of 2008. At that time, he switched to Head rackets, using a custom paint job of the Head YouTek Speed Pro racquet. Starting with 2011 Australian Open, he began using Head's YouTek IG Speed MP 18/20. Djokovic uses a hybrid of Head Natural Gut in the mains and Luxilon Alu Power in the crosses.
After his 2011 victory in Montreal, tennis coach Nick Bollettieri stated that Djokovic is the most "complete" player of all time.[80] He has the backhand, forehand, serve, second serve, movement, mentality, and can play equally well on any surface. In assessing his 2011 season, Jimmy Connors said that Djokovic gives his opponents problems by playing "a little bit old-school, taking the ball earlier, catching the ball on the rise, (and) driving the ball flat." Connors adds that a lot of the topspin that Djokovic's opponents drive at him comes right into his zone, thus his ability to turn defense into offense well.[81]
From fall 2005 until June 2006, Djokovic was coached by Riccardo Piatti who divided his time between the 18-year-old and Ivan Ljubičić. Player and coach reportedly parted ways over the latter's refusal to work full time with Djokovic.[82]
Since June 2006, Djokovic has been coached by Slovakian former professional tennis player Marián Vajda. They met for the first time during that year's French Open, after which Vajda got hired to be the 19-year-old's coach. On occasion Djokovic employed additional coaches on part-time basis: in 2007, during the spring hardcourt season, he worked with Australian doubles ace Mark Woodforde with specific emphasis on volleys and net play while from August 2009 until April 2010 American Todd Martin joined the coaching team, a period marked by his ill-fated attempt to change Djokovic's serve motion.[83]
Since early 2007, Djokovic has been working with physiotherapist Miljan Amanović who was previously employed by Red Star Belgrade basketball team and NBA player Vladimir Radmanović.[84] In April 2009, Djokovic hired Austrian Gebhard Phil-Gritsch (formerly worked with Thomas Muster) to join the team in fitness coach capacity.[85][86]
In July 2010, before the Davis Cup clash away at Croatia, Djokovic made another addition to his team – nutritionist Igor Četojević who additionally focuses on Chinese medicine and does acupuncture.[87] He discovered the tennis player suffers from gluten intolerance and cannot eat gluten, purging it from his diet. It appeared to have worked as Djokovic began feeling stronger, quicker, and much more fit. After Djokovic's Wimbledon win in July 2011, Četojević left the team.[88]
Djokovic endorses Serbian telecommunications company Telekom Srbija and German nutritional supplement brand FitLine.[89]
Since turning professional in 2003, Djokovic wore Adidas clothing and footwear. At the end of 2009, Djokovic signed a 10-year deal with the Italian clothing company Sergio Tacchini after Adidas refused to extend his clothing contract (choosing instead to sign Andy Murray).[90] Since Sergio Tacchini doesn't make shoes, he continued with Adidas as his choice of footwear. From 2011, Djokovic began to wear custom Red and Blue Adidas Barricade 6.0's shoes, referring to the colours of the Serbian national flag. On May 23, 2012, Uniqlo has appointed Djokovic as its global brand ambassador. The five-year partnership, will see Djokovic promoting the Uniqlo brand where Djokovic debut his newly designed Uniqlo match wear to spectators in Paris' Roland-Garros French Open Tennis Tournament and to a worldwide TV audience on May 27.
Djokovic did television commercial spots and print ads for supermarket chain Idea, the Serbian arm of Croatian supermarket retailer Konzum as well as for rival Serbian supermarket chain DIS Trgovina.
In August 2011, Djokovic became the brand ambassador of Swiss watch manufacturer Audemars Piguet.[91] Less than a month later, Djokovic signed a sponsorship deal with German car company Mercedes-Benz.[92] In March 2012, Djokovic was announced by Bombardier Aerospace as its latest Learjet brand ambassador, thus joining the likes of actor and pilot John Travolta, architect Frank Gehry, maestro Valery Gergiev, and classical pianist Lang Lang.[93]
The business end of Djokovic's career was initially handled by Israeli managers Amit Naor and Allon Khakshouri. In June 2008, he signed with CAA Sports.[94]
In 2005, as Djokovic moved up the tennis rankings, his family founded a legal entity in Serbia named Family Sport. Registered as a limited liability company, its initial focus was the restaurant business. The company's day-to-day operations are mostly handled by Novak's father Srdjan and uncle Goran expanded its activities into real estate, sports/entertainment event organization, and sports apparel distribution.[citation needed]
The company opened theme cafés named Novak Café, as well as Novak Café & Restaurant in the Belgrade's municipality of Novi Beograd.
In February 2008, the company reached an agreement with local authorities in the city of Kragujevac about jointly entering into a real estate development deal that was to include 4 hectares of city-owned land at Veliki Park being developed into a tennis center with 14 courts. But by 2010 the company pulled out of these plans.[95][96]
In March 2008, Family Sport won a municipal authority-organized tender in Novi Beograd by submitting an €11 million bid for the 3.8 hectares of land located in Ivan Ribar neighbourhood;[97] with the ambitious plan to build a big tennis center there.[98][99][100] As of fall 2011, construction is yet to commence.
In 2009, the company managed to buy an ATP tournament known as the Dutch Open and bring it to Serbia where it became – Serbia Open. With the help of Belgrade city authorities, the tournament's inaugural edition was held during May 2009 at the city-owned 'Milan Gale Muškatirović' courts, located at an attractive spot in Dorćol neighbourhood.[101]
On Monday, 4 July 2011, one day after Djokovic won Wimbledon, Family Sport organized the homecoming reception in front of the National Assembly building with more than 80,000 people gathering to greet him.[102][103]
From the 2010 Davis Cup finals to the 2011 French Open, Djokovic had a 43-match win streak, placing him behind Guillermo Vilas (46 matches in 1977) and Ivan Lendl (44 matches in 1981/1982).[104][105]
He won 41 straight matches from the start of 2011 until the French Open semi-finals,[105] second only to John McEnroe's record (he started 42–0 in 1984[106]).
Novak Djokovic is one of only four players (besides David Nalbandian, Andy Murray, and Rafael Nadal) to beat Roger Federer three times in one calendar year, and one of only two players (Juan Martin Del Potro being the other) to beat both Roger Federer and Rafael Nadal in a Grand Slam in consecutive matches. He is the only player who can claim to have beaten both Federer and Nadal in the same tournament on 4 different occasions (Montreal 2007, Indian Wells 2011, US Open 2011,). He is also the youngest player in the Open Era to defeat the top three players in succession and he achieved this when he defeated world number three Andy Roddick, world number two Nadal, and World number one Federer in the 2007 Rogers Cup. He is one of only two players to have defeated Federer at the semifinal stage or later on more than one occasion in Grand Slam tournaments, and also at consecutive tournaments (the other being Nadal).[citation needed]
His five Masters titles in 2011 are a season record.[citation needed]
To prevent confusion and double counting, information in this table is updated only once a tournament or the player's participation in the tournament has concluded. This table is current through the 2012 Australian Open.
Tournament | 2003 | 2004 | 2005 | 2006 | 2007 | 2008 | 2009 | 2010 | 2011 | 2012 | SR | W–L | Win % |
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Grand Slam Tournaments | |||||||||||||
Australian Open | A | A | 1R | 1R | 4R | W | QF | QF | W | W | 3 / 8 | 32–5 | 86.49 |
French Open | A | A | 2R | QF | SF | SF | 3R | QF | SF | 0 / 7 | 25–7 | 78.12 | |
Wimbledon | A | A | 3R | 4R | SF | 2R | QF | SF | W | 1 / 7 | 27–6 | 81.81 | |
US Open | A | A | 3R | 3R | F | SF | SF | F | W | 1 / 7 | 33–6 | 84.62 | |
Win–Loss | 0–0 | 0–0 | 5–4 | 9–4 | 19–4 | 18–3 | 15–4 | 19–4 | 25–1 | 7–0 | 5 / 29 | 117–24 | 82.98 |
Outcome | Year | Championship | Surface | Opponent in the final | Score in the final |
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Runner-up | 2007 | US Open | Hard | ![]() |
6–7(4–7), 6–7(2–7), 4–6 |
Winner | 2008 | Australian Open | Hard | ![]() |
4–6, 6–4, 6–3, 7–6(7–2) |
Runner-up | 2010 | US Open (2) | Hard | ![]() |
4–6, 7–5, 4–6, 2–6 |
Winner | 2011 | Australian Open (2) | Hard | ![]() |
6–4, 6–2, 6–3 |
Winner | 2011 | Wimbledon | Grass | ![]() |
6–4, 6–1, 1–6, 6–3 |
Winner | 2011 | US Open | Hard | ![]() |
6–2, 6–4, 6–7(3–7), 6–1 |
Winner | 2012 | Australian Open (3) | Hard | ![]() |
5–7, 6–4, 6–2, 6–7(5–7), 7–5 |
On 28 April 2011, in Belgrade, Patriarch Irinej of Serbia awarded Djokovic the Order of St. Sava I class, the highest decoration of the Serbian Orthodox Church. The order was given to him because he demonstrated love for the church, and because he provided assistance to the Serbian people, churches and monasteries of the Serbian Orthodox Church in Kosovo and Metohija.[16]
Time span | Selected Grand Slam tournament records | Players matched |
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2007 French Open — 2008 Australian Open |
Youngest player to have reached the semi-finals of all four Majors (20 years, 250 days old) | Stands alone |
2012 Australian Open | Longest Grand Slam final match (with Rafael Nadal)[111] | Stands alone |
Grand Slam tournaments | Time Span | Records at each Grand Slam tournament | Players matched |
---|---|---|---|
Australian Open | 2011–2012 | 2 consecutive titles | Ken Rosewall Guillermo Vilas Johan Kriek Mats Wilander Stefan Edberg Ivan Lendl Jim Courier Andre Agassi Roger Federer |
Time span | Other selected records | Players matched |
---|---|---|
2011 | Winner of the hard court treble (Australian Open, Indian Wells, Miami) | Pete Sampras Roger Federer |
2011 | Player to qualify earliest for the ATP World Tour Finals – 18 weeks, 6 days | Stands alone |
2011 | 5 Masters 1000 titles in 1 season | Stands alone |
2011 | 3 consecutive Masters 1000 titles | Rafael Nadal |
2011 | 31 consecutive Masters 1000 match victories | Stands alone |
2011 | 6 Masters 1000 finals in 1 season | Roger Federer |
2009 | Longest best-of-three sets men's singles match ever played (4 hours, 3 minutes)[112] | Rafael Nadal |
2007 | Youngest player to defeat the top 3 players in succession | Stands alone |
2007–2009 | 91 consecutive weeks at World number 3 | Stands alone |
2011 | 5 consecutive match wins against World No. 1 player in finals (Rafael Nadal)[a] | Stands alone |
2011 | Most prize money in one season ($12,619,803) | Stands alone |
2007–2010 | 4 years ended at World number 3 | Jimmy Connors |
In 2009, and 2010, Djokovic won an Oscar Of Popularity for the most popular male athlete in Serbia.[113]
He was a special guest in the first semi-final of the Eurovision Song Contest 2008 in Belgrade. He threw a big tennis ball into the crowd, announcing the start of the voting. Together with the presenter of the show Željko Joksimović, Djokovic sang a song about Belgrade.[114]
Djokovic is also featured in the music video for the song "Hello" by Martin Solveig and Dragonette. The video, filmed at Stade Roland Garros, shows Solveig facing off against Bob Sinclar, another DJ, in a tennis match. When the referee calls a crucial ball "Out", Djokovic enters the arena and convinces the referee otherwise.[115]
In 2010, the Serbian blues-rock band Zona B recorded the song "The Joker", dedicating it to Djokovic.[116][117]
On 25 June 2011, its seventieth Congress in Chicago, all the members unanimously awarded Djokovic the Order of Serbian National Defense in America I class, the highest decoration of the SND. The order was given to him because of his merits in the international sport scene and his contributions to the reputation of Serbs and Serbia around the world.[118]
Owing to his extroverted personality, fluency in several languages, and willingness to go along with comedic concepts, Djokovic became a fixture on entertainment-based TV talk shows around the globe immediately upon achieving a measure of prominence via results on the tennis court. After winning the Australian Open, his first major, in early 2008, Djokovic appeared on American late-night programme The Tonight Show with Jay Leno. Throughout spring 2009, during ATP Master Series tournaments in Madrid and Rome, respectively, the Serb was a guest on Pablo Motos' show El Hormiguero[119] followed by an appearance on the Fiorello Show hosted by Italian comedian Rosario Fiorello.[120] Djokovic's television appearances particularly intensified during his amazing run of form throughout 2011: after winning Wimbledon and reaching number one spot on the ATP list, he again appeared on Leno's Tonight Show as well as on Conan O'Brien's show on TBS. Djokovic's dramatic win at the US Open was followed by another television blitz including spots on Live with Regis and Kelly, CBS' The Early Show, NBC's Today as well as a walk-on appearance on Late Night with Jimmy Fallon. In mid-November 2011, he made a triumphant return to Rai 1's Fiorello Show. In late November during the ATP World Tour Finals in London he was a guest on Sir David Frost's interview programme Frost Over the World on Al Jazeera English.
He was voted the 19th most influential man on AskMen.com's Top 49 Most Influential Men of 2011. On invitation from film producer Avi Lerner, Djokovic became part of the high-budget Hollywood movie production The Expendables 2 in a cameo playing himself,[121] which he shot on 29 November 2011 in a warehouse in the Bulgarian capital of Sofia.[122] He appeared on the cover of Italian GQ's March 2012 issue.[123]
He was a guest on the CBS show 60 minutes. He was one of TIME magazines 100 Most Influential People in 2012.
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Wikimedia Commons has media related to: Novak Đoković |
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Persondata | |
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Name | Đoković, Novak |
Alternative names | Ђоковић, Новак; Djokovic, Novak |
Short description | Serbian tennis player |
Date of birth | 22 May 1987 |
Place of birth | Belgrade, SFR Yugoslavia |
Date of death | |
Place of death |
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This article needs additional citations for verification. Please help improve this article by adding citations to reliable sources. Unsourced material may be challenged and removed. (September 2011) |
Emperor of China | |
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Former Monarchy | |
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The Imperial Coat of arms of the Empire during the Qing Dynasty (1644–1912) | |
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The last emperor of China, Puyi, as the Emperor of Manchukuo | |
First monarch | Qin Shi Huang |
Last monarch | Puyi |
Style | Varies according to Dynasty |
Official residence | Varies according to Dynasty, most recently the Forbidden City in Beijing |
Monarchy started | 221 BC |
Monarchy ended | 12 February 1912 |
Current pretender | Jin Youzhi (Qing Dynasty) |
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This article contains Chinese text. Without proper rendering support, you may see question marks, boxes, or other symbols instead of Chinese characters. |
The Emperor of China (Chinese: 皇帝; pinyin: Huángdì, pronounced [xu̯ɑ̌ŋ tî]) refers to any sovereign of Imperial China reigning between the founding of Qin Dynasty of China, united by the King of Qin in 221 BCE, and the fall of Yuan Shikai's Empire of China in 1916. When referred to as the Son of Heaven (Chinese: 天子; pinyin: tiānzǐ, pronounced [ti̯ɛ́n tsɨ̀]), a title that predates the Qin unification, the Emperor was recognized as the ruler of "All under heaven" (i.e., the world). In practice not every Emperor held supreme power, though this was most often the case.[citation needed]
Emperors from the same family are generally classified in historical periods known as Dynasties. Most of China's imperial rulers have commonly been considered members of the Han ethnicity, although recent scholarship tends to be wary of applying current ethnic categories to historical situations. During the Yuan and Qing dynasties China was ruled by ethnic Mongols and Manchus respectively after being conquered by them. The orthodox historical view over the years sees these as non-native dynasties that were sinicized over time, though some more recent scholars argue that the interaction between politics and ethnicity was far more complex.[1] Nevertheless, in both cases these rulers had claimed the Mandate of Heaven to assume the role of traditional emperors in order to rule over China proper.
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Chinese feudal rulers with power over their particular fiefdoms were called Wang (王), roughly translated as King, but in fact somewhat amorphous and also readily maps to "duke" in English. In 221 BCE, after the then King of Qin completed the conquest of the various kingdoms/duchies of the Warring States Period, he adopted a new title to reflect his prestige as a ruler greater than the rulers before him. He created the new title Huangdi or "Emperor", and styled himself Shi Huangdi, the First Emperor. Before this, Huang (皇) and Di (帝) were given as titles of a number of rulers from the era known as the "sage kings" period, supposedly predating written history, but probably coinciding with or following the invention and early stages of evolution for the Chinese writing system. Huang (皇) was the title generally used for divine entities and legendary/deified rulers, and Di (帝) was used for feudal rulers of vassals who were themselves rulers of their own principalities.[citation needed]
Though these words came to be used synonymously and interchangeably, at the time of Ying Zheng's rule, they were not used together, and would have carried the connotation of "The Holy Emperor" because Huang (皇) was previously associated with divine or deified entities. Furthermore, it is generally agreed upon that the founding of the dominant Chinese race, the Han 漢 race, was the result of the "Yellow Emperor" Huangdi 黃帝, who unified a federation of tribes to drive the other tribes out of central China as it was known then (today's northwestern China), and several imperial dynasties existed since the time of Huang Di and before the time of Ying Zheng, the last of which integral dynasties, the Zhou 周 dynasty, disintegrated and formed the "Warring Nations" which were principalities of various sizes roughly based on the feudal kingdoms and duchies as ascribed under the Zhou dynasty political system.[citation needed] Ying Zheng, therefore, should really be called the re-unifier of the Chinese empire after the fall of the Zhou Dynasty, and his title should more correctly be rendered as "The First Holy Emperor" as opposed to the much less nuanced (and in fact much less accurate) "First Emperor."[citation needed] This is further evidenced by the fact that Chinese emperors since Ying Zheng also typically took on the title 帝 rather than 皇帝, e.g. Han Wu Di 漢武帝 "Emperor Wu of Han [Dynasty]", and it was not until much later that the term Huang Di 皇帝 came to be used interchangeably with the shorter Di 帝.[citation needed]
There is one minor exception to this interpretation in that, where the father of he who has ascended to the throne as emperor of China is still alive, this progenitor of the present emperor would be given the title Tai shang huang 太上皇, literally the "The Grand/Over-Emperor" or the "Grand Imperial Sire" or in the context of "Holy Emperor", the "Holy Imperial Sire." It is said that this practice was initiated by Liu Bang 劉邦, the founder of the Han Dynasty, in emulation of Ying Zheng (who granted his own father the title posthumously once he took on the new title of Huangdi 皇帝 for himself), because Liu Bang would not be bowed to by his own father, who was still technically a commoner.[citation needed]
Chinese political theory does not totally discourage or prevent the rule of non-royals or foreigners holding the title of "Emperor of China". Historically, China has been divided, numerous times, into smaller kingdoms under separate rulers or warlords. The Emperor in most cases was the ruler of a united China, or must at least have claimed legitimate rule over all of China if he did not have de facto control. There have been a number of instances where there has been more than one "Emperor of All China" simultaneously in Chinese history. For example, various Ming Dynasty princes continued to claim the title after the founding of the Qing Dynasty (1644–1911), and Wu Sangui claimed the title during the Kangxi Emperor's reign. In dynasties founded by foreign conquering tribes that eventually became immersed in Chinese culture, politics, and society, the rulers would adopt the title of Emperor of China in addition to whatever titles they may have had from their original homeland. Thus, Kublai Khan was simultaneously Khagan of the Mongols and Emperor of China.[citation needed]
From the Qin Dynasty to the Qing Dynasty, there were [2] 557 Emperors (including rules of minor states). Some, such as Li Zicheng and Yuan Shu, declared themselves Emperors and founded their own empires as a rival government to challenge the legitimacy of the existing Emperor. Among the most famous Emperors are Qin Shi Huang of the Qin Dynasty, Emperors Gaozu and Wu of the Han Dynasty, Emperor Taizong of the Tang Dynasty, Kublai Khan of the Yuan Dynasty, the Hongwu Emperor of the Ming Dynasty and the Kangxi Emperor of the Qing Dynasty.[3]
The Emperor's words were considered sacred edicts (聖旨), and his written proclamations "directives from above" (上諭). In theory, the Emperor's orders were to be obeyed immediately. He was elevated above all commoners, nobility and members of the Imperial family. Addresses to the Emperor were always to be formal and self-deprecatory, even by the closest of family members.
In practice, however, the power of the emperor varied between different Emperors and different dynasties. Generally, in the Chinese dynastic cycle, Emperors founding a dynasty usually consolidated the Empire through absolute rule, examples including Shi Huang of the Qin Dynasty, Taizong of the Tang Dynasty, Kublai Khan of the Yuan Dynasty, and Kangxi of the Qing Dynasty. These emperors ruled as absolute monarchs throughout their reign, maintaining a centralized grip on the country. During the Song Dynasty, the Emperor's power was significantly overshadowed by the power of the chancellor.
The Emperor's position, unless deposed in a rebellion, was always hereditary, usually by agnatic primogeniture. As a result, many Emperors ascended the throne while still children. During these minorities, the Empress Dowager (i.e., the Emperor's mother) would possess significant power. In fact, the vast majority of female rulers throughout Chinese Imperial history came to power by ruling as regents on behalf of their sons; prominent examples include the Empress Lü of the Han Dynasty, as well as Empress Dowager Cixi and Empress Dowager Ci'an of the Qing Dynasty, who for a time ruled jointly as co-regents. Where Empresses Dowager were too weak to assume power, court officials often seized control. Court eunuchs had a significant role in the power structure, as Emperors often relied on a few of them as confidants, which gave them access to many court documents. In a few places, eunuchs wielded vast power; one of the most powerful eunuchs in Chinese history was Wei Zhongxian during the Ming Dynasty. Occasionally, other nobles seized power as regents. The actual area ruled by the Emperor of China varied from dynasty to dynasty. In some cases, such as during the Southern Song dynasty, political power in East Asia was effectively split among several governments; nonetheless, the political fiction that there was but one ruler was maintained.
The title of emperor was hereditary, traditionally passed on from father to son in each dynasty. There are also instances where the throne is assumed by a younger brother, should the deceased Emperor have no male offspring. By convention in most dynasties, the eldest son born to the Empress (嫡長子) succeeded to the throne. In some cases when the empress did not bear any children, the emperor would have a child with another of his many wives (all children of the emperor were said also to be the children of the empress, regardless of birth mother). In some dynasties the succession of the empress' eldest son was disputed, and because many emperors had large numbers of progeny, there were wars of succession between rival sons. In an attempt to resolve after-death disputes, the emperor, while still living, often designated a Crown Prince (太子). Even such a clear designation, however, was often thwarted by jealousy and distrust, whether it was the crown prince plotting against the emperor, or brothers plotting against each other. Some emperors, like the Kangxi Emperor, after abolishing the position of Crown Prince, placed the succession papers in a sealed box, only to be opened and announced after his death.
Unlike, for example, the Japanese monarchy, Chinese political theory allowed for a change in the ruling house. This was based on the concept of the "Mandate of Heaven". The theory behind this was that the Chinese emperor acted as the "Son of Heaven" and held a mandate to rule over everyone else in the world; but only as long as he served the people well. If the quality of rule became questionable because of repeated natural disasters such as flood or famine, or for other reasons, then rebellion was justified. This important concept legitimized the dynastic cycle or the change of dynasties.
This principle made it possible even for peasants to found new dynasties, as happened with the Han and Ming dynasties, and for the establishment of conquest dynasties such as the Mongol-led Yuan Dynasty and Manchu-led Qing Dynasty. It was moral integrity and benevolent leadership that determined the holder of the "Mandate of Heaven". There has been only one lawful reigning Empress in China, Empress Wu of the Tang dynasty or the Wu-Zhou (Wu-Chou) dynasty founded by her. Many females, however, did become de facto leaders, usually as Empress Dowager. Prominent examples include Empress Dowager Cixi, mother of the Tongzhi Emperor (1861–1874), and aunt and adoptive mother of the Guangxu Emperor (1874–1908), who ruled China for 47 years (1861–1908), Empress Wu Zetian (who ultimately declared herself Empress, and was subsequently overthrown) and the Empress Dowager Lü of the Han Dynasty.
As the emperor had, by law, an absolute position not to be challenged by anyone else, his subjects were to show the utmost respect in his presence, whether in direct conversation or otherwise. When approaching the Imperial throne, one was expected to kowtow before the Emperor. In a conversation with the emperor, it was considered a crime to compare oneself to the emperor in any way. It was taboo to refer to the emperor by his given name, even if it came from his own mother, who instead was to use Huangdi (Emperor), or simply Er ("son"). The emperor was never to be addressed as you. Anyone who spoke to the emperor was to address him as Bixia (陛下), corresponding to "Your Imperial Majesty", Huang Shang (皇上, lit. Emperor Above or Emperor Highness), Tian zi (天子, lit. the Son of Heaven ), or Sheng Shang (聖上, lit. the Divine Above or the Holy Highness). The emperor could also be alluded to indirectly through reference to the imperial dragon symbology. Servants often addressed the emperor as Wan Sui Ye (萬歲爺, lit. Lord of Ten thousand years). The emperor referred to himself as Zhen (朕), translated into the royal "We", in front of his subjects, a practice reserved solely for the emperor.
In contrast to the Western convention of referring to a sovereign using a regnal name (e.g. George V) or by a personal name (e.g. Queen Victoria), a governing emperor was to be referred to simply as Huangdi Bixia (皇帝陛下, His Majesty the Emperor) or Dangjin Huangshang (當今皇上, The Imperial Highness of the Present Time) when spoken about in the third person. He was usually styled His Imperial Majesty the Emperor of the Great [X] Dynasty, Son of Heaven, Lord of Ten Thousand Years. Forms of address varied considerably during the Yuan and Qing Dynasties.
Generally, emperors also ruled with an era name (年號). Since the adoption of era name by Emperor Wu of Han and up until the Ming Dynasty, the sovereign conventionally changed the era name on a semi-regular basis during his reign. During the Ming and Qing Dynasties, emperors simply chose one era name for their entire reign, and people often referred to past emperors with that title. In earlier dynasties, the emperors were known with a temple name (廟號) given after their death. All emperors were also given a posthumous name (謚號), which was sometimes combined with the temple name (e.g. Emperor Shengzuren 聖祖仁皇帝 for Kangxi). The passing of an emperor was referred to as jiabeng (駕崩, lit. "collapse of the [imperial] chariot") and an emperor that had just died was referred to as Daxing Huangdi (大行皇帝), literally "the Emperor of the Great Journey."
The Imperial family was made up of the Emperor and the Empress (皇后) as the primary consort and Mother of the Nation (國母). In addition, the Emperor would typically have several other consorts and concubines (妃嬪), ranked by importance into a harem, in which the Empress was supreme. Every dynasty had its set of rules regarding the numerical composition of the harem. During the Qing Dynasty (1644–1911), for example, imperial convention dictated that at any given time there should be one Empress, one Huang Guifei, two Guifei, four fei and six pin, plus an unlimited number of other consorts and concubines. Although the Emperor had the highest status by law, by tradition and precedent the mother of the Emperor, i.e., the Empress Dowager (皇太后), usually received the greatest respect in the palace and was the decision maker in most family affairs. At times, especially when a young emperor was on the throne, she was the de facto ruler. The Emperor's children, the princes (皇子) and princesses (公主), were often referred to by their order of birth, e.g., Eldest Prince, Third Princess, etc. The princes were often given titles of peerage once they reached adulthood. The Emperor's brothers and uncles served in court by law, and held equal status with other court officials (子). The Emperor was always elevated above all others despite any chronological or generational superiority.
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Emperor of Japan 天皇 |
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![]() Arms of His Imperial Majesty the Emperor of Japan 天皇 |
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Incumbent: Akihito |
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Style: | His Imperial Majesty |
Heir apparent: | Crown Prince Naruhito |
First monarch: | Emperor Jimmu |
Formation: | 660 BC |
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The Emperor of Japan is "the symbol of the state and of the unity of the people" according to the 1947 Constitution of Japan, which dissolved the Empire of Japan when it was adopted by the Postwar Japanese government. He is a ceremonial figurehead under a form of constitutional monarchy and is head of the Japanese Imperial Family with functions as head of state. He is also the highest authority of the Shinto religion as he and his family are said to be direct descendants of Amaterasu.[1]
The Emperor is called the Tennō (天皇) in Japanese, literally meaning "heavenly sovereign".[2] He is also referred to in English as the Mikado (帝) of Japan. Currently the Emperor of Japan is the only remaining monarch in the world reigning under the title of emperor.
The Imperial House of Japan is the oldest continuing hereditary monarchy in the world.[3] In Nihon Shoki, a book of Japanese history finished in the eighth century, it is said that the Empire of Japan was founded in 660 BC by Emperor Jimmu. The current emperor is His Imperial Majesty the Emperor Akihito, who has been on the Chrysanthemum Throne since his father the Showa Emperor (Hirohito) died in 1989.
The role of the Emperor of Japan has historically alternated between a largely ceremonial symbolic role and that of an actual imperial ruler. Since the establishment of the first shogunate in 1192, the emperors of Japan have rarely taken on a role as supreme battlefield commander, unlike many Western monarchs. Japanese emperors have nearly always been controlled by external political forces, to varying degrees. In fact, from 1192 to 1867, the shoguns, or their shikken regents in Kamakura (1203–1333), were the de facto rulers of Japan, although they were nominally appointed by the emperor.
Since the mid-nineteenth century, the Imperial Palace has been called "Kyūjō" (宮城), then Kōkyo (皇居), and located on the former site of Edo Castle in the heart of Tokyo. Earlier emperors resided in Kyoto for nearly eleven centuries.
The Emperor's Birthday (currently celebrated on 23 December) is a national holiday.
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Unlike most constitutional monarchies, the Emperor is not even the nominal chief executive explicitly in the Constitution of Japan, but has duties "in matters of state", which are closely regulated. The constitution states that the Emperor "shall perform only such acts in matters of state as are provided for in the Constitution and he shall not have powers related to government" (article 4) and that the "advice and approval of the Cabinet shall be required for all acts of the Emperor in matters of state" (article 3). Article 4 also states that these duties can be delegated by the Emperor as provided for by law. Article 65 explicitly vests the executive power in the Cabinet, of which the Prime Minister is the leader.
In addition, while formally the Emperor's duties include appointing the Prime Minister to office, article 6 of the constitution requires him to appoint the candidate "as designated by the Diet" (in practice, the candidate designated by the House of Representatives), without any right to decline appointment. This is in marked contrast to his status under the Meiji Constitution, which recognized the emperor as the embodiment of all sovereign power of the realm.
The other detailed regulation of the Emperor's duties is laid down in article 7 of the constitution, where it is stated that the "Emperor with the advice and approval of the Cabinet, shall perform the following acts in matters of state on behalf of the people:
The Emperor is not the (ceremonial) commander-in-chief of the Japan Self-Defense Forces as in some other monarchies. The Japan Self-Defense Forces Act of 1954 explicitly vests this role as commander-in-chief with the Prime Minister. This is similar to the system in Germany, where article 65a of the Basic Law for the Federal Republic of Germany vests it with the Federal Minister of Defence.
Regular ceremonies of the Emperor with a constitutional basis are the Prime Minister investitures in the Imperial palace throne room and the Speech from the Throne ceremony in the House of Councillors in the National Diet Building. The latter ceremony opens ordinary and extra sessions of the Diet. Ordinary sessions are opened this way each January and also after new elections to the House of Representatives. Extra sessions usually convene in the autumn and are opened then.[4]
Although the emperor has been a symbol of continuity with the past, the degree of power exercised by the emperor of Japan has varied considerably throughout Japanese history. In the early 7th century the emperor began to be called "Son of Heaven" (天子, tenshi?).[5]
The earliest emperor recorded in Kojiki and Nihon Shoki is Emperor Jimmu. The key to knowing the origin of the Japanese imperial line may lie within the ancient imperial tombs known as kofun. However, since the Meiji period, the Imperial Household Agency has refused to open the kofun to the public or to archaeologists, citing their desire not to disturb the spirits of the past emperors as justification for their refusal. But in December 2006, the Imperial Household Agency reversed its position and decided to allow researchers to enter some of the kofun with no restrictions.
There have been six non-imperial families who have controlled Japanese emperors: the Soga (530s–645), the Fujiwara (850s–1070), the Taira (for a relatively short period), the Minamoto (and Kamakura bakufu) (1192–1333), the Ashikaga (1336–1565) and the Tokugawa (1603–1867). However, every shogun from the Minamoto, Ashikaga and Tokugawa families had to be officially recognized by the emperors, who were still the source of sovereignty, although they could not exercise their powers independently from the Shogunate.
The growth of the samurai class from the 10th century gradually weakened the power of the imperial family over the nation, leading to a time of instability. Emperors have been known to come into conflict with the reigning shogun from time to time; a notable example is the Hōgen Rebellion of 1156, in which former Emperor Sutoku attempted to seize power from the then current Emperor Go-Shirakawa, both of whom were supported by different clans of samurai. Other instances, such as Emperor Go-Toba's 1221 rebellion against the Kamakura shogunate and the 1336 Kemmu Restoration under Emperor Go-Daigo, show the power struggle between the Imperial House and the military governments of Japan.
Up to recent centuries, Japan's territory did not include several remote regions of its modern-day territory. The name Nippon came into use only many centuries after the start of the current imperial line. Centralized government only began to appear shortly before and during the time of Prince Shōtoku. The emperor was more like a revered embodiment of divine harmony rather than the head of an actual governing administration. In Japan it has always been easy for ambitious lords to hold actual power, as such positions have not been inherently contradictory to the emperor's position. Parliamentary government today continues a similar coexistence with the emperor as have various shoguns, regents, warlords, guardians, etc.
Historically the titles of Tennō in Japanese have never included territorial designations as is the case with many European monarchs. The position of emperor is a territory-independent phenomenon—the emperor is the emperor, even if he has followers only in one province (as was the case sometimes with the southern and northern courts).
From 1192 to 1867, sovereignty of the state was exercised by the shoguns, or their shikken regents (1203–1333), whose authority was conferred by Imperial warrant. When Portuguese explorers first came into contact with the Japanese (see Nanban period), they described Japanese conditions in analogy, likening the Emperor, with great symbolic authority but little political power, to the Pope, and the Shogun to secular European rulers, e.g. the Holy Roman Emperor. In keeping with the analogy, they even used the term "Emperor" in reference to the shogun/regent, e.g. in the case of Toyotomi Hideyoshi, who missionaries called "Emperor Taicosama" (from Taiko and the honorific sama).
After the United States Navy Commodore Matthew C. Perry's Black Ships forcibly opened Japan to foreign trade and the shogunate proved incapable of hindering the "barbarian" interlopers, the Emperor Kōmei began to assert himself politically. By the early 1860s, the relationship between the imperial court and the Shogunate was changing radically. Disaffected domains and ronin began to rally to the call of sonnō jōi, or "revere the emperor, expel the barbarians." The domains of Satsuma and Chōshū, historic enemies of the Tokugawa, used this turmoil to unite their forces and won an important military victory outside of Kyoto against Tokugawa forces.
In 1868, imperial "restoration" was declared, and the Shogunate was dissolved. A new constitution described the Emperor as "the head of the Empire, combining in Himself the rights of sovereignty", whose rights included to sanction and promulgate laws, to execute them and to exercise "supreme command of the Army and the Navy". The liaison conference created in 1893 also made the Emperor the leader of the Imperial General Headquarters.
The role of the emperor as head of the Shinto religion was exploited during the war, creating an Imperial cult that led to kamikaze bombers and other fanaticism. This in turn led to the requirement in the Potsdam Declaration for the elimination "for all time [of] the authority and influence of those who have deceived and misled the people of Japan into embarking on world conquest". Following Japan's surrender, the Allies issued the Shinto Directive separating church and state within Japan, leading to the Humanity Declaration of the incumbent Emperor. Subsequently a new constitution was drafted to define the role of the emperor and the government.
The constitution provides for a parliamentary system of government and guarantees certain fundamental rights. Under its terms the Emperor of Japan is "the symbol of the State and of the unity of the people" and exercises a purely ceremonial role without the possession of sovereignty.
The constitution, also known as the "Constitution of the State of Japan" (日本國憲法, Nihonkoku-Kenpō?), "Postwar Constitution" (戦後憲法, Sengo-Kenpō?) or the "Peace Constitution" (平和憲法, Heiwa-Kenpō?), was drawn up under the Allied occupation that followed World War II and was intended to replace Japan's previous militaristic and absolute monarchy system with a form of liberal democracy. Currently, it is a rigid document and no subsequent amendment has been made to it since its adoption.
There are two Japanese words equivalent to the English word "emperor": tennō (天皇, lit. "heavenly sovereign"), which is used exclusively to refer to an emperor of Japan, and kōtei (皇帝, the title used for Chinese emperors), which is used primarily to describe non-Japanese emperors. Sumeramikoto (lit. "the Imperial person") was also used in Old Japanese. The term tennō was used by the emperors up until the Middle Ages; then, following a period of disuse, it was used again from the 19th century.[6] In English, the term mikado (御門 or 帝 or みかど), literally meaning "the honorable gate" (i.e. the gate of the imperial place, which indicates the person who lives in and possesses the place), was once used (as in The Mikado, a 19th century operetta), but this term is now obsolete.[7] (Compare Sublime Porte, an old term for the Ottoman government.)
Traditionally, the Japanese considered it disrespectful to call any person by his given name, and more so for a person of noble rank. This convention is more relaxed in modern age and now it is acceptable among friends to use the given name, but use of the family name is still common. In the case of the imperial family, it is still considered inappropriate to use the given name. Since Emperor Meiji, it has been customary to have one era per emperor and to rename each emperor after his death using the name of the era over which he presided, plus the word Tennō. Prior to Emperor Meiji, the names of the eras were changed more frequently, and the posthumous names of the emperors were chosen in a different manner.
Outside of Japan, beginning with Emperor Shōwa, the emperors are often referred to by their given names, both whilst alive and posthumously. For example, the previous emperor is usually called Hirohito in English, although he was never referred to as Hirohito in Japan, and was renamed Shōwa Tennō after his death, which is the only name that Japanese speakers currently use when referring to him.
The current emperor on the throne is typically referred to by the title Tennō Heika (天皇陛下, literally "His Majesty the heavenly sovereign") or Kinjō Heika (今上陛下, literally "his current majesty") or simply Tennō when speaking Japanese. Other terms used to refer to the emperor in Japanese include Heika and Okami, but these are much less typical than Tennō Heika or Kinjō Heika in ordinary conversation. The current Emperor will be renamed Heisei Tennō (平成天皇) after his death and will then be referred to exclusively by that name in Japanese. Non-Japanese speakers typically refer to him now as Akihito, or "Emperor Akihito", and will almost certainly continue to do so after his death. It is considered a major faux pas to refer to a living emperor by his posthumous name, though.
The ruler of Japan was known as either 大和大王/大君 (Yamato-ōkimi, Grand King of Yamato), 倭王/倭国王 (Wa-ō/Wakoku-ō, King of Wa, used externally), or 治天下大王 (ame-no-shita shiroshimesu ōkimi or sumera no mikoto, Grand King who rules all under heaven, used internally) in Japanese and Chinese sources prior to the 7th century. The oldest documented use of the word "tennō" is on a wooden slat, or mokkan, that was unearthed in Asuka-mura, Nara Prefecture in 1998 and dated back to the reign of Emperor Temmu and Empress Jitō.[clarification needed]
Throughout history, Japanese emperors and noblemen appointed the position of chief wife, rather than just keeping a harem or an assortment of female attendants.
The Japanese imperial dynasty consistently practiced official polygamy, a practice that only ended in the Taishō period (1912–1926). Besides the empress, the emperor could take, and nearly always took, several secondary consorts ("concubines") of various hierarchical degrees. Concubines were allowed also to other dynasts (shinno, o). After a decision decreed by Emperor Ichijō, some emperors even had two empresses simultaneously (kōgō and chūgū are the two separate titles for that situation). With the help of all this polygamy, the imperial clan thus was capable of producing more offspring. (Sons by secondary consorts were usually recognized as imperial princes, too, and could be recognized as heir to the throne if the empress did not give birth to an heir.)
Of the eight female tennō (reigning empress) of Japan, none married or gave birth after ascending the throne. Some of them, being widows, had produced children prior to their reigns.
In the succession, children of the empress were preferred over sons of secondary consorts. Thus it was significant which quarters had preferential opportunities in providing chief wives to imperial princes, i.e. supplying future empresses.
Apparently the oldest tradition of official marriages within the imperial dynasty were marriages between dynasty members, even half-siblings or uncle and niece. Such marriages were deemed to preserve better the imperial blood or were aimed at producing children symbolic of a reconciliation between two branches of the imperial dynasty. Daughters of others than imperials remained concubines, until Emperor Shōmu—in what was specifically reported as the first elevation of its kind—elevated his Fujiwara consort Empress Kōmyō to chief wife.
Japanese monarchs have been, as much as others elsewhere, dependent on making alliances with powerful chiefs and other monarchs. Many such alliances were sealed by marriages. The specific feature in Japan has been the fact that these marriages have been soon incorporated as elements of tradition which controlled the marriages of later generations, though the original practical alliance had lost its real meaning. A repeated pattern has been an imperial son-in-law under the influence of his powerful non-imperial father-in-law.
Beginning from the 7th and 8th centuries, emperors primarily took women of the Fujiwara clan as their highest wives—the most probable mothers of future monarchs. This was cloaked as a tradition of marriage between heirs of two kamis, Shinto gods: descendants of Amaterasu with descendants of the family kami of the Fujiwara. (Originally, the Fujiwara were descended from relatively minor nobility, thus their kami is an unremarkable one in the Japanese myth world.) To produce imperial children, heirs of the nation, with two-side descent from the two kamis, was regarded as desirable—or at least it suited powerful Fujiwara lords, who thus received preference in the imperial marriage market. The reality behind such marriages was an alliance between an imperial prince and a Fujiwara lord, his father-in-law or grandfather, the latter with his resources supporting the prince to the throne and most often controlling the government. These arrangements created the tradition of regents (Sesshō and Kampaku), with these positions allowed to be held only by a Fujiwara sekke lord.
Earlier, the emperors had married women from families of the government-holding Soga lords, and women of the imperial clan itself, i.e. various-degree cousins and often even their own sisters (half-sisters). Several imperials of the 5th and 6th centuries such as Prince Shōtoku were children of a couple of half-siblings. These marriages often were alliance or succession devices: the Soga lord ensured the domination of a prince, to be put as puppet to the throne; or a prince ensured the combination of two imperial descents, to strengthen his own and his children's claim to the throne. Marriages were also a means to seal a reconciliation between two imperial branches.
After a couple of centuries, emperors could no longer take anyone from outside such families as primary wife, no matter what the expediency of such a marriage and power or wealth brought by such might have been. Only very rarely was a prince without a mother of descent from such families allowed to ascend the throne. The earlier necessity and expediency had mutated into a strict tradition that did not allow for current expediency or necessity, but only dictated that daughters of a restricted circle of families were eligible brides, because they had produced eligible brides for centuries. Tradition had become more forceful than law.
Fujiwara women were often Empresses, and concubines came from less exalted noble families. In the last thousand years, sons of an imperial male and a Fujiwara woman have been preferred in the succession.
The five Fujiwara families, Ichijō, Kujō, Nijō, Konoe and Takatsukasa, were the primary source of imperial brides from the 8th century to the 19th century, even more often than daughters of the imperial clan itself. Fujiwara daughters were thus the usual empresses and mothers of emperors.
The acceptable source of imperial wives, brides for the emperor and crown prince, were even legislated into the Meiji-era imperial house laws (1889), which stipulated that daughters of Sekke (the five main branches of the higher Fujiwara) and daughters of the imperial clan itself were primarily acceptable brides.
Since that law was repealed in the aftermath of World War II, the present Emperor Akihito became the first crown prince for over a thousand years to have an empress outside the previously eligible circle.
The Japanese imperial dynasty bases its position in the expression that it has "reigned since time immemorial" (万世一系 bansei ikkei). It is true that its origins are buried in the mists of time: there are no records of any emperor who was not said to have been a descendant of other, yet earlier emperors. There is suspicion that Emperor Keitai (c. 500 AD) may have been an unrelated outsider, though the sources state that he was a male-line descendant of Emperor Ōjin.[citation needed] However, his descendants, including his successors, were according to records descended from at least one and probably several imperial princesses of the older lineage. The tradition built by those legends has chosen to recognize just the putative male ancestry as valid for legitimizing his succession, not giving any weight to ties through the said princesses.[citation needed] Millennia ago, the Japanese imperial family developed its own peculiar system of hereditary succession. It has been non-primogenitural, more or less agnatic, based mostly on rotation. Today, Japan uses strict agnatic primogeniture, which was adopted from Prussia, by which Japan was greatly influenced in the 1870s.
The controlling principles and their interaction were apparently very complex and sophisticated, leading to even idiosyncratic outcomes. Some chief principles apparent in the succession have been:
Historically, the succession to Japan's Chrysanthemum Throne has always passed to descendants in male line from the imperial lineage. Generally they have been males, though of the over one hundred monarchs there have been nine women (one pre-historical and eight historical) as Emperor on eleven occasions. See the male line of the Yamato dynasty.
Over a thousand years ago, a tradition started that an emperor should ascend relatively young. A dynast who had passed his toddler years was regarded suitable and old enough. Reaching the age of legal majority was not a requirement. Thus, a multitude of Japanese emperors have ascended as children, as young as 6 or 8 years old. The high-priestly duties were deemed possible for a walking child. A reign of around ten years was regarded a sufficient service. Being a child was apparently a fine property, to better endure tedious duties and to tolerate subjugation to political power-brokers, as well as sometimes to cloak the truly powerful members of the imperial dynasty. Almost all Japanese empresses and dozens of emperors abdicated, and lived the rest of their lives in pampered retirement, wielding influence behind the scenes. Several emperors abdicated to their entitled retirement while still in their teens. These traditions show in Japanese folklore, theater, literature and other forms of culture, where the emperor is usually described or depicted as an adolescent.
Before the Meiji Restoration, Japan had eleven reigns of reigning empresses, all of them daughters of the male line of the Imperial House. None ascended purely as a wife or as a widow of an emperor. Imperial daughters and granddaughters, however, usually ascended the throne as a sort of a "stop gap" measure—if a suitable male was not available or some imperial branches were in rivalry so that a compromise was needed. Over half of Japanese empresses and many emperors abdicated once a suitable male descendant was considered to be old enough to rule (just past toddlerhood, in some cases). Four empresses, Empress Suiko, Empress Kōgyoku (also Empress Saimei) and Empress Jitō, as well as the mythical Empress Jingū, were widows of deceased emperors and princesses of the blood imperial in their own right. One, Empress Gemmei, was the widow of a crown prince and a princess of the blood imperial. The other four, Empress Genshō, Empress Kōken (also Empress Shōtoku), Empress Meishō and Empress Go-Sakuramachi, were unwed daughters of previous emperors. None of these empresses married or gave birth after ascending the throne.
Article 2 of the 1889 Meiji Constitution (the Constitution of the Empire of Japan) stated, "The Imperial Throne shall be succeeded to by imperial male descendants, according to the provisions of the Imperial House Law." The 1889 Imperial Household Law fixed the succession on male descendants of the imperial line, and specifically excluded female descendants from the succession. In the event of a complete failure of the main line, the throne would pass to the nearest collateral branch, again in the male line. If the empress did not give birth to an heir, the emperor could take a concubine, and the son he had by that concubine would be recognized as heir to the throne. This law, which was promulgated on the same day as the Meiji Constitution, enjoyed co-equal status with that constitution.
Article 2 of the Constitution of Japan, promulgated in 1947 by influence of the U.S. occupation administration and still in force, provides that "The Imperial Throne shall be dynastic and succeeded to in accordance with the Imperial Household Law passed by the Diet." The Imperial Household Law of 16 January 1947, enacted by the ninety-second and last session of the Imperial Diet, retained the exclusion on female dynasts found in the 1889 law. The government of Prime Minister Yoshida Shigeru hastily cobbled together the legislation to bring the Imperial Household in compliance with the American-written Constitution of Japan that went into effect in May 1947. In an effort to control the size of the imperial family, the law stipulates that only legitimate male descendants in the male line can be dynasts; that imperial princesses lose their status as Imperial Family members if they marry outside the Imperial Family;[8] and that the Emperor and other members of the Imperial Family may not adopt children. It also prevented branches, other than the branch descending from Taishō, from being imperial princes any longer.
Succession is now regulated by laws passed by the Japanese Diet. The current law excludes women from the succession. A change to this law had been considered until Princess Kiko gave birth to a son.
Until the birth of Prince Hisahito, son of Prince Akishino, on September 6, 2006, there was a potential succession problem, since Prince Akishino was the only male child to be born into the imperial family since 1965. Following the birth of Princess Aiko, there was public debate about amending the current Imperial Household Law to allow women to succeed to the throne. In January 2005 Prime Minister Junichiro Koizumi appointed a special panel composed of judges, university professors, and civil servants to study changes to the Imperial Household Law and to make recommendations to the government.
The panel dealing with the succession issue recommended on October 25, 2005 amending the law to allow females of the male line of imperial descent to ascend the Japanese throne. On January 20, 2006, Prime Minister Junichiro Koizumi devoted part of his annual keynote speech to the controversy, pledging to submit a bill allowing women to ascend the throne to ensure that the succession continues in the future in a stable manner. Shortly after the announcement that Princess Kiko was pregnant with her third child, Koizumi suspended such plans. Her son, Prince Hisahito, is the third in line to the throne under the current law of succession. On January 3, 2007, Prime Minister Shinzo Abe announced that he would drop the proposal to alter the Imperial Household Law.[9]
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